X0306 4 2021-08-02 0 0001587987 Newtek Business Services Corp. NEWT 0001728694 YOUNG NICOLAS 4800 T-REX AVENUE SUITE 120 BOCA RATON FL 33431 0 1 0 0 Chief Risk Officer Common Stock 2021-08-02 4 A 0 17197 0.00 A 17197 D On August 2, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 17,197 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: August 2, 2022; August 2, 2023 and August 2, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vet pursuant to the vesting schedule. Nicolas Young 2021-08-17