X0306 4 2021-02-03 0 0001587987 Newtek Business Services Corp. NEWT 0001337003 Schwartz Michael Adam 4800 T-REX AVENUE SUITE 120 BOCA RATON FL 33431 0 1 0 0 Chief Legal&Compliance Officer Common stock 2021-02-03 4 A 0 6934 0.00 A 28648 D Common Stock 2021-02-03 4 A 0 2312 0.00 A 28648 D On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 6,934 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: February 15, 2022; February 15, 2023; and February 15, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 2,312 restricted shares of the Issuer's common stock as a restricted stock award. The Award will vest on April 30, 2021. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Michael Schwartz 2021-02-05