X0306 5 2020-12-31 0 0 0 0001587987 Newtek Business Services Corp. NEWT 0001337003 Schwartz Michael Adam 4800 T-REX AVENUE SUITE 120 BOCA RATON FL 33431 0 1 0 0 Chief Legal&Compliance Officer Common Stock 2020-03-31 5 P 0 406 13.21 A 19402 D Common Stock 2020-05-15 5 F 0 747 14.66 D 19402 D Common Stock 2020-07-15 5 G 0 139 18.00 D 19402 D Common Stock 2020-07-31 5 P 0 328 18.73 A 19402 D Common Stock 2020-09-30 5 P 0 351 18.57 A 19402 D Common Stock 2020-12-30 5 P 0 294 18.65 A 19402 D Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Gift by Reporting Person to his adult child not living in his household. Michael Schwartz 2021-01-21