X0306 4 2016-08-02 0 0001587987 Newtek Business Services Corp. NEWT 0001672347 Joshi Nilesh 1981 MARCUS AVENUE SUITE 130 LAKE SUCCESS NY 11042 0 1 0 0 Chief Information Officer Common Stock 2016-08-02 4 A 0 1650 0.00 A 1650 D On April 2, 2016, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 1,650 shares as a restricted stock award. The award vests on August 15, 2017. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest on August 15, 2017. Nilesh Joshi 2016-08-02