0001587836-14-000009.txt : 20141112
0001587836-14-000009.hdr.sgml : 20141111
20141112143835
ACCESSION NUMBER: 0001587836-14-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141112
EFFECTIVENESS DATE: 20141112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVA Plumb Wealth Management, LLC
CENTRAL INDEX KEY: 0001587836
IRS NUMBER: 274605583
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15784
FILM NUMBER: 141213352
BUSINESS ADDRESS:
STREET 1: 1221 JOHN Q. HAMMONS DRIVE
CITY: MADISON
STATE: WI
ZIP: 53717
BUSINESS PHONE: (608) 824-8800
MAIL ADDRESS:
STREET 1: 1221 JOHN Q. HAMMONS DRIVE
CITY: MADISON
STATE: WI
ZIP: 53717
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001587836
XXXXXXXX
09-30-2014
09-30-2014
SVA Plumb Wealth Management, LLC
1221 JOHN Q. HAMMONS DRIVE
MADISON
WI
53717
13F HOLDINGS REPORT
028-15784
N
Connie Redman
Chief Compliance Officer
608-826-2763
Connie Redman
Madison
WI
11-12-2014
0
163
234635
false
INFORMATION TABLE
2
a13fc0914.xml
13F HOLDINGS REPORT
1/100 BERKSHIRE HATHAWAY CLA 1
COM
084990175
414
200
SH
SOLE
0
0
200
3M CO COM
COM
88579Y101
931
6571
SH
SOLE
3746
0
2825
ABBOTT LABS COM
COM
002824100
339
8159
SH
SOLE
5508
0
2651
ABBVIE INC COM
COM
00287Y109
1144
19800
SH
SOLE
11383
0
8417
AIR PRODS & CHEMS INC COM
COM
009158106
659
5062
SH
SOLE
2641
0
2421
ALLERGAN INC COM
COM
018490102
265
1485
SH
SOLE
1452
0
33
ALTRIA GROUP INC COM
COM
02209S103
287
6244
SH
SOLE
3411
0
2833
AMERICAN ELEC PWR INC COM
COM
025537101
561
10738
SH
SOLE
5713
0
5025
AMERICAN EXPRESS CO COM
COM
025816109
402
4596
SH
SOLE
3891
0
705
AMERICAN INTL GROUP INC COM NE
COM
026874784
469
8691
SH
SOLE
8115
0
576
AMGEN INC
COM
031162100
445
3168
SH
SOLE
2518
0
650
ANALOG DEVICES INC COM
COM
032654105
506
10222
SH
SOLE
3135
0
7087
APPLE INC COM
COM
037833100
2705
26846
SH
SOLE
14836
0
12010
AT&T INC COM
COM
00206R102
1360
38598
SH
SOLE
18757
0
19841
AUTOMATIC DATA PROCESSING INC
COM
053015103
391
4704
SH
SOLE
2889
0
1815
BANK OF AMERICA
COM
060505104
250
14664
SH
SOLE
14314
0
350
BB&T CORP COM
COM
054937107
804
21604
SH
SOLE
10569
0
11035
BERKSHIRE HATHAWAY INC DEL CL
COM
084670702
1030
7457
SH
SOLE
5422
0
2035
BIOGEN IDEC INC COM
COM
09062X103
503
1520
SH
SOLE
1520
0
0
BRISTOL MYERS SQUIBB CO COM
COM
110122108
1124
21959
SH
SOLE
11116
0
10843
CA INC COM
COM
12673P105
513
18368
SH
SOLE
10312
0
8056
CERNER CORP
COM
156782104
334
5600
SH
SOLE
5600
0
0
CHEVRON CORP NEW COM
COM
166764100
1489
12477
SH
SOLE
5857
0
6620
CHURCH & DWIGHT INC COM
COM
171340102
226
3216
SH
SOLE
3136
0
80
CISCO SYS INC COM
COM
17275R102
877
34825
SH
SOLE
19939
0
14886
CITIGROUP INC COM NEW
COM
172967424
346
6675
SH
SOLE
5689
0
986
CLOROX CO
COM
189054109
1210
12603
SH
SOLE
7871
0
4732
CME GROUP INC COM
COM
12572Q105
835
10441
SH
SOLE
4521
0
5920
COCA COLA CO COM
COM
191216100
2061
48318
SH
SOLE
22648
0
25670
CONOCOPHILLIPS COM
COM
20825C104
1445
18887
SH
SOLE
11038
0
7849
CONSTELLATION BRANDS INC CL A
COM
21036P108
265
3037
SH
SOLE
2832
0
205
CVS HEALTH CORP F/K/A CVS CARE
COM
126650100
269
3384
SH
SOLE
3034
0
350
DARDEN RESTAURANTS INC COM
COM
237194105
614
11929
SH
SOLE
6436
0
5493
DISCOVER FINL SVCS COM
COM
254709108
416
6463
SH
SOLE
6126
0
337
DISNEY WALT CO COM DISNEY
COM
254687106
628
7059
SH
SOLE
5513
0
1546
DOMINION RES INC VA NEW COM
COM
25746U109
404
5852
SH
SOLE
3868
0
1984
DU PONT E I DE NEMOURS & CO CO
COM
263534109
1155
16099
SH
SOLE
10544
0
5555
EMERSON ELEC CO COM
COM
291011104
721
11521
SH
SOLE
7517
0
4004
EXIDE TECHNOLOGIES COM NEW
COM
302051206
5
30000
SH
SOLE
30000
0
0
EXXON MOBIL CORP COM
COM
30231G102
2765
29400
SH
SOLE
9988
0
19412
FIRST BUSINESS FINANCIAL SERVI
COM
319390100
487
11088
SH
SOLE
11088
0
0
FISERV INC COM
COM
337738108
252
3899
SH
SOLE
3789
0
110
FORD MTR CO DEL COM PAR $0.01
COM
345370860
948
64118
SH
SOLE
30550
0
33567
GALLAGHER ARTHUR J & CO COM
COM
363576109
596
13133
SH
SOLE
5984
0
7149
GENERAL ELECTRIC CO COM
COM
369604103
2665
104025
SH
SOLE
65539
0
38486
GENERAL MILLS INC
COM
370334104
204
4040
SH
SOLE
3738
0
302
GOLDEN PHOENIX MINERALS INC.
COM
381149103
1
240185
SH
SOLE
0
0
240185
GOOGLE INC CL A
COM
38259P508
369
627
SH
SOLE
532
0
95
GOOGLE INC CL C
COM
38259P706
360
624
SH
SOLE
538
0
86
GRAND CENTRAL SILVER MINES INC
COM
384906202
0
22563
SH
SOLE
0
0
22563
I B M
COM
459200101
359
1890
SH
SOLE
1215
0
675
INTEL CORP COM
COM
458140100
874
25110
SH
SOLE
12869
0
12241
INTUITIVE SURGICAL INC COM NEW
COM
46120E602
335
725
SH
SOLE
681
0
44
JOHNSON & JOHNSON COM
COM
478160104
3623
33986
SH
SOLE
16706
0
17279
JPMORGAN CHASE & CO COM
COM
46625H100
1868
31014
SH
SOLE
19692
0
11322
KANSAS CITY SOUTHERN COM NEW
COM
485170302
403
3328
SH
SOLE
3241
0
87
KIMBERLY CLARK CORP
COM
494368103
233
2162
SH
SOLE
1418
0
744
KINDER MORGAN, INC.
COM
49456B101
969
25273
SH
SOLE
15675
0
9598
KOHLS CORP COM
COM
500255104
696
11405
SH
SOLE
3209
0
8196
LIBERTY INTERACTIVE CORP INT C
COM
53071M104
277
9719
SH
SOLE
8966
0
753
LILLY ELI & CO COM
COM
532457108
374
5765
SH
SOLE
3099
0
2666
LOCKHEED MARTIN CORP COM
COM
539830109
1081
5913
SH
SOLE
3219
0
2694
MASTERCARD INC CL A
COM
57636Q104
336
4550
SH
SOLE
2050
0
2500
MATTEL INC COM
COM
577081102
478
15607
SH
SOLE
9128
0
6479
MCDONALDS CORP COM
COM
580135101
1381
14568
SH
SOLE
8116
0
6452
MEDTRONIC INC COM
COM
585055106
335
5401
SH
SOLE
5181
0
220
MERCK & CO INC NEW COM
COM
58933Y105
1448
24431
SH
SOLE
14584
0
9846
MICROCHIP TECHNOLOGY INC COM
COM
595017104
1298
27485
SH
SOLE
15508
0
11977
MICROSOFT CORP COM
COM
594918104
2203
47514
SH
SOLE
28795
0
18719
MONDELEZ INTL INC CL A
COM
609207105
468
13653
SH
SOLE
10472
0
3181
ORACLE CORP
COM
68389X105
507
13240
SH
SOLE
12210
0
1030
PAYCHEX INC COM
COM
704326107
776
17558
SH
SOLE
7062
0
10496
PEPSICO INC COM
COM
713448108
2713
29139
SH
SOLE
19326
0
9813
PFIZER INC COM
COM
717081103
1250
42260
SH
SOLE
21990
0
20271
PHILIP MORRIS INTL INC COM
COM
718172109
1060
12705
SH
SOLE
5856
0
6849
PHILLIPS 66 COM
COM
718546104
286
3512
SH
SOLE
2580
0
932
PNC FINL SVCS GROUP INC COM
COM
693475105
777
9084
SH
SOLE
5118
0
3966
PORTLAND GENERAL ELECTRIC COMP
COM
736508847
445
13865
SH
SOLE
6997
0
6868
PPL CORP COM
COM
69351T106
640
19474
SH
SOLE
9536
0
9938
PRICELINE GROUP INC F/K/A PRIC
COM
741503403
250
216
SH
SOLE
206
0
10
PROCTER & GAMBLE CO COM
COM
742718109
2487
29700
SH
SOLE
16290
0
13411
QUALCOMM INC COM
COM
747525103
698
9336
SH
SOLE
7474
0
1862
RAYTHEON CO COM NEW
COM
755111507
673
6626
SH
SOLE
3407
0
3219
SOUTHERN CO COM
COM
842587107
424
9720
SH
SOLE
6943
0
2777
SPECTRA ENERGY CORP COM
COM
847560109
1005
25602
SH
SOLE
14031
0
11571
SYSCO CORP COM
COM
871829107
1117
29430
SH
SOLE
17038
0
12392
TEXAS INSTRUMENTS INC CO
COM
882508104
215
4511
SH
SOLE
4511
0
0
TWENTY FIRST CENTY FOX INC CL
COM
90130A101
206
6000
SH
SOLE
6000
0
0
U S BANCORP
COM
902973304
204
4876
SH
SOLE
3614
0
1262
UNION PACIFIC CORP
COM
907818108
389
3587
SH
SOLE
3432
0
155
UNITED PARCEL SERVICE INC CL B
COM
911312106
898
9141
SH
SOLE
5122
0
4019
VERIZON COMMUNICATIONS INC COM
COM
92343V104
1332
26648
SH
SOLE
13433
0
13215
VISA INC COM CL A
COM
92826C839
289
1354
SH
SOLE
1059
0
295
WAL MART STORES INC
COM
931142103
368
4818
SH
SOLE
3667
0
1151
WALGREEN COMPANY
COM
931422109
242
4080
SH
SOLE
3080
0
1000
WASTE MGMT INC DEL COM
COM
94106L109
670
14105
SH
SOLE
7473
0
6632
WELLS FARGO & CO NEW COM
COM
949746101
1548
29852
SH
SOLE
16736
0
13116
ALPS ETF TR SECTR DIV DOGS
ETF
00162Q858
369
9902
SH
SOLE
9201
0
701
ISHARES CORE HIGH DIVIDEND EFT
ETF
46429B663
734
9756
SH
SOLE
7215
0
2541
ISHARES S&P 400/BARRA GROWTH
ETF
464287606
317
2093
SH
SOLE
973
0
1120
ISHARES TR S&P 500 INDEX
ETF
464287200
701
3535
SH
SOLE
1021
0
2514
ISHARES TR S&P500/BAR GRW
ETF
464287309
228
2130
SH
SOLE
2049
0
81
MARKET VECTORS MORNINGSTAR WID
ETF
57060U134
690
22027
SH
SOLE
7857
0
14170
POWERSHARES FTSE RAFI US 1000
ETF
73935X583
395
4488
SH
SOLE
3138
0
1350
SCHWAB STRATEGIC TR US BRD MKT
ETF
808524102
5572
117175
SH
SOLE
0
0
117175
SCHWAB STRATEGIC TR US DIVIDEN
ETF
808524797
2276
59026
SH
SOLE
40775
0
18251
SCHWAB STRATEGIC TR US LCAP GR
ETF
808524300
246
5011
SH
SOLE
1500
0
3511
SCHWAB STRATEGIC TR US MID-CAP
ETF
808524508
3081
79607
SH
SOLE
55088
0
24519
SCHWAB U.S. LARGE-CAP ETF
ETF
808524201
5659
120425
SH
SOLE
70692
0
49733
SPDR S&P 500 ETF TR TR UNIT
ETF
78462F103
896
4549
SH
SOLE
2616
0
1933
SPDR S&P MIDCAP 400 ETF
ETF
78467Y107
561
2251
SH
SOLE
0
0
2251
VANGUARD DIVIDEND APPRECIATION
ETF
921908844
204
2653
SH
SOLE
1608
0
1045
VANGUARD GROWTH ETF
ETF
922908736
8304
83315
SH
SOLE
20708
0
62607
VANGUARD INDEX FDS LARGE CAP E
ETF
922908637
4361
48204
SH
SOLE
7886
0
40318
VANGUARD INDEX FDS MCAP VL IDX
ETF
922908512
9741
114737
SH
SOLE
24669
0
90068
VANGUARD INDEX FDS MID CAP ETF
ETF
922908629
5436
46343
SH
SOLE
16537
0
29806
VANGUARD MID-CAP GROWTH ETF
ETF
922908538
8075
83866
SH
SOLE
17068
0
66798
VANGUARD TOTAL STOCK MARKET ET
ETF
922908769
382
3774
SH
SOLE
2113
0
1661
VANGUARD VALUE ETF
ETF
922908744
7061
86958
SH
SOLE
13366
0
73592
VANGUARD WHITEHALL FUNDS HIGH
ETF
921946406
1519
22869
SH
SOLE
16900
0
5969
WISDOMTREE MIDCAP DIVIDEND FUN
ETF
97717W505
3361
42944
SH
SOLE
33773
0
9171
WISDOMTREE TR MDCP EARN FUND
ETF
97717W570
412
4704
SH
SOLE
2504
0
2200
CCC GLOBALCOM CORP COM
COM
12501C102
0
48491
SH
SOLE
48491
0
0
DEWMAR INTL BMC INC COM
COM
25211R102
1
722039
SH
SOLE
722039
0
0
ESIO WTR & BEVERAGE DEV CORP C
COM
29643W101
5
101594
SH
SOLE
101594
0
0
EXACT SCIENCES CORP COM
COM
30063P105
413
21315
SH
SOLE
5065
0
16250
HUMATECH, INC.
COM
444886105
0
20000
SH
SOLE
0
0
20000
MGIC INVT CORP WIS COM
COM
552848103
80
10300
SH
SOLE
10200
0
100
ISHARES TR RUSL 2000 GROW
ETF
464287648
882
6797
SH
SOLE
865
0
5932
SCHWAB STRATEGIC TR US SML CAP
ETF
808524607
6853
133334
SH
SOLE
68721
0
64613
VANGUARD INDEX FDS SM CP VAL E
ETF
922908611
3827
38373
SH
SOLE
9694
0
28679
VANGUARD INDEX FDS SML CP GRW
ETF
922908595
5406
44915
SH
SOLE
13052
0
31863
WISDOMTREE TR SMLCAP EARN FD
ETF
97717W562
12634
166080
SH
SOLE
45096
0
120984
WISDOMTREE TRUST SMALLCAP DIVI
ETF
97717W604
5879
90527
SH
SOLE
50908
0
39619
BP PLC SPONSORED ADR
ADR
055622104
1378
31351
SH
SOLE
17803
0
13548
DIAGEO P L C SPON ADR NEW
ADR
25243Q205
953
8259
SH
SOLE
4014
0
4245
GLAXOSMITHKLINE PLC-ADR SPONSO
ADR
37733W105
1055
22956
SH
SOLE
12568
0
10388
ROYAL DUTCH SHELL PLC SPONS AD
ADR
780259206
813
10683
SH
SOLE
5793
0
4890
BANK MONTREAL QUE COM
FGN
063671101
798
10838
SH
SOLE
5329
0
5509
ENBRIDGE INC COM
FGN
29250N105
1499
31298
SH
SOLE
17538
0
13760
SCHLUMBERGER LTD COM
FGN
806857108
504
4952
SH
SOLE
4091
0
861
THOMSON REUTERS CORP COM
FGN
884903105
662
18178
SH
SOLE
9520
0
8658
TRANSCANADA CORP COM
FGN
89353D107
243
4722
SH
SOLE
3835
0
887
ISHARES TR CORE MSCI EAFE
ETF
46432F842
223
3837
SH
SOLE
0
0
3837
ISHARES EAFE VALUE ETF
ETF
464288877
1209
22120
SH
SOLE
2868
0
19252
ISHARES INC EM MKT MIN VOL
ETF
464286533
2971
49684
SH
SOLE
31493
0
18191
ISHARES TR DJ INTL SEL DIVD
ETF
464288448
5987
167280
SH
SOLE
121359
0
45921
ISHARES TR EAFE MIN VOLAT
ETF
46429B689
1647
26294
SH
SOLE
18894
0
7400
ISHARES TR MSCI GRW ETF
ETF
464288885
779
11440
SH
SOLE
3216
0
8224
SCHWAB STRATEGIC TR INTL EQTY
ETF
808524805
281
9061
SH
SOLE
1129
0
7932
VANGUARD FTSE ALL-WLD EX-US SM
ETF
922042718
713
6986
SH
SOLE
2294
0
4692
VANGUARD INTL EQUITY INDEX FD
ETF
922042858
374
8958
SH
SOLE
4943
0
4015
VANGUARD INTL.EQ.FTSE ALL-WORL
ETF
922042775
276
5599
SH
SOLE
3430
0
2169
VANGUARD STAR FD VG TL INTL ST
ETF
921909768
2323
45547
SH
SOLE
0
0
45547
WISDOMTREE INTERNATIONAL SMALL
ETF
97717W760
2454
41474
SH
SOLE
24409
0
17065
CENTRAL FD CDA LTD. CL. A
COM
153501101
304
24664
SH
SOLE
0
0
24664
SCHWAB STRATEGIC TR US AGGREGA
ETF
808524839
6417
123954
SH
SOLE
866
0
123088
VANGUARD BD INDEX FD SHORT TRM
ETF
921937827
8411
105042
SH
SOLE
22477
0
82565
VANGUARD BD INDEX FD TOTAL BND
ETF
921937835
1420
17337
SH
SOLE
2760
0
14577
VANGUARD CHARLOTTE FDS INTL BD
ETF
92203J407
1536
29469
SH
SOLE
0
0
29469
GOLDMAN SACHS GROUP INC SHS D
PFD
38144g804
600
29958
SH
SOLE
25358
0
4600
ALPS ETF TR ALERIAN MLP
ETF
00162Q866
4150
216496
SH
SOLE
103682
0
112814
VANGUARD INDEX FDS REIT ETF
ETF
922908553
538
7491
SH
SOLE
2660
0
4831