Chief Compliance Officer

0001398344-20-002634.txt : 20200211 0001398344-20-002634.hdr.sgml : 20200211 20200211104656 ACCESSION NUMBER: 0001398344-20-002634 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200211 EFFECTIVENESS DATE: 20200211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SVA Wealth Management, LLC CENTRAL INDEX KEY: 0001587836 IRS NUMBER: 274605583 STATE OF INCORPORATION: WI FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15784 FILM NUMBER: 20594674 BUSINESS ADDRESS: STREET 1: 1221 JOHN Q. HAMMONS DRIVE CITY: MADISON STATE: WI ZIP: 53717 BUSINESS PHONE: (608) 824-8800 MAIL ADDRESS: STREET 1: 1221 JOHN Q. HAMMONS DRIVE CITY: MADISON STATE: WI ZIP: 53717 FORMER COMPANY: FORMER CONFORMED NAME: SVA Financial, LLC DATE OF NAME CHANGE: 20190813 FORMER COMPANY: FORMER CONFORMED NAME: SVA Plumb Wealth Management, LLC DATE OF NAME CHANGE: 20130926 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001587836 XXXXXXXX 12-31-2019 12-31-2019 false SVA Wealth Management, LLC

1221 JOHN Q. HAMMONS DRIVE MADISON WI 53717

13F HOLDINGS REPORT 028-15784 N Lawrence Clay Chief Compliance Officer 484-588-5520 /s/ Lawrence Clay Madison WI 02-11-2020 0 205 1090928 INFORMATION TABLE 2 fp0049822_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 1833 10391 SH SOLE 10206 0 185 ABBOTT LABS COM 002824100 1672 19249 SH SOLE 19249 0 0 ABBVIE INC COM 00287Y109 891 10060 SH SOLE 10060 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2464 11703 SH SOLE 825 0 0 ADOBE INC COM 00724F101 272 825 SH SOLE 1047 0 0 ALIGN TECHNOLOGY INC COM 016255101 292 1047 SH SOLE 8595 0 400 ALLIANT ENERGY CORP COM 018802108 492 8995 SH SOLE 2273 0 0 ALLSTATE CORP COM 020002101 256 2273 SH SOLE 6600 0 178 ALPHABET INC CAP STK CL C 02079K107 4701 3516 SH SOLE 3484 0 32 ALPHABET INC CAP STK CL A 02079K305 9078 6778 SH SOLE 9722 0 0 ALTRIA GROUP INC COM 02209S103 485 9722 SH SOLE 2310 0 0 AMAZON COM INC COM 023135106 4269 2310 SH SOLE 30913 0 659 AMERICAN ELEC PWR CO INC COM 025537101 2984 31572 SH SOLE 15890 0 228 AMERICAN EXPRESS CO COM 025816109 2007 16118 SH SOLE 21602 0 1391 AMGEN INC COM 031162100 5543 22993 SH SOLE 15325 0 481 ANALOG DEVICES INC COM 032654105 1878 15806 SH SOLE 91342 0 2035 APPLE INC COM 037833100 27420 93377 SH SOLE 52032 0 0 ASSOCIATED BANC CORP COM 045487105 1147 52032 SH SOLE 10961 0 132 AT&T INC COM 00206R102 433 11093 SH SOLE 2369 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 404 2369 SH SOLE 8896 0 0 BANK AMER CORP COM 060505104 313 8896 SH SOLE 3379 0 0 BANK MONTREAL QUE COM 063671101 269 3469 SH SOLE 14 0 0 BAXTER INTL INC COM 071813109 283 3379 SH SOLE 39647 0 1233 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4754 14 SH SOLE 7211 0 48 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9259 40880 SH SOLE 3458 0 125 BOEING CO COM 097023105 2365 7259 SH SOLE 3775 0 0 BOOKING HLDGS INC COM 09857L108 7359 3583 SH SOLE 10953 0 560 BRISTOL MYERS SQUIBB CO COM 110122108 242 3775 SH SOLE 3301 0 0 CARDINAL HEALTH INC COM 14149Y108 582 11513 SH SOLE 32535 0 2462 CATERPILLAR INC DEL COM 149123101 487 3301 SH SOLE 159671 0 5761 CHEVRON CORP NEW COM 166764100 4218 34997 SH SOLE 27927 0 250 CISCO SYS INC COM 17275R102 7934 165432 SH SOLE 43640 0 0 CITIGROUP INC COM NEW 172967424 2251 28177 SH SOLE 8958 0 0 COCA COLA CO COM 191216100 2415 43640 SH SOLE 4873 0 0 COMCAST CORP NEW CL A 20030N101 403 8958 SH SOLE 28475 0 15 CONOCOPHILLIPS COM 20825C104 317 4873 SH SOLE 8154 0 39 CONSTELLATION BRANDS INC CL A 21036P108 5406 28490 SH SOLE 30605 0 1882 COSTCO WHSL CORP NEW COM 22160K105 2408 8193 SH SOLE 1323 0 0 DANAHER CORPORATION COM 235851102 4986 32487 SH SOLE 56633 0 306 DEERE & CO COM 244199105 229 1323 SH SOLE 6868 0 329 DIAGEO P L C SPON ADR NEW 25243Q205 254 1510 SH SOLE 3903 0 0 DISCOVER FINL SVCS COM 254709108 4830 56939 SH SOLE 4561 0 286 DISNEY WALT CO COM DISNEY 254687106 5238 36215 SH SOLE 4883 0 0 DOW INC COM 260557103 394 7197 SH SOLE 6354 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 356 3903 SH SOLE 61376 0 2170 DUPONT DE NEMOURS INC COM 26614N102 311 4847 SH SOLE 14780 0 1406 EDWARDS LIFESCIENCES CORP COM 28176E108 1139 4883 SH SOLE 21007 0 0 EMERSON ELEC CO COM 291011104 485 6354 SH SOLE 66887 0 274 ENBRIDGE INC COM 29250N105 382 9616 SH SOLE 31413 0 2459 ETFIS SER TR I VIRTUS NEWFLEET 26923G707 3324 134541 SH SOLE 2568 0 75 EXACT SCIENCES CORP COM 30063P105 3104 33559 SH SOLE 26543 0 96 EXXON MOBIL CORP COM 30231G102 4434 63546 SH SOLE 10402 0 26 FACEBOOK INC CL A 30303M102 3322 16186 SH SOLE 38595 0 1051 FIDELITY NATL INFORMATION SV COM 31620M106 2922 21007 SH SOLE 3605 0 0 FISERV INC COM 337738108 7766 67161 SH SOLE 1421 0 0 GERON CORP COM 374163103 68 50300 SH SOLE 106433 0 4839 GILEAD SCIENCES INC COM 375558103 2201 33872 SH SOLE 11072 0 60 GOLDMAN SACHS GROUP INC COM 38141G104 608 2643 SH SOLE 85278 0 3280 GUIDEWIRE SOFTWARE INC COM 40171V100 2924 26639 SH SOLE 98869 0 2422 HERSHEY CO COM 427866108 220 1500 SH SOLE 11558 0 49 HOME DEPOT INC COM 437076102 2277 10428 SH SOLE 2630 0 0 HONEYWELL INTL INC COM 438516106 7017 39646 SH SOLE 3822 0 0 ILLINOIS TOOL WKS INC COM 452308109 255 1421 SH SOLE 9905 0 220 INSPIRE MED SYS INC COM 457730109 276 3720 SH SOLE 16029 0 0 INTEL CORP COM 458140100 6660 111272 SH SOLE 10217 0 599 INTERNATIONAL BUSINESS MACHS COM 459200101 483 3605 SH SOLE 73402 0 3091 INTUITIVE SURGICAL INC COM NEW 46120E602 6581 11132 SH SOLE 64378 0 267 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 340 2485 SH SOLE 136474 0 3580 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 555 4383 SH SOLE 16516 0 0 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 800 18811 SH SOLE 2299 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 492 2315 SH SOLE 12177 0 67 ISHARES TR S&P 500 GRWT ETF 464287309 203 1046 SH SOLE 1667 0 35 ISHARES TR USA MOMENTUM FCT 46432F396 206 1644 SH SOLE 4353 0 24 ISHARES TR RUSSELL 2000 ETF 464287655 236 1425 SH SOLE 4526 0 0 ISHARES TR RUS MD CP GR ETF 464287481 417 2732 SH SOLE 2639 0 403 ISHARES TR MSCI MIN VOL ETF 46429B697 463 7059 SH SOLE 17921 0 0 ISHARES TR EAFE SML CP ETF 464288273 512 8224 SH SOLE 72200 0 1725 ISHARES TR MSCI EAFE ETF 464287465 516 7424 SH SOLE 150899 0 5912 ISHARES TR EAFE GRWTH ETF 464288885 523 6046 SH SOLE 8574 0 0 ISHARES TR S&P MC 400GR ETF 464287606 596 2501 SH SOLE 43708 0 663 ISHARES TR RUS 1000 GRW ETF 464287614 803 4562 SH SOLE 5037 0 175 ISHARES TR RUS MDCP VAL ETF 464287473 945 9971 SH SOLE 21106 0 1429 ISHARES TR RUS 2000 GRW ETF 464287648 992 4630 SH SOLE 60565 0 2196 ISHARES TR MIN VOL EAFE ETF 46429B689 1213 16272 SH SOLE 4811 0 160 ISHARES TR ESG MSCI EAFE 46435G516 1522 22139 SH SOLE 3776 0 56 ISHARES TR CORE S&P SCP ETF 464287804 1578 18824 SH SOLE 56898 0 1695 ISHARES TR CORE TOTAL USD 46434V613 2239 42974 SH SOLE 103338 0 3131 ISHARES TR CORE US AGGBD ET 464287226 2906 25860 SH SOLE 1127 0 50 ISHARES TR CORE S&P500 ETF 464287200 2920 9034 SH SOLE 35351 0 198 ISHARES TR CORE S&P MCP ETF 464287507 3644 17705 SH SOLE 115531 0 3935 ISHARES TR CORE MSCI TOTAL 46432F834 10923 176464 SH SOLE 27703 0 359 ISHARES TR BARCLAYS 7 10 YR 464287440 98097 890012 SH SOLE 20975 0 1427 JOHNSON & JOHNSON COM 478160104 12918 88558 SH SOLE 12421 0 435 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 53755 674802 SH SOLE 37 0 700 JPMORGAN CHASE & CO COM 46625H100 14120 101291 SH SOLE 1581 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 1778 11607 SH SOLE 1500 0 0 KEMPER CORP DEL COM 488401100 204 2630 SH SOLE 46429 0 0 LILLY ELI & CO COM 532457108 502 3822 SH SOLE 11581 0 313 LOCKHEED MARTIN CORP COM 539830109 3942 10125 SH SOLE 2983 0 0 MASTERCARD INC CL A 57636Q104 4786 16029 SH SOLE 28153 0 1690 MCDONALDS CORP COM 580135101 2137 10816 SH SOLE 1377 0 0 MEDTRONIC PLC SHS G5960L103 6512 57402 SH SOLE 2479 0 0 MERCK & CO INC COM 58933Y105 6957 76493 SH SOLE 115700 0 4624 MGE ENERGY INC COM 55277P104 742 9410 SH SOLE 49643 0 381 MICROCHIP TECHNOLOGY INC COM 595017104 6770 64645 SH SOLE 38115 0 2386 MICROSOFT CORP COM 594918104 22086 140054 SH SOLE 83226 0 1922 MONDELEZ INTL INC CL A 609207105 910 16516 SH SOLE 40421 0 100 NATIONAL PRESTO INDS INC COM 637215104 224 2531 SH SOLE 40654 0 1941 NEXTERA ENERGY INC COM 65339F101 557 2299 SH SOLE 35679 0 536 NIKE INC CL B 654106103 1240 12244 SH SOLE 2653 0 0 NORTHROP GRUMMAN CORP COM 666807102 585 1702 SH SOLE 3745 0 0 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 1431 45935 SH SOLE 12641 0 117 NVIDIA CORP COM 67066G104 1030 4377 SH SOLE 4000 0 0 ORACLE CORP COM 68389X105 240 4526 SH SOLE 23330 0 655 PARKER HANNIFIN CORP COM 701094104 626 3042 SH SOLE 4876 0 88 PAYPAL HLDGS INC COM 70450Y103 1939 17921 SH SOLE 2260 0 200 PEPSICO INC COM 713448108 10103 73925 SH SOLE 4747 0 0 PFIZER INC COM 717081103 6144 156811 SH SOLE 39396 0 2254 PHILIP MORRIS INTL INC COM 718172109 730 8574 SH SOLE 1300 0 0 PHILLIPS 66 COM 718546104 4943 44371 SH SOLE 4383 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 251 2516 SH SOLE 2315 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 4644 43077 SH SOLE 7658 0 1376 PINNACLE WEST CAP CORP COM 723484101 469 5212 SH SOLE 16370 0 1335 PNC FINL SVCS GROUP INC COM 693475105 3597 22535 SH SOLE 1621 0 880 PRICE T ROWE GROUP INC COM 74144T108 2729 22402 SH SOLE 2732 0 0 PROCTER & GAMBLE CO COM 742718109 7839 62761 SH SOLE 9971 0 0 PRUDENTIAL FINL INC COM 744320102 466 4971 SH SOLE 4562 0 0 RAYTHEON CO COM NEW 755111507 842 3832 SH SOLE 1046 0 0 ROBERT HALF INTL INC COM 770323103 3700 58593 SH SOLE 7059 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1185 15412 SH SOLE 615778 0 59024 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1378 25089 SH SOLE 123529 0 6107 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1769 64619 SH SOLE 901801 0 81344 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1801 19385 SH SOLE 1497579 0 152870 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1829 36224 SH SOLE 15412 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 2672 92388 SH SOLE 19385 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 4799 142701 SH SOLE 18334 0 500 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 7509 129636 SH SOLE 26721 0 3544 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 10324 136493 SH SOLE 7183 0 237 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 12862 240722 SH SOLE 2257 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 75515 983145 SH SOLE 2627 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 99274 1650449 SH SOLE 4500 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1010 18834 SH SOLE 56624 0 3120 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1956 30265 SH SOLE 18756 0 499 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5224 41650 SH SOLE 84189 0 3134 SHERWIN WILLIAMS CO COM 824348106 687 1177 SH SOLE 48966 0 4218 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 371 1300 SH SOLE 63455 0 810 SPDR GOLD TRUST GOLD SHS 78463V107 207 1452 SH SOLE 54642 0 2579 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 2152 83514 SH SOLE 39003 0 3247 SPDR S&P 500 ETF TR TR UNIT 78462F103 2388 7420 SH SOLE 10838 0 121 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 847 2257 SH SOLE 6158 0 849 SPDR SERIES TRUST S&P DIVID ETF 78464A763 283 2627 SH SOLE 69597 0 6629 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 5691 116173 SH SOLE 9222 0 0 STRYKER CORP COM 863667101 7463 35549 SH SOLE 1719475 0 157296 SYNCHRONY FINL COM 87165B103 4302 119466 SH SOLE 33246 0 313 SYSCO CORP COM 871829107 2400 28062 SH SOLE 50300 0 0 TAPESTRY INC COM 876030107 347 12856 SH SOLE 3720 0 0 TESLA INC COM 88160R101 308 737 SH SOLE 8860 0 550 TEXAS INSTRS INC COM 882508104 203 1581 SH SOLE 2531 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 5064 106469 SH SOLE 30224 0 104770 TJX COS INC NEW COM 872540109 2835 46429 SH SOLE 1864 0 621 TOTAL S A SPONSORED ADS 89151E109 392 7097 SH SOLE 18398 0 426 TRANSATLANTIC PETROLEUM LTD SHS NEW G89982113 66 134994 SH SOLE 4358 0 272 TRUIST FINL CORP COM 89832Q109 670 11894 SH SOLE 1425 0 0 UNION PACIFIC CORP COM 907818108 539 2983 SH SOLE 45335 0 600 UNITED PARCEL SERVICE INC CL B 911312106 3493 29843 SH SOLE 128433 0 8060 UNITED TECHNOLOGIES CORP COM 913017109 206 1377 SH SOLE 9948 0 45 UNITEDHEALTH GROUP INC COM 91324P102 729 2479 SH SOLE 30372 0 2303 US BANCORP DEL COM NEW 902973304 7134 120324 SH SOLE 7674 0 242 V F CORP COM 918204108 4036 40501 SH SOLE 1073378 0 92632 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 269 3204 SH SOLE 132361 0 20254 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 673 11895 SH SOLE 1510 0 0 VANGUARD GROUP DIV APP ETF 921908844 561 4500 SH SOLE 7097 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1146 7007 SH SOLE 11095 0 608 VANGUARD INDEX FDS SMALL CP ETF 922908751 1311 7916 SH SOLE 3469 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1370 9993 SH SOLE 9616 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3242 10959 SH SOLE 55456 0 1946 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3920 42250 SH SOLE 158271 0 18193 VANGUARD INDEX FDS SML CP GRW ETF 922908595 6493 32675 SH SOLE 20458 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 7863 53184 SH SOLE 18811 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 9136 76226 SH SOLE 10164 0 6108 VANGUARD INDEX FDS MID CAP ETF 922908629 10196 57221 SH SOLE 21689 0 450 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 10204 64265 SH SOLE 7424 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 10408 87323 SH SOLE 6046 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 10884 59744 SH SOLE 8224 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1995 37108 SH SOLE 60400 0 4219 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 4152 37369 SH SOLE 87527 0 4861 VANGUARD STAR FD VG TL INTL STK F 921909768 49392 886904 SH SOLE 131827 0 10874 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 1474 20458 SH SOLE 76348 0 7166 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1804 19255 SH SOLE 34631 0 2738 VERIZON COMMUNICATIONS INC COM 92343V104 3071 50024 SH SOLE 34908 0 2200 VISA INC COM CL A 92826C839 15999 85148 SH SOLE 817235 0 69669 WALGREENS BOOTS ALLIANCE INC COM 931427108 2389 40521 SH SOLE 134541 0 0 WALMART INC COM 931142103 5062 42595 SH SOLE 43077 0 0 WASTE MGMT INC DEL COM 94106L109 302 2653 SH SOLE 19097 0 5992 WEC ENERGY GROUP INC COM 92939U106 345 3745 SH SOLE 116173 0 0 WEX INC COM 96208T104 2672 12758 SH SOLE 816627 0 73385 WISDOMTREE TR US MIDCAP FUND 97717W570 388 9222 SH SOLE 25860 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 4377 152615 SH SOLE 28840 0 14134 WISDOMTREE TR US SMALLCAP FUND 97717W562 44833 1166010 SH SOLE 2516 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 71392 1876771 SH SOLE 32991 0 3233 WOODWARD INC COM 980745103 474 4000 SH SOLE 220651 0 20071 WYNDHAM HOTELS & RESORTS INC COM 98311A105 1506 23985 SH SOLE 3204 0 0 XCEL ENERGY INC COM 98389B100 315 4964 SH SOLE 11895 0 0 XILINX INC COM 983919101 241 2460 SH SOLE 0 0 1644 YUM CHINA HLDGS INC COM 98850P109 228 4747 SH SOLE 1087 0 365