0001104659-23-046855.txt : 20230418
0001104659-23-046855.hdr.sgml : 20230418
20230418181803
ACCESSION NUMBER: 0001104659-23-046855
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230414
FILED AS OF DATE: 20230418
DATE AS OF CHANGE: 20230418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Doll Dixon R Jr.
CENTRAL INDEX KEY: 0001587473
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39687
FILM NUMBER: 23828029
MAIL ADDRESS:
STREET 1: 4555 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CompoSecure, Inc.
CENTRAL INDEX KEY: 0001823144
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 852749902
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
BUSINESS PHONE: 908-518-0500EXT.1390
MAIL ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
FORMER COMPANY:
FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp.
DATE OF NAME CHANGE: 20200901
4
1
tm2313163-2_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-04-14
0
0001823144
CompoSecure, Inc.
CMPO
0001587473
Doll Dixon R Jr.
2877 PARADISE ROAD #702
LAS VEGAS
NV
89109
0
0
1
0
0
Warrant
11.5
2023-04-14
4
S
0
6475
1.3000
D
2022-01-26
2026-12-27
Class A Common Stock
6475
9979899
I
See footnote
Warrant
11.5
2023-04-17
4
S
0
103296
1.3001
D
2022-01-26
2026-12-27
Class A Common Stock
103296
9876603
I
See footnote
Warrant
11.5
2023-04-18
4
S
0
417797
1.3100
D
2022-01-26
2026-12-27
Class A Common Stock
417797
9458806
I
See footnote
As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive.
/s/ Dixon Doll, Jr.
2023-04-18