0001104659-21-154394.txt : 20211229 0001104659-21-154394.hdr.sgml : 20211229 20211229213058 ACCESSION NUMBER: 0001104659-21-154394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211227 FILED AS OF DATE: 20211229 DATE AS OF CHANGE: 20211229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Basile Donald G CENTRAL INDEX KEY: 0001587452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39687 FILM NUMBER: 211530454 MAIL ADDRESS: STREET 1: 4555 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CompoSecure, Inc. CENTRAL INDEX KEY: 0001823144 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 852749902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 908-518-0500EXT.1390 MAIL ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp. DATE OF NAME CHANGE: 20200901 4 1 tm2136343-14_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-27 0 0001823144 CompoSecure, Inc. CMPO 0001587452 Basile Donald G 2877 PARADISE ROAD #702 LAS VEGAS NV 89109 1 0 1 0 Class A Common Stock 2021-12-27 4 M 0 5789000 0.00 A 5789000 I See footnote Class B Common Stock 2021-12-27 4 M 0 5789000 D Class A Common Stock 5789000 0 I See footnote Warrants 11.50 2021-12-27 4 A 0 10837400 A 2022-01-26 2026-12-27 Class A Common Stock 10837400 10837400 I See footnote On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the warrants became exercisable beginning 30 days thereafter. As a managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly. /s/ Dr. Donald G. Basile 2021-12-29