0001104659-21-154394.txt : 20211229
0001104659-21-154394.hdr.sgml : 20211229
20211229213058
ACCESSION NUMBER: 0001104659-21-154394
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211227
FILED AS OF DATE: 20211229
DATE AS OF CHANGE: 20211229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Basile Donald G
CENTRAL INDEX KEY: 0001587452
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39687
FILM NUMBER: 211530454
MAIL ADDRESS:
STREET 1: 4555 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CompoSecure, Inc.
CENTRAL INDEX KEY: 0001823144
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 852749902
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
BUSINESS PHONE: 908-518-0500EXT.1390
MAIL ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
FORMER COMPANY:
FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp.
DATE OF NAME CHANGE: 20200901
4
1
tm2136343-14_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-27
0
0001823144
CompoSecure, Inc.
CMPO
0001587452
Basile Donald G
2877 PARADISE ROAD #702
LAS VEGAS
NV
89109
1
0
1
0
Class A Common Stock
2021-12-27
4
M
0
5789000
0.00
A
5789000
I
See footnote
Class B Common Stock
2021-12-27
4
M
0
5789000
D
Class A Common Stock
5789000
0
I
See footnote
Warrants
11.50
2021-12-27
4
A
0
10837400
A
2022-01-26
2026-12-27
Class A Common Stock
10837400
10837400
I
See footnote
On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings,
L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business
Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock.
As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the
shares of Class A common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any
pecuniary interest he may have therein, directly or indirectly.
Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the
warrants became exercisable beginning 30 days thereafter.
As a managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and
disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
/s/ Dr. Donald G. Basile
2021-12-29