0001587192-16-000009.txt : 20160811
0001587192-16-000009.hdr.sgml : 20160811
20160811164802
ACCESSION NUMBER: 0001587192-16-000009
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160811
DATE AS OF CHANGE: 20160811
EFFECTIVENESS DATE: 20160811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Blume Capital Management, Inc.
CENTRAL INDEX KEY: 0001587192
IRS NUMBER: 943186835
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15990
FILM NUMBER: 161825237
BUSINESS ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
BUSINESS PHONE: 510-549-3534
MAIL ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
13F-HR/A
1
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13F-HR/A
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0001587192
XXXXXXXX
06-30-2016
06-30-2016
true
1
RESTATEMENT
Blume Capital Management, Inc.
1708 SHATTUCK AVENUE
BERKELEY
CA
94709
13F HOLDINGS REPORT
028-15990
N
Jeffrey V. St.Claire
President
510-549-3534
Jeffrey V. St.Claire
Berkeley
CA
08-11-2016
0
216
151587
false
INFORMATION TABLE
2
blume13f2q2016amt.xml
Aflac Inc.
COM
001055102
72
1000
SH
SOLE
1000
0
0
Alibaba Group Hldg Adr
SPONSORED ADS
01609W102
18
225
SH
SOLE
225
0
0
Allergan Inc.
SHS
G0177J108
8089
35005
SH
SOLE
23580
0
11425
AllianceBernstein Global High Inc Fund
COM
01879R106
39
3200
SH
SOLE
3200
0
0
Alphabet Inc Class A
CAP STK CL A
02079K305
376
534
SH
SOLE
324
0
210
Alphabet Inc Class C
CAP STK CL C
02079K107
4683
6767
SH
SOLE
4479
0
2288
Amazon.com
COM
023135106
389
543
SH
SOLE
232
0
311
American Electric Pwr Co Inc
COM
025537101
43
611
SH
SOLE
0
0
611
American Express Co.
COM
025816109
105
1733
SH
SOLE
0
0
1733
Amerigas Partners LP
UNIT L P INT
030975106
19
400
SH
SOLE
400
0
0
Amgen
COM
031162100
65
425
SH
SOLE
25
0
400
Antero Resouces Corp
COM
03674X106
3653
140600
SH
SOLE
90800
0
49800
Apache Corp
COM
037411105
6
100
SH
SOLE
0
0
100
Apple Inc.
COM
037833100
8194
85714
SH
SOLE
53605
0
32109
Apricus Biosciences Inc
COM
03832V109
0
33
SH
SOLE
33
0
0
Aqua America
COM
03836W103
366
10275
SH
SOLE
10275
0
0
Ares Capital Corp
COM
04010L103
31
2200
SH
SOLE
2200
0
0
AT&T Inc.
COM
00206R102
360
8321
SH
SOLE
5900
0
2421
Avalonbay Communities
COM
053484101
59
329
SH
SOLE
329
0
0
Bank of America
COM
060505104
49
3700
SH
SOLE
0
0
3700
Barclays Enhanced Europe
BARC ETN EUR50
06742C129
18
204
SH
SOLE
0
0
204
Barclays Global High
BARC YLD ETN LKD
06742C152
33
259
SH
SOLE
0
0
259
Barrick Gold Corp
COM
067901108
6
300
SH
SOLE
300
0
0
Baxter International Inc
COM
071813109
41
900
SH
SOLE
900
0
0
Becton Dickinson
COM
075887109
119
701
SH
SOLE
701
0
0
Berkshire Hathaway B
CL B NEW
084670702
2143
14801
SH
SOLE
8453
0
6348
Blackrock CA Muni Income Trust
SH BEN INT
09248E102
7
400
SH
SOLE
0
0
400
Blackrock Limited Duration
COM SHS
09249W101
354
23200
SH
SOLE
15700
0
7500
Blackstone GSO Strategic Credit Fund
COM SHS BEN IN
09257R101
46
3200
SH
SOLE
1600
0
1600
Boeing
COM
097023105
13
100
SH
SOLE
0
0
100
Bristol-Myers
COM
110122108
147
2005
SH
SOLE
2005
0
0
Brookdale Senior Liv
COM
112463104
2
100
SH
SOLE
100
0
0
Brown Forman Cl A Vtg
CL A
115637100
9
80
SH
SOLE
80
0
0
Cabot Oil & Gas
COM
127097103
23
900
SH
SOLE
900
0
0
Calamos Strgc Tot Ret Fd
COM SH BEN INT
128125101
10
1000
SH
SOLE
1000
0
0
California Resources Corp
COM NEW
13057q206
15
1196
SH
SOLE
931
0
265
Capital One
COM
14040H105
3393
53425
SH
SOLE
35050
0
18375
Carlyle Group Lp
COM UTS LTD PTN
14309L102
39
2400
SH
SOLE
2000
0
400
CBRE Real Estate Income Fund
COM
12504G100
97
11732
SH
SOLE
11732
0
0
Celgene
COM
151020104
99
1000
SH
SOLE
1000
0
0
Cemex SA
SPON ADR NEW
151290889
214
34621
SH
SOLE
24849
0
9772
Centerpoint Energy Inc
COM
15189T107
60
2500
SH
SOLE
2500
0
0
Charles Schwab Corp
COM
808513105
9
342
SH
SOLE
0
0
342
Chevron
COM
166764100
516
4918
SH
SOLE
885
0
4033
Chipotle Mexican Grl
COM
169656105
44
110
SH
SOLE
10
0
100
Cisco Systems
COM
17275R102
306
10665
SH
SOLE
8800
0
1865
Citigroup
COM NEW
172967424
1
13
SH
SOLE
0
0
13
Clorox
COM
189054109
55
400
SH
SOLE
400
0
0
Coca Cola
COM
191216100
1055
23280
SH
SOLE
22100
0
1180
Colgate Palmolive Co.
COM
194162103
1390
18984
SH
SOLE
10750
0
8234
Comcast
CL A
20030N101
5543
85031
SH
SOLE
54734
0
30297
Conformis Inc
COM
20717E101
7
1000
SH
SOLE
1000
0
0
Corcept Therapeutics Inc
COM
218352102
4
700
SH
SOLE
0
0
700
Costco Wholesale
COM
22160K105
2008
12785
SH
SOLE
6560
0
6225
DDR Corp.
COM
23317H102
0
15
SH
SOLE
0
0
15
Deere & Co
COM
244199105
113
1400
SH
SOLE
0
0
1400
Devon Energy
COM
25179M103
3835
105805
SH
SOLE
67355
0
38450
Diageo Plc New Adr
SPON ADR NEW
25243Q205
15
133
SH
SOLE
133
0
0
DNP Select Utilities Income
COM
23325P104
11
1000
SH
SOLE
0
0
1000
Doubleline Opportunistic Credit Fund CEF
COM
258623107
5
200
SH
SOLE
200
0
0
Dow Chemical
COM
260543103
67
1350
SH
SOLE
1350
0
0
Durect Corp
COM
266605104
7
6000
SH
SOLE
0
0
6000
Eastman Chemical Co.
COM
277432100
14
200
SH
SOLE
0
0
200
Eaton Vance Ltd Duration
COM
27828H105
1106
82259
SH
SOLE
57700
0
24559
Ebay Inc.
COM
278642103
13
566
SH
SOLE
566
0
0
Edison International
COM
281020107
47
600
SH
SOLE
0
0
600
Emerson Electric
COM
291011104
659
12633
SH
SOLE
6433
0
6200
Enbridge Energy Ptnrs LP
COM
29250R106
17
735
SH
SOLE
0
0
735
Enterprise Product Partners LP
COM
293792107
266
9100
SH
SOLE
7600
0
1500
Etsy Inc
COM
29786A106
1
150
SH
SOLE
150
0
0
Express Scripts
COM
30219G108
26
346
SH
SOLE
0
0
346
Exxon
COM
30231G102
2012
21460
SH
SOLE
9120
0
12340
Facebook
CL A
30303M102
309
2700
SH
SOLE
2700
0
0
FedEx Corp.
COM
31428X106
1142
7523
SH
SOLE
5523
0
2000
Ferrari N V
COM
N3167Y103
0
2
SH
SOLE
2
0
0
FireEye Inc
COM
31816Q101
4
250
SH
SOLE
250
0
0
First Tr Nasdaq Clean Energy
NAS CLNEDG GREEN
33733E500
57
4000
SH
SOLE
4000
0
0
Fitbit Inc
CL A
33812L102
43
3500
SH
SOLE
3000
0
500
Ford Motor
COM PAR $0.01
345370860
26
2046
SH
SOLE
1396
0
650
Fortune Brands Hm & Sec
COM
34964C106
74
1280
SH
SOLE
0
0
1280
Frontier Communications
COM
35906A108
2
400
SH
SOLE
0
0
400
General Electric
COM
369604103
5532
175738
SH
SOLE
109211
0
66527
General Mills Inc
COM
370334104
50
700
SH
SOLE
700
0
0
General Motors
COM
37045V100
5051
178473
SH
SOLE
113000
0
65473
General Motors Cl A 16wt
*W EXP 07/10/201
37045V118
4
198
SH
Call
SOLE
0
0
0
General Motors Cl B 19wt
*W EXP 07/10/201
37045V126
2
198
SH
Call
SOLE
0
0
0
Gilead Sciences
COM
375558103
459
5500
SH
SOLE
1800
0
3700
Glaxosmithkline Plc Adrf
SPONSORED ADR
37733W105
12
283
SH
SOLE
170
0
113
Goldman Sachs
COM
38141G104
15
100
SH
SOLE
100
0
0
Guggenheim S&P 400 Midcap Growth ETF
GUG S&P MC400 PG
78355W601
2
15
SH
SOLE
15
0
0
Halliburton
COM
406216101
3458
76350
SH
SOLE
48200
0
28150
Harris & Harris
COM
413833104
1
600
SH
SOLE
600
0
0
Helmerich & Payne
COM
423452101
27
400
SH
SOLE
400
0
0
Highwood Properties Inc
COM
431284108
40
750
SH
SOLE
0
0
750
Home Depot
COM
437076102
67
528
SH
SOLE
394
0
134
Honeywell International
COM
438516106
852
7325
SH
SOLE
6800
0
525
Hormel Foods Corp
COM
440452100
205
5600
SH
SOLE
0
0
5600
IBM
COM
459200101
135
890
SH
SOLE
350
0
540
Illumina
COM
452327109
14
100
SH
SOLE
100
0
0
Intel
COM
458140100
166
5051
SH
SOLE
1576
0
3475
International Paper
COM
460146103
79
1854
SH
SOLE
0
0
1854
Intra-Cellular Therapies
COM
46116X101
39
1000
SH
SOLE
0
0
1000
Invesco California Value
COM
46132H106
7
500
SH
SOLE
0
0
500
Ionis Pharmaceutical
COM
462222100
2
90
SH
SOLE
0
0
90
iShares Biotech Fund
NASDQ BIOTEC ETF
464287556
6064
23566
SH
SOLE
15561
0
8005
iShares Investment Grade Bond ETF
IBOXX INV CP ETF
464287242
242
1975
SH
SOLE
0
0
1975
iShares KLD 400 Social Index
MSCI KLD400 SOC
464288570
108
1400
SH
SOLE
800
0
600
iShares Medical Devices
U.S. MED DVC ETF
464288810
75
550
SH
SOLE
550
0
0
iShares MSCI EAFE ETF
MSCI EAFE ETF
464287465
681
12200
SH
SOLE
9700
0
2500
iShares Russell 1000 ETF
RUS 1000 ETF
464287622
73
627
SH
SOLE
627
0
0
John Hancock Pfd Income Fd
COM
41013X106
2
100
SH
SOLE
0
0
100
Johnson & Johnson
COM
478160104
8898
73356
SH
SOLE
44791
0
28565
JP Morgan
COM
46625H100
2679
43117
SH
SOLE
26896
0
16221
Kimco Realty
COM
49446R109
9
300
SH
SOLE
300
0
0
Kinder Morgan Inc
COM
49456B101
1594
85162
SH
SOLE
50970
0
34192
Lendingclub Corp
COM
52603A109
12
2700
SH
SOLE
2700
0
0
Lennar Corp Cl A
CL A
526057104
5
104
SH
SOLE
104
0
0
Lockheed Martin
COM
539830109
50
200
SH
SOLE
0
0
200
Madison Strat Sectr Prem
COM
558268108
7
600
SH
SOLE
600
0
0
Mastercard Inc
CL A
57636Q104
31
350
SH
SOLE
0
0
350
McDonald Corp.
COM
580135101
43
354
SH
SOLE
354
0
0
Merck
COM
58933Y105
86
1500
SH
SOLE
0
0
1500
Metlife
COM
59156R108
4439
111445
SH
SOLE
70149
0
41296
Mexico Equity & Incm Fd
COM
592834105
52
4800
SH
SOLE
4800
0
0
Microsoft
COM
594918104
6644
129843
SH
SOLE
85425
0
44418
Monsanto
COM
61166W101
48
460
SH
SOLE
0
0
460
MS Emerging Markets
COM
61744G107
49
3700
SH
SOLE
0
0
3700
New York Times Class A
CL A
650111107
12
1000
SH
SOLE
1000
0
0
Nike
CL B
654106103
6
100
SH
SOLE
100
0
0
Novartis A G Spon Adr
SPONSORED ADR
66987V109
47
569
SH
SOLE
369
0
200
Novocure Limited
ORD SHS
G6674U108
9
800
SH
SOLE
800
0
0
Novo-Nordisk A-S
ADR
670100205
12
229
SH
SOLE
0
0
229
Nuveen Fltg Rate Incm Fd
COM
67072T108
16
1500
SH
SOLE
0
0
1500
Nuveen Insured Calif Tax
COM
670651108
71
4145
SH
SOLE
0
0
4145
Nuveen Multi Strategy
COM
67073B106
3
300
SH
SOLE
0
0
300
Nuveen Nasdaq 100
COM SHS
670699107
4
210
SH
SOLE
0
0
210
Nuveen Qlty Pfd Inc Fund
COM
67072C105
14
1500
SH
SOLE
1500
0
0
Nuveen Real Est Inc Fd
COM
67071B108
2
150
SH
SOLE
0
0
150
Oaktree Capital Group
UNIT CL A
674001201
4715
105350
SH
SOLE
61250
0
44100
Omnicom Group Inc
COM
681919106
41
500
SH
SOLE
500
0
0
Oneok Partners LP
UNIT LTD PARTN
68268N103
8
200
SH
SOLE
0
0
200
Oracle
COM
68389X105
5647
137969
SH
SOLE
85900
0
52069
Palo Alto Networks Inc
COM
697435105
25
200
SH
SOLE
0
0
200
Pandora Media
COM
698354107
9
750
SH
SOLE
750
0
0
Paypal Holdings Inco
COM
70450Y103
24
666
SH
SOLE
666
0
0
PennyMac
COM
70931T103
16
1000
SH
SOLE
0
0
1000
Pepsico
COM
713448108
138
1302
SH
SOLE
600
0
702
Pfizer
COM
717081103
243
6904
SH
SOLE
2295
0
4609
Piedmont Natural Gas Co
COM
720186105
6
100
SH
SOLE
0
0
100
Pitney Bowes, Inc
COM
724479100
100
5600
SH
SOLE
5600
0
0
Polo Ralph Lauren
CL A
751212101
27
300
SH
SOLE
300
0
0
Portola Pharmaceuticals
COM
737010108
24
1000
SH
SOLE
0
0
1000
Powershares - Nasdaq 100 ETF
UNIT SER 1
73935A104
54
500
SH
SOLE
200
0
300
Priceline.com
COM NEW
741503403
1717
1375
SH
SOLE
918
0
457
Principal Financial Grp
COM
74251V102
25
599
SH
SOLE
0
0
599
Procter & Gamble
COM
742718109
161
1902
SH
SOLE
1170
0
732
Qiagen N V
REG SHS
N72482107
3
124
SH
SOLE
124
0
0
Qualcomm Inc
COM
747525103
7223
134825
SH
SOLE
81110
0
53715
Range Resources
COM
75281A109
1796
41625
SH
SOLE
30050
0
11575
Redwood Trust
COM
758075402
6
448
SH
SOLE
448
0
0
Ross Stores Inc
COM
778296103
17
300
SH
SOLE
300
0
0
S&P Oil & Gas E&P SPDR ETF
S&P OILGAS EXP
78464A730
19
550
SH
SOLE
0
0
550
Schlumberger
COM
806857108
7548
95453
SH
SOLE
60827
0
34626
Schwab Emerging Markets Equity ETF
EMRG MKTEQ ETF
808524706
53
2500
SH
SOLE
0
0
2500
Schwab International Equity ETF
INTL EQTY ETF
808524805
89
3300
SH
SOLE
3300
0
0
Seadrill Ltd
SHS
G7945E105
0
100
SH
SOLE
0
0
100
Shire Plc Adr
SPONSORED ADR
82481R106
24
133
SH
SOLE
133
0
0
Skyworks Solutions
COM
83088M102
6
100
SH
SOLE
100
0
0
Solarcity Corp
COM
83416T100
13
525
SH
SOLE
525
0
0
Southern Company
COM
842587107
107
2000
SH
SOLE
0
0
2000
Southwest Airlines Co
COM
844741108
26
675
SH
SOLE
0
0
675
Spdr Barclays Short Term Corp Bond
BARC SHT TR CP
78464A474
57
1853
SH
SOLE
0
0
1853
Spdr Nuveen Barclays Mun
NUVN BRCLY MUNI
78468R721
78
1536
SH
SOLE
0
0
1536
SPDR S&P Biotech ETF
S&P BIOTECH
78464A870
6
105
SH
SOLE
0
0
105
St Jude Medical Inc
COM
790849103
6
80
SH
SOLE
80
0
0
Starbucks
COM
855244109
343
6000
SH
SOLE
6000
0
0
Streetracks Gold TRUST
GOLD SHS
78463V107
32
250
SH
SOLE
250
0
0
Symantec
COM
871503108
52
2554
SH
SOLE
0
0
2554
Tesla Motors Inc
COM
88160R101
7
35
SH
SOLE
35
0
0
The Whitewave Foods Co
COM
966244105
23
500
SH
SOLE
0
0
500
3M Company
COM
88579Y101
228
1300
SH
SOLE
1000
0
300
Time Warner
COM NEW
887317303
4080
55475
SH
SOLE
36650
0
18825
Titan Pharmaceutical
COM NEW
888314309
14
2546
SH
SOLE
0
0
2546
Tortoise Egy Infrastruct
COM
89147L100
11
350
SH
SOLE
200
0
150
Tortoise MLP CEF
COM
89148B101
277
15025
SH
SOLE
7275
0
7750
Travelers Group Inc
COM
89417E109
152
1280
SH
SOLE
480
0
800
Twenty-First Century Fox, Inc
CL A
90130A101
58
2134
SH
SOLE
2134
0
0
Twitter Inc
COM
90184L102
7
400
SH
SOLE
200
0
200
U S Bancorp
COM NEW
902973304
44
1102
SH
SOLE
302
0
800
UBS Enhanced Large Cap
EN LG CP GRWTH
902677780
28
222
SH
SOLE
0
0
222
UDR, Inc
COM
902653104
8
216
SH
SOLE
0
0
216
Ultrashort 20+ Year Lehman Bond
PSHS ULTSH 20YRS
74347B201
17
525
SH
SOLE
400
0
125
Union Pacific
COM
907818108
48
550
SH
SOLE
550
0
0
United Parcel Service
CL B
911312106
54
500
SH
SOLE
0
0
500
United Technologies
COM
913017109
16
154
SH
SOLE
0
0
154
VANECK VECTORS ETF TR
GOLD MINER ETF
92189F106
24
850
SH
SOLE
100
0
750
Vanguard Corp Bond ETF
INT-TERM CORP
92206C870
391
4375
SH
SOLE
3150
0
1225
Vanguard Dividend Appreciation ETF
DIV APP ETF
921908844
18
213
SH
SOLE
213
0
0
Vanguard Growth ETF
GROWTH ETF
922908736
16
145
SH
SOLE
0
0
145
Vanguard Meg Cap Grth
MEGA GRWTH IND
921910816
5
60
SH
SOLE
60
0
0
Vanguard Mortgage Backed Sec ETF
MORTG-BACK SEC
92206C771
26
477
SH
SOLE
477
0
0
Vanguard MSCI Europe ETF
FTSE EUROPE ETF
922042874
19
400
SH
SOLE
400
0
0
Vanguard ST Corporate Bond ETF
SHRT TRM CORP BD
92206C409
3474
42974
SH
SOLE
31034
0
11940
Vanguard Total Stock Mkt
TOTAL STK MKT
922908769
2791
26044
SH
SOLE
26044
0
0
Verizon Communications
COM
92343V104
185
3320
SH
SOLE
210
0
3110
Visa Inc Cl A
COM CL A
92826C839
197
2662
SH
SOLE
1800
0
862
Vodafone Group PLC ADR
SPNSR ADR
92857W308
28
900
SH
SOLE
500
0
400
Walgreens Boots Allianc
COM
931427108
79
950
SH
SOLE
950
0
0
Wal-Mart
COM
931142103
98
1339
SH
SOLE
1255
0
84
Walt Disney
COM DISNEY
254687106
1126
11509
SH
SOLE
7997
0
3512
Waste Management
COM
94106L109
28
419
SH
SOLE
0
0
419
Wells Fargo & Co
COM
949746101
4836
102179
SH
SOLE
66579
0
35600
Weyerhaeuser Co.
COM
962166104
11
371
SH
SOLE
371
0
0
Wstrn Asset Emerge Mkt I
COM
95766E103
33
3000
SH
SOLE
3000
0
0
Yahoo!
COM
984332106
24
650
SH
SOLE
650
0
0
YUM! Brands
COM
988498101
3
40
SH
SOLE
0
0
40