0001587192-14-000003.txt : 20140729
0001587192-14-000003.hdr.sgml : 20140729
20140729154853
ACCESSION NUMBER: 0001587192-14-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140729
DATE AS OF CHANGE: 20140729
EFFECTIVENESS DATE: 20140729
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Blume Capital Management, Inc.
CENTRAL INDEX KEY: 0001587192
IRS NUMBER: 943186835
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15990
FILM NUMBER: 14999726
BUSINESS ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
BUSINESS PHONE: 510-549-3534
MAIL ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001587192
XXXXXXXX
06-30-2014
06-30-2014
Blume Capital Management, Inc.
1708 SHATTUCK AVENUE
BERKELEY
CA
94709
13F HOLDINGS REPORT
028-15990
N
Jeffrey V. St.Claire
President
510-549-3534
Jeffrey V. St.Claire
Berkeley
CA
07-29-2014
0
215
127385
false
INFORMATION TABLE
2
blume13f2q2014.xml
AFLAC INC
COM
001055102
62
1000
SH
SOLE
1000
0
0
AOL INC
COM
00184X105
0
9
SH
SOLE
9
0
0
AT&T INC
COM
00206R102
259
7318
SH
SOLE
6514
0
804
AFFYMETRIX INC
COM
00826T108
1
140
SH
SOLE
0
0
140
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
46
3200
SH
SOLE
3200
0
0
AMAZON COM INC
COM
023135106
93
285
SH
SOLE
260
0
25
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
9
375
SH
SOLE
375
0
0
AMERICAN EXPRESS CO
COM
025816109
142
1500
SH
SOLE
1500
0
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
18
400
SH
SOLE
400
0
0
AMGEN INC
COM
031162100
59
500
SH
SOLE
100
0
400
ANNALY CAP MGMT INC
COM
035710409
125
10900
SH
SOLE
9400
0
1500
APACHE CORP
COM
037411105
50
500
SH
SOLE
0
0
500
APPLE INC
COM
037833100
7158
77028
SH
SOLE
59671
0
17357
APPLIED MATLS INC
COM
038222105
3
131
SH
SOLE
131
0
0
APRICUS BIOSCIENCES INC
COM
03832V109
0
33
SH
SOLE
33
0
0
AQUA AMERICA INC
COM
03836W103
280
10675
SH
SOLE
10675
0
0
ARES CAP CORP
COM
04010L103
10
556
SH
SOLE
556
0
0
AVALONBAY CMNTYS INC
COM
053484101
80
560
SH
SOLE
560
0
0
BP PLC
SPONSORED ADR
055622104
48
918
SH
SOLE
918
0
0
BANCO SANTANDER SA
ADR
05964H105
4
354
SH
SOLE
354
0
0
BAXTER INTL INC
COM
071813109
3060
42325
SH
SOLE
32150
0
10175
BECTON DICKINSON & CO
COM
075887109
83
701
SH
SOLE
701
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1973
15586
SH
SOLE
11468
0
4118
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
319
21480
SH
SOLE
13200
0
8280
BLACKROCK KELSO CAPITAL CORP
COM
092533108
5
500
SH
SOLE
500
0
0
BLACKROCK REAL ASSET EQUITY
COM
09254B109
21
2200
SH
SOLE
0
0
2200
BRISTOL MYERS SQUIBB CO
COM
110122108
102
2105
SH
SOLE
2105
0
0
CBRE CLARION GLOBAL REAL EST
COM
12504G100
107
11732
SH
SOLE
11732
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
12
1000
SH
SOLE
1000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
971
11750
SH
SOLE
8600
0
3150
CELGENE CORP
COM
151020104
103
1200
SH
SOLE
1200
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
449
33974
SH
SOLE
23791
0
10183
CENTERPOINT ENERGY INC
COM
15189T107
64
2500
SH
SOLE
2500
0
0
CENTURYLINK INC
COM
156700106
2
56
SH
SOLE
56
0
0
CEPHEID
COM
15670R107
11
229
SH
SOLE
0
0
229
CHEVRON CORP NEW
COM
166764100
577
4418
SH
SOLE
685
0
3733
CISCO SYS INC
COM
17275R102
2907
117000
SH
SOLE
94900
0
22100
CITY NATL CORP
COM
178566105
3
39
SH
SOLE
39
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGG S&P GBL WTR
18383Q507
8
250
SH
SOLE
0
0
250
CLAYMORE EXCHANGE TRD FD TR
GUGG CHN RL EST
18383Q861
30
1500
SH
SOLE
1500
0
0
CLOROX CO DEL
COM
189054109
37
400
SH
SOLE
400
0
0
COCA COLA CO
COM
191216100
1070
25268
SH
SOLE
23068
0
2200
COLGATE PALMOLIVE CO
COM
194162103
733
10750
SH
SOLE
10750
0
0
COMCAST CORP NEW
CL A
20030N101
3774
70310
SH
SOLE
50699
0
19611
COMCAST CORP NEW
CL A SPL
20030N200
32
600
SH
SOLE
600
0
0
CONOCOPHILLIPS
COM
20825C104
43
507
SH
SOLE
507
0
0
CORCEPT THERAPEUTICS INC
COM
218352102
2
700
SH
SOLE
0
0
700
CORNING INC
COM
219350105
11
500
SH
SOLE
500
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1517
13175
SH
SOLE
8625
0
4550
CYTEC INDS INC
COM
232820100
18
171
SH
SOLE
171
0
0
DDR CORP
COM
23317H102
0
15
SH
SOLE
0
0
15
DWS GLOBAL HIGH INCOME FD
COM
23338W104
25
3000
SH
SOLE
3000
0
0
DEERE & CO
COM
244199105
829
9150
SH
SOLE
7450
0
1700
DEVON ENERGY CORP NEW
COM
25179M103
5502
69300
SH
SOLE
52350
0
16950
DIAGEO P L C
SPON ADR NEW
25243Q205
13
103
SH
SOLE
103
0
0
DISNEY WALT CO
COM DISNEY
254687106
54
633
SH
SOLE
625
0
8
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
13
558
SH
SOLE
558
0
0
DOW CHEM CO
COM
260543103
69
1350
SH
SOLE
1350
0
0
DURECT CORP
COM
266605104
5
3000
SH
SOLE
0
0
3000
DYNAVAX TECHNOLOGIES CORP
COM
268158102
0
300
SH
SOLE
0
0
300
E M C CORP MASS
COM
268648102
66
2500
SH
SOLE
1000
0
1500
EATON VANCE LTD DUR INCOME F
COM
27828H105
819
52550
SH
SOLE
44450
0
8100
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
10
826
SH
SOLE
826
0
0
EBAY INC
COM
278642103
38
766
SH
SOLE
766
0
0
EMERSON ELEC CO
COM
291011104
1062
16000
SH
SOLE
11900
0
4100
ENCANA CORP
COM
292505104
5
200
SH
SOLE
200
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
27
735
SH
SOLE
0
0
735
EXXON MOBIL CORP
COM
30231G102
2251
22355
SH
SOLE
11118
0
11237
FACEBOOK INC
CL A
30303M102
266
3950
SH
SOLE
3950
0
0
FEDEX CORP
COM
31428X106
1207
7972
SH
SOLE
6472
0
1500
FIREEYE INC
COM
31816Q101
14
350
SH
SOLE
350
0
0
FIRST TR EXCHANGE TRADED FD
NAS CLNEDG GREEN
33733E500
101
4900
SH
SOLE
4900
0
0
FIRST TR S&P REIT INDEX FD
COM
33734G108
71
3451
SH
SOLE
2801
0
650
FORD MTR CO DEL
COM PAR $0.01
345370860
14
796
SH
SOLE
746
0
50
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
16
400
SH
SOLE
400
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
26
700
SH
SOLE
700
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
2
310
SH
SOLE
310
0
0
FUSION-IO INC
COM
36112J107
1
75
SH
SOLE
75
0
0
GENERAL ELECTRIC CO
COM
369604103
2621
99719
SH
SOLE
76219
0
23500
GENERAL MLS INC
COM
370334104
37
700
SH
SOLE
700
0
0
GENERAL MTRS CO
COM
37045V100
23
630
SH
SOLE
630
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
5
184
SH
SOLE
184
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
3
184
SH
SOLE
184
0
0
GILEAD SCIENCES INC
COM
375558103
406
4900
SH
SOLE
3000
0
1900
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
16
290
SH
SOLE
290
0
0
GOLDCORP INC NEW
COM
380956409
14
500
SH
SOLE
500
0
0
GOOGLE INC
CL A
38259P508
272
465
SH
SOLE
465
0
0
GOOGLE INC
CL C
38259P706
268
465
SH
SOLE
465
0
0
H & Q HEALTHCARE INVESTORS
SH BEN INT
404052102
40
1500
SH
SOLE
0
0
1500
HALLIBURTON CO
COM
406216101
5248
73900
SH
SOLE
56000
0
17900
HARRIS & HARRIS GROUP INC
COM
413833104
2
600
SH
SOLE
600
0
0
HEWLETT PACKARD CO
COM
428236103
360
10700
SH
SOLE
7200
0
3500
HIGHWOODS PPTYS INC
COM
431284108
31
750
SH
SOLE
0
0
750
HOLLYFRONTIER CORP
COM
436106108
26
600
SH
SOLE
0
0
600
HOME DEPOT INC
COM
437076102
32
394
SH
SOLE
394
0
0
HONEYWELL INTL INC
COM
438516106
769
8278
SH
SOLE
8153
0
125
HORMEL FOODS CORP
COM
440452100
148
3000
SH
SOLE
3000
0
0
HUNTSMAN CORP
COM
447011107
14
500
SH
SOLE
500
0
0
ILLINOIS TOOL WKS INC
COM
452308109
44
500
SH
SOLE
500
0
0
INTEL CORP
COM
458140100
161
5196
SH
SOLE
1696
0
3500
INTERNATIONAL BUSINESS MACHS
COM
459200101
140
775
SH
SOLE
475
0
300
INTUITIVE SURGICAL INC
COM NEW
46120E602
4
10
SH
SOLE
10
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
11
657
SH
SOLE
657
0
0
ISHARES GOLD TRUST
ISHARES
464285105
6
500
SH
SOLE
500
0
0
ISHARES
MSCI SPAN CP ETF
464286764
86
2001
SH
SOLE
2001
0
0
ISHARES
MSCI GERMANY ETF
464286806
26
828
SH
SOLE
828
0
0
ISHARES
TIPS BD ETF
464287176
18
155
SH
SOLE
155
0
0
ISHARES
IBOXX INV CP ETF
464287242
107
894
SH
SOLE
894
0
0
ISHARES
GLOBAL ENERG ETF
464287341
21
435
SH
SOLE
0
0
435
ISHARES
7-10 Y TR BD ETF
464287440
11
108
SH
SOLE
108
0
0
ISHARES
MSCI EAFE ETF
464287465
3309
48400
SH
SOLE
38300
0
10100
ISHARES
NASDQ BIOTEC ETF
464287556
5950
23150
SH
SOLE
18100
0
5050
ISHARES
RUS 1000 ETF
464287622
69
627
SH
SOLE
627
0
0
ISHARES
EUROPE ETF
464287861
51
1053
SH
SOLE
1053
0
0
ISHARES
GL CLEAN ENE ETF
464288224
4
300
SH
SOLE
0
0
300
ISHARES
MSCI KLD400 SOC
464288570
71
975
SH
SOLE
800
0
175
ISHARES
1-3 YR CR BD ETF
464288646
23
213
SH
SOLE
213
0
0
ISHARES
U.S. MED DVC ETF
464288810
94
925
SH
SOLE
775
0
150
ISHARES TR
HIGH DIVIDND ETF
46429B663
13
175
SH
SOLE
50
0
125
ISIS PHARMACEUTICALS INC
COM
464330109
3
90
SH
SOLE
0
0
90
JPMORGAN CHASE & CO
COM
46625H100
3556
61721
SH
SOLE
44171
0
17550
JOHNSON & JOHNSON
COM
478160104
7573
72382
SH
SOLE
54802
0
17580
KIMCO RLTY CORP
COM
49446R109
11
500
SH
SOLE
500
0
0
LMP REAL ESTATE INCOME FD IN
COM
50208C108
54
4714
SH
SOLE
4714
0
0
LENNAR CORP
CL A
526057104
6
154
SH
SOLE
154
0
0
LINKEDIN CORP
COM CL A
53578A108
13
75
SH
SOLE
75
0
0
MACYS INC
COM
55616P104
46
798
SH
SOLE
798
0
0
MADISON STRTG SECTOR PREM FD
COM
558268108
8
600
SH
SOLE
600
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
62
2350
SH
SOLE
100
0
2250
MCDONALDS CORP
COM
580135101
43
424
SH
SOLE
424
0
0
MEDTRONIC INC
COM
585055106
38
600
SH
SOLE
0
0
600
METLIFE INC
COM
59156R108
6830
122936
SH
SOLE
94636
0
28300
MEXICO EQUITY & INCOME FD
COM
592834105
110
6857
SH
SOLE
5442
0
1414
MICROSOFT CORP
COM
594918104
7966
191039
SH
SOLE
143908
0
47131
MOLYCORP INC DEL
COM
608753109
4
1500
SH
SOLE
1500
0
0
MORGAN STANLEY EMER MKTS FD
COM
61744G107
59
3700
SH
SOLE
700
0
3000
NATIONAL FUEL GAS CO N J
COM
636180101
5
70
SH
SOLE
70
0
0
NEW YORK TIMES CO
CL A
650111107
15
1000
SH
SOLE
1000
0
0
NOVAGOLD RES INC
COM NEW
66987E206
17
4000
SH
SOLE
4000
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
33
369
SH
SOLE
369
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
14
1500
SH
SOLE
1500
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
4228
41200
SH
SOLE
30900
0
10300
OMNICOM GROUP INC
COM
681919106
36
500
SH
SOLE
500
0
0
ORACLE CORP
COM
68389X105
2573
63475
SH
SOLE
51550
0
11925
PANDORA MEDIA INC
COM
698354107
22
750
SH
SOLE
750
0
0
PEPSICO INC
COM
713448108
107
1200
SH
SOLE
400
0
800
PFIZER INC
COM
717081103
173
5833
SH
SOLE
5833
0
0
PHILLIPS 66
COM
718546104
12
153
SH
SOLE
153
0
0
PIMCO CORPORATE INCOME STRAT
COM
72200U100
13
750
SH
SOLE
750
0
0
PIMCO ETF TR
TOTL RETN ETF
72201R775
230
2110
SH
SOLE
1480
0
630
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
27
248
SH
SOLE
248
0
0
PITNEY BOWES INC
COM
724479100
155
5600
SH
SOLE
5600
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
5
100
SH
SOLE
100
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
29
1000
SH
SOLE
0
0
1000
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
66
707
SH
SOLE
707
0
0
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
5
200
SH
SOLE
200
0
0
POWERSHARES ETF TRUST
GOLDEN DRG CHINA
73935X401
148
4800
SH
SOLE
4800
0
0
POWERSHARES ETF TRUST
DYN BIOT & GEN
73935X856
15
350
SH
SOLE
0
0
350
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
26
1779
SH
SOLE
1779
0
0
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
13
358
SH
SOLE
358
0
0
PROCTER & GAMBLE CO
COM
742718109
246
3125
SH
SOLE
1725
0
1400
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
60
987
SH
SOLE
200
0
787
PROSHARES TR
PSHS ULT NASB
74347R214
28
300
SH
SOLE
300
0
0
REDWOOD TR INC
COM
758075402
9
448
SH
SOLE
448
0
0
REGIONS FINL CORP NEW
COM
7591EP100
5
500
SH
SOLE
500
0
0
RYDEX ETF TRUST
GUG S&P MC400 PG
78355W601
2
15
SH
SOLE
15
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
45
350
SH
SOLE
350
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
39
901
SH
SOLE
901
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
105
1400
SH
SOLE
0
0
1400
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
27
601
SH
SOLE
601
0
0
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
18
600
SH
SOLE
600
0
0
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
94
1621
SH
SOLE
1621
0
0
SCHLUMBERGER LTD
COM
806857108
8221
69702
SH
SOLE
54902
0
14800
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
119
2500
SH
SOLE
2500
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
36
806
SH
SOLE
806
0
0
SIRIUS XM HLDGS INC
COM
82968B103
245
70800
SH
SOLE
50000
0
20800
SOLARCITY CORP
COM
83416T100
13
180
SH
SOLE
180
0
0
STARBUCKS CORP
COM
855244109
232
3000
SH
SOLE
3000
0
0
STATE STR CORP
COM
857477103
7
100
SH
SOLE
100
0
0
SUN LIFE FINL INC
COM
866796105
22
600
SH
SOLE
0
0
600
TARGET CORP
COM
87612E106
2677
46200
SH
SOLE
36000
0
10200
3M CO
COM
88579Y101
186
1300
SH
SOLE
1000
0
300
TIME WARNER CABLE INC
COM
88732J207
4
25
SH
SOLE
25
0
0
TRAVELERS COMPANIES INC
COM
89417E109
45
480
SH
SOLE
480
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
75
2134
SH
SOLE
2134
0
0
TWITTER INC
COM
90184L102
25
600
SH
SOLE
600
0
0
US BANCORP DEL
COM NEW
902973304
48
1102
SH
SOLE
302
0
800
ULTRATECH INC
COM
904034105
3
140
SH
SOLE
140
0
0
UNION PAC CORP
COM
907818108
55
550
SH
SOLE
550
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
62
600
SH
SOLE
300
0
300
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
17
213
SH
SOLE
213
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
39
487
SH
SOLE
487
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
766
9316
SH
SOLE
7616
0
1700
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
4
100
SH
SOLE
0
0
100
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
30
500
SH
SOLE
300
0
200
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
4066
50588
SH
SOLE
39588
0
11000
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
1125
21377
SH
SOLE
16877
0
4500
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
4117
47561
SH
SOLE
39586
0
7975
VANGUARD INDEX FDS
REIT ETF
922908553
68
911
SH
SOLE
911
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
7
75
SH
SOLE
75
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
2734
26864
SH
SOLE
26864
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
153
3135
SH
SOLE
1689
0
1446
VISA INC
COM CL A
92826C839
95
450
SH
SOLE
450
0
0
VMWARE INC
CL A COM
928563402
63
650
SH
SOLE
0
0
650
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
6053
181291
SH
SOLE
140308
0
40983
VOYA PRIME RATE TR
SH BEN INT
92913A100
23
4000
SH
SOLE
4000
0
0
WAL-MART STORES INC
COM
931142103
109
1455
SH
SOLE
1255
0
200
WALGREEN CO
COM
931422109
74
1000
SH
SOLE
1000
0
0
WELLS FARGO & CO NEW
COM
949746101
346
6586
SH
SOLE
4611
0
1975
WESTERN ASSET EMRG MKT INCM
COM
95766E103
47
3620
SH
SOLE
3620
0
0
WEYERHAEUSER CO
COM
962166104
9
271
SH
SOLE
271
0
0
WORKDAY INC
CL A
98138H101
50
560
SH
SOLE
0
0
560
YAHOO INC
COM
984332106
39
1100
SH
SOLE
1100
0
0
COVIDIEN PLC
SHS
G2554F113
695
7703
SH
SOLE
7175
0
528
QIAGEN NV
REG SHS
N72482107
3
124
SH
SOLE
124
0
0