0000950123-19-011421.txt : 20191114
0000950123-19-011421.hdr.sgml : 20191114
20191114162835
ACCESSION NUMBER: 0000950123-19-011421
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SV Health Investors, LLC
CENTRAL INDEX KEY: 0001587143
IRS NUMBER: 861154144
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16271
FILM NUMBER: 191220814
BUSINESS ADDRESS:
STREET 1: ONE BOSTON PLACE
STREET 2: 201 WASHINGTON STREET, SUITE 3900
CITY: BOSTON
STATE: MA
ZIP: 02108
BUSINESS PHONE: 617-367-8100
MAIL ADDRESS:
STREET 1: ONE BOSTON PLACE
STREET 2: 201 WASHINGTON STREET, SUITE 3900
CITY: BOSTON
STATE: MA
ZIP: 02108
FORMER COMPANY:
FORMER CONFORMED NAME: SV Life Sciences Advisers, LLC
DATE OF NAME CHANGE: 20130918
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001587143
XXXXXXXX
09-30-2019
09-30-2019
SV Health Investors, LLC
ONE BOSTON PLACE
201 WASHINGTON STREET, SUITE 3900
BOSTON
MA
02108
13F HOLDINGS REPORT
028-16271
Y
The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Managers or Other Included Managers named herein) is the beneficial owner of any securities. SV Health Investors, LLC (formerly SV Life Sciences Advisers, LLC), a Delaware limited liability company ("Investors"), is an institutional investment manager subject to Section 13(f) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. SV Life Sciences Fund IV, L.P. ("SVLS IV LP") and SV Life Sciences Fund IV Strategic Partners, L.P. ("Strategic Partners IV" and together with SVLS IV LP, the "Fund IV Entities"), and SV Life Sciences Fund V, L.P. ("SVLS V LP") and SV Life Sciences Fund V Strategic Partners, L.P. ("Strategic Partners V" and together with SVLS V LP, the "Fund V Entities"), and SV Life Sciences Fund VI, L.P. ("SVLS VI LP") and SV Life Sciences Fund VI Strategic Partners, L.P. ("Strategic Partners VI" and together with SVLS VI LP, the "Fund VI Entities"), which are each Delaware limited partnerships (the Fund IV Entities, the Fund V Entities and the Fund VI Entities together, the "Funds"), directly own certain security positions reported by Investors, which is the investment adviser of the Funds. SV Life Sciences Fund IV (GP), L.P., a Delaware limited partnership ("SVLS IV GP") is the general partner of the Fund IV Entities, and SVLSF IV, LLC, a Delaware limited liability company is the general partner of SVLS IV GP. SV Life Sciences Fund VI (GP), L.P., a Delaware limited partnership ("SVLS VI GP") is the general partner of the Fund VI Entities, and SVLSF VI, LLC, a Delaware limited liability company is the general partner of SVLS VI GP. Certain of the security positions reported by Investors are also being reported by SVLS IV GP, SVLSF IV, LLC, SVLS VI GP and SVLSF VI, LLC (together, the "GPs"). Each of SVLS IV GP, SVLSF IV, LLC and Investors may be deemed to share voting power and control over the shares held by the Fund IV Entities. Each of SVLS VI GP, SVLSF VI, LLC and Investors may be deemed to share voting power and control over the shares held by the Fund VI Entities. Investors may also be deemed to share voting power and control over the shares held by the Fund V Entities. Each of the GPs and Investors disclaim beneficial ownership of the shares held by the Funds except to the extent of any pecuniary interest therein.
Brent M. Faduski
Officer
(617) 367-8100
/s/ Brent M. Faduski
Boston
MA
11-14-2019
4
10
142368
false
1
028-16272
SVLSF IV, LLC
2
028-16273
SV Life Sciences Fund IV (GP), L.P.
3
028-19256
SVLSF VI, LLC
4
028-19255
SV Life Sciences Fund VI (GP), L.P.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
TRANSENTERIX INC
COM NEW
89366M201
4112
6631832
SH
OTR
1,2
0
6631832
0
OCULAR THERAPEUTIX INC
COM
67576A100
1910
628236
SH
OTR
1,2
0
628236
0
CATABASIS PHARMACEUTICALS IN
COM NEW
14875P206
1543
285765
SH
OTR
0
285765
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
19947
1719576
SH
OTR
1,2
0
1719576
0
DECIPHERA PHARMACEUTICALS INC
COM
24344T101
18401
542143
SH
OTR
3,4
0
542143
0
X4 PHARMACEUTICALS INC
COM
98420X103
3957
311490
SH
OTR
3,4
0
311490
0
AVROBIO INC
COM
05455M100
20010
1417204
SH
OTR
3,4
0
1417204
0
SUTRO BIOPHARMA INC
COM
869367102
16584
1824542
SH
OTR
0
1824542
0
BICYCLE THERAPEUTICS PLC
SPONSORED ADS
088786108
21815
1915274
SH
OTR
3,4
0
1915274
0
MISONIX, INC.
COM
604871103
34089
1695969
SH
OTR
3,4
0
1695969
0