The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARRAY BIOPHARMA | COM | 04269X105 | 2,884 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
ASSEMBLY BIOSCIENCES | COM | 045396108 | 30,317 | 1,574,107 | SH | SOLE | 1,574,107 | 0 | 0 | ||
ATARA BIOTHERAPEUTICS | COM | 046513107 | 56,094 | 1,063,189 | SH | SOLE | 1,063,189 | 0 | 0 | ||
ATYR PHARMA | COM | 002120103 | 15,499 | 836,860 | SH | SOLE | 836,860 | 0 | 0 | ||
BIOTIE THERAPIES OYJ SPONSORED ADR | SPONSORED ADR | 09074D103 | 1,997 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CALITHERA BIOSCIENCES | COM | 13089P101 | 2,967 | 415,480 | SH | SOLE | 415,480 | 0 | 0 | ||
CELLADON | COM | 15117E107 | 3,582 | 2,843,170 | SH | SOLE | 2,843,170 | 0 | 0 | ||
COLLEGIUM PHARMACEUTICAL | COM | 19459J104 | 8,298 | 465,118 | SH | SOLE | 465,118 | 0 | 0 | ||
EPIZYME | COM | 29428V104 | 40,459 | 1,685,800 | SH | SOLE | 1,685,800 | 0 | 0 | ||
FIBROGEN | COM | 31572Q808 | 28,327 | 1,205,391 | SH | SOLE | 1,205,391 | 0 | 0 | ||
FLEX PHARMA | COM | 33938A105 | 15,629 | 908,691 | SH | SOLE | 908,691 | 0 | 0 | ||
FORWARD PHARMA A/S SPONSORED ADR | SPONSORED ADR | 34986J105 | 6,049 | 158,985 | SH | SOLE | 158,985 | 0 | 0 | ||
GENVEC | COM | 37246C307 | 4,052 | 1,986,413 | SH | SOLE | 1,986,413 | 0 | 0 | ||
KINDRED BIOSCIENCES | COM | 494577109 | 8,828 | 1,294,431 | SH | SOLE | 1,294,431 | 0 | 0 | ||
KITE PHARMA | COM | 49803L109 | 17,157 | 281,400 | SH | SOLE | 281,400 | 0 | 0 | ||
QLT | COM | 746927102 | 1,652 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
RETROPHIN | COM | 761299106 | 11,326 | 341,650 | SH | SOLE | 341,650 | 0 | 0 | ||
SERES THERAPEUTICS | COM | 81750R102 | 1,660 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
TARGACEPT | COM | 87611R306 | 1,729 | 619,699 | SH | SOLE | 619,699 | 0 | 0 | ||
XENON PHARMACEUTICALS | COM | 98420N105 | 842 | 73,000 | SH | SOLE | 73,000 | 0 | 0 | ||
ARRAY BIOPHARMA SR CONV NT 3.000% Due 06/01/2020 | NOTE | 04269XAA3 | 24,240 | 19,200,000 | PRN | SOLE | 19,200,000 | 0 | 0 | ||
ARRAY BIOPHARMA | COM | 04269X905 | 4,146 | 5,750 | SH | Call | SOLE | 5,750 | 0 | 0 | |
ARRAY BIOPHARMA | COM | 04269X905 | 3,785 | 5,250 | SH | Call | SOLE | 5,250 | 0 | 0 | |
EPIZYME | COM | 29428V904 | 360 | 150 | SH | Call | SOLE | 150 | 0 | 0 | |
OVASCIENCE | COM | 69014Q901 | 868 | 300 | SH | Call | SOLE | 300 | 0 | 0 | |
OVASCIENCE | COM | 69014Q901 | 5,786 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
REGULUS THERAPEUTICS | COM | 75915K901 | 1,403 | 1,280 | SH | Call | SOLE | 1,280 | 0 | 0 |