0000935836-24-000780.txt : 20241226 0000935836-24-000780.hdr.sgml : 20241226 20241226124634 ACCESSION NUMBER: 0000935836-24-000780 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241219 FILED AS OF DATE: 20241226 DATE AS OF CHANGE: 20241226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EcoR1 Capital, LLC CENTRAL INDEX KEY: 0001587114 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-41535 FILM NUMBER: 241580045 BUSINESS ADDRESS: STREET 1: 357 TEHAMA STREET #3 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-448-6534 MAIL ADDRESS: STREET 1: 357 TEHAMA STREET #3 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zymeworks Inc. CENTRAL INDEX KEY: 0001937653 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 108 PATRIOT DRIVE, SUITE A CITY: MIDDLETOWN STATE: DE ZIP: 19709 BUSINESS PHONE: 302-274-8744 MAIL ADDRESS: STREET 1: 108 PATRIOT DRIVE, SUITE A CITY: MIDDLETOWN STATE: DE ZIP: 19709 FORMER COMPANY: FORMER CONFORMED NAME: Zymeworks Delaware Inc. DATE OF NAME CHANGE: 20220712 4/A 1 ownership.xml X0508 4/A 2024-12-19 2024-12-23 0 0001937653 Zymeworks Inc. ZYME 0001587114 EcoR1 Capital, LLC 357 TEHAMA STREET #3 SAN FRANCISCO CA 94103 1 0 1 0 0 Common Stock 2024-12-19 4 P 0 298818 13.5289 A 13736291 I See Note Common Stock 2024-12-20 4 P 0 704488 14.0776 A 14440779 I See Note Common Stock 2024-12-23 4 P 0 251502 14.2508 A 14692281 I See Note This transaction was inadvertently omitted from the Form 4 filed on 12/23/2024. The reporting persons are EcoR1 Capital, LLC ("EcoR1"), Oleg Nodelman and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund"). EcoR1 is the general partner and investment adviser of private funds, including Qualified Fund (the "Funds"). Mr. Nodelman is the manager and controlling owner of EcoR1. EcoR1 is filing this Form 4 for itself, Mr. Nodelman and Qualified Fund. The filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934. The Funds hold these securities directly for the benefit of their investors. EcoR1 may be deemed to indirectly beneficially own them as the investment adviser to the Funds. Mr. Nodelman may be deemed to indirectly beneficially own them as the control person of EcoR1. The filers disclaim beneficial ownership of the securities except to the extent of their respective pecuniary interests therein. Qualified Fund purchased 281,218 of the shares purchased in this transaction. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.3758 to $13.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes 4, 7 and 10. After this transaction, Qualified Fund held 12,939,442 shares of the Issuer's Common Stock. Qualified Fund purchased 662,995 of the shares purchased in this transaction. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.6517 to $14.1388, inclusive. After this transaction, Qualified Fund held 13,602,437 shares of the Issuer's Common Stock. Qualified Fund purchased 236,691 of the shares purchased in this transaction. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.1957 to $14.2713, inclusive. After this transaction, Qualified Fund held 13,839,128 shares of the Issuer's Common Stock. This amendment is being filed to restate the Form 4 filed by the reporting person on 12/23/2024. The Form 4 filed on 12/23/2024 inadvertently omitted transactions in the Issuer's Common Stock that occurred on 12/19, 12/20 and 12/23/2024 and included a transaction in pre-funded warrants of the Issuer that occurred on 12/26/2023. The transaction in pre-funded warrants was previously reported on a Form 4 filed by the reporting person on 12/28/2023. This amendment is being filed to add the transactions in the Issuer's Common Stock that had been omitted, to remove the reference to the 12/26/2023 transaction in pre-funded warrants of the Issuer and to change the date of the earliest transaction required to be reported in this Form 4 to 12/19/2024. Scott Platshon, an employee of EcoR1, serves as a director of the Issuer and was nominated for the board by EcoR1 and the Funds. /s/ Oleg Nodelman 2024-12-24