The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8POINT3 ENERGY PARTNERS LP | CL A RPT LTDPT | 282539105 | 8,019 | 527,193 | SH | DFND | 1,2 | 527,193 | 0 | 0 | |
ADVANCED DISP SVCS INC DEL | COM | 00790X101 | 24,919 | 1,040,894 | SH | DFND | 1,2 | 1,040,894 | 0 | 0 | |
AECOM | COM | 00766T100 | 19,106 | 514,303 | SH | DFND | 1,2 | 514,303 | 0 | 0 | |
AES CORP | COM | 00130H105 | 6,788 | 626,740 | SH | DFND | 1,2 | 626,740 | 0 | 0 | |
AVANGRID INC | COM | 05351W103 | 34,471 | 681,513 | SH | DFND | 1,2 | 681,513 | 0 | 0 | |
COMPANHIA ENERGETICA DE MINA | SP ADR N-V PFD | 204409601 | 4,528 | 2,198,220 | SH | DFND | 1,2 | 2,198,220 | 0 | 0 | |
ENPHASE ENERGY INC | COM | 29355A107 | 10,215 | 4,238,621 | SH | DFND | 1,2 | 4,238,621 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 63,078 | 1,600,564 | SH | DFND | 1,2 | 1,600,564 | 0 | 0 | |
FIRSTENERGY CORP | COM | 337932107 | 61,802 | 2,018,362 | SH | DFND | 1,2 | 2,018,362 | 0 | 0 | |
FORTERRA INC | COM | 34960W106 | 12,021 | 1,083,005 | SH | DFND | 1,2 | 1,083,005 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 28,320 | 950,002 | SH | DFND | 1,2 | 950,002 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 64,790 | 1,375,000 | SH | Put | DFND | 1,2 | 1,375,000 | 0 | 0 |
ITRON INC | COM | 465741106 | 15,988 | 234,421 | SH | DFND | 1,2 | 234,421 | 0 | 0 | |
LOMA NEGRA CORP | SPONSORED ADS | 54150E104 | 16,199 | 703,080 | SH | DFND | 1,2 | 703,080 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 31,672 | 202,776 | SH | DFND | 1,2 | 202,776 | 0 | 0 | |
NISOURCE INC | COM | 65473P105 | 36,258 | 1,412,472 | SH | DFND | 1,2 | 1,412,472 | 0 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 36,768 | 1,291,008 | SH | DFND | 1,2 | 1,291,008 | 0 | 0 | |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 1,453 | 21,600 | SH | DFND | 1,2 | 21,600 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 30,556 | 681,586 | SH | DFND | 1,2 | 681,586 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 46,603 | 299,200 | SH | Put | DFND | 1,2 | 299,200 | 0 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 7,328 | 197,094 | SH | DFND | 1,2 | 197,094 | 0 | 0 | |
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 7,605 | 44,051 | SH | DFND | 1,2 | 44,051 | 0 | 0 | |
XYLEM INC | COM | 98419M100 | 8,834 | 129,528 | SH | DFND | 1,2 | 129,528 | 0 | 0 | |
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 15,735 | 686,803 | SH | DFND | 1,2 | 686,803 | 0 | 0 |