The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AECOM | COM | 00766T100 | 5,926 | 215,417 | SH | DFND | 1,2 | 215,417 | 0 | 0 | |
AMEREN CORP | COM | 023608102 | 10,422 | 246,550 | SH | DFND | 1,2 | 246,550 | 0 | 0 | |
AMERESCO INC | CL A | 02361E108 | 1,571 | 267,211 | SH | DFND | 1,2 | 267,211 | 0 | 0 | |
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 1,689 | 100,544 | SH | DFND | 1,2 | 100,544 | 0 | 0 | |
BWX TECHNOLOGIES INC | COM | 05605H100 | 5,346 | 202,794 | SH | DFND | 1,2 | 202,794 | 0 | 0 | |
COSAN LTD | SHS A | G25343107 | 3,365 | 1,164,383 | SH | DFND | 1,2 | 1,164,383 | 0 | 0 | |
DOMINION RES INC VA NEW | COM | 25746U109 | 9,674 | 137,454 | SH | DFND | 1,2 | 137,454 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 1,890 | 26,272 | SH | DFND | 1,2 | 26,272 | 0 | 0 | |
DYNEGY INC NEW DEL | COM | 26817R108 | 201 | 9,717 | SH | DFND | 1,2 | 9,717 | 0 | 0 | |
EDISON INTL | COM | 281020107 | 7,316 | 115,997 | SH | DFND | 1,2 | 115,997 | 0 | 0 | |
ENTERGY CORP NEW | COM | 29364G103 | 11,091 | 170,370 | SH | DFND | 1,2 | 170,370 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 8,911 | 300,037 | SH | DFND | 1,2 | 300,037 | 0 | 0 | |
GENERAC HLDGS INC | COM | 368736104 | 21,063 | 700,000 | SH | Put | DFND | 1,2 | 700,000 | 0 | 0 |
HAWAIIAN ELEC INDUSTRIES | COM | 419870100 | 6,326 | 220,490 | SH | DFND | 1,2 | 220,490 | 0 | 0 | |
IDEAL PWR INC | COM | 451622104 | 948 | 143,476 | SH | DFND | 1,2 | 143,476 | 0 | 0 | |
ITC HLDGS CORP | COM | 465685105 | 6,950 | 208,473 | SH | DFND | 1,2 | 208,473 | 0 | 0 | |
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 8,724 | 96,000 | SH | DFND | 1,2 | 96,000 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 8,761 | 89,813 | SH | DFND | 1,2 | 89,813 | 0 | 0 | |
NISOURCE INC | COM | 65473P105 | 8,066 | 434,801 | SH | DFND | 1,2 | 434,801 | 0 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 191 | 12,840 | SH | DFND | 1,2 | 12,840 | 0 | 0 | |
NRG YIELD INC | CL A NEW | 62942X306 | 2,528 | 226,738 | SH | DFND | 1,2 | 226,738 | 0 | 0 | |
NRG YIELD INC | CL C | 62942X405 | 909 | 78,268 | SH | DFND | 1,2 | 78,268 | 0 | 0 | |
OPOWER INC | COM | 68375Y109 | 5,431 | 609,567 | SH | DFND | 1,2 | 609,567 | 0 | 0 | |
PEPCO HOLDINGS INC | COM | 713291102 | 21,022 | 867,960 | SH | DFND | 1,2 | 867,960 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 8,288 | 156,965 | SH | DFND | 1,2 | 156,965 | 0 | 0 | |
PINNACLE WEST CAP CORP | COM | 723484101 | 3,349 | 52,210 | SH | DFND | 1,2 | 52,210 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 266 | 2,753 | SH | DFND | 1,2 | 2,753 | 0 | 0 | |
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 2,247 | 174,467 | SH | DFND | 1,2 | 174,467 | 0 | 0 | |
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 3,670 | 160,109 | SH | DFND | 1,2 | 160,109 | 0 | 0 | |
TERRAFORM PWR INC | CL A COM | 88104R100 | 833 | 58,616 | SH | DFND | 1,2 | 58,616 | 0 | 0 |