The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABENGOA YIELD PLC | ORD SHS | G00349103 | 230 | 6,457 | SH | DFND | 1,2 | 6,457 | 0 | 0 | |
ALPHA NATURAL RESOURCES INC | COM | 02076X102 | 152 | 61,320 | SH | DFND | 1,2 | 61,320 | 0 | 0 | |
AMERESCO INC | CL A | 02361E108 | 2,153 | 314,321 | SH | DFND | 1,2 | 314,321 | 0 | 0 | |
ARCH COAL INC | COM | 039380100 | 160 | 75,270 | SH | DFND | 1,2 | 75,270 | 0 | 0 | |
BABCOCK & WILCOX CO NEW | COM | 05615F102 | 723 | 26,095 | SH | DFND | 1,2 | 26,095 | 0 | 0 | |
CANADIAN SOLAR INC | COM | 136635109 | 341 | 9,530 | SH | DFND | 1,2 | 9,530 | 0 | 0 | |
CHART INDS INC | COM PAR $0.01 | 16115Q308 | 640 | 10,462 | SH | DFND | 1,2 | 10,462 | 0 | 0 | |
CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | 2,048 | 35,410 | SH | DFND | 1,2 | 35,410 | 0 | 0 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 6,067 | 107,070 | SH | DFND | 1,2 | 107,070 | 0 | 0 | |
CREE INC | COM | 225447101 | 337 | 8,230 | SH | DFND | 1,2 | 8,230 | 0 | 0 | |
DOMINION RES INC VA NEW | COM | 25746U109 | 26,541 | 384,145 | SH | DFND | 1,2 | 384,145 | 0 | 0 | |
EDISON INTL | COM | 281020107 | 1,065 | 19,039 | SH | DFND | 1,2 | 19,039 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 8,821 | 258,765 | SH | DFND | 1,2 | 258,765 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 4,002 | 60,800 | SH | DFND | 1,2 | 60,800 | 0 | 0 | |
ITC HLDGS CORP | COM | 465685105 | 26,194 | 735,156 | SH | DFND | 1,2 | 735,156 | 0 | 0 | |
MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 5,357 | 239,470 | SH | DFND | 1,2 | 239,470 | 0 | 0 | |
MARKET VECTORS ETF TR | VIETNAM ETF | 57060U761 | 5,902 | 269,485 | SH | DFND | 1,2 | 269,485 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 228 | 2,431 | SH | DFND | 1,2 | 2,431 | 0 | 0 | |
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 1,205 | 34,740 | SH | DFND | 1,2 | 34,740 | 0 | 0 | |
NISOURCE INC | COM | 65473P105 | 27,524 | 671,649 | SH | DFND | 1,2 | 671,649 | 0 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 213 | 6,981 | SH | DFND | 1,2 | 6,981 | 0 | 0 | |
NRG YIELD INC | COM CL A | 62942X108 | 30,795 | 654,510 | SH | DFND | 1,2 | 654,510 | 0 | 0 | |
OPOWER INC | COM | 68375Y109 | 2,029 | 107,571 | SH | DFND | 1,2 | 107,571 | 0 | 0 | |
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 10,838 | 350,455 | SH | DFND | 1,2 | 350,455 | 0 | 0 | |
PEABODY ENERGY CORP | COM | 704549104 | 209 | 16,910 | SH | DFND | 1,2 | 16,910 | 0 | 0 | |
RENESOLA LTD | SPONS ADS | 75971T103 | 192 | 64,015 | SH | DFND | 1,2 | 64,015 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 11,993 | 113,803 | SH | DFND | 1,2 | 113,803 | 0 | 0 | |
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 3,651 | 378,335 | SH | DFND | 1,2 | 378,335 | 0 | 0 | |
SOLARCITY CORP | COM | 83416T100 | 9,167 | 153,813 | SH | DFND | 1,2 | 153,813 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 5,374 | 284,665 | SH | DFND | 1,2 | 284,665 | 0 | 0 | |
TERRAFORM PWR INC | CL A COM | 88104R100 | 2,485 | 86,091 | SH | DFND | 1,2 | 86,091 | 0 | 0 | |
YINGLI GREEN ENERGY HLDG CO | ADR | 98584B103 | 99 | 31,760 | SH | DFND | 1,2 | 31,760 | 0 | 0 |