0001586052-24-000002.txt : 20240508
0001586052-24-000002.hdr.sgml : 20240508
20240508133535
ACCESSION NUMBER: 0001586052-24-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240331
FILED AS OF DATE: 20240508
DATE AS OF CHANGE: 20240508
EFFECTIVENESS DATE: 20240508
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Focused Wealth Management, Inc
CENTRAL INDEX KEY: 0001586052
ORGANIZATION NAME:
IRS NUMBER: 272575734
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15621
FILM NUMBER: 24925179
BUSINESS ADDRESS:
STREET 1: 11 BALMVILLE RD
STREET 2: SUITE 2 NORTH
CITY: NEWBURGH
STATE: NY
ZIP: 12550
BUSINESS PHONE: (845) 691-4035
MAIL ADDRESS:
STREET 1: 11 BALMVILLE RD
STREET 2: SUITE 2 NORTH
CITY: NEWBURGH
STATE: NY
ZIP: 12550
13F-HR
1
primary_doc.xml
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0001586052
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03-31-2024
03-31-2024
false
Focused Wealth Management, Inc
11 Balmville Rd
Suite 2 North
Newburgh
NY
12550
13F HOLDINGS REPORT
028-15621
000154828
801-71860
N
Philip J. DeAngelo
Managing Director
845-691-4035
/s/ Philip J. DeAngelo
Newburgh
NY
05-08-2024
0
205
651092838
INFORMATION TABLE
2
infotable.xml
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8417
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ABBOTT LABS
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688
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SOLE
688
0
0
ABBOTT LABS
COM
002824100
795620
7000
SH
Call
SOLE
0
0
0
ABBVIE INC
COM
00287Y109
1148214
6305
SH
SOLE
6305
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
250701
1389
SH
SOLE
1389
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
735825
10169
SH
SOLE
10169
0
0
ALPHABET INC
CAP STK CL A
02079K305
5237422
34701
SH
SOLE
34701
0
0
ALPHABET INC
CAP STK CL C
02079K107
1253709
8234
SH
SOLE
8234
0
0
ALTRIA GROUP INC
COM
02209S103
1143020
26204
SH
SOLE
26204
0
0
AMAZON COM INC
COM
023135106
5779195
32039
SH
SOLE
32039
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
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2421
SH
SOLE
2421
0
0
APPLE INC
COM
037833100
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7200
SH
Call
SOLE
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0
0
APPLE INC
COM
037833100
18727886
109213
SH
SOLE
109213
0
0
APPLIED MATLS INC
COM
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1263619
6127
SH
SOLE
6127
0
0
ARCHER AVIATION INC
COM CL A
03945R102
184800
40000
SH
SOLE
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0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
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5169
SH
SOLE
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0
0
AT&T INC
COM
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63074
SH
SOLE
63074
0
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ATLASSIAN CORPORATION
CL A
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195110
1000
SH
Put
SOLE
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ATLASSIAN CORPORATION
CL A
049468101
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SH
SOLE
228
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0
BANK AMERICA CORP
COM
060505104
37920
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SH
Call
SOLE
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0
0
BANK AMERICA CORP
COM
060505104
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SH
SOLE
138648
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
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4433017
10542
SH
SOLE
10542
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1572120
18000
SH
Call
SOLE
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0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
52404
600
SH
SOLE
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0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
114732
11719
SH
SOLE
11719
0
0
BLACKROCK DEBT STRATEGIES FD
COM NEW
09255R202
146860
13279
SH
SOLE
13279
0
0
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COM
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SH
SOLE
85120
0
0
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SH BEN INT
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1246960
117638
SH
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117638
0
0
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
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535410
SH
SOLE
535410
0
0
BLACKSTONE INC
COM
09260D107
6370329
48492
SH
SOLE
48492
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
311619
5746
SH
SOLE
5746
0
0
C3 AI INC
CL A
12468P104
304538
11250
SH
SOLE
11250
0
0
CATERPILLAR INC
COM
149123101
2774608
7572
SH
SOLE
7572
0
0
CHEVRON CORP NEW
COM
166764100
290992
1845
SH
SOLE
1845
0
0
CHEVRON CORP NEW
COM
166764100
757152
4800
SH
Call
SOLE
0
0
0
CISCO SYS INC
COM
17275R102
604271
12107
SH
SOLE
12107
0
0
CITIGROUP INC
COM NEW
172967424
2814416
44504
SH
SOLE
44504
0
0
COLGATE PALMOLIVE CO
COM
194162103
427879
4752
SH
SOLE
4752
0
0
COMCAST CORP NEW
CL A
20030N101
433500
10000
SH
Put
SOLE
0
0
0
COMCAST CORP NEW
CL A
20030N101
79510
1834
SH
SOLE
1834
0
0
COMERICA INC
COM
200340107
329940
6000
SH
Call
SOLE
0
0
0
CONSOLIDATED EDISON INC
COM
209115104
347426
3826
SH
SOLE
3826
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
62836
196
SH
SOLE
196
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
192354
600
SH
Call
SOLE
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0
0
CURIS INC
COM
231269309
360427
33158
SH
SOLE
33158
0
0
DIGITALOCEAN HLDGS INC
COM
25402D102
345071
9038
SH
SOLE
9038
0
0
DIGITALOCEAN HLDGS INC
COM
25402D102
76360
2000
SH
Call
SOLE
0
0
0
DIMENSIONAL ETF TRUST
US EQUITY ETF
25434V401
283545
4976
SH
SOLE
4976
0
0
DISNEY WALT CO
COM
254687106
4109423
33585
SH
SOLE
33585
0
0
EATON CORP PLC
SHS
G29183103
399605
1278
SH
SOLE
1278
0
0
EATON VANCE TAX-MANAGED BUY-
COM
27828Y108
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0
EATON VANCE TAX-MANAGED DIVE
COM
27828N102
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SH
SOLE
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0
0
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
3592042
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SH
SOLE
440201
0
0
EDISON INTL
COM
281020107
222046
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SH
SOLE
3139
0
0
ELI LILLY & CO
COM
532457108
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717
SH
SOLE
717
0
0
EMERSON ELEC CO
COM
291011104
265186
2338
SH
SOLE
2338
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
92706
673
SH
SOLE
673
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
275500
2000
SH
Call
SOLE
0
0
0
EXXON MOBIL CORP
COM
30231G102
2875557
24738
SH
SOLE
24738
0
0
FASTLY INC
CL A
31188V100
221190
17054
SH
SOLE
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0
0
FREEPORT-MCMORAN INC
CL B
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356278
7577
SH
SOLE
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0
0
FRONTIER COMMUNICATIONS PARE
COM
35909D109
63700
2600
SH
SOLE
2600
0
0
FRONTIER COMMUNICATIONS PARE
COM
35909D109
147000
6000
SH
Call
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COMMON STOCK
36266G107
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SOLE
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0
GE HEALTHCARE TECHNOLOGIES I
COMMON STOCK
36266G107
309094
3400
SH
Call
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0
0
GENERAL ELECTRIC CO
COM NEW
369604301
1897186
10808
SH
SOLE
10808
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1961842
4697
SH
SOLE
4697
0
0
HESS CORP
COM
42809H107
183168
1200
SH
Call
SOLE
0
0
0
HESS CORP
COM
42809H107
25980
170
SH
SOLE
170
0
0
HOME DEPOT INC
COM
437076102
453880
1183
SH
SOLE
1183
0
0
HONEYWELL INTL INC
COM
438516106
1333711
6498
SH
SOLE
6498
0
0
HUBSPOT INC
COM
443573100
250624
400
SH
Call
SOLE
0
0
0
HUBSPOT INC
COM
443573100
81453
130
SH
SOLE
130
0
0
INNOVATIVE INDL PPTYS INC
COM
45781V101
399686
3860
SH
SOLE
3860
0
0
INTEL CORP
COM
458140100
2356342
53347
SH
SOLE
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0
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INTERNATIONAL BUSINESS MACHS
COM
459200101
2158772
11305
SH
SOLE
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S&P500 EQL WGT
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11176785
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SOLE
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0
INVESCO QQQ TR
UNIT SER 1
46090E103
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118743
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SOLE
118743
0
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ISHARES
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61630
2709
SH
SOLE
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0
0
ISHARES SILVER TR
ISHARES
46428Q109
273000
12000
SH
Call
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CORE S&P MCP ETF
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241507
3976
SH
SOLE
3976
0
0
ISHARES TR
S&P 100 ETF
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334937
1354
SH
SOLE
1354
0
0
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CORE S&P500 ETF
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1155683
2198
SH
SOLE
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0
ISHARES TR
0-3 MNTH TREASRY
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30854277
306368
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SOLE
306368
0
0
ISHARES TR
IBONDS 25 TRM TS
46436E866
734445
31616
SH
SOLE
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0
0
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MSCI USA MMENTM
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SH
SOLE
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0
0
ISHARES TR
EXPANDED TECH
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6605956
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0
ISHARES TR
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SH
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7-10 YR TRSY BD
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860661
9092
SH
SOLE
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0
ISHARES TR
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225140
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SH
SOLE
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0
0
ISHARES TR
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339617
14955
SH
SOLE
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ISHARES TR
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SH
SOLE
11710
0
0
ISHARES TR
IBONDS 24 TRM TS
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442751
18494
SH
SOLE
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0
0
J P MORGAN EXCHANGE TRADED F
EQUITY PREMIUM
46641Q332
3986450
68898
SH
SOLE
68898
0
0
JAGUAR HEALTH INC
COM
47010C706
6660
74077
SH
SOLE
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0
0
JOHNSON & JOHNSON
COM
478160104
1682659
10637
SH
SOLE
10637
0
0
JPMORGAN CHASE & CO
COM
46625H100
2029887
10134
SH
SOLE
10134
0
0
KEYCORP
COM
493267108
21922
1387
SH
SOLE
1387
0
0
KEYCORP
COM
493267108
189720
12000
SH
Call
SOLE
0
0
0
KIMBERLY-CLARK CORP
COM
494368103
599884
4638
SH
SOLE
4638
0
0
KINDER MORGAN INC DEL
COM
49456B101
1004628
54778
SH
SOLE
54778
0
0
LITHIA MTRS INC
COM
536797103
917
3
SH
SOLE
3
0
0
LITHIA MTRS INC
COM
536797103
240688
800
SH
Put
SOLE
0
0
0
M & T BK CORP
COM
55261F104
326728
2246
SH
SOLE
2246
0
0
MAIN STR CAP CORP
COM
56035L104
214434
4533
SH
SOLE
4533
0
0
MATCH GROUP INC NEW
COM
57667L107
217680
6000
SH
Call
SOLE
0
0
0
MATCH GROUP INC NEW
COM
57667L107
101584
2800
SH
SOLE
2800
0
0
MERCK & CO INC
COM
58933Y105
968236
7338
SH
SOLE
7338
0
0
META PLATFORMS INC
CL A
30303M102
5559029
11448
SH
SOLE
11448
0
0
MICROSOFT CORP
COM
594918104
3960813
9414
SH
SOLE
9414
0
0
NETFLIX INC
COM
64110L106
511372
842
SH
SOLE
842
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
80500
25000
SH
SOLE
25000
0
0
NEXTERA ENERGY INC
COM
65339F101
592528
9271
SH
SOLE
9271
0
0
NEXTRACKER INC
CLASS A COM
65290E101
67524
1200
SH
SOLE
1200
0
0
NEXTRACKER INC
CLASS A COM
65290E101
337620
6000
SH
Call
SOLE
0
0
0
NIKE INC
CL B
654106103
244348
2600
SH
Call
SOLE
0
0
0
NIKE INC
CL B
654106103
144590
1539
SH
SOLE
1539
0
0
NOVO-NORDISK A S
ADR
670100205
639179
4978
SH
SOLE
4978
0
0
NUCOR CORP
COM
670346105
1909142
9647
SH
SOLE
9647
0
0
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
3451297
260869
SH
SOLE
260869
0
0
NUVEEN TAXABLE MUNICPAL INM
COM
67074C103
272372
17779
SH
SOLE
17779
0
0
NVIDIA CORPORATION
COM
67066G104
2098695
2323
SH
SOLE
2323
0
0
ONEOK INC NEW
COM
682680103
265474
3311
SH
SOLE
3311
0
0
ORACLE CORP
COM
68389X105
530246
4221
SH
SOLE
4221
0
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
261854
11380
SH
SOLE
11380
0
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
11550
5000
SH
Call
SOLE
0
0
0
PEPSICO INC
COM
713448108
429802
2456
SH
SOLE
2456
0
0
PFIZER INC
COM
717081103
3293460
118683
SH
SOLE
118683
0
0
PGIM ETF TR
PGIM ULTRA SH BD
69344A107
510972
10281
SH
SOLE
10281
0
0
PHILIP MORRIS INTL INC
COM
718172109
262307
2863
SH
SOLE
2863
0
0
PIMCO ETF TR
ACTIVE BD ETF
72201R775
698577
7605
SH
SOLE
7605
0
0
PINTEREST INC
CL A
72352L106
810793
23386
SH
SOLE
23386
0
0
PROCTER AND GAMBLE CO
COM
742718109
525860
3241
SH
SOLE
3241
0
0
PROTHENA CORP PLC
SHS
G72800108
250895
10129
SH
SOLE
10129
0
0
PURECYCLE TECHNOLOGIES INC
COM
74623V103
82633
13285
SH
SOLE
13285
0
0
PURPLE INNOVATION INC
COM
74640Y106
52200
30000
SH
SOLE
30000
0
0
REALTY INCOME CORP
COM
756109104
325235
6012
SH
SOLE
6012
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
107558
112
SH
SOLE
112
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
384996
400
SH
Call
SOLE
0
0
0
RHINEBECK BANCORP INC
COM
762093102
84500
10000
SH
SOLE
10000
0
0
ROKU INC
COM CL A
77543R102
391932
6014
SH
SOLE
6014
0
0
ROKU INC
COM CL A
77543R102
260680
4000
SH
Put
SOLE
0
0
0
ROYCE VALUE TR INC
COM
780910105
759088
50039
SH
SOLE
50039
0
0
SALESFORCE INC
COM
79466L302
294253
977
SH
SOLE
977
0
0
SCHLUMBERGER LTD
COM STK
806857108
160966
2937
SH
SOLE
2937
0
0
SCHLUMBERGER LTD
COM STK
806857108
263088
4800
SH
Call
SOLE
0
0
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
200168
3838
SH
SOLE
3838
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
338266
3648
SH
SOLE
3648
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
488025
10123
SH
SOLE
10123
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
213216
2806
SH
SOLE
2806
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
17797526
422543
SH
SOLE
422543
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
10621466
71898
SH
SOLE
71898
0
0
SHOPIFY INC
CL A
82509L107
169774
2200
SH
Call
SOLE
0
0
0
SHOPIFY INC
CL A
82509L107
489103
6338
SH
SOLE
6338
0
0
SOLITARIO RESOURCES CORP
COM
8342EP107
105505
175900
SH
SOLE
175900
0
0
SONO TEK CORP
COM
835483108
60357
12343
SH
SOLE
12343
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
298318
750
SH
SOLE
750
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
383025
732
SH
SOLE
732
0
0
SPDR SER TR
BLOOMBERG 1-3 MO
78468R663
12764158
139043
SH
SOLE
139043
0
0
SPDR SER TR
PRTFLO S&P500 HI
78468R788
617292
15163
SH
SOLE
15163
0
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
330570
6598
SH
SOLE
6598
0
0
SPDR SER TR
PORTFOLI S&P1500
78464A805
292365
4558
SH
SOLE
4558
0
0
SPDR SER TR
BBG CONV SEC ETF
78464A359
339688
4651
SH
SOLE
4651
0
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
102334477
1398968
SH
SOLE
1398968
0
0
STARWOOD PPTY TR INC
COM
85571B105
2952343
145221
SH
SOLE
145221
0
0
STRYKER CORPORATION
COM
863667101
249888
698
SH
SOLE
698
0
0
SUNOPTA INC
COM
8676EP108
74814
10890
SH
SOLE
10890
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
2280648
2258
SH
SOLE
2258
0
0
TESLA INC
COM
88160R101
4550804
25888
SH
SOLE
25888
0
0
THE CIGNA GROUP
COM
125523100
297727
820
SH
SOLE
820
0
0
THE TRADE DESK INC
COM CL A
88339J105
418042
4782
SH
SOLE
4782
0
0
TOAST INC
CL A
888787108
132599
5321
SH
SOLE
5321
0
0
TOAST INC
CL A
888787108
159488
6400
SH
Call
SOLE
0
0
0
TRAVELERS COMPANIES INC
COM
89417E109
214840
934
SH
SOLE
934
0
0
UBER TECHNOLOGIES INC
COM
90353T100
207257
2692
SH
SOLE
2692
0
0
UNION PAC CORP
COM
907818108
475361
1933
SH
SOLE
1933
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
260499
527
SH
SOLE
527
0
0
UP FINTECH HLDG LTD
SPONSORED ADS
91531W106
37840
11000
SH
SOLE
11000
0
0
US BANCORP DEL
COM NEW
902973304
221367
4952
SH
SOLE
4952
0
0
VANECK ETF TRUST
HIGH YLD MUNIETF
92189H409
380880
7288
SH
SOLE
7288
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
21549679
296705
SH
SOLE
296705
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
81452430
500138
SH
SOLE
500138
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
6688624
25654
SH
SOLE
25654
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1474779
5674
SH
SOLE
5674
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
210722
438
SH
SOLE
438
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
869122
2525
SH
SOLE
2525
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
9406155
41149
SH
SOLE
41149
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
17877527
427999
SH
SOLE
427999
0
0
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
229363
3917
SH
SOLE
3917
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
26818682
333110
SH
SOLE
333110
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
431170
2361
SH
SOLE
2361
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
24233280
200292
SH
SOLE
200292
0
0
VANGUARD WHITEHALL FDS
INTL DVD ETF
921946810
17754242
217763
SH
SOLE
217763
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
10705847
37353
SH
SOLE
37353
0
0
VANGUARD WORLD FD
HEALTH CAR ETF
92204A504
1425311
5269
SH
SOLE
5269
0
0
VANGUARD WORLD FD
FINANCIALS ETF
92204A405
405761
3963
SH
SOLE
3963
0
0
VANGUARD WORLD FD
INF TECH ETF
92204A702
8577713
16359
SH
SOLE
16359
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
607437
14477
SH
SOLE
14477
0
0
VISA INC
COM CL A
92826C839
279241
1001
SH
SOLE
1001
0
0
WALMART INC
COM
931142103
1437105
23884
SH
SOLE
23884
0
0
WARNER BROS DISCOVERY INC
COM SER A
934423104
103494
11855
SH
SOLE
11855
0
0
WYNN RESORTS LTD
COM
983134107
408920
4000
SH
Call
SOLE
0
0
0
WYNN RESORTS LTD
COM
983134107
170213
1665
SH
SOLE
1665
0
0
ZHIHU INC
ADS
98955N108
15046
22000
SH
SOLE
22000
0
0
ZILLOW GROUP INC
CL A
98954M101
804048
16800
SH
Call
SOLE
0
0
0