0001062993-20-000255.txt : 20200121
0001062993-20-000255.hdr.sgml : 20200121
20200121152357
ACCESSION NUMBER: 0001062993-20-000255
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200121
DATE AS OF CHANGE: 20200121
EFFECTIVENESS DATE: 20200121
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Focused Wealth Management, Inc
CENTRAL INDEX KEY: 0001586052
IRS NUMBER: 272575734
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15621
FILM NUMBER: 20536259
BUSINESS ADDRESS:
STREET 1: 216 ROUTE 299
CITY: HIGHLAND
STATE: NY
ZIP: 12528
BUSINESS PHONE: (845) 691-4035
MAIL ADDRESS:
STREET 1: 216 ROUTE 299
CITY: HIGHLAND
STATE: NY
ZIP: 12528
13F-HR
1
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0001586052
XXXXXXXX
12-31-2019
12-31-2019
Focused Wealth Management, Inc
216 ROUTE 299
HIGHLAND
NY
12528
13F HOLDINGS REPORT
028-15621
N
Philip J. DeAngelo
Managing Director
845-691-4035
Philip J. DeAngelo
Highland
NY
01-21-2020
0
753
423480
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ALPS ETF TR
ALERIAN MLP
00162Q866
40
4680
SH
SOLE
N/A
4680
0
0
AT&T INC
COM
00206R102
558
14285
SH
SOLE
N/A
14285
0
0
ABBVIE INC
COM
00287Y109
135
1529
SH
SOLE
N/A
1529
0
0
AECOM
COM
00766T100
4
100
SH
SOLE
N/A
100
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1985
9359
SH
SOLE
N/A
9359
0
0
ALTRIA GROUP INC
COM
02209S103
264
5291
SH
SOLE
N/A
5291
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
98
426
SH
SOLE
N/A
426
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
1901
103911
SH
SOLE
N/A
103911
0
0
BIOGEN INC
COM
09062X103
245
825
SH
SOLE
N/A
825
0
0
BLACKROCK N Y MUN INCOME TR
SH BEN INT
09248L106
799
56993
SH
SOLE
N/A
56993
0
0
BLACKROCK MUNICIPAL BOND TR
COM
09249H104
2
123
SH
SOLE
N/A
123
0
0
BLACKROCK NY MUNICIPAL BOND
COM
09249P106
777
51390
SH
SOLE
N/A
51390
0
0
BLACKROCK NY MUN INCOME TR I
COM
09249R102
597
41413
SH
SOLE
N/A
41413
0
0
BLACKROCK NY MUNI INC QLTY T
COM
09249U105
840
61100
SH
SOLE
N/A
61100
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
18
1789
SH
SOLE
N/A
1789
0
0
BLACKROCK MUNI N Y INTER DUR
COM
09255F109
91
5911
SH
SOLE
N/A
5911
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
318
28370
SH
SOLE
N/A
28370
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
5
100
SH
SOLE
N/A
100
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
367
5714
SH
SOLE
N/A
5714
0
0
CVS HEALTH CORP
COM
126650100
134
1798
SH
SOLE
N/A
1798
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
74
2321
SH
SOLE
N/A
2321
0
0
CATERPILLAR INC DEL
COM
149123101
1467
9936
SH
SOLE
N/A
9936
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
13
235
SH
SOLE
N/A
235
0
0
CENTERPOINT ENERGY INC
COM
15189T107
5
170
SH
SOLE
N/A
170
0
0
CENTURYLINK INC
COM
156700106
117
8840
SH
SOLE
N/A
8840
0
0
CHEVRON CORP NEW
COM
166764100
222
1843
SH
SOLE
N/A
1843
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
7
159
SH
SOLE
N/A
159
0
0
CISCO SYS INC
COM
17275R102
619
12898
SH
SOLE
N/A
12898
0
0
CITIGROUP INC
COM NEW
172967424
3052
38206
SH
SOLE
N/A
38206
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
3
1416
SH
SOLE
N/A
1416
0
0
CLOROX CO DEL
COM
189054109
193
1255
SH
SOLE
N/A
1255
0
0
COCA COLA CO
COM
191216100
105
1899
SH
SOLE
N/A
1899
0
0
COHEN & STEERS QUALITY RLTY
COM
19247L106
35
2381
SH
SOLE
N/A
2381
0
0
COLFAX CORP
COM
194014106
6
175
SH
SOLE
N/A
175
0
0
COLGATE PALMOLIVE CO
COM
194162103
327
4749
SH
SOLE
N/A
4749
0
0
COMCAST CORP NEW
CL A
20030N101
217
4815
SH
SOLE
N/A
4815
0
0
CONOCOPHILLIPS
COM
20825C104
246
3789
SH
SOLE
N/A
3789
0
0
CONSOLIDATED EDISON INC
COM
209115104
310
3426
SH
SOLE
N/A
3426
0
0
CORELOGIC INC
COM
21871D103
4
100
SH
SOLE
N/A
100
0
0
CORNING INC
COM
219350105
192
6600
SH
SOLE
N/A
6600
0
0
CUMMINS INC
COM
231021106
107
600
SH
SOLE
N/A
600
0
0
DARDEN RESTAURANTS INC
COM
237194105
16
143
SH
SOLE
N/A
143
0
0
DEERE & CO
COM
244199105
21
123
SH
SOLE
N/A
123
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
443
7573
SH
SOLE
N/A
7573
0
0
DEVON ENERGY CORP NEW
COM
25179M103
135
5206
SH
SOLE
N/A
5206
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
32
340
SH
SOLE
N/A
340
0
0
DISNEY WALT CO
COM DISNEY
254687106
478
3303
SH
SOLE
N/A
3303
0
0
DOMINION ENERGY INC
COM
25746U109
200
2415
SH
SOLE
N/A
2415
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
10
503
SH
SOLE
N/A
503
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
174
8436
SH
SOLE
N/A
8436
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
23
255
SH
SOLE
N/A
255
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
8
100
SH
SOLE
N/A
100
0
0
ETFIS SER TR I
VIRTUS LIFESC BT
26923G202
30
700
SH
SOLE
N/A
700
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
0
5
SH
SOLE
N/A
5
0
0
EASTMAN CHEMICAL CO
COM
277432100
3
35
SH
SOLE
N/A
35
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
1
112
SH
SOLE
N/A
112
0
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
410
32720
SH
SOLE
N/A
32720
0
0
EATON VANCE TX MNG BY WRT OP
COM
27828Y108
554
37029
SH
SOLE
N/A
37029
0
0
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
8
784
SH
SOLE
N/A
784
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
3324
378554
SH
SOLE
N/A
378554
0
0
EMAGIN CORP
COM NEW
29076N206
0
30
SH
SOLE
N/A
30
0
0
EMERSON ELEC CO
COM
291011104
290
3800
SH
SOLE
N/A
3800
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
85
3028
SH
SOLE
N/A
3028
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
24
298
SH
SOLE
N/A
298
0
0
EUROPEAN EQUITY FUND
COM
298768102
4
423
SH
SOLE
N/A
423
0
0
EVERSOURCE ENERGY
COM
30040W108
53
620
SH
SOLE
N/A
620
0
0
EXELON CORP
COM
30161N101
73
1599
SH
SOLE
N/A
1599
0
0
EXXON MOBIL CORP
COM
30231G102
1074
15393
SH
SOLE
N/A
15393
0
0
F M C CORP
COM NEW
302491303
8
80
SH
SOLE
N/A
80
0
0
FACEBOOK INC
CL A
30303M102
3620
17638
SH
SOLE
N/A
17638
0
0
FERRELLGAS PARTNERS L.P.
UNIT LTD PART
315293100
0
449
SH
SOLE
N/A
449
0
0
FIRSTENERGY CORP
COM
337932107
13
275
SH
SOLE
N/A
275
0
0
FORD MTR CO DEL
COM
345370860
190
20458
SH
SOLE
N/A
20458
0
0
FORTINET INC
COM
34959E109
132
1235
SH
SOLE
N/A
1235
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
335
25533
SH
SOLE
N/A
25533
0
0
FULLER H B CO
COM
359694106
20
381
SH
SOLE
N/A
381
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
15
666
SH
SOLE
N/A
666
0
0
GABELLI GLB SML & MD CP VAL
COM
36249W104
1
50
SH
SOLE
N/A
50
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
36
380
SH
SOLE
N/A
380
0
0
GAP INC
COM
364760108
2
112
SH
SOLE
N/A
112
0
0
GENERAL ELECTRIC CO
COM
369604103
2109
188945
SH
SOLE
N/A
188945
0
0
GENERAL MTRS CO
COM
37045V100
192
5252
SH
SOLE
N/A
5252
0
0
GILEAD SCIENCES INC
COM
375558103
88
1361
SH
SOLE
N/A
1361
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1065
4633
SH
SOLE
N/A
4633
0
0
HALLIBURTON CO
COM
406216101
18
741
SH
SOLE
N/A
741
0
0
HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
41013T105
7
403
SH
SOLE
N/A
403
0
0
HARLEY DAVIDSON INC
COM
412822108
7
193
SH
SOLE
N/A
193
0
0
HI CRUSH INC
COM
428337109
1
675
SH
SOLE
N/A
675
0
0
HOME DEPOT INC
COM
437076102
146
668
SH
SOLE
N/A
668
0
0
HONEYWELL INTL INC
COM
438516106
1016
5738
SH
SOLE
N/A
5738
0
0
ILLUMINA INC
COM
452327109
41
125
SH
SOLE
N/A
125
0
0
IMAX CORP
COM
45245E109
1
30
SH
SOLE
N/A
30
0
0
IMMUNOGEN INC
COM
45253H101
1
100
SH
SOLE
N/A
100
0
0
INFOSYS LTD
SPONSORED ADR
456788108
1
99
SH
SOLE
N/A
99
0
0
INTEL CORP
COM
458140100
3039
50775
SH
SOLE
N/A
50775
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1010
7536
SH
SOLE
N/A
7536
0
0
INTL PAPER CO
COM
460146103
16
350
SH
SOLE
N/A
350
0
0
INVESCO TR INVT GRADE NY MUN
COM
46131T101
15
1076
SH
SOLE
N/A
1076
0
0
ISHARES GOLD TRUST
ISHARES
464285105
66
4533
SH
SOLE
N/A
4533
0
0
ISHARES INC
MSCI CDA ETF
464286509
1
26
SH
SOLE
N/A
26
0
0
ISHARES INC
MSCI MEXICO ETF
464286822
5
100
SH
SOLE
N/A
100
0
0
ISHARES TR
S&P 100 ETF
464287101
241
1670
SH
SOLE
N/A
1670
0
0
ISHARES TR
MRNGSTR LG-CP ET
464287127
7
40
SH
SOLE
N/A
40
0
0
ISHARES TR
SELECT DIVID ETF
464287168
246
2325
SH
SOLE
N/A
2325
0
0
ISHARES TR
TIPS BD ETF
464287176
66
567
SH
SOLE
N/A
567
0
0
ISHARES TR
CORE S&P500 ETF
464287200
790
2445
SH
SOLE
N/A
2445
0
0
ISHARES TR
CORE US AGGBD ET
464287226
199
1771
SH
SOLE
N/A
1771
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
21
470
SH
SOLE
N/A
470
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
3
20
SH
SOLE
N/A
20
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
601
3102
SH
SOLE
N/A
3102
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
28
213
SH
SOLE
N/A
213
0
0
ISHARES TR
MSCI EAFE ETF
464287465
20
283
SH
SOLE
N/A
283
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
25
261
SH
SOLE
N/A
261
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
43
280
SH
SOLE
N/A
280
0
0
ISHARES TR
RUS MID CAP ETF
464287499
31
516
SH
SOLE
N/A
516
0
0
ISHARES TR
COHEN STEER REIT
464287564
4
31
SH
SOLE
N/A
31
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
108
615
SH
SOLE
N/A
615
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
97
754
SH
SOLE
N/A
754
0
0
ISHARES TR
U.S. UTILITS ETF
464287697
21
132
SH
SOLE
N/A
132
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
31
336
SH
SOLE
N/A
336
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
3
36
SH
SOLE
N/A
36
0
0
ISHARES TR
U.S. BAS MTL ETF
464287838
55
565
SH
SOLE
N/A
565
0
0
ISHARES TR
NEW YORK MUN ETF
464288323
46
808
SH
SOLE
N/A
808
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
1379
41085
SH
SOLE
N/A
41085
0
0
ISHARES TR
MRGSTR SM CP ETF
464288505
21
111
SH
SOLE
N/A
111
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
46
527
SH
SOLE
N/A
527
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
139
1160
SH
SOLE
N/A
1160
0
0
ISHARES TR
GOV/CRED BD ETF
464288596
7
63
SH
SOLE
N/A
63
0
0
ISHARES TR
PFD AND INCM SEC
464288687
248
6603
SH
SOLE
N/A
6603
0
0
ISHARES TR
US OIL GS EX ETF
464288851
14
251
SH
SOLE
N/A
251
0
0
ISHARES TR
AGGRES ALLOC ETF
464289859
12
214
SH
SOLE
N/A
214
0
0
ISHARES TR
GRWT ALLOCAT ETF
464289867
7
142
SH
SOLE
N/A
142
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
44
2661
SH
SOLE
N/A
2661
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
57
577
SH
SOLE
N/A
577
0
0
JPMORGAN CHASE & CO
COM
46625H100
1005
7212
SH
SOLE
N/A
7212
0
0
JOHN BEAN TECHNOLOGIES CORP
COM
477839104
2
14
SH
SOLE
N/A
14
0
0
JOHNSON & JOHNSON
COM
478160104
1070
7337
SH
SOLE
N/A
7337
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
16
106
SH
SOLE
N/A
106
0
0
KIMBERLY CLARK CORP
COM
494368103
634
4611
SH
SOLE
N/A
4611
0
0
KINDER MORGAN INC DEL
COM
49456B101
24
1142
SH
SOLE
N/A
1142
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
15
4421
SH
SOLE
N/A
4421
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
0
3
SH
SOLE
N/A
3
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
1
6
SH
SOLE
N/A
6
0
0
LILLY ELI & CO
COM
532457108
77
589
SH
SOLE
N/A
589
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
128
38699
SH
SOLE
N/A
38699
0
0
LOCKHEED MARTIN CORP
COM
539830109
73
188
SH
SOLE
N/A
188
0
0
LOEWS CORP
COM
540424108
21
400
SH
SOLE
N/A
400
0
0
LOWES COS INC
COM
548661107
93
780
SH
SOLE
N/A
780
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
667
15474
SH
SOLE
N/A
15474
0
0
MARATHON OIL CORP
COM
565849106
167
12267
SH
SOLE
N/A
12267
0
0
MCDONALDS CORP
COM
580135101
252
1277
SH
SOLE
N/A
1277
0
0
MERCK & CO INC
COM
58933Y105
903
9933
SH
SOLE
N/A
9933
0
0
METLIFE INC
COM
59156R108
133
2612
SH
SOLE
N/A
2612
0
0
MICROSOFT CORP
COM
594918104
1552
9839
SH
SOLE
N/A
9839
0
0
MICRON TECHNOLOGY INC
COM
595112103
940
17478
SH
SOLE
N/A
17478
0
0
MONDELEZ INTL INC
CL A
609207105
125
2260
SH
SOLE
N/A
2260
0
0
MUELLER INDS INC
COM
624756102
16
519
SH
SOLE
N/A
519
0
0
NETFLIX INC
COM
64110L106
261
807
SH
SOLE
N/A
807
0
0
NEXTERA ENERGY INC
COM
65339F101
1115
4605
SH
SOLE
N/A
4605
0
0
NOKIA CORP
SPONSORED ADR
654902204
0
54
SH
SOLE
N/A
54
0
0
NORDSTROM INC
COM
655664100
17
426
SH
SOLE
N/A
426
0
0
NORFOLK SOUTHERN CORP
COM
655844108
232
1198
SH
SOLE
N/A
1198
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
82
870
SH
SOLE
N/A
870
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
6
218
SH
SOLE
N/A
218
0
0
NVIDIA CORP
COM
67066G104
176
747
SH
SOLE
N/A
747
0
0
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
6
519
SH
SOLE
N/A
519
0
0
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
3093
224940
SH
SOLE
N/A
224940
0
0
NUVEEN PFD & INCM SECURTIES
COM
67072C105
8
775
SH
SOLE
N/A
775
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
10
1005
SH
SOLE
N/A
1005
0
0
NUVEEN MORTGAGE AND INCOME F
COM
670735109
10
477
SH
SOLE
N/A
477
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
7
15
SH
SOLE
N/A
15
0
0
OMNICOM GROUP INC
COM
681919106
79
976
SH
SOLE
N/A
976
0
0
ONE GAS INC
COM
68235P108
0
4
SH
SOLE
N/A
4
0
0
ONEOK INC NEW
COM
682680103
172
2272
SH
SOLE
N/A
2272
0
0
ORACLE CORP
COM
68389X105
265
5006
SH
SOLE
N/A
5006
0
0
ORANGE
SPONSORED ADR
684060106
9
614
SH
SOLE
N/A
614
0
0
PPL CORP
COM
69351T106
29
800
SH
SOLE
N/A
800
0
0
PACCAR INC
COM
693718108
3
35
SH
SOLE
N/A
35
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
9
750
SH
SOLE
N/A
750
0
0
PEPSICO INC
COM
713448108
87
637
SH
SOLE
N/A
637
0
0
PFIZER INC
COM
717081103
2568
65536
SH
SOLE
N/A
65536
0
0
PHILIP MORRIS INTL INC
COM
718172109
216
2541
SH
SOLE
N/A
2541
0
0
PHILLIPS 66
COM
718546104
218
1958
SH
SOLE
N/A
1958
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
15
1080
SH
SOLE
N/A
1080
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
98
5174
SH
SOLE
N/A
5174
0
0
PIMCO ETF TR
1-5 US TIP IDX
72201R205
27
517
SH
SOLE
N/A
517
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
69
689
SH
SOLE
N/A
689
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
18120
178368
SH
SOLE
N/A
178368
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
42
1300
SH
SOLE
N/A
1300
0
0
PINNACLE WEST CAP CORP
COM
723484101
19
216
SH
SOLE
N/A
216
0
0
PLUG POWER INC
COM NEW
72919P202
1
360
SH
SOLE
N/A
360
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
135
2450
SH
SOLE
N/A
2450
0
0
PROCTER & GAMBLE CO
COM
742718109
673
5387
SH
SOLE
N/A
5387
0
0
PROSHARES TR
PSHS ULT S&P 500
74347R107
91
600
SH
SOLE
N/A
600
0
0
PRUDENTIAL FINL INC
COM
744320102
219
2340
SH
SOLE
N/A
2340
0
0
PRUDENTIAL PLC
ADR
74435K204
11
300
SH
SOLE
N/A
300
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
12
200
SH
SOLE
N/A
200
0
0
QUALCOMM INC
COM
747525103
104
1180
SH
SOLE
N/A
1180
0
0
RPM INTL INC
COM
749685103
21
279
SH
SOLE
N/A
279
0
0
RAYTHEON CO
COM NEW
755111507
23
106
SH
SOLE
N/A
106
0
0
REALTY INCOME CORP
COM
756109104
576
7825
SH
SOLE
N/A
7825
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
2118
57160
SH
SOLE
N/A
57160
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
1
24
SH
SOLE
N/A
24
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
30
501
SH
SOLE
N/A
501
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
15
175
SH
SOLE
N/A
175
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
108
336
SH
SOLE
N/A
336
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
216
1513
SH
SOLE
N/A
1513
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
16
510
SH
SOLE
N/A
510
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
557
10033
SH
SOLE
N/A
10033
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
408
1430
SH
SOLE
N/A
1430
0
0
SALISBURY BANCORP INC
COM
795226109
134
2942
SH
SOLE
N/A
2942
0
0
SANOFI
SPONSORED ADR
80105N105
30
604
SH
SOLE
N/A
604
0
0
SCHLUMBERGER LTD
COM
806857108
343
8540
SH
SOLE
N/A
8540
0
0
SCHNITZER STL INDS
CL A
806882106
1
63
SH
SOLE
N/A
63
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
25
415
SH
SOLE
N/A
415
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1715
55718
SH
SOLE
N/A
55718
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
26
405
SH
SOLE
N/A
405
0
0
SIERRA WIRELESS INC
COM
826516106
1
100
SH
SOLE
N/A
100
0
0
SIRIUS XM HLDGS INC
COM
82968B103
32
4468
SH
SOLE
N/A
4468
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
40
331
SH
SOLE
N/A
331
0
0
SMUCKER J M CO
COM NEW
832696405
0
2
SH
SOLE
N/A
2
0
0
SONOCO PRODS CO
COM
835495102
57
924
SH
SOLE
N/A
924
0
0
SOUTHERN CO
COM
842587107
209
3277
SH
SOLE
N/A
3277
0
0
STERLING BANCORP DEL
COM
85917A100
15
721
SH
SOLE
N/A
721
0
0
STRYKER CORP
COM
863667101
214
1018
SH
SOLE
N/A
1018
0
0
SUNCOR ENERGY INC NEW
COM
867224107
8
246
SH
SOLE
N/A
246
0
0
SUNPOWER CORP
COM
867652406
2
305
SH
SOLE
N/A
305
0
0
SYNAPTICS INC
COM
87157D109
13
200
SH
SOLE
N/A
200
0
0
SYSCO CORP
COM
871829107
40
468
SH
SOLE
N/A
468
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
11
253
SH
SOLE
N/A
253
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
61
10628
SH
SOLE
N/A
10628
0
0
TESLA INC
COM
88160R101
999
2387
SH
SOLE
N/A
2387
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
271
27690
SH
SOLE
N/A
27690
0
0
3M CO
COM
88579Y101
1528
8659
SH
SOLE
N/A
8659
0
0
TRAVELERS COMPANIES INC
COM
89417E109
70
512
SH
SOLE
N/A
512
0
0
TWITTER INC
COM
90184L102
35
1096
SH
SOLE
N/A
1096
0
0
US BANCORP DEL
COM NEW
902973304
431
7276
SH
SOLE
N/A
7276
0
0
USANA HEALTH SCIENCES INC
COM
90328M107
9
112
SH
SOLE
N/A
112
0
0
U S SILICA HLDGS INC
COM
90346E103
1
129
SH
SOLE
N/A
129
0
0
UNDER ARMOUR INC
CL A
904311107
48
2243
SH
SOLE
N/A
2243
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
78
266
SH
SOLE
N/A
266
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
27
292
SH
SOLE
N/A
292
0
0
VANGUARD GROUP
DIV APP ETF
921908844
346
2777
SH
SOLE
N/A
2777
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
7886
54141
SH
SOLE
N/A
54141
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
47
589
SH
SOLE
N/A
589
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
393
4689
SH
SOLE
N/A
4689
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
11
261
SH
SOLE
N/A
261
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
9289
99121
SH
SOLE
N/A
99121
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
6
71
SH
SOLE
N/A
71
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
112
2083
SH
SOLE
N/A
2083
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
123
2774
SH
SOLE
N/A
2774
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
634
10814
SH
SOLE
N/A
10814
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
4314
52942
SH
SOLE
N/A
52942
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
8742
114599
SH
SOLE
N/A
114599
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
1772
9244
SH
SOLE
N/A
9244
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
49
318
SH
SOLE
N/A
318
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
5408
22085
SH
SOLE
N/A
22085
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
244
3008
SH
SOLE
N/A
3008
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
983
10767
SH
SOLE
N/A
10767
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
120
407
SH
SOLE
N/A
407
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
124
1332
SH
SOLE
N/A
1332
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
5
35
SH
SOLE
N/A
35
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
37
205
SH
SOLE
N/A
205
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
43
338
SH
SOLE
N/A
338
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
575
4796
SH
SOLE
N/A
4796
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
97
584
SH
SOLE
N/A
584
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1790
10941
SH
SOLE
N/A
10941
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
640
10416
SH
SOLE
N/A
10416
0
0
VERITIV CORP
COM
923454102
0
1
SH
SOLE
N/A
1
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
2
103
SH
SOLE
N/A
103
0
0
WALMART INC
COM
931142103
1237
10412
SH
SOLE
N/A
10412
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
142
2400
SH
SOLE
N/A
2400
0
0
WASTE MGMT INC DEL
COM
94106L109
194
1702
SH
SOLE
N/A
1702
0
0
WELLS FARGO CO NEW
COM
949746101
195
3622
SH
SOLE
N/A
3622
0
0
WELLS FARGO MULTI SECTOR INC
COM
94987D101
19
1500
SH
SOLE
N/A
1500
0
0
WENDYS CO
COM
95058W100
37
1650
SH
SOLE
N/A
1650
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
6
259
SH
SOLE
N/A
259
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
2
30
SH
SOLE
N/A
30
0
0
XCEL ENERGY INC
COM
98389B100
3
50
SH
SOLE
N/A
50
0
0
YAMANA GOLD INC
COM
98462Y100
2
428
SH
SOLE
N/A
428
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
23
153
SH
SOLE
N/A
153
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
21
100
SH
SOLE
N/A
100
0
0
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
28
600
SH
SOLE
N/A
600
0
0
EATON CORP PLC
SHS
G29183103
114
1200
SH
SOLE
N/A
1200
0
0
INGERSOLL-RAND PLC
SHS
G47791101
0
1
SH
SOLE
N/A
1
0
0
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
2
105
SH
SOLE
N/A
105
0
0
PROTHENA CORP PLC
SHS
G72800108
261
16476
SH
SOLE
N/A
16476
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
47
6840
SH
SOLE
N/A
6840
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
3
33
SH
SOLE
N/A
33
0
0
FLEX LTD
ORD
Y2573F102
4
306
SH
SOLE
N/A
306
0
0
ALLERGAN PLC
SHS
G0177J108
4
19
SH
SOLE
N/A
19
0
0
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
11
665
SH
SOLE
N/A
665
0
0
KEYCORP NEW
COM
493267108
231
11425
SH
SOLE
N/A
11425
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
47
3496
SH
SOLE
N/A
3496
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
9
75
SH
SOLE
N/A
75
0
0
STARBUCKS CORP
COM
855244109
5
56
SH
SOLE
N/A
56
0
0
SOUTHWEST AIRLS CO
COM
844741108
4
81
SH
SOLE
N/A
81
0
0
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
1
100
SH
SOLE
N/A
100
0
0
CHEMOURS CO
COM
163851108
2
126
SH
SOLE
N/A
126
0
0
KRAFT HEINZ CO
COM
500754106
23
729
SH
SOLE
N/A
729
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
24
140
SH
SOLE
N/A
140
0
0
3-D SYS CORP DEL
COM NEW
88554D205
0
30
SH
SOLE
N/A
30
0
0
PAYPAL HLDGS INC
COM
70450Y103
73
675
SH
SOLE
N/A
675
0
0
LUMENTUM HLDGS INC
COM
55024U109
5
62
SH
SOLE
N/A
62
0
0
VIAVI SOLUTIONS INC
COM
925550105
5
337
SH
SOLE
N/A
337
0
0
TEXTRON INC
COM
883203101
58
1301
SH
SOLE
N/A
1301
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
219
28090
SH
SOLE
N/A
28090
0
0
HESS CORP
COM
42809H107
33
494
SH
SOLE
N/A
494
0
0
GLOBAL X FDS
GLB X SUPERDIV
37950E549
4
250
SH
SOLE
N/A
250
0
0
STAG INDL INC
COM
85254J102
26
811
SH
SOLE
N/A
811
0
0
TEXTAINER GROUP HOLDINGS LTD
SHS
G8766E109
2
211
SH
SOLE
N/A
211
0
0
VEREIT INC
COM
92339V100
20
2216
SH
SOLE
N/A
2216
0
0
PJT PARTNERS INC
COM CL A
69343T107
1
23
SH
SOLE
N/A
23
0
0
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
21
1507
SH
SOLE
N/A
1507
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
54
3000
SH
SOLE
N/A
3000
0
0
VISA INC
COM CL A
92826C839
140
743
SH
SOLE
N/A
743
0
0
RYDER SYS INC
COM
783549108
5
100
SH
SOLE
N/A
100
0
0
DENTSPLY SIRONA INC
COM
24906P109
6
100
SH
SOLE
N/A
100
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
8
437
SH
SOLE
N/A
437
0
0
ISHARES TR
MSCI MIN VOL ETF
46429B697
467
7112
SH
SOLE
N/A
7112
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
1
1
SH
SOLE
N/A
1
0
0
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
6
100
SH
SOLE
N/A
100
0
0
WEYERHAEUSER CO
COM
962166104
7
242
SH
SOLE
N/A
242
0
0
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
20
1500
SH
SOLE
N/A
1500
0
0
BARCLAYS PLC
ADR
06738E204
8
833
SH
SOLE
N/A
833
0
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
15
4000
SH
SOLE
N/A
4000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
222
2159
SH
SOLE
N/A
2159
0
0
HCA HEALTHCARE INC
COM
40412C101
300
2030
SH
SOLE
N/A
2030
0
0
LEAR CORP
COM NEW
521865204
152
1105
SH
SOLE
N/A
1105
0
0
REPUBLIC SVCS INC
COM
760759100
202
2250
SH
SOLE
N/A
2250
0
0
TYSON FOODS INC
CL A
902494103
14
149
SH
SOLE
N/A
149
0
0
VOYA FINL INC
COM
929089100
152
2500
SH
SOLE
N/A
2500
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
183
378
SH
SOLE
N/A
378
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
17
215
SH
SOLE
N/A
215
0
0
ISHARES TR
MSCI LW CRB TG
46434V464
6
50
SH
SOLE
N/A
50
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
3
62
SH
SOLE
N/A
62
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
0
4
SH
SOLE
N/A
4
0
0
CME GROUP INC
COM
12572Q105
7
35
SH
SOLE
N/A
35
0
0
KOHLS CORP
COM
500255104
117
2300
SH
SOLE
N/A
2300
0
0
MACYS INC
COM
55616P104
70
4100
SH
SOLE
N/A
4100
0
0
UNITED AIRLINES HLDGS INC
COM
910047109
211
2400
SH
SOLE
N/A
2400
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
83
2904
SH
SOLE
N/A
2904
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
14
138
SH
SOLE
N/A
138
0
0
PNC FINL SVCS GROUP INC
COM
693475105
4
26
SH
SOLE
N/A
26
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
5
317
SH
SOLE
N/A
317
0
0
MANULIFE FINL CORP
COM
56501R106
8
391
SH
SOLE
N/A
391
0
0
SANDERSON FARMS INC
COM
800013104
52
297
SH
SOLE
N/A
297
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
354
8667
SH
SOLE
N/A
8667
0
0
DISCOVER FINL SVCS
COM
254709108
195
2300
SH
SOLE
N/A
2300
0
0
FIFTH THIRD BANCORP
COM
316773100
123
4000
SH
SOLE
N/A
4000
0
0
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
163
1000
SH
SOLE
N/A
1000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
161
1700
SH
SOLE
N/A
1700
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
13
413
SH
SOLE
N/A
413
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
20
150
SH
SOLE
N/A
150
0
0
STEEL DYNAMICS INC
COM
858119100
0
10
SH
SOLE
N/A
10
0
0
ARCONIC INC
COM
03965L100
8
248
SH
SOLE
N/A
248
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
1
12
SH
SOLE
N/A
12
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
1
24
SH
SOLE
N/A
24
0
0
LIBERTY MEDIA CORP DELAWARE
COM A BRAVES GRP
531229706
0
1
SH
SOLE
N/A
1
0
0
LIBERTY MEDIA CORP DELAWARE
COM C BRAVES GRP
531229888
0
2
SH
SOLE
N/A
2
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
86
417
SH
SOLE
N/A
417
0
0
AMERIPRISE FINL INC
COM
03076C106
108
650
SH
SOLE
N/A
650
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
7
168
SH
SOLE
N/A
168
0
0
SNAP INC
CL A
83304A106
7
443
SH
SOLE
N/A
443
0
0
BURLINGTON STORES INC
COM
122017106
6
25
SH
SOLE
N/A
25
0
0
REGIONS FINL CORP NEW
COM
7591EP100
149
8700
SH
SOLE
N/A
8700
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
4
150
SH
SOLE
N/A
150
0
0
VECTOR GROUP LTD
COM
92240M108
3
235
SH
SOLE
N/A
235
0
0
CONDUENT INC
COM
206787103
0
2
SH
SOLE
N/A
2
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
0
6
SH
SOLE
N/A
6
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER A FRMLA
531229870
0
3
SH
SOLE
N/A
3
0
0
MARATHON PETE CORP
COM
56585A102
151
2500
SH
SOLE
N/A
2500
0
0
SYNCHRONY FINL
COM
87165B103
151
4200
SH
SOLE
N/A
4200
0
0
AMDOCS LTD
SHS
G02602103
188
2600
SH
SOLE
N/A
2600
0
0
CANADIAN NATL RY CO
COM
136375102
3
35
SH
SOLE
N/A
35
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
10
68
SH
SOLE
N/A
68
0
0
ISHARES TR
INTL PFD STK ETF
46429B135
18
1146
SH
SOLE
N/A
1146
0
0
FIDELITY COVINGTON TR
MSCI ENERGY IDX
316092402
56
3525
SH
SOLE
N/A
3525
0
0
NUTANIX INC
CL A
67059N108
152
4874
SH
SOLE
N/A
4874
0
0
CHATHAM LODGING TR
COM
16208T102
7
400
SH
SOLE
N/A
400
0
0
GLOBAL MED REIT INC
COM NEW
37954A204
7
500
SH
SOLE
N/A
500
0
0
CENTENE CORP DEL
COM
15135B101
18
294
SH
SOLE
N/A
294
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
11
100
SH
SOLE
N/A
100
0
0
GENERAL DYNAMICS CORP
COM
369550108
10
58
SH
SOLE
N/A
58
0
0
SVB FINL GROUP
COM
78486Q101
11
45
SH
SOLE
N/A
45
0
0
HASBRO INC
COM
418056107
1
11
SH
SOLE
N/A
11
0
0
ISHARES TR
0-5 YR TIPS ETF
46429B747
6
56
SH
SOLE
N/A
56
0
0
ACORDA THERAPEUTICS INC
COM
00484M106
2
1000
SH
SOLE
N/A
1000
0
0
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
1675
44566
SH
SOLE
N/A
44566
0
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
14399
490096
SH
SOLE
N/A
490096
0
0
SPDR SERIES TRUST
PORTFLI TIPS ETF
78464A656
0
8
SH
SOLE
N/A
8
0
0
JD COM INC
SPON ADR CL A
47215P106
464
13159
SH
SOLE
N/A
13159
0
0
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
20
445
SH
SOLE
N/A
445
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
11
532
SH
SOLE
N/A
532
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
1
14
SH
SOLE
N/A
14
0
0
METHANEX CORP
COM
59151K108
0
10
SH
SOLE
N/A
10
0
0
PCSB FINL CORP
COM
69324R104
2
100
SH
SOLE
N/A
100
0
0
EDITAS MEDICINE INC
COM
28106W103
527
17805
SH
SOLE
N/A
17805
0
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
1
250
SH
SOLE
N/A
250
0
0
STRATEGY SHS
ECOLOGCL STRATGY
86280R209
6
150
SH
SOLE
N/A
150
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
7
475
SH
SOLE
N/A
475
0
0
LADDER CAP CORP
CL A
505743104
4
202
SH
SOLE
N/A
202
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
14
157
SH
SOLE
N/A
157
0
0
NUCOR CORP
COM
670346105
747
13265
SH
SOLE
N/A
13265
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
64
475
SH
SOLE
N/A
475
0
0
PULTE GROUP INC
COM
745867101
155
4000
SH
SOLE
N/A
4000
0
0
WESTERN DIGITAL CORP
COM
958102105
175
2750
SH
SOLE
N/A
2750
0
0
FIRST TR NASDAQ100 TECH INDE
SHS
337345102
7027
70202
SH
SOLE
N/A
70202
0
0
ISHARES TR
USA MOMENTUM FCT
46432F396
18090
144072
SH
SOLE
N/A
144072
0
0
ISHARES TR
CORE MSCI EURO
46434V738
18
361
SH
SOLE
N/A
361
0
0
SPDR SERIES TRUST
PRTFLO S&P500 GW
78464A409
44464
1060935
SH
SOLE
N/A
1060935
0
0
SPDR SERIES TRUST
PRTFLO S&P500 VL
78464A508
35585
1019333
SH
SOLE
N/A
1019333
0
0
SPDR SERIES TRUST
HLTH CR EQUIP
78464A581
2852
33294
SH
SOLE
N/A
33294
0
0
SPDR SERIES TRUST
S&P INS ETF
78464A789
3
75
SH
SOLE
N/A
75
0
0
SPDR SERIES TRUST
S&P BK ETF
78464A797
247
5223
SH
SOLE
N/A
5223
0
0
SPDR SERIES TRUST
BLOOMBERG SRT TR
78468R408
0
16
SH
SOLE
N/A
16
0
0
SPDR INDEX SHS FDS
PORTFLO EURP ETF
78463X103
0
5
SH
SOLE
N/A
5
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
826
10747
SH
SOLE
N/A
10747
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
2253
24248
SH
SOLE
N/A
24248
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
2071
34454
SH
SOLE
N/A
34454
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
40548
1481484
SH
SOLE
N/A
1481484
0
0
SPDR SERIES TRUST
PRTFLO S&P500 HI
78468R788
1711
43365
SH
SOLE
N/A
43365
0
0
WELLTOWER INC
COM
95040Q104
163
1999
SH
SOLE
N/A
1999
0
0
OXFORD SQUARE CAP CORP
COM
69181V107
5
866
SH
SOLE
N/A
866
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
1
24
SH
SOLE
N/A
24
0
0
SPDR SERIES TRUST
PORTFOLIO TL STK
78464A805
193
4837
SH
SOLE
N/A
4837
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
12
200
SH
SOLE
N/A
200
0
0
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
0
600
SH
SOLE
N/A
600
0
0
CRONOS GROUP INC
COM
22717L101
29
3757
SH
SOLE
N/A
3757
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
1
29
SH
SOLE
N/A
29
0
0
FNCB BANCORP INC
COM
302578109
2
200
SH
SOLE
N/A
200
0
0
ALLY FINL INC
COM
02005N100
141
4600
SH
SOLE
N/A
4600
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
3
9
SH
SOLE
N/A
9
0
0
MORGAN STANLEY
COM NEW
617446448
183
3589
SH
SOLE
N/A
3589
0
0
FIRST TR EXCHANGE TRADED FD
ENERGY ALPHADX
33734X127
19
1838
SH
SOLE
N/A
1838
0
0
FRANKLIN RES INC
COM
354613101
138
5300
SH
SOLE
N/A
5300
0
0
COLONY CAP INC NEW
CL A COM
19626G108
0
96
SH
SOLE
N/A
96
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL ENR
46137V365
34
717
SH
SOLE
N/A
717
0
0
MCDERMOTT INTL INC
COM
580037703
0
192
SH
SOLE
N/A
192
0
0
VERMILION ENERGY INC
COM
923725105
0
10
SH
SOLE
N/A
10
0
0
EVERGY INC
COM
30034W106
16
239
SH
SOLE
N/A
239
0
0
CANOPY GROWTH CORP
COM
138035100
87
4121
SH
SOLE
N/A
4121
0
0
ISHARES TR
INTRM TR CRP ETF
464288638
49
850
SH
SOLE
N/A
850
0
0
ISHARES TR
SH TR CRPORT ETF
464288646
26
488
SH
SOLE
N/A
488
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC PHRMCTLS
46137V662
7
105
SH
SOLE
N/A
105
0
0
ISHARES TR
MSCI UK ETF NEW
46435G334
71
2075
SH
SOLE
N/A
2075
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
20
325
SH
SOLE
N/A
325
0
0
CLEVELAND CLIFFS INC
COM
185899101
8
1000
SH
SOLE
N/A
1000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
527
2480
SH
SOLE
N/A
2480
0
0
CURIS INC
COM NEW
231269200
104
61397
SH
SOLE
N/A
61397
0
0
SQUARE INC
CL A
852234103
178
2842
SH
SOLE
N/A
2842
0
0
BLACKROCK DEBT STRAT FD INC
COM NEW
09255R202
160
14285
SH
SOLE
N/A
14285
0
0
UNDER ARMOUR INC
CL C
904311206
16
843
SH
SOLE
N/A
843
0
0
FERRARI N V
COM
N3167Y103
9
55
SH
SOLE
N/A
55
0
0
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
417
13155
SH
SOLE
N/A
13155
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
731
3689
SH
SOLE
N/A
3689
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL HLT
46137V332
212
955
SH
SOLE
N/A
955
0
0
WHITING PETE CORP NEW
COM NEW
966387409
0
6
SH
SOLE
N/A
6
0
0
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
0
203
SH
SOLE
N/A
203
0
0
INVESCO CURNCYSHS BRIT PND S
BRIT POUN STRL
46138M109
5
38
SH
SOLE
N/A
38
0
0
ALPHABET INC
CAP STK CL A
02079K305
343
256
SH
SOLE
N/A
256
0
0
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
4
243
SH
SOLE
N/A
243
0
0
INVESCO EXCHANGE TRADED FD T
WATER RES ETF
46137V142
46
1201
SH
SOLE
N/A
1201
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
3
120
SH
SOLE
N/A
120
0
0
INVESCO DB MLTI SECTR CMMTY
AGRICULTURE FD
46140H106
17
1000
SH
SOLE
N/A
1000
0
0
VANECK VECTORS ETF TRUST
GOLD MINERS ETF
92189F106
20
700
SH
SOLE
N/A
700
0
0
ALPHABET INC
CAP STK CL C
02079K107
295
221
SH
SOLE
N/A
221
0
0
NIKE INC
CL B
654106103
87
860
SH
SOLE
N/A
860
0
0
BOULDER GROWTH & INCOME FD I
COM
101507101
9
782
SH
SOLE
N/A
782
0
0
ENZO BIOCHEM INC
COM
294100102
0
110
SH
SOLE
N/A
110
0
0
CANADIAN NAT RES LTD
COM
136385101
6
200
SH
SOLE
N/A
200
0
0
LEXINGTON REALTY TRUST
COM
529043101
3
310
SH
SOLE
N/A
310
0
0
INVESCO EXCHNG TRADED FD TR
FTSE RAFI EMNG
46138E727
887
39791
SH
SOLE
N/A
39791
0
0
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
3
70
SH
SOLE
N/A
70
0
0
HP INC
COM
40434L105
4
200
SH
SOLE
N/A
200
0
0
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
1
31
SH
SOLE
N/A
31
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
24
206
SH
SOLE
N/A
206
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC LRG VALU
46137V738
71
1715
SH
SOLE
N/A
1715
0
0
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
14
904
SH
SOLE
N/A
904
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
61
1204
SH
SOLE
N/A
1204
0
0
ELECTRONIC ARTS INC
COM
285512109
83
770
SH
SOLE
N/A
770
0
0
SPDR SERIES TRUST
PORTFLI HIGH YLD
78468R606
13
494
SH
SOLE
N/A
494
0
0
EDISON INTL
COM
281020107
215
2856
SH
SOLE
N/A
2856
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
964
7469
SH
SOLE
N/A
7469
0
0
KKR & CO INC
CL A
48251W104
24
830
SH
SOLE
N/A
830
0
0
T2 BIOSYSTEMS INC
COM
89853L104
39
33000
SH
SOLE
N/A
33000
0
0
SPDR SERIES TRUST
PORTFOLIO INTRMD
78464A375
23398
662647
SH
SOLE
N/A
662647
0
0
AMERICAN FIN TR INC
COM CLASS A
02607T109
40
3045
SH
SOLE
N/A
3045
0
0
ISHARES TR
BROAD USD HIGH
46435U853
17
417
SH
SOLE
N/A
417
0
0
SPDR SERIES TRUST
COMP SOFTWARE
78464A599
3091
30416
SH
SOLE
N/A
30416
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
17
1350
SH
SOLE
N/A
1350
0
0
M & T BK CORP
COM
55261F104
105
618
SH
SOLE
N/A
618
0
0
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
13
575
SH
SOLE
N/A
575
0
0
DOVER CORP
COM
260003108
19
168
SH
SOLE
N/A
168
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
15
112
SH
SOLE
N/A
112
0
0
BARINGS BDC INC
COM
06759L103
0
7
SH
SOLE
N/A
7
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
5
202
SH
SOLE
N/A
202
0
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
10
580
SH
SOLE
N/A
580
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
94
1185
SH
SOLE
N/A
1185
0
0
PERRIGO CO PLC
SHS
G97822103
5
91
SH
SOLE
N/A
91
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
2
116
SH
SOLE
N/A
116
0
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
207
1486
SH
SOLE
N/A
1486
0
0
ATLANTICA YIELD PLC
SHS
G0751N103
8
310
SH
SOLE
N/A
310
0
0
GOLUB CAP BDC INC
COM
38173M102
4
200
SH
SOLE
N/A
200
0
0
COHEN & STEERS SLT PFD INCM
COM
19248Y107
8
250
SH
SOLE
N/A
250
0
0
FIRST TR EXCHANGE TRADED FD
NASDQ OIL GAS
33738R845
178
10823
SH
SOLE
N/A
10823
0
0
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
0
1
SH
SOLE
N/A
1
0
0
WORLD GOLD TR
SPDR GLD MINIS
98149E204
2822
186374
SH
SOLE
N/A
186374
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
49
1000
SH
SOLE
N/A
1000
0
0
TOTAL S A
SPONSORED ADS
89151E109
55
1000
SH
SOLE
N/A
1000
0
0
DIREXION SHS ETF TR
DAILY CS 2X SH
25460E505
1
43
SH
SOLE
N/A
43
0
0
PAGSEGURO DIGITAL LTD
COM CL A
G68707101
16
481
SH
SOLE
N/A
481
0
0
SPDR SERIES TRUST
PORTFOLIO SH TSR
78468R101
14356
479164
SH
SOLE
N/A
479164
0
0
IRON MTN INC NEW
COM
46284V101
9
290
SH
SOLE
N/A
290
0
0
PIMCO DYNMIC CREDIT AND MRT
COM SHS
72202D106
5
205
SH
SOLE
N/A
205
0
0
AURORA CANNABIS INC
COM
05156X108
6
2984
SH
SOLE
N/A
2984
0
0
BLACKROCK RES & COMM STRAT T
SHS
09257A108
16
2000
SH
SOLE
N/A
2000
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
22
1715
SH
SOLE
N/A
1715
0
0
BROADCOM INC
COM
11135F101
0
1
SH
SOLE
N/A
1
0
0
CABOT MICROELECTRONICS CORP
COM
12709P103
7
50
SH
SOLE
N/A
50
0
0
NETAPP INC
COM
64110D104
12
200
SH
SOLE
N/A
200
0
0
CLOUDERA INC
COM
18914U100
922
79264
SH
SOLE
N/A
79264
0
0
CIGNA CORP NEW
COM
125523100
169
825
SH
SOLE
N/A
825
0
0
DISH NETWORK CORP
CL A
25470M109
133
3750
SH
SOLE
N/A
3750
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
113
7100
SH
SOLE
N/A
7100
0
0
KROGER CO
COM
501044101
154
5300
SH
SOLE
N/A
5300
0
0
UNION PACIFIC CORP
COM
907818108
379
2097
SH
SOLE
N/A
2097
0
0
W P CAREY INC
COM
92936U109
140
1743
SH
SOLE
N/A
1743
0
0
PPG INDS INC
COM
693506107
156
1170
SH
SOLE
N/A
1170
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
12
179
SH
SOLE
N/A
179
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
466
2558
SH
SOLE
N/A
2558
0
0
GARRETT MOTION INC
COM
366505105
0
19
SH
SOLE
N/A
19
0
0
RESIDEO TECHNOLOGIES INC
COM
76118Y104
0
31
SH
SOLE
N/A
31
0
0
APOLLO INVT CORP
COM NEW
03761U502
3
181
SH
SOLE
N/A
181
0
0
INNOVATIVE INDL PPTYS INC
COM
45781V101
25
330
SH
SOLE
N/A
330
0
0
TILRAY INC
COM CL 2
88688T100
2
92
SH
SOLE
N/A
92
0
0
APHRIA INC
COM
03765K104
1
100
SH
SOLE
N/A
100
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
5
106
SH
SOLE
N/A
106
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
2
200
SH
SOLE
N/A
200
0
0
PEMBINA PIPELINE CORP
COM
706327103
4
100
SH
SOLE
N/A
100
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
13
214
SH
SOLE
N/A
214
0
0
POWELL INDS INC
COM
739128106
15
300
SH
SOLE
N/A
300
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
18
308
SH
SOLE
N/A
308
0
0
SPDR INDEX SHS FDS
MSCI EMRG MKTS
78463X426
420
6897
SH
SOLE
N/A
6897
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
76
450
SH
SOLE
N/A
450
0
0
ILLINOIS TOOL WKS INC
COM
452308109
54
300
SH
SOLE
N/A
300
0
0
TWILIO INC
CL A
90138F102
70
714
SH
SOLE
N/A
714
0
0
WEC ENERGY GROUP INC
COM
92939U106
166
1800
SH
SOLE
N/A
1800
0
0
STARS GROUP INC
COM
85570W100
53
2040
SH
SOLE
N/A
2040
0
0
II VI INC
COM
902104108
13
400
SH
SOLE
N/A
400
0
0
STARWOOD PPTY TR INC
COM
85571B105
12
500
SH
SOLE
N/A
500
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
29
1000
SH
SOLE
N/A
1000
0
0
FORTIVE CORP
COM
34959J108
157
2050
SH
SOLE
N/A
2050
0
0
SALESFORCE COM INC
COM
79466L302
98
600
SH
SOLE
N/A
600
0
0
INVITAE CORP
COM
46185L103
574
35588
SH
SOLE
N/A
35588
0
0
WABTEC CORP
COM
929740108
47
605
SH
SOLE
N/A
605
0
0
CAPITAL PRODUCT PARTNERS L P
PARTNERSHP UNITS
Y11082206
1
94
SH
SOLE
N/A
94
0
0
DIAMOND S SHIPPING INC
COM
Y20676105
1
64
SH
SOLE
N/A
64
0
0
PIMCO ENRGY TACTICAL CR OPP
COM SHS BEN INT
69346N107
6
350
SH
SOLE
N/A
350
0
0
IDEXX LABS INC
COM
45168D104
1
5
SH
SOLE
N/A
5
0
0
DXC TECHNOLOGY CO
COM
23355L106
66
1758
SH
SOLE
N/A
1758
0
0
HERSHEY CO
COM
427866108
147
1000
SH
SOLE
N/A
1000
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
120
1300
SH
SOLE
N/A
1300
0
0
CONNECTONE BANCORP INC NEW
COM
20786W107
6
245
SH
SOLE
N/A
245
0
0
GERON CORP
COM
374163103
0
288
SH
SOLE
N/A
288
0
0
CANNTRUST HLDGS INC
COM
137800207
1
600
SH
SOLE
N/A
600
0
0
CELLDEX THERAPEUTICS INC NEW
COM NEW
15117B202
0
23
SH
SOLE
N/A
23
0
0
BOSTON PROPERTIES INC
COM
101121101
69
500
SH
SOLE
N/A
500
0
0
LIVENT CORP
COM
53814L108
1
74
SH
SOLE
N/A
74
0
0
EXACT SCIENCES CORP
COM
30063P105
24
258
SH
SOLE
N/A
258
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
1
46
SH
SOLE
N/A
46
0
0
NIO INC
SPON ADS
62914V106
2
541
SH
SOLE
N/A
541
0
0
KIRKLAND LAKE GOLD LTD
COM
49741E100
9
200
SH
SOLE
N/A
200
0
0
ISHARES TR
CRE U S REIT ETF
464288521
870
15929
SH
SOLE
N/A
15929
0
0
BANK AMER CORP
COM
060505104
5708
162081
SH
SOLE
N/A
162081
0
0
APPLE INC
COM
037833100
7644
26032
SH
SOLE
N/A
26032
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2467
10890
SH
SOLE
N/A
10890
0
0
ALLIANZGI CONV INCOME FD II
COM
018825109
5
897
SH
SOLE
N/A
897
0
0
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
2
459
SH
SOLE
N/A
459
0
0
BANK MONTREAL QUE
COM
063671101
12
150
SH
SOLE
N/A
150
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
59
1190
SH
SOLE
N/A
1190
0
0
AMAZON COM INC
COM
023135106
1828
989
SH
SOLE
N/A
989
0
0
ABBOTT LABS
COM
002824100
77
884
SH
SOLE
N/A
884
0
0
ALCON INC
ORD SHS
H01301128
6
109
SH
SOLE
N/A
109
0
0
AVON PRODS INC
COM
054303102
1
100
SH
SOLE
N/A
100
0
0
AFLAC INC
COM
001055102
127
2400
SH
SOLE
N/A
2400
0
0
AES CORP
COM
00130H105
113
5700
SH
SOLE
N/A
5700
0
0
AIR PRODS & CHEMS INC
COM
009158106
242
1031
SH
SOLE
N/A
1031
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
210
1300
SH
SOLE
N/A
1300
0
0
ALLSTATE CORP
COM
020002101
219
1950
SH
SOLE
N/A
1950
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
32
342
SH
SOLE
N/A
342
0
0
AMERICAN EXPRESS CO
COM
025816109
2
19
SH
SOLE
N/A
19
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
121
1100
SH
SOLE
N/A
1100
0
0
AMGEN INC
COM
031162100
325
1350
SH
SOLE
N/A
1350
0
0
EBAY INC
COM
278642103
63
1750
SH
SOLE
N/A
1750
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
153
1100
SH
SOLE
N/A
1100
0
0
HOLLYFRONTIER CORP
COM
436106108
117
2300
SH
SOLE
N/A
2300
0
0
SUN CMNTYS INC
COM
866674104
150
1000
SH
SOLE
N/A
1000
0
0
YUM BRANDS INC
COM
988498101
121
1200
SH
SOLE
N/A
1200
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
164
1100
SH
SOLE
N/A
1100
0
0
BANK NEW YORK MELLON CORP
COM
064058100
169
3349
SH
SOLE
N/A
3349
0
0
CORTEVA INC
COM
22052L104
11
365
SH
SOLE
N/A
365
0
0
DOW INC
COM
260557103
15
270
SH
SOLE
N/A
270
0
0
DUPONT DE NEMOURS INC
COM
26614N102
17
260
SH
SOLE
N/A
260
0
0
APPLIED MATLS INC
COM
038222105
5
84
SH
SOLE
N/A
84
0
0
BEYOND MEAT INC
COM
08862E109
11
148
SH
SOLE
N/A
148
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
12
225
SH
SOLE
N/A
225
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
19
405
SH
SOLE
N/A
405
0
0
ROKU INC
COM CL A
77543R102
206
1540
SH
SOLE
N/A
1540
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
12
200
SH
SOLE
N/A
200
0
0
ALLIANT ENERGY CORP
COM
018802108
21
382
SH
SOLE
N/A
382
0
0
AK STL HLDG CORP
COM
001547108
294
89353
SH
SOLE
N/A
89353
0
0
BOEING CO
COM
097023105
162
498
SH
SOLE
N/A
498
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
8
175
SH
SOLE
N/A
175
0
0
ECOLAB INC
COM
278865100
29
150
SH
SOLE
N/A
150
0
0
EQUINIX INC
COM
29444U700
46
78
SH
SOLE
N/A
78
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
2
37
SH
SOLE
N/A
37
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
49
150
SH
SOLE
N/A
150
0
0
XPO LOGISTICS INC
COM
983793100
24
300
SH
SOLE
N/A
300
0
0
BP PLC
SPONSORED ADR
055622104
23
606
SH
SOLE
N/A
606
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78468R622
2
17
SH
SOLE
N/A
17
0
0
MEIRAGTX HOLDINGS PLC
COM
G59665102
43
2125
SH
SOLE
N/A
2125
0
0
BAXTER INTL INC
COM
071813109
11
133
SH
SOLE
N/A
133
0
0
ATMOS ENERGY CORP
COM
049560105
76
676
SH
SOLE
N/A
676
0
0
FUELCELL ENERGY INC
COM
35952H601
0
6
SH
SOLE
N/A
6
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
49
34
SH
SOLE
N/A
34
0
0
BIOLASE INC
COM NEW
090911207
0
175
SH
SOLE
N/A
175
0
0
AUTODESK INC
COM
052769106
18
100
SH
SOLE
N/A
100
0
0
ALCOA CORP
COM
013872106
1
29
SH
SOLE
N/A
29
0
0
FIDELITY COVINGTON TR
MSCI RL EST ETF
316092857
2
74
SH
SOLE
N/A
74
0
0
SPDR SERIES TRUST
PORTFOLIO SM ETF
78468R853
1
34
SH
SOLE
N/A
34
0
0
BECTON DICKINSON & CO
COM
075887109
69
254
SH
SOLE
N/A
254
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
2
53
SH
SOLE
N/A
53
0
0
OKTA INC
CL A
679295105
28
241
SH
SOLE
N/A
241
0
0
YEXT INC
COM
98585N106
336
23294
SH
SOLE
N/A
23294
0
0
STONECO LTD
COM CL A
G85158106
40
1000
SH
SOLE
N/A
1000
0
0
JUMIA TECHNOLOGIES AG
SPONSORED ADS
48138M105
1
200
SH
SOLE
N/A
200
0
0
PTC THERAPEUTICS INC
COM
69366J200
58
1200
SH
SOLE
N/A
1200
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
362
2950
SH
SOLE
N/A
2950
0
0
ANNALY CAP MGMT INC
COM
035710409
4
420
SH
SOLE
N/A
420
0
0
NEXTERA ENERGY INC
CALL
65339F901
13
3500
SH
Call
SOLE
N/A
3500
0
0
ISHARES US ETF TR
SHT MAT BD ETF
46431W507
19245
382975
SH
SOLE
N/A
382975
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
4535
81071
SH
SOLE
N/A
81071
0
0
GOLDMAN SACHS BDC INC
SHS
38147U107
2
110
SH
SOLE
N/A
110
0
0
ISHARES TR
CORE DIV GRWTH
46434V621
62
1482
SH
SOLE
N/A
1482
0
0
THE REALREAL INC
COM
88339P101
4
221
SH
SOLE
N/A
221
0
0
AMETEK INC NEW
COM
031100100
165
1650
SH
SOLE
N/A
1650
0
0
CF INDS HLDGS INC
COM
125269100
72
1500
SH
SOLE
N/A
1500
0
0
CINCINNATI FINL CORP
COM
172062101
137
1300
SH
SOLE
N/A
1300
0
0
DISCOVERY INC
COM SER A
25470F104
147
4500
SH
SOLE
N/A
4500
0
0
HORMEL FOODS CORP
COM
440452100
183
4050
SH
SOLE
N/A
4050
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
154
8300
SH
SOLE
N/A
8300
0
0
IHS MARKIT LTD
SHS
G47567105
162
2150
SH
SOLE
N/A
2150
0
0
MYLAN N V
SHS EURO
N59465109
161
8000
SH
SOLE
N/A
8000
0
0
FASTLY INC
CL A
31188V100
240
11970
SH
SOLE
N/A
11970
0
0
REDFIN CORP
COM
75737F108
337
15950
SH
SOLE
N/A
15950
0
0
VMWARE INC
CL A COM
928563402
4
25
SH
SOLE
N/A
25
0
0
LINEAGE CELL THERAPEUTICS IN
COM
53566P109
0
8
SH
SOLE
N/A
8
0
0
JETBLUE AWYS CORP
COM
477143101
20
1050
SH
SOLE
N/A
1050
0
0
OVERSTOCK COM INC DEL
COM
690370101
1
210
SH
SOLE
N/A
210
0
0
MMA CAPITAL HOLDINGS INC
COM
55315D105
14
435
SH
SOLE
N/A
435
0
0
TALEND S A
ADS
874224207
132
3380
SH
SOLE
N/A
3380
0
0
PINTEREST INC
CL A
72352L106
69
3725
SH
SOLE
N/A
3725
0
0
THE TRADE DESK INC
COM CL A
88339J105
210
810
SH
SOLE
N/A
810
0
0
UGI CORP NEW
COM
902681105
2
55
SH
SOLE
N/A
55
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
0
2
SH
SOLE
N/A
2
0
0
TG THERAPEUTICS INC
COM
88322Q108
43
3847
SH
SOLE
N/A
3847
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
28
2000
SH
SOLE
N/A
2000
0
0
KRAFT HEINZ CO
CALL
500754906
4
3500
SH
Call
SOLE
N/A
3500
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
16
138
SH
SOLE
N/A
138
0
0
ALTERYX INC
COM CL A
02156B103
96
955
SH
SOLE
N/A
955
0
0
FIVE9 INC
COM
338307101
79
1200
SH
SOLE
N/A
1200
0
0
JETBLUE AWYS CORP
CALL
477143901
2
22000
SH
Call
SOLE
N/A
22000
0
0
INVITAE CORP
CALL
46185L903
11
14000
SH
Call
SOLE
N/A
14000
0
0
INVITAE CORP
PUT
46185L953
11
2000
SH
Put
SOLE
N/A
2000
0
0
PINTEREST INC
PUT
72352L956
25
3000
SH
Put
SOLE
N/A
3000
0
0
PAYPAL HLDGS INC
CALL
70450Y903
10
8000
SH
Call
SOLE
N/A
8000
0
0
REDFIN CORP
CALL
75737F908
9
6000
SH
Call
SOLE
N/A
6000
0
0
TG THERAPEUTICS INC
CALL
88322Q908
35
20000
SH
Call
SOLE
N/A
20000
0
0
ZSCALER INC
CALL
98980G902
0
1000
SH
Call
SOLE
N/A
1000
0
0
HEXO CORP
COM
428304109
4
2500
SH
SOLE
N/A
2500
0
0
PROSHARES TR
S&P 500 DV ARIST
74348A467
25
326
SH
SOLE
N/A
326
0
0
CITIGROUP INC
CALL
172967904
20
18000
SH
Call
SOLE
N/A
18000
0
0
CORECIVIC INC
COM
21871N101
9
500
SH
SOLE
N/A
500
0
0
BLACKROCK INC
COM
09247X101
3
5
SH
SOLE
N/A
5
0
0
CANADIAN PAC RY LTD
COM
13645T100
7
26
SH
SOLE
N/A
26
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
2
7
SH
SOLE
N/A
7
0
0
RESOLUTE FST PRODS INC
COM
76117W109
4
912
SH
SOLE
N/A
912
0
0
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
31
1002
SH
SOLE
N/A
1002
0
0
ULTA BEAUTY INC
COM
90384S303
6
24
SH
SOLE
N/A
24
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
4
1157
SH
SOLE
N/A
1157
0
0
VALARIS PLC
SHS CLASS A
G9402V109
7
991
SH
SOLE
N/A
991
0
0
NORTONLIFELOCK INC
COM
668771108
1
28
SH
SOLE
N/A
28
0
0
ANTHEM INC
COM
036752103
166
550
SH
SOLE
N/A
550
0
0
BROWN FORMAN CORP
CL B
115637209
145
2150
SH
SOLE
N/A
2150
0
0
CAMPBELL SOUP CO
COM
134429109
166
3350
SH
SOLE
N/A
3350
0
0
FASTENAL CO
COM
311900104
155
4200
SH
SOLE
N/A
4200
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
148
9800
SH
SOLE
N/A
9800
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
143
725
SH
SOLE
N/A
725
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
136
3350
SH
SOLE
N/A
3350
0
0
MEDTRONIC PLC
SHS
G5960L103
170
1500
SH
SOLE
N/A
1500
0
0
ISHARES INC
MSCI ISRAEL ETF
464286632
21
373
SH
SOLE
N/A
373
0
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
4
63
SH
SOLE
N/A
63
0
0
GOGO INC
COM
38046C109
165
25800
SH
SOLE
N/A
25800
0
0
CREDIT SUISSE AG NASSAU BRH
VLCTYSHS 3X S&P
22539T183
37
510
SH
SOLE
N/A
510
0
0
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
104
4391
SH
SOLE
N/A
4391
0
0
VANGUARD STAR FD
VG TL INTL STK F
921909768
0
7
SH
SOLE
N/A
7
0
0
WRAP TECHNOLOGIES INC
COM
98212N107
1
200
SH
SOLE
N/A
200
0
0
SEANERGY MARITIME HLDGS CORP
SHS
Y73760301
1
1500
SH
SOLE
N/A
1500
0
0
CAMBRIA ETF TR
CANNABIS ETF
132061821
2
150
SH
SOLE
N/A
150
0
0
SPINNAKER ETF SERIES
CANNABIS ETF
84858T400
3
250
SH
SOLE
N/A
250
0
0
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
10
169
SH
SOLE
N/A
169
0
0
ALIMERA SCIENCES INC
COM NEW
016259202
1
66
SH
SOLE
N/A
66
0
0
PGIM ETF TR
ULTRA SHORT
69344A107
500
9988
SH
SOLE
N/A
9988
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
500
9910
SH
SOLE
N/A
9910
0
0
VIRTUS TOTAL RETURN FUND INC
COM
92835W107
6
513
SH
SOLE
N/A
513
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
6
64
SH
SOLE
N/A
64
0
0
HANESBRANDS INC
COM
410345102
0
14
SH
SOLE
N/A
14
0
0
UBER TECHNOLOGIES INC
COM
90353T100
1
28
SH
SOLE
N/A
28
0
0
SORRENTO THERAPEUTICS INC
COM NEW
83587F202
5
1500
SH
SOLE
N/A
1500
0
0
SAGE THERAPEUTICS INC
COM
78667J108
7
100
SH
SOLE
N/A
100
0
0
VIACOMCBS INC
CL B
92556H206
0
5
SH
SOLE
N/A
5
0
0
ENBRIDGE INC
COM
29250N105
6
163
SH
SOLE
N/A
163
0
0
FLUOR CORP NEW
COM
343412102
3
166
SH
SOLE
N/A
166
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
15
100
SH
SOLE
N/A
100
0
0
MICRO FOCUS INTERNATIONAL PL
SPON ADR NEW
594837403
0
10
SH
SOLE
N/A
10
0
0
PERSPECTA INC
COM
715347100
0
4
SH
SOLE
N/A
4
0
0
EATON VANCE TAX ADVT DIV INC
COM
27828G107
94
3693
SH
SOLE
N/A
3693
0
0
NUVEEN PFD & INCM OPPORTNYS
COM
67073B106
17
1580
SH
SOLE
N/A
1580
0
0
NEWELL BRANDS INC
COM
651229106
18
916
SH
SOLE
N/A
916
0
0
MERCADOLIBRE INC
COM
58733R102
160
280
SH
SOLE
N/A
280
0
0
AMERICAN INTL GROUP INC
CALL
026874904
1
14000
SH
Call
SOLE
N/A
14000
0
0
BERRY GLOBAL GROUP INC
CALL
08579W903
16
16000
SH
Call
SOLE
N/A
16000
0
0
BP PLC
CALL
055622904
23
20000
SH
Call
SOLE
N/A
20000
0
0
COTY INC
CALL
222070903
12
13000
SH
Call
SOLE
N/A
13000
0
0
DOW INC
CALL
260557903
20
20000
SH
Call
SOLE
N/A
20000
0
0
E TRADE FINANCIAL CORP
CALL
269246901
18
13000
SH
Call
SOLE
N/A
13000
0
0
FIVE BELOW INC
PUT
33829M951
21
8000
SH
Put
SOLE
N/A
8000
0
0
GLOBAL BLOOD THERAPEUTICS IN
PUT
37890U958
4
2000
SH
Put
SOLE
N/A
2000
0
0
GENERAL MTRS CO
CALL
37045V900
4
18000
SH
Call
SOLE
N/A
18000
0
0
INTERNATIONAL BUSINESS MACHS
PUT
459200951
19
16000
SH
Put
SOLE
N/A
16000
0
0
JPMORGAN CHASE & CO
CALL
46625H900
24
14000
SH
Call
SOLE
N/A
14000
0
0
MERCADOLIBRE INC
CALL
58733R902
2
200
SH
Call
SOLE
N/A
200
0
0
MARATHON OIL CORP
CALL
565849906
16
9000
SH
Call
SOLE
N/A
9000
0
0
MOTOROLA SOLUTIONS INC
CALL
620076907
4
3000
SH
Call
SOLE
N/A
3000
0
0
MOTOROLA SOLUTIONS INC
PUT
620076957
8
3000
SH
Put
SOLE
N/A
3000
0
0
OKTA INC
CALL
679295905
10
3000
SH
Call
SOLE
N/A
3000
0
0
OKTA INC
PUT
679295955
4
3000
SH
Put
SOLE
N/A
3000
0
0
PULTE GROUP INC
CALL
745867901
11
17000
SH
Call
SOLE
N/A
17000
0
0
PINTEREST INC
CALL
72352L906
0
20000
SH
Call
SOLE
N/A
20000
0
0
TRANSENTERIX INC
COM
89366M300
0
77
SH
SOLE
N/A
77
0
0
CANOPY GROWTH CORP
CALL
138035900
0
400
SH
Call
SOLE
N/A
400
0
0
MICRON TECHNOLOGY INC
CALL
595112903
0
300
SH
Call
SOLE
N/A
300
0
0