0001062993-17-000987.txt : 20170214
0001062993-17-000987.hdr.sgml : 20170214
20170214173425
ACCESSION NUMBER: 0001062993-17-000987
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Focused Wealth Management, Inc
CENTRAL INDEX KEY: 0001586052
IRS NUMBER: 272575734
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15621
FILM NUMBER: 17610867
BUSINESS ADDRESS:
STREET 1: 216 ROUTE 299
CITY: HIGHLAND
STATE: NY
ZIP: 12528
BUSINESS PHONE: (845) 691-4035
MAIL ADDRESS:
STREET 1: 216 ROUTE 299
CITY: HIGHLAND
STATE: NY
ZIP: 12528
13F-HR
1
primary_doc.xml
13F-HR
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0001586052
XXXXXXXX
12-31-2016
12-31-2016
Focused Wealth Management, Inc
216 ROUTE 299
HIGHLAND
NY
12528
13F HOLDINGS REPORT
028-15621
N
Philip J. DeAngelo
Managing Director
845-691-4035
Philip J. DeAngelo
Highland
NY
02-14-2017
0
744
236792
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
BOULDER GROWTH & INCOME FD I
COM
101507101
6
701
SH
SOLE
N/A
701
0
0
CANADIAN NAT RES LTD
COM
136385101
6
200
SH
SOLE
N/A
200
0
0
COEUR MNG INC
COM NEW
192108504
0
10
SH
SOLE
N/A
10
0
0
DIEBOLD NXDF INC
COM
253651103
3
100
SH
SOLE
N/A
100
0
0
ENZO BIOCHEM INC
COM
294100102
1
110
SH
SOLE
N/A
110
0
0
ISHARES TR
U.S. TECH ETF
464287721
29
240
SH
SOLE
N/A
240
0
0
ISHARES TR
GLOB INDSTRL ETF
464288729
30
400
SH
SOLE
N/A
400
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
0
100
SH
SOLE
N/A
100
0
0
LEXINGTON REALTY TRUST
COM
529043101
3
310
SH
SOLE
N/A
310
0
0
RITE AID CORP
COM
767754104
8
1000
SH
SOLE
N/A
1000
0
0
TRUSTCO BK CORP N Y
COM
898349105
1
150
SH
SOLE
N/A
150
0
0
ABB LTD
SPONSORED ADR
000375204
9
404
SH
SOLE
N/A
404
0
0
AK STL HLDG CORP
COM
001547108
163
16000
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SOLE
N/A
16000
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
135
10747
SH
SOLE
N/A
10747
0
0
AT&T INC
COM
00206R102
945
22209
SH
SOLE
N/A
22209
0
0
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COM
002824100
68
1778
SH
SOLE
N/A
1778
0
0
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COM
00287Y109
113
1799
SH
SOLE
N/A
1799
0
0
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
2
460
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SOLE
N/A
460
0
0
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COM
00765F101
3
450
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SOLE
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450
0
0
AECOM
COM
00766T100
4
100
SH
SOLE
N/A
100
0
0
AES TR III
PFD CV 6.75%
00808N202
8
166
SH
SOLE
N/A
166
0
0
AIR PRODS & CHEMS INC
COM
009158106
15
106
SH
SOLE
N/A
106
0
0
ALCOA INC
COM
013817101
1
29
SH
SOLE
N/A
29
0
0
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900
10251
SH
SOLE
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10251
0
0
ALLIANT ENERGY CORP
COM
018802108
26
695
SH
SOLE
N/A
695
0
0
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COM
018825109
5
897
SH
SOLE
N/A
897
0
0
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COM SBI
02083A103
3
521
SH
SOLE
N/A
521
0
0
ALTRIA GROUP INC
COM
02209S103
341
5050
SH
SOLE
N/A
5050
0
0
AMAZON COM INC
COM
023135106
161
215
SH
SOLE
N/A
215
0
0
AMEREN CORP
COM
023608102
5
101
SH
SOLE
N/A
101
0
0
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COM
02503Y103
6
362
SH
SOLE
N/A
362
0
0
AMERICAN ELEC PWR INC
COM
025537101
61
963
SH
SOLE
N/A
963
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
1
40
SH
SOLE
N/A
40
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
2084
31909
SH
SOLE
N/A
31909
0
0
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COM
03027X100
60
568
SH
SOLE
N/A
568
0
0
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COM
030420103
315
4354
SH
SOLE
N/A
4354
0
0
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UNIT L P INT
030975106
6
133
SH
SOLE
N/A
133
0
0
AMGEN INC
COM
031162100
127
870
SH
SOLE
N/A
870
0
0
ANADARKO PETE CORP
COM
032511107
18
254
SH
SOLE
N/A
254
0
0
APACHE CORP
COM
037411105
4
70
SH
SOLE
N/A
70
0
0
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COM
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3
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SH
SOLE
N/A
545
0
0
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COM
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49293
SH
SOLE
N/A
49293
0
0
APPLE INC
COM
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3543
30594
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SOLE
N/A
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0
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COM NO PAR NEW
038505400
0
2
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SOLE
N/A
2
0
0
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COM
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8
175
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SOLE
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175
0
0
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42
1519
SH
SOLE
N/A
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0
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COM
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7
100
SH
SOLE
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100
0
0
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SOLE
N/A
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SPON ADR REP A
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13
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SOLE
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0
0
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COM
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20
306
SH
SOLE
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306
0
0
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ADR
05964H105
3
546
SH
SOLE
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546
0
0
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COM
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COM
064058100
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SOLE
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4558
0
0
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COM
067901108
2
101
SH
SOLE
N/A
101
0
0
BAXTER INTL INC
COM
071813109
13
292
SH
SOLE
N/A
292
0
0
BECTON DICKINSON & CO
COM
075887109
42
254
SH
SOLE
N/A
254
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1531
9394
SH
SOLE
N/A
9394
0
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BHP BILLITON LTD
SPONSORED ADR
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0
1
SH
SOLE
N/A
1
0
0
BIOGEN INC
COM
09062X103
135
475
SH
SOLE
N/A
475
0
0
BLACKBAUD INC
COM
09227Q100
8
122
SH
SOLE
N/A
122
0
0
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SH BEN INT
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637
45813
SH
SOLE
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0
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COM
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25
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SH
SOLE
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0
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COM
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SOLE
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COM
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618
42683
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SOLE
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COM
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55716
SH
SOLE
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0
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COM
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SH
SOLE
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BLACKSTONE GROUP L P
COM UNIT LTD
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SH
SOLE
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BLACKROCK MUNI N Y INTER DUR
COM
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35
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SOLE
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0
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BLACKROCK CORPOR HI YLD FD I
COM
09255P107
3867
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SH
SOLE
N/A
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0
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BOEING CO
COM
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235
1513
SH
SOLE
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BOSTON SCIENTIFIC CORP
COM
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2
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SH
SOLE
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BRISTOL MYERS SQUIBB CO
COM
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570
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SH
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COM
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BUCKEYE PARTNERS L P
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28
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425
0
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CBS CORP NEW
CL B
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0
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SH
SOLE
N/A
5
0
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CDK GLOBAL INC
COM
12508E101
2
41
SH
SOLE
N/A
41
0
0
CIGNA CORPORATION
COM
125509109
101
760
SH
SOLE
N/A
760
0
0
CSX CORP
COM
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17
468
SH
SOLE
N/A
468
0
0
CST BRANDS INC
COM
12646R105
0
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SH
SOLE
N/A
9
0
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CVS HEALTH CORP
COM
126650100
66
831
SH
SOLE
N/A
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0
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CAMECO CORP
COM
13321L108
49
4700
SH
SOLE
N/A
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0
0
CAPSTEAD MTG CORP
COM NO PAR
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4
400
SH
SOLE
N/A
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0
0
CARLYLE GROUP L P
COM UTS LTD PTN
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259
17008
SH
SOLE
N/A
17008
0
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CASI PHARMACEUTICALS INC
COM
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SH
SOLE
N/A
45
0
0
CATERPILLAR INC DEL
COM
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SH
SOLE
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0
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CEDAR FAIR L P
DEPOSITRY UNIT
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15
235
SH
SOLE
N/A
235
0
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CELGENE CORP
COM
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841
7264
SH
SOLE
N/A
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CELSION CORPORATION
COM PAR
15117N404
0
11
SH
SOLE
N/A
11
0
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CEMEX SAB DE CV
SPON ADR NEW
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SOLE
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CENTERPOINT ENERGY INC
COM
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SOLE
N/A
310
0
0
CENTURYLINK INC
COM
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SH
SOLE
N/A
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COM
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249
35400
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N/A
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COM
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SH
SOLE
N/A
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COM
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SOLE
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137
0
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CISCO SYS INC
COM
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CITIGROUP INC
COM NEW
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CLEAN ENERGY FUELS CORP
COM
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5
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COM
18683K101
95
11300
SH
SOLE
N/A
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CLOROX CO DEL
COM
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0
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COCA COLA CO
COM
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522
12602
SH
SOLE
N/A
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0
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COCA COLA ENTERPRISES INC NE COM
COM
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35
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COHEN & STEERS QUALITY RLTY
COM
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29
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COLFAX CORP
COM
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1
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SH
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N/A
30
0
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COLGATE PALMOLIVE CO
COM
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170
2600
SH
SOLE
N/A
2600
0
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COMCAST CORP NEW
CL A
20030N101
5
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SH
SOLE
N/A
68
0
0
CONAGRA BRANDS INC
COM
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2
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SH
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N/A
48
0
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CONOCOPHILLIPS
COM
20825C104
59
1179
SH
SOLE
N/A
1179
0
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CONSOLIDATED EDISON INC
COM
209115104
226
3073
SH
SOLE
N/A
3073
0
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CORELOGIC INC
COM
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4
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SH
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COM
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4
100
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100
0
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CORNING INC
COM
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297
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SOLE
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0
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NEW
22765D209
0
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SOLE
N/A
6
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COM
231021106
27
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SH
SOLE
N/A
200
0
0
CURIS INC
COM
231269101
577
187250
SH
SOLE
N/A
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0
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CYTRX CORP
COM PAR
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3
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SH
SOLE
N/A
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DANAHER CORP DEL
COM
235851102
0
6
SH
SOLE
N/A
6
0
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DARDEN RESTAURANTS INC
COM
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10
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SOLE
N/A
139
0
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DEERE & CO
COM
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282
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SH
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COM NEW
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275
5600
SH
SOLE
N/A
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DEVON ENERGY CORP NEW
COM
25179M103
9
200
SH
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N/A
200
0
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DIAMONDBACK ENERGY INC
COM
25278X109
13
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N/A
125
0
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DISNEY WALT CO
COM DISNEY
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549
5264
SH
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DOMINION RES INC VA NEW
COM
25746U109
25
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COM
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SH
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0
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226
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DOVER CORP
COM
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0
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DOW CHEM CO
COM
260543103
663
11587
SH
SOLE
N/A
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0
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DU PONT E I DE NEMOURS & CO
COM
263534109
65
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SH
SOLE
N/A
885
0
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DUKE ENERGY CORP NEW
COM NEW
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37
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SH
SOLE
N/A
479
0
0
DUNKIN BRANDS GROUP INC
COM
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7
138
SH
SOLE
N/A
138
0
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ETFIS SER TR I
BIOSHS BIOTE
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33
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SH
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0
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COM NEW
269246401
0
5
SH
SOLE
N/A
5
0
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EASTMAN CHEM CO
COM
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2
32
SH
SOLE
N/A
32
0
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COM
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15
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SOLE
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EATON VANCE TAX ADVT DIV INC
COM
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EATON VANCE LTD DUR INCOME F
COM
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COM
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COM
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COM
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EATON VANCE TAX MNGD GBL DV
COM
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COM NEW
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SOLE
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30
0
0
EMERSON ELEC CO
COM
291011104
11
203
SH
SOLE
N/A
203
0
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EMPIRE RESORTS INC COM NEW
NEW
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809
SH
SOLE
N/A
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UNIT LTD PARTN
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SOLE
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0
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ENERNOC INC
COM
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270
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SH
SOLE
N/A
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0
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ENGILITY HLDGS INC NEW
COM
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COM
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SOLE
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EXELON CORP
COM
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COM
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COM
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COM
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F M C CORP
COM NEW
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COM
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136
0
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COM
302635107
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SOLE
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CL A
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SOLE
N/A
451
0
0
FINISAR CORP
COM NEW
31787A507
2
62
SH
SOLE
N/A
62
0
0
FIRSTENERGY CORP
COM
337932107
19
600
SH
SOLE
N/A
600
0
0
FLUOR CORP NEW
COM
343412102
249
4732
SH
SOLE
N/A
4732
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
587
48430
SH
SOLE
N/A
48430
0
0
FORTINET INC
COM
34959E109
52
1735
SH
SOLE
N/A
1735
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
523
39675
SH
SOLE
N/A
39675
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
43
12633
SH
SOLE
N/A
12633
0
0
FUELCELL ENERGY INC COM NEW
COM
35952H106
0
81
SH
SOLE
N/A
81
0
0
FULLER H B CO
COM
359694106
40
831
SH
SOLE
N/A
831
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
21
1025
SH
SOLE
N/A
1025
0
0
GABELLI GLB SML & MD CP VAL
COM
36249W104
1
67
SH
SOLE
N/A
67
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
20
380
SH
SOLE
N/A
380
0
0
GAP INC DEL
COM
364760108
3
112
SH
SOLE
N/A
112
0
0
GENERAL ELECTRIC CO
COM
369604103
7686
243236
SH
SOLE
N/A
243236
0
0
GENERAL MLS INC
COM
370334104
12
200
SH
SOLE
N/A
200
0
0
GENERAL MTRS CO
COM
37045V100
271
7791
SH
SOLE
N/A
7791
0
0
GILEAD SCIENCES INC
COM
375558103
1582
22091
SH
SOLE
N/A
22091
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
30
790
SH
SOLE
N/A
790
0
0
GOLDCORP INC NEW
COM
380956409
1
50
SH
SOLE
N/A
50
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2085
8707
SH
SOLE
N/A
8707
0
0
GOOGLE INC CL A
L A
38259P508
173
218
SH
SOLE
N/A
218
0
0
GOOGLE INC CL C
L C
38259P706
169
219
SH
SOLE
N/A
219
0
0
GREAT PLAINS ENERGY INC
COM
391164100
5
200
SH
SOLE
N/A
200
0
0
HALLIBURTON CO
COM
406216101
142
2623
SH
SOLE
N/A
2623
0
0
HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
41013T105
58
3714
SH
SOLE
N/A
3714
0
0
HARLEY DAVIDSON INC
COM
412822108
17
293
SH
SOLE
N/A
293
0
0
HEALTH CARE REIT INC COM
COM
42217K106
546
8151
SH
SOLE
N/A
8151
0
0
HEALTHCARE TR AMER INC
CL A NEW
42225P501
15
500
SH
SOLE
N/A
500
0
0
HEWLETT PACKARD CO COM
COM
428236103
275
18500
SH
SOLE
N/A
18500
0
0
HI-CRUSH PARTNERS LP
COM UNIT LTD
428337109
4
200
SH
SOLE
N/A
200
0
0
HOME DEPOT INC
COM
437076102
28
209
SH
SOLE
N/A
209
0
0
HONEYWELL INTL INC
COM
438516106
99
859
SH
SOLE
N/A
859
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
6
457
SH
SOLE
N/A
457
0
0
ILLUMINA INC
COM
452327109
246
1923
SH
SOLE
N/A
1923
0
0
IMATION CORP
COM
45245A107
0
12
SH
SOLE
N/A
12
0
0
IMAX CORP
COM
45245E109
1
30
SH
SOLE
N/A
30
0
0
IMMUNE DESIGN CORP
COM
45252L103
64
11665
SH
SOLE
N/A
11665
0
0
IMMUNOGEN INC
COM
45253H101
0
100
SH
SOLE
N/A
100
0
0
INFOSYS LTD
SPONSORED ADR
456788108
1
45
SH
SOLE
N/A
45
0
0
INTEL CORP
COM
458140100
1285
35439
SH
SOLE
N/A
35439
0
0
INTERNAP CORP
COM PAR $.001
45885A300
0
100
SH
SOLE
N/A
100
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2014
12135
SH
SOLE
N/A
12135
0
0
INTL PAPER CO
COM
460146103
19
350
SH
SOLE
N/A
350
0
0
INTUIT
COM
461202103
69
600
SH
SOLE
N/A
600
0
0
INTREPID POTASH INC
COM
46121Y102
0
50
SH
SOLE
N/A
50
0
0
INVESCO TR INVT GRADE NY MUN
COM
46131T101
25
1917
SH
SOLE
N/A
1917
0
0
ISHARES GOLD TRUST
ISHARES
464285105
50
4533
SH
SOLE
N/A
4533
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
4
116
SH
SOLE
N/A
116
0
0
ISHARES
MSCI CDA ETF
464286509
7
258
SH
SOLE
N/A
258
0
0
ISHARES
MSCI SINGAP ETF
464286673
2
117
SH
SOLE
N/A
117
0
0
ISHARES
MSCI MEX CAP ETF
464286822
9
200
SH
SOLE
N/A
200
0
0
ISHARES
MSCI MALAYSI ETF
464286830
5
175
SH
SOLE
N/A
175
0
0
ISHARES TR
S&P 100 ETF
464287101
41
417
SH
SOLE
N/A
417
0
0
ISHARES TR
MRNGSTR LG-CP ET
464287127
5
40
SH
SOLE
N/A
40
0
0
ISHARES TR
SELECT DIVID ETF
464287168
421
4749
SH
SOLE
N/A
4749
0
0
ISHARES TR
TIPS BD ETF
464287176
349
3088
SH
SOLE
N/A
3088
0
0
ISHARES TR
CORE S&P500 ETF
464287200
949
4220
SH
SOLE
N/A
4220
0
0
ISHARES TR
CORE US AGGBD ET
464287226
2393
22149
SH
SOLE
N/A
22149
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
16
463
SH
SOLE
N/A
463
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
7
57
SH
SOLE
N/A
57
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
766
6290
SH
SOLE
N/A
6290
0
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
6
62
SH
SOLE
N/A
62
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
21
207
SH
SOLE
N/A
207
0
0
ISHARES TR
MSCI EAFE ETF
464287465
18
306
SH
SOLE
N/A
306
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
21
256
SH
SOLE
N/A
256
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
20
208
SH
SOLE
N/A
208
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
23
128
SH
SOLE
N/A
128
0
0
ISHARES TR
COHEN&STEER REIT
464287564
3
31
SH
SOLE
N/A
31
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
34
300
SH
SOLE
N/A
300
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
36
343
SH
SOLE
N/A
343
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
400
3364
SH
SOLE
N/A
3364
0
0
ISHARES TR
U.S. UTILITS ETF
464287697
62
508
SH
SOLE
N/A
508
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
95
1240
SH
SOLE
N/A
1240
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
5
39
SH
SOLE
N/A
39
0
0
ISHARES TR
U.S. BAS MTL ETF
464287838
46
547
SH
SOLE
N/A
547
0
0
ISHARES TR
NEW YORK MUN ETF
464288323
61
557
SH
SOLE
N/A
557
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
10
324
SH
SOLE
N/A
324
0
0
ISHARES TR
MRGSTR SM CP ETF
464288505
17
111
SH
SOLE
N/A
111
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
61
702
SH
SOLE
N/A
702
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
49
598
SH
SOLE
N/A
598
0
0
ISHARES TR
GOV/CRED BD ETF
464288596
7
63
SH
SOLE
N/A
63
0
0
ISHARES TR
INTERM CR BD ETF
464288638
81
752
SH
SOLE
N/A
752
0
0
ISHARES TR
1-3 YR CR BD ETF
464288646
26
244
SH
SOLE
N/A
244
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
286
7679
SH
SOLE
N/A
7679
0
0
ISHARES TR
USA ESG SLCT ETF
464288802
48
521
SH
SOLE
N/A
521
0
0
ISHARES TR
US OIL&GS EX ETF
464288851
25
385
SH
SOLE
N/A
385
0
0
ISHARES
AGGRES ALLOC ETF
464289859
36
755
SH
SOLE
N/A
755
0
0
ISHARES
GRWT ALLOCAT ETF
464289867
17
413
SH
SOLE
N/A
413
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
17
1100
SH
SOLE
N/A
1100
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
47
577
SH
SOLE
N/A
577
0
0
JPMORGAN CHASE & CO
COM
46625H100
432
5006
SH
SOLE
N/A
5006
0
0
JOHN BEAN TECHNOLOGIES CORP
COM
477839104
1
14
SH
SOLE
N/A
14
0
0
JOHNSON & JOHNSON
COM
478160104
1804
15655
SH
SOLE
N/A
15655
0
0
KKR & CO L P DEL
COM UNITS
48248M102
1236
80324
SH
SOLE
N/A
80324
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
66
781
SH
SOLE
N/A
781
0
0
KIMBERLY CLARK CORP
COM
494368103
173
1512
SH
SOLE
N/A
1512
0
0
KINDER MORGAN INC DEL
COM
49456B101
581
28052
SH
SOLE
N/A
28052
0
0
LKQ CORP
COM
501889208
12
390
SH
SOLE
N/A
390
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
46
300
SH
SOLE
N/A
300
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
35
14250
SH
SOLE
N/A
14250
0
0
LAS VEGAS SANDS CORP
COM
517834107
29
545
SH
SOLE
N/A
545
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
0
4
SH
SOLE
N/A
4
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
0
3
SH
SOLE
N/A
3
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
0
6
SH
SOLE
N/A
6
0
0
LILLY ELI & CO
COM
532457108
51
697
SH
SOLE
N/A
697
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
165
53361
SH
SOLE
N/A
53361
0
0
LOCKHEED MARTIN CORP
COM
539830109
77
309
SH
SOLE
N/A
309
0
0
LOEWS CORP
COM
540424108
108
2300
SH
SOLE
N/A
2300
0
0
LOWES COS INC
COM
548661107
81
1142
SH
SOLE
N/A
1142
0
0
M & T BK CORP
COM
55261F104
97
618
SH
SOLE
N/A
618
0
0
MFA FINL INC
COM
55272X102
4
500
SH
SOLE
N/A
500
0
0
MMA CAP MGMT LLC
COM
55315D105
62
3283
SH
SOLE
N/A
3283
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
16
214
SH
SOLE
N/A
214
0
0
MAGNA INTL INC
COM
559222401
13
300
SH
SOLE
N/A
300
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
656
17832
SH
SOLE
N/A
17832
0
0
MARATHON OIL CORP
COM
565849106
235
13581
SH
SOLE
N/A
13581
0
0
MARKET VECTORS ETF TR GOLD MINER ETF
ETF
57060U100
15
700
SH
SOLE
N/A
700
0
0
MATTEL INC
COM
577081102
1
36
SH
SOLE
N/A
36
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
0
5
SH
SOLE
N/A
5
0
0
MCDONALDS CORP
COM
580135101
63
516
SH
SOLE
N/A
516
0
0
MCKESSON CORP
COM
58155Q103
7
50
SH
SOLE
N/A
50
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
17
1400
SH
SOLE
N/A
1400
0
0
MERCK & CO INC
COM
58933Y105
564
9575
SH
SOLE
N/A
9575
0
0
METLIFE INC
COM
59156R108
245
4545
SH
SOLE
N/A
4545
0
0
MICROSOFT CORP
COM
594918104
429
6898
SH
SOLE
N/A
6898
0
0
MICRON TECHNOLOGY INC
COM
595112103
38
1740
SH
SOLE
N/A
1740
0
0
MONDELEZ INTL INC
CL A
609207105
220
4964
SH
SOLE
N/A
4964
0
0
MONOGRAM RESIDENTIAL TR INC
COM
60979P105
76
7017
SH
SOLE
N/A
7017
0
0
MONSANTO CO NEW
COM
61166W101
47
445
SH
SOLE
N/A
445
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1
7
SH
SOLE
N/A
7
0
0
MUELLER INDS INC
COM
624756102
21
519
SH
SOLE
N/A
519
0
0
NCR CORP NEW
COM
62886E108
1
36
SH
SOLE
N/A
36
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
42
715
SH
SOLE
N/A
715
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
246
6559
SH
SOLE
N/A
6559
0
0
NEENAH PAPER INC
COM
640079109
2
19
SH
SOLE
N/A
19
0
0
NETFLIX INC
COM
64110L106
80
650
SH
SOLE
N/A
650
0
0
NEW YORK MTG TR INC
COM PAR $.02
649604501
55
8271
SH
SOLE
N/A
8271
0
0
NEXTERA ENERGY INC
COM
65339F101
81
682
SH
SOLE
N/A
682
0
0
NOKIA CORP
SPONSORED ADR
654902204
1
287
SH
SOLE
N/A
287
0
0
NORDSTROM INC
COM
655664100
20
426
SH
SOLE
N/A
426
0
0
NORFOLK SOUTHERN CORP
COM
655844108
32
296
SH
SOLE
N/A
296
0
0
NORTHSTAR RLTY FIN CORP COM NEW
NEW
66704R704
5
305
SH
SOLE
N/A
305
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
80
1101
SH
SOLE
N/A
1101
0
0
NOW INC
COM
67011P100
2
100
SH
SOLE
N/A
100
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
11
219
SH
SOLE
N/A
219
0
0
NVIDIA CORP
COM
67066G104
18
164
SH
SOLE
N/A
164
0
0
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
22
1993
SH
SOLE
N/A
1993
0
0
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
1883
148031
SH
SOLE
N/A
148031
0
0
NUVEEN PREFERRED SECURITIES
COM
67072C105
7
775
SH
SOLE
N/A
775
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
12
1005
SH
SOLE
N/A
1005
0
0
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
12
478
SH
SOLE
N/A
478
0
0
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
16
1580
SH
SOLE
N/A
1580
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
4
15
SH
SOLE
N/A
15
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
4
50
SH
SOLE
N/A
50
0
0
OCLARO INC
COM NEW
67555N206
0
20
SH
SOLE
N/A
20
0
0
OMNICOM GROUP INC
COM
681919106
163
1920
SH
SOLE
N/A
1920
0
0
ONE GAS INC
COM
68235P108
0
5
SH
SOLE
N/A
5
0
0
ONEOK INC NEW
COM
682680103
130
2272
SH
SOLE
N/A
2272
0
0
ORACLE CORP
COM
68389X105
177
4592
SH
SOLE
N/A
4592
0
0
ORANGE
SPONSORED ADR
684060106
9
614
SH
SOLE
N/A
614
0
0
PPG INDS INC
COM
693506107
19
200
SH
SOLE
N/A
200
0
0
PPL CORP
COM
69351T106
33
966
SH
SOLE
N/A
966
0
0
PACCAR INC
COM
693718108
2
32
SH
SOLE
N/A
32
0
0
PARKER HANNIFIN CORP
COM
701094104
8
56
SH
SOLE
N/A
56
0
0
PENGROWTH ENERGY CORP
COM
70706P104
2
1121
SH
SOLE
N/A
1121
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
11
750
SH
SOLE
N/A
750
0
0
PEPSICO INC
COM
713448108
168
1610
SH
SOLE
N/A
1610
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
175
17289
SH
SOLE
N/A
17289
0
0
PFIZER INC
COM
717081103
836
25727
SH
SOLE
N/A
25727
0
0
PHILIP MORRIS INTL INC
COM
718172109
225
2458
SH
SOLE
N/A
2458
0
0
PHILLIPS 66
COM
718546104
11
130
SH
SOLE
N/A
130
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
13
1050
SH
SOLE
N/A
1050
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
152
10625
SH
SOLE
N/A
10625
0
0
PIMCO ETF TR
1-5 US TIP IDX
72201R205
1
18
SH
SOLE
N/A
18
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
172
1719
SH
SOLE
N/A
1719
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
2206
21771
SH
SOLE
N/A
21771
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
14
500
SH
SOLE
N/A
500
0
0
PINNACLE WEST CAP CORP
COM
723484101
17
216
SH
SOLE
N/A
216
0
0
PIONEER NAT RES CO
COM
723787107
54
300
SH
SOLE
N/A
300
0
0
PIPER JAFFRAY COS
COM
724078100
0
2
SH
SOLE
N/A
2
0
0
PITNEY BOWES INC
COM
724479100
6
427
SH
SOLE
N/A
427
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
13
404
SH
SOLE
N/A
405
0
0
PLUG POWER INC
COM NEW
72919P202
1
460
SH
SOLE
N/A
460
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
3
125
SH
SOLE
N/A
125
0
0
POWELL INDS INC
COM
739128106
12
300
SH
SOLE
N/A
300
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
430
3631
SH
SOLE
N/A
3631
0
0
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
4
240
SH
SOLE
N/A
240
0
0
POWERSHARES ETF TRUST
WNDRHLL CLN EN
73935X500
1
159
SH
SOLE
N/A
159
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
30
1201
SH
SOLE
N/A
1201
0
0
POWERSHARES ETF TRUST
DYNM LRG CP VL
73935X708
42
1242
SH
SOLE
N/A
1242
0
0
POWERSHS DB MULTI SECT COMM
PS DB AGRICUL FD
73936B408
30
1491
SH
SOLE
N/A
1491
0
0
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
11
764
SH
SOLE
N/A
764
0
0
POWERSHARES ETF TR II
SOVEREIGN DEBT
73936T573
1
47
SH
SOLE
N/A
47
0
0
POWERSHARES ETF TR II
GBL WTR PORT
73936T623
1
55
SH
SOLE
N/A
55
0
0
POWERSHARES ETF TR II
EMER MRKT PORT
73936T763
2
91
SH
SOLE
N/A
91
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
6
110
SH
SOLE
N/A
110
0
0
PROCTER AND GAMBLE CO
COM
742718109
1017
12099
SH
SOLE
N/A
12099
0
0
PROSHARES TR
PSHS ULT S&P 500
74347R107
46
600
SH
SOLE
N/A
600
0
0
PROVECTUS BIOPHARMACEUTICALS
COM
74373P108
0
2955
SH
SOLE
N/A
2955
0
0
PRUDENTIAL FINL INC
COM
744320102
286
2750
SH
SOLE
N/A
2750
0
0
PRUDENTIAL PLC
ADR
74435K204
12
300
SH
SOLE
N/A
300
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
22
505
SH
SOLE
N/A
505
0
0
QUALCOMM INC
COM
747525103
201
3080
SH
SOLE
N/A
3080
0
0
RPM INTL INC
COM
749685103
15
279
SH
SOLE
N/A
279
0
0
RAYTHEON CO
COM NEW
755111507
215
1517
SH
SOLE
N/A
1517
0
0
REALTY INCOME CORP
COM
756109104
349
6065
SH
SOLE
N/A
6065
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
687
22364
SH
SOLE
N/A
22364
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
0
24
SH
SOLE
N/A
24
0
0
REVOLUTION LIGHTING TECHNOLO COM
COM
76155G107
7
1210
SH
SOLE
N/A
1210
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
42
716
SH
SOLE
N/A
716
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
30
347
SH
SOLE
N/A
347
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
11
175
SH
SOLE
N/A
175
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
131
587
SH
SOLE
N/A
587
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
189
1726
SH
SOLE
N/A
1726
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
14
511
SH
SOLE
N/A
511
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
1351
29603
SH
SOLE
N/A
29603
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
13
147
SH
SOLE
N/A
147
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1011
5120
SH
SOLE
N/A
5120
0
0
SALISBURY BANCORP INC
COM
795226109
110
2942
SH
SOLE
N/A
2942
0
0
SANOFI
SPONSORED ADR
80105N105
24
600
SH
SOLE
N/A
600
0
0
SCANA CORP NEW
COM
80589M102
232
3170
SH
SOLE
N/A
3170
0
0
SCHLUMBERGER LTD
COM
806857108
726
8648
SH
SOLE
N/A
8648
0
0
SCHNITZER STL INDS
CL A
806882106
2
63
SH
SOLE
N/A
63
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
0
1
SH
SOLE
N/A
1
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
50
663
SH
SOLE
N/A
663
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
4514
194148
SH
SOLE
N/A
194148
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
9
183
SH
SOLE
N/A
183
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
72
1486
SH
SOLE
N/A
1486
0
0
SERVICE CORP INTL
COM
817565104
9
300
SH
SOLE
N/A
300
0
0
SIERRA WIRELESS INC
COM
826516106
2
100
SH
SOLE
N/A
100
0
0
SIRIUS XM HLDGS INC
COM
82968B103
33
7372
SH
SOLE
N/A
7372
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
36
476
SH
SOLE
N/A
476
0
0
SMUCKER J M CO
COM NEW
832696405
167
1302
SH
SOLE
N/A
1302
0
0
SONOCO PRODS CO
COM
835495102
49
924
SH
SOLE
N/A
924
0
0
SOUTHERN CO
COM
842587107
422
8585
SH
SOLE
N/A
8585
0
0
SOUTHERN COPPER CORP
COM
84265V105
6
202
SH
SOLE
N/A
202
0
0
SPECTRA ENERGY CORP
COM
847560109
15
362
SH
SOLE
N/A
362
0
0
STERLING BANCORP DEL
COM
85917A100
17
721
SH
SOLE
N/A
721
0
0
STRYKER CORP
COM
863667101
146
1216
SH
SOLE
N/A
1216
0
0
SUNCOR ENERGY INC NEW
COM
867224107
7
226
SH
SOLE
N/A
226
0
0
SUNPOWER CORP
COM
867652406
0
50
SH
SOLE
N/A
50
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
63
2250
SH
SOLE
N/A
2250
0
0
SYNAPTICS INC
COM
87157D109
11
200
SH
SOLE
N/A
200
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
8
100
SH
SOLE
N/A
100
0
0
SYSCO CORP
COM
871829107
26
468
SH
SOLE
N/A
468
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
12
202
SH
SOLE
N/A
202
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
92
17292
SH
SOLE
N/A
17292
0
0
TICC CAPITAL CORP
COM
87244T109
6
866
SH
SOLE
N/A
866
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
9
308
SH
SOLE
N/A
308
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
31
900
SH
SOLE
N/A
900
0
0
TELUS CORP
COM
87971M103
19
600
SH
SOLE
N/A
600
0
0
TERADATA CORP DEL
COM
88076W103
2
76
SH
SOLE
N/A
76
0
0
TESLA MTRS INC
COM
88160R101
684
3201
SH
SOLE
N/A
3201
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
1064
29345
SH
SOLE
N/A
29345
0
0
TEXAS INSTRS INC
COM
882508104
7
100
SH
SOLE
N/A
100
0
0
3M CO
COM
88579Y101
372
2084
SH
SOLE
N/A
2084
0
0
TIME INC NEW
COM
887228104
2
136
SH
SOLE
N/A
136
0
0
TIME WARNER INC
COM NEW
887317303
82
847
SH
SOLE
N/A
847
0
0
TOTAL S A
SPONSORED ADR
89151E109
10
200
SH
SOLE
N/A
200
0
0
TRANSCANADA CORP
COM
89353D107
9
200
SH
SOLE
N/A
200
0
0
TRAVELERS COMPANIES INC
COM
89417E109
253
2063
SH
SOLE
N/A
2063
0
0
TRIANGLE CAP CORP
COM
895848109
11
615
SH
SOLE
N/A
615
0
0
TWITTER INC
COM
90184L102
32
1934
SH
SOLE
N/A
1934
0
0
II VI INC
COM
902104108
12
400
SH
SOLE
N/A
400
0
0
TYLER TECHNOLOGIES INC
COM
902252105
143
1000
SH
SOLE
N/A
1000
0
0
US BANCORP DEL
COM NEW
902973304
290
5650
SH
SOLE
N/A
5650
0
0
USANA HEALTH SCIENCES INC
COM
90328M107
129
2112
SH
SOLE
N/A
2112
0
0
U S SILICA HLDGS INC
COM
90346E103
7
125
SH
SOLE
N/A
125
0
0
UNDER ARMOUR INC
CL A
904311107
292
10502
SH
SOLE
N/A
10502
0
0
UNION PAC CORP
COM
907818108
16
150
SH
SOLE
N/A
150
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
8
74
SH
SOLE
N/A
74
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
122
1115
SH
SOLE
N/A
1115
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
522
3263
SH
SOLE
N/A
3263
0
0
UNUM GROUP
COM
91529Y106
1
28
SH
SOLE
N/A
28
0
0
VALE S A
ADR
91912E105
2
217
SH
SOLE
N/A
217
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
357
5220
SH
SOLE
N/A
5220
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
389
4565
SH
SOLE
N/A
4565
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
22332
256366
SH
SOLE
N/A
256366
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
5838
73482
SH
SOLE
N/A
73482
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
9193
113784
SH
SOLE
N/A
113784
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
33
906
SH
SOLE
N/A
906
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
24303
320742
SH
SOLE
N/A
320742
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
4
66
SH
SOLE
N/A
66
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
24
545
SH
SOLE
N/A
545
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
14
400
SH
SOLE
N/A
400
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1029
21472
SH
SOLE
N/A
21472
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
2850
27224
SH
SOLE
N/A
27224
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
4387
73925
SH
SOLE
N/A
73925
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
6929
54661
SH
SOLE
N/A
54661
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
18
149
SH
SOLE
N/A
149
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
8705
71642
SH
SOLE
N/A
71642
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
1
8
SH
SOLE
N/A
8
0
0
VANGUARD NAT RES LLC
COM UNIT
92205F106
0
368
SH
SOLE
N/A
368
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
227
2855
SH
SOLE
N/A
2855
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
68
790
SH
SOLE
N/A
790
0
0
VENTAS INC
COM
92276F100
201
3212
SH
SOLE
N/A
3212
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
33
158
SH
SOLE
N/A
158
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
78
950
SH
SOLE
N/A
950
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
4
35
SH
SOLE
N/A
35
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
30
229
SH
SOLE
N/A
229
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
22
227
SH
SOLE
N/A
227
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
750
8060
SH
SOLE
N/A
8060
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
63
489
SH
SOLE
N/A
489
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
9222
79965
SH
SOLE
N/A
79965
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
589
11039
SH
SOLE
N/A
11039
0
0
VERITIV CORP
COM
923454102
1
14
SH
SOLE
N/A
14
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
5
65
SH
SOLE
N/A
65
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR
92857W308
371
15200
SH
SOLE
N/A
15200
0
0
WAL-MART STORES INC
COM
931142103
136
1969
SH
SOLE
N/A
1969
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
34
408
SH
SOLE
N/A
408
0
0
WASTE MGMT INC DEL
COM
94106L109
7
102
SH
SOLE
N/A
102
0
0
WEBMD HEALTH CORP
COM
94770V102
0
3
SH
SOLE
N/A
3
0
0
WELLS FARGO & CO NEW
COM
949746101
135
2448
SH
SOLE
N/A
2448
0
0
WELLS FARGO MULTI SECTOR INC
COM
94987D101
19
1500
SH
SOLE
N/A
1500
0
0
WENDYS CO
COM
95058W100
23
1673
SH
SOLE
N/A
1673
0
0
WESTAR ENERGY INC
COM
95709T100
7
118
SH
SOLE
N/A
118
0
0
WESTERN ASSET INVT GRADE DEF
COM
95790A101
15
728
SH
SOLE
N/A
728
0
0
WHITING PETE CORP NEW
COM
966387102
1
62
SH
SOLE
N/A
62
0
0
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
1
17
SH
SOLE
N/A
17
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
364
18034
SH
SOLE
N/A
18034
0
0
WISDOMTREE TR
ITL HIGH DIV FD
97717W802
1
27
SH
SOLE
N/A
27
0
0
WISDOMTREE TR
EUROPE SMCP DV
97717W869
4
65
SH
SOLE
N/A
65
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
2
29
SH
SOLE
N/A
29
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
2
20
SH
SOLE
N/A
20
0
0
XCEL ENERGY INC
COM
98389B100
2
50
SH
SOLE
N/A
50
0
0
XEROX CORP
COM
984121103
166
19010
SH
SOLE
N/A
19010
0
0
YAMANA GOLD INC
COM
98462Y100
1
383
SH
SOLE
N/A
383
0
0
YUM BRANDS INC
COM
988498101
38
600
SH
SOLE
N/A
600
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
15
143
SH
SOLE
N/A
143
0
0
ZWEIG FD
COM NEW
989834205
6
494
SH
SOLE
N/A
494
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
2
33
SH
SOLE
N/A
33
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
19
159
SH
SOLE
N/A
159
0
0
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
21
700
SH
SOLE
N/A
700
0
0
EATON CORP PLC
SHS
G29183103
43
639
SH
SOLE
N/A
639
0
0
INGERSOLL-RAND PLC
SHS
G47791101
180
2400
SH
SOLE
N/A
2400
0
0
LAZARD LTD
SHS A
G54050102
13
325
SH
SOLE
N/A
325
0
0
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
1
100
SH
SOLE
N/A
100
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
121
2426
SH
SOLE
N/A
2426
0
0
MEDTRONIC PLC
SHS
G5960L103
23
320
SH
SOLE
N/A
320
0
0
PROTHENA CORP PLC
SHS
G72800108
307
6250
SH
SOLE
N/A
6250
0
0
SEADRILL LIMITED
SHS
G7945E105
15
4400
SH
SOLE
N/A
4400
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
674
45716
SH
SOLE
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42809H107
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150
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120
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141624106
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19
379
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783549108
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100
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24906P109
234
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437
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0
3
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3
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46429B697
426
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38173M102
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34
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325
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200
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200
0
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ICAHN ENTERPRISES LP
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451100101
6
100
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100
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962166104
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242
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2
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39
2700
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001055102
157
2250
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477143101
189
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196
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2500
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18
4000
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03740A106
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7435
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020002101
271
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025932104
256
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239
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233
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125896100
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12673P105
156
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CAPITAL ONE FINL CORP
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14040H105
193
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172062101
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40412C101
141
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416515104
217
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487836108
254
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313
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174
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184
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179
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729
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204
5200
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151
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249
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28
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1
30
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70
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600
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204
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40414L109
21
700
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38
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0
112
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1
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55616P104
161
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63
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101
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388
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14149Y108
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16
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164
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34959J108
0
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0
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6899
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200
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SOLE
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200
0
0
ROYAL DUTCH SHELL PLC
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200
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N/A
200
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0
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400
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400
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0
NEW YORK CMNTY BANCORP INC
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1300
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309
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309
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0
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6
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0
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3
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COM
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104
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SOLE
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104
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6
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149
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N/A
149
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200
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200
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054303102
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100
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N/A
100
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084423102
93
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086516101
145
3400
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N/A
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0
DICKS SPORTING GOODS INC
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253393102
138
2600
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N/A
2600
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254709108
151
2100
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2100
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INGREDION INC
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457187102
125
1000
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1000
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166
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969457100
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XYLEM INC
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98419M100
158
3200
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14000
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10000
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SOLE
N/A
10000
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64110L906
23
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SOLE
N/A
2600
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12
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SOLE
N/A
24000
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140
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69946T108
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22
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22
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800
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800
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800
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GRUPO TELEVISA SA
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700
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700
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41068X100
8
400
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N/A
400
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ARCELORMITTAL SA LUXEMBOURG
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03938L104
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100
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N/A
100
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82669G104
23
150
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SOLE
N/A
150
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00773T101
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26
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SOLE
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26
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900
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900
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STEEL DYNAMICS INC
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50
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SOLE
N/A
1400
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0
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864159108
53
1000
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SOLE
N/A
1000
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U S G CORP
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1600
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SOLE
N/A
1600
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007973100
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800
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SOLE
N/A
800
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FASTENAL CO
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311900104
19
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SOLE
N/A
400
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497266106
10
150
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SOLE
N/A
150
0
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98850P109
16
600
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SOLE
N/A
600
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53
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SOLE
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0
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275
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275
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37045V900
0
400
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Call
SOLE
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400
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CATERPILLAR INC DEL
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149123901
0
200
SH
Call
SOLE
N/A
200
0
0
CHEVRON CORP NEW
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166764900
0
200
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Call
SOLE
N/A
200
0
0
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550
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SOLE
N/A
550
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03965L100
2
89
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SOLE
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89
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531229409
0
12
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SOLE
N/A
12
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
1
24
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SOLE
N/A
24
0
0
LIBERTY MEDIA CORP DELAWARE
COM A BRAVES GRP
531229706
0
1
SH
SOLE
N/A
1
0
0
LIBERTY MEDIA CORP DELAWARE
COM C BRAVES GRP
531229888
0
2
SH
SOLE
N/A
2
0
0