0001062993-16-012147.txt : 20161110
0001062993-16-012147.hdr.sgml : 20161110
20161110122953
ACCESSION NUMBER: 0001062993-16-012147
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161110
DATE AS OF CHANGE: 20161110
EFFECTIVENESS DATE: 20161110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Focused Wealth Management, Inc
CENTRAL INDEX KEY: 0001586052
IRS NUMBER: 272575734
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15621
FILM NUMBER: 161986951
BUSINESS ADDRESS:
STREET 1: 216 ROUTE 299
CITY: HIGHLAND
STATE: NY
ZIP: 12528
BUSINESS PHONE: (845) 691-4035
MAIL ADDRESS:
STREET 1: 216 ROUTE 299
CITY: HIGHLAND
STATE: NY
ZIP: 12528
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001586052
XXXXXXXX
09-30-2016
09-30-2016
Focused Wealth Management, Inc
216 ROUTE 299
HIGHLAND
NY
12528
13F HOLDINGS REPORT
028-15621
N
Philip J. DeAngelo
Managing Director
845-691-4035
Philip J. DeAngelo
Highland
NY
11-10-2016
0
711
227532
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
BOULDER GROWTH & INCOME FD I
COM
101507101
6
693
SH
SOLE
N/A
693
0
0
CANADIAN NAT RES LTD
COM
136385101
6
200
SH
SOLE
N/A
200
0
0
COEUR MNG INC
COM NEW
192108504
0
10
SH
SOLE
N/A
10
0
0
DIEBOLD INC
COM
253651103
2
100
SH
SOLE
N/A
100
0
0
ENZO BIOCHEM INC
COM
294100102
1
110
SH
SOLE
N/A
110
0
0
ISHARES TR
U.S. TECH ETF
464287721
29
240
SH
SOLE
N/A
240
0
0
ISHARES TR
GLOB INDSTRL ETF
464288729
30
400
SH
SOLE
N/A
400
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
0
100
SH
SOLE
N/A
100
0
0
* LEXICON PHARMACEUTICALS INC COM
COM
528872104
0
7
SH
SOLE
N/A
7
0
0
LEXINGTON REALTY TRUST
COM
529043101
3
310
SH
SOLE
N/A
310
0
0
PERKINELMER INC
COM
714046109
6
100
SH
SOLE
N/A
100
0
0
RITE AID CORP
COM
767754104
8
1000
SH
SOLE
N/A
1000
0
0
TRUSTCO BK CORP N Y
COM
898349105
1
150
SH
SOLE
N/A
150
0
0
ABB LTD
SPONSORED ADR
000375204
9
404
SH
SOLE
N/A
404
0
0
AK STL HLDG CORP
COM
001547108
85
17500
SH
SOLE
N/A
17500
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
136
10705
SH
SOLE
N/A
10705
0
0
AT&T INC
COM
00206R102
878
21629
SH
SOLE
N/A
21629
0
0
ABBOTT LABS
COM
002824100
75
1774
SH
SOLE
N/A
1774
0
0
ABBVIE INC
COM
00287Y109
129
2047
SH
SOLE
N/A
2047
0
0
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
2
460
SH
SOLE
N/A
460
0
0
ADVANTAGE OIL & GAS LTD
COM
00765F101
3
450
SH
SOLE
N/A
450
0
0
AECOM
COM
00766T100
3
100
SH
SOLE
N/A
100
0
0
AES TR III
PFD CV 6.75%
00808N202
8
166
SH
SOLE
N/A
166
0
0
AIR PRODS & CHEMS INC
COM
009158106
16
106
SH
SOLE
N/A
106
0
0
ALCOA INC
COM
013817101
3
268
SH
SOLE
N/A
268
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
5
40
SH
SOLE
N/A
40
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1087
10275
SH
SOLE
N/A
10275
0
0
ALLIANT ENERGY CORP
COM
018802108
27
695
SH
SOLE
N/A
695
0
0
ALLIANZGI CONV & INCOME FD I
COM
018825109
5
897
SH
SOLE
N/A
897
0
0
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
3
521
SH
SOLE
N/A
521
0
0
ALTRIA GROUP INC
COM
02209S103
249
3946
SH
SOLE
N/A
3946
0
0
AMAZON COM INC
COM
023135106
214
255
SH
SOLE
N/A
255
0
0
AMEREN CORP
COM
023608102
5
101
SH
SOLE
N/A
101
0
0
AMERICAN CAP LTD
COM
02503Y103
6
362
SH
SOLE
N/A
362
0
0
AMERICAN ELEC PWR INC
COM
025537101
62
963
SH
SOLE
N/A
963
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
1
40
SH
SOLE
N/A
40
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1913
32234
SH
SOLE
N/A
32234
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
64
566
SH
SOLE
N/A
566
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
499
6665
SH
SOLE
N/A
6665
0
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
6
130
SH
SOLE
N/A
130
0
0
AMGEN INC
COM
031162100
42
250
SH
SOLE
N/A
250
0
0
ANADARKO PETE CORP
COM
032511107
16
254
SH
SOLE
N/A
254
0
0
APACHE CORP
COM
037411105
2
35
SH
SOLE
N/A
35
0
0
APOLLO INVT CORP
COM
03761U106
3
545
SH
SOLE
N/A
545
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
751
45848
SH
SOLE
N/A
45848
0
0
APPLE INC
COM
037833100
3369
29799
SH
SOLE
N/A
29799
0
0
ARADIGM CORP
COM NO PAR NEW
038505400
0
2
SH
SOLE
N/A
2
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
7
175
SH
SOLE
N/A
175
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
50
1519
SH
SOLE
N/A
1519
0
0
AUTODESK INC
COM
052769106
7
100
SH
SOLE
N/A
100
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
23
260
SH
SOLE
N/A
260
0
0
BP PLC
SPONSORED ADR
055622104
21
608
SH
SOLE
N/A
608
0
0
BAIDU INC
SPON ADR REP A
056752108
17
96
SH
SOLE
N/A
96
0
0
BAKER HUGHES INC
COM
057224107
15
306
SH
SOLE
N/A
306
0
0
BANCO SANTANDER SA
ADR
05964H105
2
546
SH
SOLE
N/A
546
0
0
BANK AMER CORP
COM
060505104
3892
248676
SH
SOLE
N/A
248676
0
0
BANK NEW YORK MELLON CORP
COM
064058100
182
4554
SH
SOLE
N/A
4554
0
0
BARRICK GOLD CORP
COM
067901108
2
101
SH
SOLE
N/A
101
0
0
BAXTER INTL INC
COM
071813109
254
5342
SH
SOLE
N/A
5342
0
0
BECTON DICKINSON & CO
COM
075887109
46
254
SH
SOLE
N/A
254
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1284
8891
SH
SOLE
N/A
8891
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
0
1
SH
SOLE
N/A
1
0
0
BIOGEN INC
COM
09062X103
125
400
SH
SOLE
N/A
400
0
0
BLACKBAUD INC
COM
09227Q100
8
122
SH
SOLE
N/A
122
0
0
BLACKROCK N Y MUN INCOME TR
SH BEN INT
09248L106
639
39804
SH
SOLE
N/A
39804
0
0
BLACKROCK MUNICIPAL BOND TR
COM
09249H104
29
1623
SH
SOLE
N/A
1623
0
0
BLACKROCK NY MUNICIPAL BOND
COM
09249P106
565
36007
SH
SOLE
N/A
36007
0
0
BLACKROCK NY MUN INCOME TR I
COM
09249R102
660
38544
SH
SOLE
N/A
38544
0
0
BLACKROCK NY MUNI INC QLTY T
COM
09249U105
635
43165
SH
SOLE
N/A
43165
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
35
4434
SH
SOLE
N/A
4434
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
2370
92827
SH
SOLE
N/A
92827
0
0
BLACKROCK MUNI N Y INTER DUR
COM
09255F109
11
725
SH
SOLE
N/A
725
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
3883
358869
SH
SOLE
N/A
358869
0
0
BOEING CO
COM
097023105
113
860
SH
SOLE
N/A
860
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
2
100
SH
SOLE
N/A
100
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
470
8719
SH
SOLE
N/A
8719
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
2
31
SH
SOLE
N/A
31
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
30
425
SH
SOLE
N/A
425
0
0
CBS CORP NEW
CL B
124857202
0
5
SH
SOLE
N/A
5
0
0
CDK GLOBAL INC
COM
12508E101
2
41
SH
SOLE
N/A
41
0
0
CIGNA CORPORATION
COM
125509109
99
760
SH
SOLE
N/A
760
0
0
CSX CORP
COM
126408103
14
466
SH
SOLE
N/A
466
0
0
CST BRANDS INC
COM
12646R105
0
9
SH
SOLE
N/A
9
0
0
CVS HEALTH CORP
COM
126650100
78
881
SH
SOLE
N/A
881
0
0
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
5
500
SH
SOLE
N/A
500
0
0
CAMECO CORP
COM
13321L108
51
6000
SH
SOLE
N/A
6000
0
0
CANADIAN SOLAR INC
COM
136635109
1
100
SH
SOLE
N/A
100
0
0
CAPSTEAD MTG CORP
COM NO PAR
14067E506
4
400
SH
SOLE
N/A
400
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
358
22984
SH
SOLE
N/A
22984
0
0
CASI PHARMACEUTICALS INC
COM
14757U109
0
45
SH
SOLE
N/A
45
0
0
CATERPILLAR INC DEL
COM
149123101
688
7753
SH
SOLE
N/A
7753
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
13
235
SH
SOLE
N/A
235
0
0
CELGENE CORP
COM
151020104
686
6561
SH
SOLE
N/A
6561
0
0
CELSION CORPORATION
COM PAR $0.01
15117N404
0
11
SH
SOLE
N/A
11
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
0
11
SH
SOLE
N/A
11
0
0
CENTERPOINT ENERGY INC
COM
15189T107
7
310
SH
SOLE
N/A
310
0
0
CENTURYLINK INC
COM
156700106
162
5908
SH
SOLE
N/A
5908
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
63
10100
SH
SOLE
N/A
10100
0
0
CHEVRON CORP NEW
COM
166764100
1187
11530
SH
SOLE
N/A
11530
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
83
2950
SH
SOLE
N/A
2950
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
8
135
SH
SOLE
N/A
135
0
0
CISCO SYS INC
COM
17275R102
1656
52201
SH
SOLE
N/A
52201
0
0
CITIGROUP INC
COM NEW
172967424
2274
48152
SH
SOLE
N/A
48152
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGGENHEIM SOLAR
18383Q739
8
380
SH
SOLE
N/A
380
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
8
1816
SH
SOLE
N/A
1816
0
0
CLIFFS NAT RES INC
COM
18683K101
110
18800
SH
SOLE
N/A
18800
0
0
CLOROX CO DEL
COM
189054109
282
2255
SH
SOLE
N/A
2255
0
0
COCA COLA CO
COM
191216100
614
14511
SH
SOLE
N/A
14511
0
0
* COCA COLA ENTERPRISES INC NE COM
COM
19122T109
44
1102
SH
SOLE
N/A
1102
0
0
COHEN & STEERS QUALITY RLTY
COM
19247L106
32
2382
SH
SOLE
N/A
2382
0
0
COLFAX CORP
COM
194014106
1
30
SH
SOLE
N/A
30
0
0
COLGATE PALMOLIVE CO
COM
194162103
193
2600
SH
SOLE
N/A
2600
0
0
COMCAST CORP NEW
CL A
20030N101
4
68
SH
SOLE
N/A
68
0
0
CONAGRA FOODS INC
COM
205887102
2
48
SH
SOLE
N/A
48
0
0
CONOCOPHILLIPS
COM
20825C104
62
1431
SH
SOLE
N/A
1431
0
0
CONSOLIDATED EDISON INC
COM
209115104
231
3073
SH
SOLE
N/A
3073
0
0
CORELOGIC INC
COM
21871D103
4
100
SH
SOLE
N/A
100
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
5
100
SH
SOLE
N/A
100
0
0
CORNING INC
COM
219350105
290
12256
SH
SOLE
N/A
12256
0
0
* CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER
NER
226344109
0
1
SH
SOLE
N/A
1
0
0
CROSSROADS SYS INC COM NEW
NEW
22765D209
0
6
SH
SOLE
N/A
6
0
0
CUMMINS INC
COM
231021106
346
2700
SH
SOLE
N/A
2700
0
0
CURIS INC
COM
231269101
492
188350
SH
SOLE
N/A
188350
0
0
CYTRX CORP
COM PAR
232828509
10
17300
SH
SOLE
N/A
17300
0
0
DANAHER CORP DEL
COM
235851102
0
6
SH
SOLE
N/A
6
0
0
DARDEN RESTAURANTS INC
COM
237194105
9
139
SH
SOLE
N/A
139
0
0
DEERE & CO
COM
244199105
469
5499
SH
SOLE
N/A
5499
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
129
3272
SH
SOLE
N/A
3272
0
0
DEVON ENERGY CORP NEW
COM
25179M103
4
100
SH
SOLE
N/A
100
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
12
125
SH
SOLE
N/A
125
0
0
DISNEY WALT CO
COM DISNEY
254687106
493
5313
SH
SOLE
N/A
5313
0
0
DOMINION RES INC VA NEW
COM
25746U109
24
325
SH
SOLE
N/A
325
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
10
504
SH
SOLE
N/A
504
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
452
17602
SH
SOLE
N/A
17602
0
0
DOVER CORP
COM
260003108
12
168
SH
SOLE
N/A
168
0
0
DOW CHEM CO
COM
260543103
608
11729
SH
SOLE
N/A
11729
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
59
885
SH
SOLE
N/A
885
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
38
479
SH
SOLE
N/A
479
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
7
137
SH
SOLE
N/A
137
0
0
ETFIS SER TR I
BIOSHS BIOTE
26923G202
33
1000
SH
SOLE
N/A
1000
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
0
5
SH
SOLE
N/A
5
0
0
EASTMAN CHEM CO
COM
277432100
2
32
SH
SOLE
N/A
32
0
0
EATON VANCE FLTING RATE INC
COM
278279104
14
1000
SH
SOLE
N/A
1000
0
0
EATON VANCE TAX ADVT DIV INC
COM
27828G107
15
749
SH
SOLE
N/A
749
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
2
112
SH
SOLE
N/A
112
0
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
478
44617
SH
SOLE
N/A
44617
0
0
EATON VANCE TX ADV GLB DIV O
COM
27828U106
11
520
SH
SOLE
N/A
520
0
0
EATON VANCE TX MNG BY WRT OP
COM
27828Y108
573
37998
SH
SOLE
N/A
37998
0
0
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
9
785
SH
SOLE
N/A
785
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
1779
204960
SH
SOLE
N/A
204960
0
0
ELEPHANT TALK COMM CORP
COM NEW
286202205
0
22
SH
SOLE
N/A
22
0
0
EMAGIN CORP
COM NEW
29076N206
0
30
SH
SOLE
N/A
30
0
0
EMERSON ELEC CO
COM
291011104
256
4703
SH
SOLE
N/A
4703
0
0
* EMPIRE RESORTS INC COM NEW
NEW
292052206
16
809
SH
SOLE
N/A
809
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
44
1182
SH
SOLE
N/A
1182
0
0
ENERNOC INC
COM
292764107
244
45117
SH
SOLE
N/A
45117
0
0
ENGILITY HLDGS INC NEW
COM
29286C107
2
50
SH
SOLE
N/A
50
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
296
10719
SH
SOLE
N/A
10719
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
19
298
SH
SOLE
N/A
298
0
0
EUROPEAN EQUITY FUND
COM
298768102
3
405
SH
SOLE
N/A
405
0
0
EVERSOURCE ENERGY
COM
30040W108
100
1853
SH
SOLE
N/A
1853
0
0
EXACT SCIENCES CORP
COM
30063P105
3
175
SH
SOLE
N/A
175
0
0
EXELON CORP
COM
30161N101
362
10869
SH
SOLE
N/A
10869
0
0
EXETER RES CORP
COM
301835104
0
310
SH
SOLE
N/A
310
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
50
712
SH
SOLE
N/A
712
0
0
EXXON MOBIL CORP
COM
30231G102
2582
29579
SH
SOLE
N/A
29579
0
0
F M C CORP
COM NEW
302491303
4
80
SH
SOLE
N/A
80
0
0
FMC TECHNOLOGIES INC
COM
30249U101
4
136
SH
SOLE
N/A
136
0
0
FS INVT CORP
COM
302635107
10
1010
SH
SOLE
N/A
1010
0
0
FACEBOOK INC
CL A
30303M102
2957
23053
SH
SOLE
N/A
23053
0
0
* FACTORSHARES TR ISE CYBER SEC ADDED
DED
30304R407
24
870
SH
SOLE
N/A
870
0
0
FERRELLGAS PARTNERS L.P.
UNIT LTD PART
315293100
5
448
SH
SOLE
N/A
448
0
0
FINISAR CORP
COM NEW
31787A507
2
62
SH
SOLE
N/A
62
0
0
FIRSTENERGY CORP
COM
337932107
20
600
SH
SOLE
N/A
600
0
0
FLUOR CORP NEW
COM
343412102
258
5032
SH
SOLE
N/A
5032
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
534
44249
SH
SOLE
N/A
44249
0
0
FORTINET INC
COM
34959E109
64
1735
SH
SOLE
N/A
1735
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
416
38275
SH
SOLE
N/A
38275
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
7
1633
SH
SOLE
N/A
1633
0
0
* FUELCELL ENERGY INC COM
COM
35952H106
0
81
SH
SOLE
N/A
81
0
0
FULLER H B CO
COM
359694106
39
831
SH
SOLE
N/A
831
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
20
1016
SH
SOLE
N/A
1016
0
0
GABELLI GLB SML & MD CP VAL
COM
36249W104
1
67
SH
SOLE
N/A
67
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
19
380
SH
SOLE
N/A
380
0
0
GAP INC DEL
COM
364760108
2
112
SH
SOLE
N/A
112
0
0
GENERAL ELECTRIC CO
COM
369604103
7273
245537
SH
SOLE
N/A
245537
0
0
GENERAL MLS INC
COM
370334104
13
200
SH
SOLE
N/A
200
0
0
GENERAL MTRS CO
COM
37045V100
247
7787
SH
SOLE
N/A
7787
0
0
GILEAD SCIENCES INC
COM
375558103
1408
17795
SH
SOLE
N/A
17795
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
34
782
SH
SOLE
N/A
782
0
0
GOLDCORP INC NEW
COM
380956409
1
50
SH
SOLE
N/A
50
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1314
8149
SH
SOLE
N/A
8149
0
0
* GOOGLE INC CL A
L A
38259P508
127
158
SH
SOLE
N/A
158
0
0
* GOOGLE INC CL C
L C
38259P706
108
139
SH
SOLE
N/A
139
0
0
GREAT PLAINS ENERGY INC
COM
391164100
5
200
SH
SOLE
N/A
200
0
0
HALLIBURTON CO
COM
406216101
89
1981
SH
SOLE
N/A
1981
0
0
HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
41013T105
59
3596
SH
SOLE
N/A
3596
0
0
HARLEY DAVIDSON INC
COM
412822108
15
293
SH
SOLE
N/A
293
0
0
* HEALTH CARE REIT INC COM
COM
42217K106
626
8376
SH
SOLE
N/A
8376
0
0
HEALTHCARE TR AMER INC
CL A NEW
42225P501
16
500
SH
SOLE
N/A
500
0
0
* HEWLETT PACKARD CO COM
COM
428236103
288
18527
SH
SOLE
N/A
18527
0
0
HI-CRUSH PARTNERS LP
COM UNIT LTD
428337109
3
200
SH
SOLE
N/A
200
0
0
HOME DEPOT INC
COM
437076102
27
209
SH
SOLE
N/A
209
0
0
HONEYWELL INTL INC
COM
438516106
100
857
SH
SOLE
N/A
857
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
5
457
SH
SOLE
N/A
457
0
0
ILLUMINA INC
COM
452327109
449
2473
SH
SOLE
N/A
2473
0
0
IMATION CORP
COM
45245A107
0
12
SH
SOLE
N/A
12
0
0
IMAX CORP
COM
45245E109
1
30
SH
SOLE
N/A
30
0
0
IMMUNE DESIGN CORP
COM
45252L103
144
18968
SH
SOLE
N/A
18968
0
0
IMMUNOGEN INC
COM
45253H101
0
100
SH
SOLE
N/A
100
0
0
INFOSYS LTD
SPONSORED ADR
456788108
1
45
SH
SOLE
N/A
45
0
0
INTEL CORP
COM
458140100
1334
35325
SH
SOLE
N/A
35325
0
0
INTERNAP CORP
COM PAR $.001
45885A300
0
100
SH
SOLE
N/A
100
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1927
12132
SH
SOLE
N/A
12132
0
0
INTL PAPER CO
COM
460146103
17
350
SH
SOLE
N/A
350
0
0
INTUIT
COM
461202103
66
600
SH
SOLE
N/A
600
0
0
INTREPID POTASH INC
COM
46121Y102
0
50
SH
SOLE
N/A
50
0
0
INVESCO TR INVT GRADE NY MUN
COM
46131T101
30
1917
SH
SOLE
N/A
1917
0
0
ISHARES GOLD TRUST
ISHARES
464285105
58
4533
SH
SOLE
N/A
4533
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
4
115
SH
SOLE
N/A
115
0
0
ISHARES
MSCI CDA ETF
464286509
7
258
SH
SOLE
N/A
258
0
0
ISHARES
MSCI SINGAP ETF
464286673
6
585
SH
SOLE
N/A
585
0
0
ISHARES
MSCI MEX CAP ETF
464286822
5
100
SH
SOLE
N/A
100
0
0
ISHARES
MSCI MALAYSI ETF
464286830
6
700
SH
SOLE
N/A
700
0
0
ISHARES TR
S&P 100 ETF
464287101
52
537
SH
SOLE
N/A
537
0
0
ISHARES TR
MRNGSTR LG-CP ET
464287127
5
40
SH
SOLE
N/A
40
0
0
ISHARES TR
SELECT DIVID ETF
464287168
427
4980
SH
SOLE
N/A
4980
0
0
ISHARES TR
TIPS BD ETF
464287176
274
2353
SH
SOLE
N/A
2353
0
0
ISHARES TR
CORE S&P500 ETF
464287200
949
4362
SH
SOLE
N/A
4362
0
0
ISHARES TR
CORE US AGGBD ET
464287226
7
64
SH
SOLE
N/A
64
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
28
758
SH
SOLE
N/A
758
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
7
57
SH
SOLE
N/A
57
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
780
6414
SH
SOLE
N/A
6414
0
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
6
62
SH
SOLE
N/A
62
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
20
206
SH
SOLE
N/A
206
0
0
ISHARES TR
MSCI EAFE ETF
464287465
18
304
SH
SOLE
N/A
304
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
21
277
SH
SOLE
N/A
277
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
22
225
SH
SOLE
N/A
225
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
22
127
SH
SOLE
N/A
127
0
0
ISHARES TR
COHEN&STEER REIT
464287564
3
31
SH
SOLE
N/A
31
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
40
382
SH
SOLE
N/A
382
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
43
416
SH
SOLE
N/A
416
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
444
4238
SH
SOLE
N/A
4238
0
0
ISHARES TR
U.S. UTILITS ETF
464287697
62
503
SH
SOLE
N/A
503
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
99
1231
SH
SOLE
N/A
1231
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
5
39
SH
SOLE
N/A
39
0
0
ISHARES TR
U.S. BAS MTL ETF
464287838
43
545
SH
SOLE
N/A
545
0
0
ISHARES TR
NEW YORK MUN ETF
464288323
77
672
SH
SOLE
N/A
672
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
10
324
SH
SOLE
N/A
324
0
0
ISHARES TR
MRGSTR SM CP ETF
464288505
16
111
SH
SOLE
N/A
111
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
65
749
SH
SOLE
N/A
749
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
48
595
SH
SOLE
N/A
595
0
0
ISHARES TR
GOV/CRED BD ETF
464288596
7
63
SH
SOLE
N/A
63
0
0
ISHARES TR
INTERM CR BD ETF
464288638
83
749
SH
SOLE
N/A
749
0
0
ISHARES TR
1-3 YR CR BD ETF
464288646
26
244
SH
SOLE
N/A
244
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
372
9425
SH
SOLE
N/A
9425
0
0
ISHARES TR
USA ESG SLCT ETF
464288802
47
520
SH
SOLE
N/A
520
0
0
ISHARES TR
US OIL&GS EX ETF
464288851
24
385
SH
SOLE
N/A
385
0
0
ISHARES
AGGRES ALLOC ETF
464289859
36
753
SH
SOLE
N/A
753
0
0
ISHARES
GRWT ALLOCAT ETF
464289867
17
413
SH
SOLE
N/A
413
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
49
2697
SH
SOLE
N/A
2697
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
29
974
SH
SOLE
N/A
974
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
47
577
SH
SOLE
N/A
577
0
0
JPMORGAN CHASE & CO
COM
46625H100
538
8074
SH
SOLE
N/A
8074
0
0
JOHN BEAN TECHNOLOGIES CORP
COM
477839104
1
14
SH
SOLE
N/A
14
0
0
JOHNSON & JOHNSON
COM
478160104
1786
15121
SH
SOLE
N/A
15121
0
0
KKR & CO L P DEL
COM UNITS
48248M102
1188
83316
SH
SOLE
N/A
83316
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
73
781
SH
SOLE
N/A
781
0
0
KIMBERLY CLARK CORP
COM
494368103
191
1512
SH
SOLE
N/A
1512
0
0
KINDER MORGAN INC DEL
COM
49456B101
593
25634
SH
SOLE
N/A
25634
0
0
LKQ CORP
COM
501889208
20
565
SH
SOLE
N/A
565
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
45
300
SH
SOLE
N/A
300
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
10
4250
SH
SOLE
N/A
4250
0
0
LAS VEGAS SANDS CORP
COM
517834107
31
539
SH
SOLE
N/A
539
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
0
4
SH
SOLE
N/A
4
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
0
3
SH
SOLE
N/A
3
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
0
6
SH
SOLE
N/A
6
0
0
LILLY ELI & CO
COM
532457108
55
689
SH
SOLE
N/A
689
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
148
51395
SH
SOLE
N/A
51395
0
0
LOCKHEED MARTIN CORP
COM
539830109
56
232
SH
SOLE
N/A
232
0
0
LOEWS CORP
COM
540424108
16
400
SH
SOLE
N/A
400
0
0
LOWES COS INC
COM
548661107
82
1142
SH
SOLE
N/A
1142
0
0
M & T BK CORP
COM
55261F104
72
618
SH
SOLE
N/A
618
0
0
MFA FINL INC
COM
55272X102
4
500
SH
SOLE
N/A
500
0
0
MMA CAP MGMT LLC
COM
55315D105
60
3283
SH
SOLE
N/A
3283
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
15
214
SH
SOLE
N/A
214
0
0
MAGNA INTL INC
COM
559222401
13
300
SH
SOLE
N/A
300
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
624
18167
SH
SOLE
N/A
18167
0
0
MARATHON OIL CORP
COM
565849106
57
3581
SH
SOLE
N/A
3581
0
0
* MARKET VECTORS ETF TR GOLD MINER ETF
ETF
57060U100
19
700
SH
SOLE
N/A
700
0
0
MATTEL INC
COM
577081102
1
36
SH
SOLE
N/A
36
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
0
5
SH
SOLE
N/A
5
0
0
MCDONALDS CORP
COM
580135101
13
116
SH
SOLE
N/A
116
0
0
MCKESSON CORP
COM
58155Q103
8
50
SH
SOLE
N/A
50
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
21
1400
SH
SOLE
N/A
1400
0
0
MERCK & CO INC
COM
58933Y105
467
7481
SH
SOLE
N/A
7481
0
0
METLIFE INC
COM
59156R108
202
4545
SH
SOLE
N/A
4545
0
0
MICROSOFT CORP
COM
594918104
351
6097
SH
SOLE
N/A
6097
0
0
MICRON TECHNOLOGY INC
COM
595112103
31
1740
SH
SOLE
N/A
1740
0
0
MONDELEZ INTL INC
CL A
609207105
218
4963
SH
SOLE
N/A
4963
0
0
MONOGRAM RESIDENTIAL TR INC
COM
60979P105
75
7002
SH
SOLE
N/A
7002
0
0
MONSANTO CO NEW
COM
61166W101
45
445
SH
SOLE
N/A
445
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1
7
SH
SOLE
N/A
7
0
0
MUELLER INDS INC
COM
624756102
17
518
SH
SOLE
N/A
518
0
0
NCR CORP NEW
COM
62886E108
1
36
SH
SOLE
N/A
36
0
0
NRG ENERGY INC
COM NEW
629377508
1
48
SH
SOLE
N/A
48
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
51
715
SH
SOLE
N/A
715
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
231
6298
SH
SOLE
N/A
6298
0
0
NEENAH PAPER INC
COM
640079109
2
19
SH
SOLE
N/A
19
0
0
NETFLIX INC
COM
64110L106
64
650
SH
SOLE
N/A
650
0
0
NEW YORK MTG TR INC
COM PAR $.02
649604501
128
21251
SH
SOLE
N/A
21251
0
0
NEXTERA ENERGY INC
COM
65339F101
83
678
SH
SOLE
N/A
678
0
0
NOKIA CORP
SPONSORED ADR
654902204
2
287
SH
SOLE
N/A
287
0
0
NORDSTROM INC
COM
655664100
22
426
SH
SOLE
N/A
426
0
0
NORFOLK SOUTHERN CORP
COM
655844108
29
296
SH
SOLE
N/A
296
0
0
* NORTHSTAR RLTY FIN CORP COM NEW
NEW
66704R704
60
4586
SH
SOLE
N/A
4586
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
99
1251
SH
SOLE
N/A
1251
0
0
NOW INC
COM
67011P100
1
25
SH
SOLE
N/A
25
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
11
219
SH
SOLE
N/A
219
0
0
NVIDIA CORP
COM
67066G104
206
3000
SH
SOLE
N/A
3000
0
0
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
23
1993
SH
SOLE
N/A
1993
0
0
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
1879
141952
SH
SOLE
N/A
141952
0
0
NUVEEN PREFERRED SECURITIES
COM
67072C105
7
775
SH
SOLE
N/A
775
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
11
1005
SH
SOLE
N/A
1005
0
0
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
12
478
SH
SOLE
N/A
478
0
0
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
16
1580
SH
SOLE
N/A
1580
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
4
15
SH
SOLE
N/A
15
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
4
50
SH
SOLE
N/A
50
0
0
OCLARO INC
COM NEW
67555N206
0
20
SH
SOLE
N/A
20
0
0
OMNICOM GROUP INC
COM
681919106
163
1920
SH
SOLE
N/A
1920
0
0
ONE GAS INC
COM
68235P108
0
4
SH
SOLE
N/A
4
0
0
ONEOK INC NEW
COM
682680103
117
2272
SH
SOLE
N/A
2272
0
0
ORACLE CORP
COM
68389X105
145
3691
SH
SOLE
N/A
3691
0
0
ORANGE
SPONSORED ADR
684060106
10
614
SH
SOLE
N/A
614
0
0
PPG INDS INC
COM
693506107
21
200
SH
SOLE
N/A
200
0
0
PPL CORP
COM
69351T106
33
966
SH
SOLE
N/A
966
0
0
PACCAR INC
COM
693718108
2
31
SH
SOLE
N/A
31
0
0
PARKER HANNIFIN CORP
COM
701094104
7
55
SH
SOLE
N/A
55
0
0
PENGROWTH ENERGY CORP
COM
70706P104
2
1121
SH
SOLE
N/A
1121
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
10
750
SH
SOLE
N/A
750
0
0
PEPSICO INC
COM
713448108
175
1609
SH
SOLE
N/A
1609
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
233
24973
SH
SOLE
N/A
24973
0
0
PFIZER INC
COM
717081103
862
25454
SH
SOLE
N/A
25454
0
0
PHILIP MORRIS INTL INC
COM
718172109
239
2454
SH
SOLE
N/A
2454
0
0
PHILLIPS 66
COM
718546104
10
129
SH
SOLE
N/A
129
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
14
1050
SH
SOLE
N/A
1050
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
153
10490
SH
SOLE
N/A
10490
0
0
PIMCO ETF TR
1-5 US TIP IDX
72201R205
1
18
SH
SOLE
N/A
18
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
203
2037
SH
SOLE
N/A
2037
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
2049
20210
SH
SOLE
N/A
20210
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
14
500
SH
SOLE
N/A
500
0
0
PINNACLE WEST CAP CORP
COM
723484101
16
216
SH
SOLE
N/A
216
0
0
PIONEER NAT RES CO
COM
723787107
56
300
SH
SOLE
N/A
300
0
0
PIPER JAFFRAY COS
COM
724078100
0
2
SH
SOLE
N/A
2
0
0
PITNEY BOWES INC
COM
724479100
8
427
SH
SOLE
N/A
427
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
13
405
SH
SOLE
N/A
405
0
0
PLUG POWER INC
COM NEW
72919P202
1
460
SH
SOLE
N/A
460
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
3
125
SH
SOLE
N/A
125
0
0
POWELL INDS INC
COM
739128106
12
300
SH
SOLE
N/A
300
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
446
3758
SH
SOLE
N/A
3758
0
0
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
4
240
SH
SOLE
N/A
240
0
0
POWERSHARES ETF TRUST
WNDRHLL CLN EN
73935X500
1
159
SH
SOLE
N/A
159
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
25
1000
SH
SOLE
N/A
1000
0
0
POWERSHARES ETF TRUST
DYNM LRG CP VL
73935X708
39
1232
SH
SOLE
N/A
1232
0
0
POWERSHS DB MULTI SECT COMM
PS DB AGRICUL FD
73936B408
29
1458
SH
SOLE
N/A
1458
0
0
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
11
753
SH
SOLE
N/A
753
0
0
POWERSHARES ETF TR II
SOVEREIGN DEBT
73936T573
1
47
SH
SOLE
N/A
47
0
0
POWERSHARES ETF TR II
GBL WTR PORT
73936T623
1
55
SH
SOLE
N/A
55
0
0
POWERSHARES ETF TR II
EMER MRKT PORT
73936T763
2
91
SH
SOLE
N/A
91
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
6
110
SH
SOLE
N/A
110
0
0
PROCTER AND GAMBLE CO
COM
742718109
1089
12132
SH
SOLE
N/A
12132
0
0
PROLOGIS INC
COM
74340W103
2
45
SH
SOLE
N/A
45
0
0
PROSHARES TR
PSHS ULT S&P 500
74347R107
43
600
SH
SOLE
N/A
600
0
0
PROVECTUS BIOPHARMACEUTICALS
COM
74373P108
0
2955
SH
SOLE
N/A
2955
0
0
PRUDENTIAL FINL INC
COM
744320102
77
949
SH
SOLE
N/A
949
0
0
PRUDENTIAL PLC
ADR
74435K204
11
300
SH
SOLE
N/A
300
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
21
505
SH
SOLE
N/A
505
0
0
QUALCOMM INC
COM
747525103
211
3080
SH
SOLE
N/A
3080
0
0
RPM INTL INC
COM
749685103
15
279
SH
SOLE
N/A
279
0
0
RAYTHEON CO
COM NEW
755111507
207
1517
SH
SOLE
N/A
1517
0
0
REALTY INCOME CORP
COM
756109104
405
6058
SH
SOLE
N/A
6058
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
676
22119
SH
SOLE
N/A
22119
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
0
24
SH
SOLE
N/A
24
0
0
* REVOLUTION LIGHTING TECHNOLO COM
COM
76155G107
8
1210
SH
SOLE
N/A
1210
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
26
501
SH
SOLE
N/A
501
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
33
396
SH
SOLE
N/A
396
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
8
175
SH
SOLE
N/A
175
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
38
177
SH
SOLE
N/A
177
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
180
1433
SH
SOLE
N/A
1433
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
14
511
SH
SOLE
N/A
511
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
1354
29207
SH
SOLE
N/A
29207
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
12
147
SH
SOLE
N/A
147
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1026
5614
SH
SOLE
N/A
5614
0
0
SALISBURY BANCORP INC
COM
795226109
91
2942
SH
SOLE
N/A
2942
0
0
SANOFI
SPONSORED ADR
80105N105
23
600
SH
SOLE
N/A
600
0
0
SCANA CORP NEW
COM
80589M102
114
1570
SH
SOLE
N/A
1570
0
0
SCHLUMBERGER LTD
COM
806857108
680
8648
SH
SOLE
N/A
8648
0
0
SCHNITZER STL INDS
CL A
806882106
1
63
SH
SOLE
N/A
63
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
0
1
SH
SOLE
N/A
1
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
47
662
SH
SOLE
N/A
662
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
3417
177041
SH
SOLE
N/A
177041
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
9
183
SH
SOLE
N/A
183
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
73
1484
SH
SOLE
N/A
1484
0
0
SERVICE CORP INTL
COM
817565104
8
300
SH
SOLE
N/A
300
0
0
SIERRA WIRELESS INC
COM
826516106
1
100
SH
SOLE
N/A
100
0
0
SIRIUS XM HLDGS INC
COM
82968B103
31
7372
SH
SOLE
N/A
7372
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
36
475
SH
SOLE
N/A
475
0
0
SMUCKER J M CO
COM NEW
832696405
176
1302
SH
SOLE
N/A
1302
0
0
SONOCO PRODS CO
COM
835495102
49
924
SH
SOLE
N/A
924
0
0
SOUTHERN CO
COM
842587107
708
13800
SH
SOLE
N/A
13800
0
0
SOUTHERN COPPER CORP
COM
84265V105
5
202
SH
SOLE
N/A
202
0
0
SPECTRA ENERGY CORP
COM
847560109
15
362
SH
SOLE
N/A
362
0
0
STEMCELLS INC COM NEW
NEW
85857R204
0
34
SH
SOLE
N/A
34
0
0
STERLING BANCORP DEL
COM
85917A100
13
721
SH
SOLE
N/A
721
0
0
STONEMOR PARTNERS L P
COM UNITS
86183Q100
89
3569
SH
SOLE
N/A
3569
0
0
STRYKER CORP
COM
863667101
141
1214
SH
SOLE
N/A
1214
0
0
SUNCOR ENERGY INC NEW
COM
867224107
6
225
SH
SOLE
N/A
225
0
0
SUNPOWER CORP
COM
867652406
0
50
SH
SOLE
N/A
50
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
53
2250
SH
SOLE
N/A
2250
0
0
SYNAPTICS INC
COM
87157D109
12
200
SH
SOLE
N/A
200
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
9
100
SH
SOLE
N/A
100
0
0
SYSCO CORP
COM
871829107
141
2868
SH
SOLE
N/A
2868
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
11
198
SH
SOLE
N/A
198
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
100
18934
SH
SOLE
N/A
18934
0
0
TICC CAPITAL CORP
COM
87244T109
5
866
SH
SOLE
N/A
866
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
9
308
SH
SOLE
N/A
308
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
6
150
SH
SOLE
N/A
150
0
0
TELUS CORP
COM
87971M103
20
600
SH
SOLE
N/A
600
0
0
TERADATA CORP DEL
COM
88076W103
2
76
SH
SOLE
N/A
76
0
0
TESLA MTRS INC
COM
88160R101
97
476
SH
SOLE
N/A
476
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
824
17900
SH
SOLE
N/A
17900
0
0
TEXAS INSTRS INC
COM
882508104
7
100
SH
SOLE
N/A
100
0
0
3M CO
COM
88579Y101
367
2082
SH
SOLE
N/A
2082
0
0
TIME INC NEW
COM
887228104
2
136
SH
SOLE
N/A
136
0
0
TIME WARNER INC
COM NEW
887317303
67
847
SH
SOLE
N/A
847
0
0
TOTAL S A
SPONSORED ADR
89151E109
10
200
SH
SOLE
N/A
200
0
0
TRANSCANADA CORP
COM
89353D107
10
200
SH
SOLE
N/A
200
0
0
TRAVELERS COMPANIES INC
COM
89417E109
236
2063
SH
SOLE
N/A
2063
0
0
TRIANGLE CAP CORP
COM
895848109
12
615
SH
SOLE
N/A
615
0
0
TWITTER INC
COM
90184L102
45
1934
SH
SOLE
N/A
1934
0
0
II VI INC
COM
902104108
5
200
SH
SOLE
N/A
200
0
0
TYLER TECHNOLOGIES INC
COM
902252105
171
1000
SH
SOLE
N/A
1000
0
0
US BANCORP DEL
COM NEW
902973304
242
5650
SH
SOLE
N/A
5650
0
0
USANA HEALTH SCIENCES INC
COM
90328M107
77
556
SH
SOLE
N/A
556
0
0
U S SILICA HLDGS INC
COM
90346E103
6
125
SH
SOLE
N/A
125
0
0
UNDER ARMOUR INC
CL A
904311107
140
3631
SH
SOLE
N/A
3631
0
0
UNION PAC CORP
COM
907818108
15
150
SH
SOLE
N/A
150
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
8
74
SH
SOLE
N/A
74
0
0
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
1
62
SH
SOLE
N/A
62
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
62
615
SH
SOLE
N/A
615
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
408
2912
SH
SOLE
N/A
2912
0
0
UNUM GROUP
COM
91529Y106
1
28
SH
SOLE
N/A
28
0
0
VALE S A
ADR
91912E105
1
216
SH
SOLE
N/A
216
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
181
3420
SH
SOLE
N/A
3420
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
386
4603
SH
SOLE
N/A
4603
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
21471
245442
SH
SOLE
N/A
245442
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
6579
81393
SH
SOLE
N/A
81393
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
10612
126124
SH
SOLE
N/A
126124
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
34
904
SH
SOLE
N/A
904
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
22563
312761
SH
SOLE
N/A
312761
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
4
65
SH
SOLE
N/A
65
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
30
664
SH
SOLE
N/A
664
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3066
81478
SH
SOLE
N/A
81478
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
11086
227489
SH
SOLE
N/A
227489
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
2557
26170
SH
SOLE
N/A
26170
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
3726
75496
SH
SOLE
N/A
75496
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
7206
54229
SH
SOLE
N/A
54229
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
16
148
SH
SOLE
N/A
148
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
8453
70223
SH
SOLE
N/A
70223
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
2
20
SH
SOLE
N/A
20
0
0
VANGUARD NAT RES LLC
COM UNIT
92205F106
0
368
SH
SOLE
N/A
368
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
248
3081
SH
SOLE
N/A
3081
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
71
790
SH
SOLE
N/A
790
0
0
VENTAS INC
COM
92276F100
227
3212
SH
SOLE
N/A
3212
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
53
265
SH
SOLE
N/A
265
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
84
964
SH
SOLE
N/A
964
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
4
35
SH
SOLE
N/A
35
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
8
62
SH
SOLE
N/A
62
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
21
227
SH
SOLE
N/A
227
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
705
8098
SH
SOLE
N/A
8098
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
50
409
SH
SOLE
N/A
409
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
8620
77423
SH
SOLE
N/A
77423
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
601
11561
SH
SOLE
N/A
11561
0
0
VERITIV CORP
COM
923454102
1
14
SH
SOLE
N/A
14
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
6
65
SH
SOLE
N/A
65
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR
92857W308
454
15558
SH
SOLE
N/A
15558
0
0
WAL-MART STORES INC
COM
931142103
142
1969
SH
SOLE
N/A
1969
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
33
408
SH
SOLE
N/A
408
0
0
WASTE MGMT INC DEL
COM
94106L109
7
102
SH
SOLE
N/A
102
0
0
WEBMD HEALTH CORP
COM
94770V102
0
3
SH
SOLE
N/A
3
0
0
WELLS FARGO & CO NEW
COM
949746101
165
3732
SH
SOLE
N/A
3732
0
0
WELLS FARGO MULTI SECTOR INC
WF MLT SECTR INC
94987D101
19
1500
SH
SOLE
N/A
1500
0
0
WENDYS CO
COM
95058W100
18
1673
SH
SOLE
N/A
1673
0
0
WESTAR ENERGY INC
COM
95709T100
7
117
SH
SOLE
N/A
117
0
0
WESTERN ASSET INVT GRADE DEF
COM
95790A101
16
728
SH
SOLE
N/A
728
0
0
WHITING PETE CORP NEW
COM
966387102
1
62
SH
SOLE
N/A
62
0
0
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
1
17
SH
SOLE
N/A
17
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
1931
89327
SH
SOLE
N/A
89327
0
0
WISDOMTREE TR
ITL HIGH DIV FD
97717W802
1
27
SH
SOLE
N/A
27
0
0
WISDOMTREE TR
EUROPE SMCP DV
97717W869
4
65
SH
SOLE
N/A
65
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
10
184
SH
SOLE
N/A
184
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
1
20
SH
SOLE
N/A
20
0
0
XCEL ENERGY INC
COM
98389B100
146
3550
SH
SOLE
N/A
3550
0
0
XEROX CORP
COM
984121103
193
19010
SH
SOLE
N/A
19010
0
0
YAMANA GOLD INC
COM
98462Y100
2
383
SH
SOLE
N/A
383
0
0
YUM BRANDS INC
COM
988498101
54
600
SH
SOLE
N/A
600
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
19
143
SH
SOLE
N/A
143
0
0
ZWEIG FD
COM NEW
989834205
6
494
SH
SOLE
N/A
494
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
2
33
SH
SOLE
N/A
33
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
24
200
SH
SOLE
N/A
200
0
0
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
22
700
SH
SOLE
N/A
700
0
0
EATON CORP PLC
SHS
G29183103
42
638
SH
SOLE
N/A
638
0
0
INGERSOLL-RAND PLC
SHS
G47791101
163
2400
SH
SOLE
N/A
2400
0
0
LAZARD LTD
SHS A
G54050102
12
324
SH
SOLE
N/A
324
0
0
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
2
100
SH
SOLE
N/A
100
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
141
2026
SH
SOLE
N/A
2026
0
0
MEDTRONIC PLC
SHS
G5960L103
21
240
SH
SOLE
N/A
240
0
0
PROTHENA CORP PLC
SHS
G72800108
348
5800
SH
SOLE
N/A
5800
0
0
SEADRILL LIMITED
SHS
G7945E105
11
4785
SH
SOLE
N/A
4785
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
554
51963
SH
SOLE
N/A
51963
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
4
33
SH
SOLE
N/A
33
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
492
11552
SH
SOLE
N/A
11552
0
0
CAPITAL PRODUCT PARTNERS L P
COM UNIT LP
Y11082107
2
629
SH
SOLE
N/A
629
0
0
DIANA SHIPPING INC
COM
Y2066G104
0
100
SH
SOLE
N/A
100
0
0
FLEX LTD
ORD
Y2573F102
8
612
SH
SOLE
N/A
612
0
0
ALLERGAN PLC
SHS
G0177J108
4
18
SH
SOLE
N/A
18
0
0
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
14
734
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SOLE
N/A
734
0
0
KEYCORP NEW
COM
493267108
13
1039
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SOLE
N/A
1039
0
0
* QUICKSILVER RESOURCES INC COM
COM
74837R104
0
18
SH
SOLE
N/A
18
0
0
TRINA SOLAR LIMITED
SPON ADR
89628E104
20
2000
SH
SOLE
N/A
2000
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
603
45924
SH
SOLE
N/A
45924
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
43
150
SH
SOLE
N/A
150
0
0
PANERA BREAD CO
CL A
69840W108
6
33
SH
SOLE
N/A
33
0
0
STARBUCKS CORP
COM
855244109
306
5657
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SOLE
N/A
5657
0
0
TALEN ENERGY CORP
COM
87422J105
2
119
SH
SOLE
N/A
119
0
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
6
42
SH
SOLE
N/A
42
0
0
SOUTHWEST AIRLS CO
COM
844741108
2
60
SH
SOLE
N/A
60
0
0
JUNIPER PHARMACEUTICALS INC
COM
48203L107
1
125
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SOLE
N/A
125
0
0
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
1
100
SH
SOLE
N/A
100
0
0
ADVAXIS INC
COM NEW
007624208
3
275
SH
SOLE
N/A
275
0
0
COGENTIX MED INC
COM
19243A104
6
3360
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N/A
3360
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CLOVIS ONCOLOGY INC
COM
189464100
175
4865
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4865
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0
CHEMOURS CO
COM
163851108
9
558
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SOLE
N/A
558
0
0
KRAFT HEINZ CO
COM
500754106
155
1727
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SOLE
N/A
1727
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
4
37
SH
SOLE
N/A
37
0
0
3-D SYS CORP DEL
COM NEW
88554D205
1
30
SH
SOLE
N/A
30
0
0
PAYPAL HLDGS INC
COM
70450Y103
24
577
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SOLE
N/A
577
0
0
FIREEYE INC
COM
31816Q101
19
1295
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SOLE
N/A
1295
0
0
D R HORTON INC
COM
23331A109
74
2450
SH
SOLE
N/A
2450
0
0
LUMENTUM HLDGS INC
COM
55024U109
3
71
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SOLE
N/A
71
0
0
VIAVI SOLUTIONS INC
COM
925550105
3
382
SH
SOLE
N/A
382
0
0
TEXTRON INC
COM
883203101
0
1
SH
SOLE
N/A
1
0
0
XL GROUP PLC
SHS
G98290102
0
2
SH
SOLE
N/A
2
0
0
NOVAVAX INC
COM
670002104
2
1000
SH
SOLE
N/A
1000
0
0
ORGANOVO HLDGS INC
COM
68620A104
8
2000
SH
SOLE
N/A
2000
0
0
ISHARES
MSCI GERMANY ETF
464286806
26
1000
SH
SOLE
N/A
1000
0
0
LENNAR CORP
CL A
526057104
17
400
SH
SOLE
N/A
400
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
6
136
SH
SOLE
N/A
136
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
8
610
SH
SOLE
N/A
610
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
93
7128
SH
SOLE
N/A
7128
0
0
ISHARES
MSCI ISR CAP ETF
464286632
19
405
SH
SOLE
N/A
405
0
0
HESS CORP
COM
42809H107
61
1130
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SOLE
N/A
1130
0
0
BANK MONTREAL QUE
COM
063671101
10
150
SH
SOLE
N/A
150
0
0
GLOBAL X FDS
GLB X SUPERDIV
37950E549
5
250
SH
SOLE
N/A
250
0
0
STAG INDL INC
COM
85254J102
16
643
SH
SOLE
N/A
643
0
0
TEXTAINER GROUP HOLDINGS LTD
SHS
G8766E109
2
211
SH
SOLE
N/A
211
0
0
VEREIT INC
COM
92339V100
13
1216
SH
SOLE
N/A
1216
0
0
PROSHARES TR
PSHS ULSHT SP500
74347B300
0
8
SH
SOLE
N/A
8
0
0
AMPLIPHI BIOSCIENCES CORP COM NEW
NEW
03211P103
0
1
SH
SOLE
N/A
1
0
0
ARMOUR RESIDENTIAL REIT INC
COM NEW
042315507
79
3500
SH
SOLE
N/A
3500
0
0
PJT PARTNERS INC
COM CL A
69343T107
27
996
SH
SOLE
N/A
996
0
0
FOUR CORNERS PPTY TR INC
COM
35086T109
0
19
SH
SOLE
N/A
19
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
1
26
SH
SOLE
N/A
26
0
0
SQUARE INC
CL A
852234103
5
390
SH
SOLE
N/A
390
0
0
ORBCOMM INC
COM
68555P100
8
750
SH
SOLE
N/A
750
0
0
NUVEEN NY DIVID ADVNTG MUN F
COM
67066X107
40
2597
SH
SOLE
N/A
2597
0
0
DBX ETF TR
XTRAK MSCI EAFE
233051200
8
296
SH
SOLE
N/A
296
0
0
NEW RELIC INC
COM
64829B100
153
3990
SH
SOLE
N/A
3990
0
0
NEURODERM LTD
ORD SHS
M74231107
1
75
SH
SOLE
N/A
75
0
0
GLOBAL NET LEASE INC
COM
379378102
39
4800
SH
SOLE
N/A
4800
0
0
MARKET VECTORS ETF TR VIETNAM ETF
ETF
57060U761
44
2887
SH
SOLE
N/A
2887
0
0
LANNET INC
COM
516012101
60
2250
SH
SOLE
N/A
2250
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
562
13272
SH
SOLE
N/A
13272
0
0
BLACKROCK DEBT STRAT FD INC
COM
09255R103
581
159183
SH
SOLE
N/A
159183
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
188
12611
SH
SOLE
N/A
12611
0
0
ISHARES
EM MKTS DIV ETF
464286319
165
4607
SH
SOLE
N/A
4607
0
0
POTASH CORP SASK INC
COM
73755L107
53
3222
SH
SOLE
N/A
3222
0
0
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
17
1579
SH
SOLE
N/A
1579
0
0
POWERSHARES ETF TR II
BUILD AMER ETF
73937B407
456
14525
SH
SOLE
N/A
14525
0
0
ELECTRONIC ARTS INC
COM
285512109
7
80
SH
SOLE
N/A
80
0
0
VISA INC
COM CL A
92826C839
29
354
SH
SOLE
N/A
354
0
0
PERION NETWORK LTD
SHS
M78673106
0
131
SH
SOLE
N/A
131
0
0
AETNA INC NEW
COM
00817Y108
156
1355
SH
SOLE
N/A
1355
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
11
623
SH
SOLE
N/A
623
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
4
120
SH
SOLE
N/A
120
0
0
AMPLIPHI BIOSCIENCES CORP
COM NEW
03211P202
24
1600
SH
SOLE
N/A
1600
0
0
MPLX LP
COM UNIT REP LTD
55336V100
10
289
SH
SOLE
N/A
289
0
0
* FERRARI N V COM ADDED
DED
N3167J106
2
35
SH
SOLE
N/A
35
0
0
CARE CAP PPTYS INC
COM
141624106
30
1061
SH
SOLE
N/A
1061
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
4
10
SH
SOLE
N/A
10
0
0
COSTCO WHSL CORP NEW
COM
22160K105
4
25
SH
SOLE
N/A
25
0
0
NIKE INC
CL B
654106103
20
379
SH
SOLE
N/A
379
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
295
8032
SH
SOLE
N/A
8032
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
65
1500
SH
SOLE
N/A
1500
0
0
RYDER SYS INC
COM
783549108
7
100
SH
SOLE
N/A
100
0
0
DENTSPLY SIRONA INC
COM
24906P109
86
1451
SH
SOLE
N/A
1451
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
11
437
SH
SOLE
N/A
437
0
0
* GLOBAL NET LEASE INC COM
COM
943526608
0
3
SH
SOLE
N/A
3
0
0
ISHARES TR
MIN VOL USA ETF
46429B697
472
10381
SH
SOLE
N/A
10381
0
0
GOLUB CAP BDC INC
COM
38173M102
19
1000
SH
SOLE
N/A
1000
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
10
200
SH
SOLE
N/A
200
0
0
ALCOA INC
DEP SHS 1/10TH
013817309
18
550
SH
SOLE
N/A
550
0
0
BANK AMER CORP
*W EXP 10/28/201
060505153
1
9500
SH
SOLE
N/A
9500
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
42
34
SH
SOLE
N/A
34
0
0
KEYCORP NEW
PFD 7.75% SR A
493267405
44
325
SH
SOLE
N/A
325
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
4
9
SH
SOLE
N/A
9
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
0
5000
SH
SOLE
N/A
5000
0
0
DIREXION SHS ETF TR
20YR TRES BEAR
25459Y678
10
620
SH
SOLE
N/A
620
0
0
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
5
100
SH
SOLE
N/A
100
0
0
WEYERHAEUSER CO
COM
962166104
8
242
SH
SOLE
N/A
242
0
0
MICROSEMI CORP
COM
595137100
0
2
SH
SOLE
N/A
2
0
0
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
45
2700
SH
SOLE
N/A
2700
0
0
AFLAC INC
COM
001055102
255
3550
SH
SOLE
N/A
3550
0
0
JETBLUE AIRWAYS CORP
COM
477143101
146
8450
SH
SOLE
N/A
8450
0
0
MARATHON PETE CORP
COM
56585A102
158
3900
SH
SOLE
N/A
3900
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
61
2500
SH
SOLE
N/A
2500
0
0
* CARE CAP PPTYS INC COM
COM
46612J507
4
674
SH
SOLE
N/A
674
0
0
BARCLAYS PLC
ADR
06738E204
33
3833
SH
SOLE
N/A
3833
0
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
19
4000
SH
SOLE
N/A
4000
0
0
UNDER ARMOUR INC
CL C
904311206
115
3398
SH
SOLE
N/A
3398
0
0
AOXING PHARMACEUTICAL CO INC
COM
03740A106
4
7435
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SOLE
N/A
7435
0
0
AES CORP
COM
00130H105
288
22450
SH
SOLE
N/A
22450
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
193
4350
SH
SOLE
N/A
4350
0
0
ALLSTATE CORP
COM
020002101
253
3650
SH
SOLE
N/A
3650
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
233
3100
SH
SOLE
N/A
3100
0
0
ANTERO RES CORP
COM
03674X106
272
10100
SH
SOLE
N/A
10100
0
0
ARAMARK
COM
03852U106
87
2300
SH
SOLE
N/A
2300
0
0
CIT GROUP INC
COM NEW
125581801
198
5450
SH
SOLE
N/A
5450
0
0
CMS ENERGY CORP
COM
125896100
269
6400
SH
SOLE
N/A
6400
0
0
CA INC
COM
12673P105
162
4900
SH
SOLE
N/A
4900
0
0
CAPITAL ONE FINL CORP
COM
14040H105
159
2215
SH
SOLE
N/A
2215
0
0
CINCINNATI FINL CORP
COM
172062101
158
2100
SH
SOLE
N/A
2100
0
0
DTE ENERGY CO
COM
233331107
267
2850
SH
SOLE
N/A
2850
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
208
6450
SH
SOLE
N/A
6450
0
0
HCA HOLDINGS INC
COM
40412C101
144
1900
SH
SOLE
N/A
1900
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
208
4850
SH
SOLE
N/A
4850
0
0
KELLOGG CO
COM
487836108
267
3450
SH
SOLE
N/A
3450
0
0
LAM RESEARCH CORP
COM
512807108
280
2961
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SOLE
N/A
2961
0
0
LEAR CORP
COM NEW
521865204
225
1855
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SOLE
N/A
1855
0
0
NEWMONT MINING CORP
COM
651639106
201
5103
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SOLE
N/A
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0
0
NORTHROP GRUMMAN CORP
COM
666807102
183
854
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SOLE
N/A
854
0
0
PILGRIMS PRIDE CORP NEW
COM
72147K108
120
5700
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SOLE
N/A
5700
0
0
PUBLIC STORAGE
COM
74460D109
202
906
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SOLE
N/A
906
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
169
2000
SH
SOLE
N/A
2000
0
0
REPUBLIC SVCS INC
COM
760759100
149
2950
SH
SOLE
N/A
2950
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
71
1600
SH
SOLE
N/A
1600
0
0
TESORO CORP
COM
881609101
163
2050
SH
SOLE
N/A
2050
0
0
TYSON FOODS INC
CL A
902494103
204
2729
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SOLE
N/A
2729
0
0
VOYA FINL INC
COM
929089100
156
5400
SH
SOLE
N/A
5400
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
139
1750
SH
SOLE
N/A
1750
0
0
EVEREST RE GROUP LTD
COM
G3223R108
218
1150
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SOLE
N/A
1150
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
8
28
SH
SOLE
N/A
28
0
0
ISHARES TR
U.S. ENERGY ETF
464287796
1
30
SH
SOLE
N/A
30
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
7
119
SH
SOLE
N/A
119
0
0
ISHARES
MSCI EURO FL ETF
464289180
1
70
SH
SOLE
N/A
70
0
0
* LINN ENERGY LLC UNIT LTD LIAB
IAB
536020100
0
4903
SH
SOLE
N/A
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0
0
ROYAL BK CDA MONTREAL QUE
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780087102
13
202
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SOLE
N/A
202
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
9
1000
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SOLE
N/A
1000
0
0
HCP INC
COM
40414L109
27
700
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SOLE
N/A
700
0
0
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80007P307
0
1115
SH
SOLE
N/A
1115
0
0
CURRENCYSHS BRIT POUND STER
BRIT POUND STE
23129S106
5
38
SH
SOLE
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0
0
TERRAVIA HLDGS INC
COM
88105A106
1
500
SH
SOLE
N/A
500
0
0
SHIRE PLC
SPONSORED ADR
82481R106
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42
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SOLE
N/A
42
0
0
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COM NEW
89366M201
2
1000
SH
SOLE
N/A
1000
0
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ISHARES TR
MSCI LW CRB TG
46434V464
5
50
SH
SOLE
N/A
50
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
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15
293
SH
SOLE
N/A
293
0
0
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535782106
0
112
SH
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N/A
112
0
0
BPZ RESOURCES INC MTNF 6.500% 3/0 ADDED
DED
055ESC107
1
20000
SH
SOLE
N/A
20000
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
798
24360
SH
SOLE
N/A
24360
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
1
5
SH
SOLE
N/A
5
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
5
118
SH
SOLE
N/A
118
0
0
INTREXON CORP
COM
46122T102
1
50
SH
SOLE
N/A
50
0
0
APPLIED MATLS INC
COM
038222105
160
5300
SH
SOLE
N/A
5300
0
0
CME GROUP INC
COM
12572Q105
157
1500
SH
SOLE
N/A
1500
0
0
CONTINENTAL RESOURCES INC
COM
212015101
213
4100
SH
SOLE
N/A
4100
0
0
KOHLS CORP
COM
500255104
162
3700
SH
SOLE
N/A
3700
0
0
MACYS INC
COM
55616P104
167
4500
SH
SOLE
N/A
4500
0
0
T MOBILE US INC
COM
872590104
159
3400
SH
SOLE
N/A
3400
0
0
UNITED CONTL HLDGS INC
COM
910047109
115
2200
SH
SOLE
N/A
2200
0
0
NIELSEN HLDGS PLC
SHS EUR
G6518L108
80
1500
SH
SOLE
N/A
1500
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
4
101
SH
SOLE
N/A
101
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
2
33
SH
SOLE
N/A
33
0
0
PNC FINL SVCS GROUP INC
COM
693475105
2
25
SH
SOLE
N/A
25
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
1
100
SH
SOLE
N/A
100
0
0
MANULIFE FINL CORP
COM
56501R106
5
388
SH
SOLE
N/A
388
0
0
CONE MIDSTREAM PARTNERS LP
COM UNIT REPST
206812109
58
3200
SH
SOLE
N/A
3200
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
84
6100
SH
SOLE
N/A
6100
0
0
TWILIO INC
CL A
90138F102
45
700
SH
SOLE
N/A
700
0
0
WYNN RESORTS LTD
COM
983134107
49
500
SH
SOLE
N/A
500
0
0
CARDINAL HEALTH INC
COM
14149Y108
1
16
SH
SOLE
N/A
16
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
7
164
SH
SOLE
N/A
164
0
0
SANDERSON FARMS INC
COM
800013104
37
389
SH
SOLE
N/A
389
0
0
BARCLAYS BANK PLC
ETN DJUBS GRNS37
06739H305
43
1540
SH
SOLE
N/A
1540
0
0
CREDIT SUISSE NASSAU BRH
VS 3XLNGNATGAS
22542D530
18
3000
SH
SOLE
N/A
3000
0
0
TIMKEN CO
COM
887389104
7
200
SH
SOLE
N/A
200
0
0
VANECK VECTORS ETF TR
AMT FREE LONG MU
92189F536
249
11975
SH
SOLE
N/A
11975
0
0
FORTIVE CORP
COM
34959J108
0
3
SH
SOLE
N/A
3
0
0
GLOBAL X FDS
GBL X MSCI NGR
37950E424
7
1500
SH
SOLE
N/A
1500
0
0
ROCKET FUEL INC
COM
773111109
1
500
SH
SOLE
N/A
500
0
0
SOLARCITY CORP
NOTE 2.750%11/0
83416TAA8
14
17000
SH
SOLE
N/A
17000
0
0
CAVIUM INC
COM
14964U108
0
5
SH
SOLE
N/A
5
0
0