CHIEF COMPLIANCE OFFICER

0001585859-20-000002.txt : 20201112 0001585859-20-000002.hdr.sgml : 20201112 20201112082854 ACCESSION NUMBER: 0001585859-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Miracle Mile Advisors, LLC CENTRAL INDEX KEY: 0001585859 IRS NUMBER: 208196553 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15852 FILM NUMBER: 201303605 BUSINESS ADDRESS: STREET 1: 11300 WEST OLYMPIC BLVD, SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90064 BUSINESS PHONE: 310-246-1243 MAIL ADDRESS: STREET 1: 11300 WEST OLYMPIC BLVD, SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90064 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001585859 XXXXXXXX 09-30-2020 09-30-2020 Miracle Mile Advisors, LLC

11300 WEST OLYMPIC BLVD, SUITE 800 LOS ANGELES CA 90064

13F HOLDINGS REPORT 028-15852 N Marla Wooton CHIEF COMPLIANCE OFFICER (310) 246-1243 Marla Wooton Los Angeles CA 11-12-2020 0 349 1432096 false INFORMATION TABLE 2 13F_MMA_20200930.xml TESLA INC Derivative 88160R951 2145 5000 SH Put SOLE 0 0 5000 3M CO COM Stock 88579Y101 250 1564 SH SOLE 0 0 1563 ABBOTT LABS COM Stock 002824100 573 5266 SH SOLE 0 0 5265 ABBVIE INC COM Stock 00287Y109 432 4929 SH SOLE 0 0 4929 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 2708 11987 SH SOLE 0 0 11987 ACTIVISION BLIZZARD INC COM Stock 00507V109 336 4150 SH SOLE 0 0 4150 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 218 445 SH SOLE 0 0 445 AIR PRODS & CHEMS INC COM Stock 009158106 427 1432 SH SOLE 0 0 1432 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 3298 11219 SH SOLE 0 0 11219 ALPHABET INC CAP STK CL A Stock 02079K305 4233 2888 SH SOLE 0 0 2888 ALPHABET INC CAP STK CL C Stock 02079K107 7477 5088 SH SOLE 0 0 5088 AMAZON COM INC COM Stock 023135106 23335 7411 SH SOLE 0 0 7411 AMERICAN AIRLS GROUP INC COM Stock 02376R102 142 11554 SH SOLE 0 0 11554 AMERICAN TOWER CORP NEW COM REIT 03027X100 438 1814 SH SOLE 0 0 1814 AMERICAN WTR WKS CO INC NEW COM Stock 030420103 265 1827 SH SOLE 0 0 1827 AMETEK INC COM Stock 031100100 535 5385 SH SOLE 0 0 5385 AMGEN INC COM Stock 031162100 215 844 SH SOLE 0 0 844 ANALOG DEVICES INC COM Stock 032654105 369 3161 SH SOLE 0 0 3161 ANNALY CAPITAL MANAGEMENT INC COM REIT 035710409 86 12030 SH SOLE 0 0 12030 ANTHEM INC COM Stock 036752103 6327 23555 SH SOLE 0 0 23555 APARTMENT INVT & MGMT CO CL A REIT 03748R754 243 7198 SH SOLE 0 0 7198 APPLE INC COM Stock 037833100 37699 290554 SH SOLE 0 0 290554 ARES CAPITAL CORP COM CEF 04010L103 523 37462 SH SOLE 0 0 37462 ARES DYNAMIC CR ALLOCATION FD COM CEF 04014F102 317 25000 SH SOLE 0 0 25000 ASPEN TECHNOLOGY INC COM Stock 045327103 942 7440 SH SOLE 0 0 7440 AT&T INC COM Stock 00206R102 428 15020 SH SOLE 0 0 15020 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 349 2502 SH SOLE 0 0 2502 AXON 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099502106 8579 103389 SH SOLE 0 0 103389 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 327 5426 SH SOLE 0 0 5426 BROADCOM INC COM Stock 11135F101 855 2348 SH SOLE 0 0 2348 CBRE CLARION GLOBAL REAL ESTAT COM CEF 12504G100 67 11225 SH SOLE 0 0 11225 CENTENE CORP DEL COM Stock 15135B101 4356 74677 SH SOLE 0 0 74677 CF INDS HLDGS INC COM Stock 125269100 1161 37811 SH SOLE 0 0 37811 CHEMED CORP NEW COM Stock 16359R103 3395 7067 SH SOLE 0 0 7066 CHEVRON CORP NEW COM Stock 166764100 1429 19852 SH SOLE 0 0 19852 CHROMADEX CORP COM NEW Stock 171077407 124 31000 SH SOLE 0 0 31000 CIRRUS LOGIC INC COM Stock 172755100 2505 37136 SH SOLE 0 0 37136 CISCO SYS INC COM Stock 17275R102 513 13018 SH SOLE 0 0 13018 CITIGROUP INC COM NEW Stock 172967424 2361 54769 SH SOLE 0 0 54768 COCA COLA CO COM Stock 191216100 211 4282 SH SOLE 0 0 4282 COGENT COMMUNICATIONS HLDGS IN COM NEW Stock 19239V302 366 6090 SH SOLE 0 0 6090 COHEN & STEERS INFRASTRUCTURE COM CEF 19248A109 1730 77844 SH SOLE 0 0 77844 COHEN & STEERS MLP & ENGY OPP COM SHS CEF 19249B106 55 36200 SH SOLE 0 0 36200 COHEN & STEERS QUALITY INCOME COM CEF 19247L106 2578 232056 SH SOLE 0 0 232056 COHEN & STEERS SELECT PFD & IN COM CEF 19248Y107 255 9600 SH SOLE 0 0 9600 COHEN & STEERS TOTAL RETURN FD COM CEF 19247R103 292 24500 SH SOLE 0 0 24500 COLGATE PALMOLIVE CO COM Stock 194162103 1884 24425 SH SOLE 0 0 24424 COMCAST CORP NEW CL A Stock 20030N101 200 4317 SH SOLE 0 0 4317 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 587 9885 SH SOLE 0 0 9885 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 388 2642 SH SOLE 0 0 2642 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 296 4676 SH SOLE 0 0 4676 COSTCO WHSL CORP NEW COM Stock 22160K105 6199 17462 SH SOLE 0 0 17462 CRANE CO COM Stock 224399105 692 13809 SH SOLE 0 0 13809 CUMMINS INC COM Stock 231021106 3260 15440 SH SOLE 0 0 15440 CVS HEALTH CORP COM Stock 126650100 863 14777 SH SOLE 0 0 14776 CYMABAY THERAPEUTICS INC COM Stock 23257D103 89 25000 SH SOLE 0 0 25000 D R HORTON INC COM Stock 23331A109 3816 50451 SH SOLE 0 0 50450 DEERE & CO COM Stock 244199105 878 3960 SH SOLE 0 0 3960 DIREXION DAILY FINANCIAL BULL 3X SHARES ETF 25459Y694 413 12200 SH SOLE 0 0 12200 DISNEY WALT CO COM DISNEY Stock 254687106 1301 10484 SH SOLE 0 0 10484 DUNKIN BRANDS GROUP INC COM Stock 265504100 1613 19698 SH SOLE 0 0 19698 EATON VANCE FLOATING RATE 2022 COM CEF 27831H100 441 49895 SH SOLE 0 0 49895 EATON VANCE TAX-MANAGED DIVERS COM CEF 27828N102 176 16122 SH SOLE 0 0 16122 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 579 7248 SH SOLE 0 0 7248 ENERGY TRANSFER LP COM UT LTD PTN Stock 29273V100 114 21080 SH SOLE 0 0 21080 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 633 40114 SH SOLE 0 0 40114 EVERSOURCE ENERGY COM Stock 30040W108 230 2755 SH SOLE 0 0 2755 EXLSERVICE HOLDINGS INC COM Stock 302081104 299 4530 SH SOLE 0 0 4530 FACEBOOK INC CL A Stock 30303M102 7621 29099 SH SOLE 0 0 29099 FACTSET RESH SYS INC COM Stock 303075105 335 1000 SH SOLE 0 0 1000 FARFETCH LTD ORD SH CL A Stock 30744W107 618 24580 SH SOLE 0 0 24580 FEDEX CORP COM Stock 31428X106 306 1216 SH SOLE 0 0 1216 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 20364 846258 SH SOLE 0 0 846257 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 580 9161 SH SOLE 0 0 9161 FIRST TRUST DOW JONES INTERNET INDEX FUND ETF 33733E302 318 1690 SH SOLE 0 0 1690 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 22811 441398 SH SOLE 0 0 441398 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND ETF 33738R118 212 4841 SH SOLE 0 0 4841 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 28874 1506242 SH SOLE 0 0 1506242 GENERAL DYNAMICS CORP COM Stock 369550108 334 2416 SH SOLE 0 0 2416 GENERAL ELECTRIC CO COM Stock 369604103 162 25999 SH SOLE 0 0 25999 GENTEX CORP COM Stock 371901109 3523 136830 SH SOLE 0 0 136829 GILEAD SCIENCES INC COM Stock 375558103 474 7501 SH SOLE 0 0 7500 GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE THEMATIC ETF ETF 37954Y715 251 9000 SH SOLE 0 0 9000 GLOBAL X U.S. PREFERRED ETF ETF 37954Y657 2809 113461 SH SOLE 0 0 113460 GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF ETF 381430529 4625 46056 SH SOLE 0 0 46056 GUGGENHEIM TAXABLE MUN MANAGED COM CEF 401664107 1819 77175 SH SOLE 0 0 77175 HALLIBURTON CO COM Stock 406216101 129 10721 SH SOLE 0 0 10721 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 16417 155722 SH SOLE 0 0 155722 HENRY JACK & ASSOC INC COM Stock 426281101 3154 19397 SH SOLE 0 0 19397 HOME DEPOT INC COM Stock 437076102 6337 22819 SH SOLE 0 0 22819 HONEYWELL INTL INC COM Stock 438516106 266 1617 SH SOLE 0 0 1616 HUNTINGTON INGALLS INDS INC COM Stock 446413106 1640 11649 SH SOLE 0 0 11649 ILLINOIS TOOL WKS INC COM Stock 452308109 631 3263 SH SOLE 0 0 3263 IMEDIA BRANDS INC COM CL A Stock 452465206 82 14097 SH SOLE 0 0 14097 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 975 12644 SH SOLE 0 0 12644 INTEL CORP COM Stock 458140100 961 18552 SH SOLE 0 0 18552 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 1157 9507 SH SOLE 0 0 9507 INTUIT COM Stock 461202103 254 778 SH SOLE 0 0 778 INVESCO CALIFORNIA AMT-FREE MUNICIPAL BOND ETF ETF 46138E206 2934 106281 SH SOLE 0 0 106281 INVESCO QQQ TRUST ETF 46090E103 65920 237264 SH SOLE 0 0 237264 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 2807 25963 SH SOLE 0 0 25963 INVESCO S&P GLOBAL WATER INDEX ETF ETF 46138E263 310 7500 SH SOLE 0 0 7500 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 2452 73857 SH SOLE 0 0 73857 Invesco Senior Loan ETF ETF 46138G508 33367 1534840 SH SOLE 0 0 1534840 INVESCO ULTRA SHORT DURATION ETF ETF 46090A887 9428 186617 SH SOLE 0 0 186617 INVESCO WATER RESOURCES ETF ETF 46137V142 807 20349 SH SOLE 0 0 20349 IPG PHOTONICS CORP COM Stock 44980X109 445 2646 SH SOLE 0 0 2646 ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 464288646 5532 100743 SH SOLE 0 0 100743 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 464288638 1781 29290 SH SOLE 0 0 29289 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 22734 186615 SH SOLE 0 0 186614 ISHARES CALIFORNIA MUNI BOND ETF ETF 464288356 33017 529190 SH SOLE 0 0 529190 ISHARES CORE MSCI EAFE ETF ETF 46432F842 26543 440332 SH SOLE 0 0 440332 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 17570 332865 SH SOLE 0 0 332864 ISHARES CORE MSCI EUROPE ETF ETF 46434V738 726 16184 SH SOLE 0 0 16184 ISHARES CORE S&P 500 ETF ETF 464287200 13148 39123 SH SOLE 0 0 39123 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 258 2186 SH SOLE 0 0 2186 ISHARES ESG AWARE 1-5 YEAR USD CORPORATE BOND ETF ETF 46435G243 876 33540 SH SOLE 0 0 33540 ISHARES ESG AWARE MSCI USA ETF ETF 46435G425 1200 15743 SH SOLE 0 0 15743 ISHARES ESG AWARE USD CORPORATE BOND ETF ETF 46435G193 1142 41189 SH SOLE 0 0 41189 ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF ETF 464287515 559 1798 SH SOLE 0 0 1798 ISHARES GLOBAL HEALTHCARE ETF ETF 464287325 274 3840 SH SOLE 0 0 3840 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 2436 29029 SH SOLE 0 0 29028 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 7542 55987 SH SOLE 0 0 55986 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 340 13635 SH SOLE 0 0 13635 ISHARES LIQUIDITY INCOME ETF ETF 46434V878 40202 794973 SH SOLE 0 0 794973 ISHARES MBS ETF ETF 464288588 18372 166410 SH SOLE 0 0 166409 ISHARES MSCI ACWI LOW CARBON TARGET ETF ETF 46434V464 500 3818 SH SOLE 0 0 3818 ISHARES MSCI CANADA ETF ETF 464286509 525 19142 SH SOLE 0 0 19142 ISHARES MSCI EAFE ETF ETF 464287465 13235 207933 SH SOLE 0 0 207933 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 26824 393711 SH SOLE 0 0 393711 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 5086 86222 SH SOLE 0 0 86222 ISHARES MSCI EAFE VALUE ETF ETF 464288877 315 7784 SH SOLE 0 0 7784 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 3702 83955 SH SOLE 0 0 83955 ISHARES MSCI INDIA INDEX FUND ETF 46429B598 311 9174 SH SOLE 0 0 9174 ISHARES MSCI JAPAN ETF ETF 46434G822 569 9586 SH SOLE 0 0 9586 ISHARES MSCI KLD 400 SOCIAL ETF ETF 464288570 843 6588 SH SOLE 0 0 6588 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 526 3575 SH SOLE 0 0 3575 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 1510 14559 SH SOLE 0 0 14558 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 16207 139799 SH SOLE 0 0 139799 ISHARES NEW YORK MUNI BOND ETF ETF 464288323 238 4148 SH SOLE 0 0 4147 ISHARES PREFERRED AND INCOME SECURITIES ETF ETF 464288687 3834 105192 SH SOLE 0 0 105192 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 767 3536 SH SOLE 0 0 3536 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 734 6211 SH SOLE 0 0 6211 ISHARES RUSSELL 2000 ETF ETF 464287655 815 5444 SH SOLE 0 0 5443 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 209 2107 SH SOLE 0 0 2106 ISHARES RUSSELL MID-CAP ETF ETF 464287499 8983 156563 SH SOLE 0 0 156562 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 705 4079 SH SOLE 0 0 4078 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 856 10594 SH SOLE 0 0 10593 ISHARES S&P 500 GROWTH ETF ETF 464287309 55611 240687 SH SOLE 0 0 240687 ISHARES S&P 500 VALUE ETF ETF 464287408 17082 151980 SH SOLE 0 0 151979 ISHARES S&P MIDCAP FUND ETF 464287507 365 1967 SH SOLE 0 0 1967 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 1027 8386 SH SOLE 0 0 8385 ISHARES S&P SMALL-CAP FUND ETF 464287804 261 3718 SH SOLE 0 0 3718 ISHARES SELECT DIVIDEND ETF ETF 464287168 896 10986 SH SOLE 0 0 10986 ISHARES SHORT TREASURY BOND ETF ETF 464288679 26252 237144 SH SOLE 0 0 237143 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 16889 156236 SH SOLE 0 0 156236 ISHARES U.S. ENERGY ETF ETF 464287796 1512 94763 SH SOLE 0 0 94763 ISHARES U.S. TECHNOLOGY ETF ETF 464287721 312 1036 SH SOLE 0 0 1035 JOHN HANCOCK MULTIFACTOR LARGE CAP ETF ETF 47804J107 2030 48600 SH SOLE 0 0 48600 JOHN HANCOCK MULTIFACTOR MID CAP ETF ETF 47804J206 552 14681 SH SOLE 0 0 14681 JOHNSON & JOHNSON COM Stock 478160104 6423 43143 SH SOLE 0 0 43143 JOYY INC ADS REPSTG COM A ADR 46591M109 613 7600 SH SOLE 0 0 7600 JPMORGAN CHASE & CO COM Stock 46625H100 6427 66761 SH SOLE 0 0 66760 KANSAS CITY SOUTHERN COM NEW Stock 485170302 216 1194 SH SOLE 0 0 1194 KLA CORP COM NEW Stock 482480100 1403 7242 SH SOLE 0 0 7242 KRANESHARES CSI CHINA INTERNET ETF ETF 500767306 1391 20402 SH SOLE 0 0 20402 LILLY ELI & CO COM Stock 532457108 2679 18096 SH SOLE 0 0 18096 LINDE PLC SHS Stock G5494J103 745 3129 SH SOLE 0 0 3129 LOWES COS INC COM Stock 548661107 536 3234 SH SOLE 0 0 3234 LULULEMON ATHLETICA INC COM Stock 550021109 322 983 SH SOLE 0 0 983 LYFT INC CL A COM Stock 55087P104 288 10462 SH SOLE 0 0 10462 MANHATTAN BRDG CAP INC COM REIT 562803106 187 187440 SH SOLE 0 0 187439 MASTERCARD INCORPORATED CL A Stock 57636Q104 1547 4574 SH SOLE 0 0 4574 MCDONALDS CORP COM Stock 580135101 7394 33686 SH SOLE 0 0 33686 MCKESSON CORP COM Stock 58155Q103 559 3752 SH SOLE 0 0 3752 MEDICAL PPTYS TRUST INC COM REIT 58463J304 600 34025 SH SOLE 0 0 34025 MEDTRONIC PLC SHS Stock G5960L103 3997 38458 SH SOLE 0 0 38458 MERCK & CO. 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