0001104659-20-118284.txt : 20201026
0001104659-20-118284.hdr.sgml : 20201026
20201026203023
ACCESSION NUMBER: 0001104659-20-118284
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201023
FILED AS OF DATE: 20201026
DATE AS OF CHANGE: 20201026
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rodriguez Julio C.
CENTRAL INDEX KEY: 0001585843
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38821
FILM NUMBER: 201261824
MAIL ADDRESS:
STREET 1: 315 CHELSEY CT.
CITY: ALPHARETTA
STATE: GA
ZIP: 30004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lordstown Motors Corp.
CENTRAL INDEX KEY: 0001759546
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 832533239
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2300 HALLOCK YOUNG ROAD
CITY: LORDSTOWN
STATE: OH
ZIP: 44481
BUSINESS PHONE: 234-285-4001
MAIL ADDRESS:
STREET 1: 2300 HALLOCK YOUNG ROAD
CITY: LORDSTOWN
STATE: OH
ZIP: 44481
FORMER COMPANY:
FORMER CONFORMED NAME: DiamondPeak Holdings Corp.
DATE OF NAME CHANGE: 20181120
4
1
a4.xml
4
X0306
4
2020-10-23
0
0001759546
Lordstown Motors Corp.
RIDE
0001585843
Rodriguez Julio C.
C/O LORDSTOWN MOTORS CORP.
2300 HALLOCK YOUNG ROAD
LORDSTOWN
OH
44481
0
1
0
0
Chief Financial Officer
Class A Common Stock
2020-10-23
4
A
0
28228
A
28228
D
Class A Common Stock
2020-10-23
4
A
0
15152
A
43380
D
Incentive Stock Options (Right to Buy)
1.79
2020-10-23
4
A
0
167645
A
2029-11-01
Class A Common Stock
167645
167645
D
Non-Qualified Stock Options (Right to Buy)
1.79
2020-10-23
4
A
0
616444
A
2029-11-01
Class A Common Stock
616444
616444
D
The shares were acquired pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer.
The shares were acquired due to the automatic conversion of convertible promissory notes issued by Legacy Lordstown pursuant to the Merger Agreement.
The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 55,882 options are fully vested and exercisable. 55,882 options vest on November 21, 2020, and 55,881 options vest on November 21, 2021.
The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.
/s/ Thomas V. Canepa, Attorney-in-Fact
2020-10-26