0001104659-20-118284.txt : 20201026 0001104659-20-118284.hdr.sgml : 20201026 20201026203023 ACCESSION NUMBER: 0001104659-20-118284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201023 FILED AS OF DATE: 20201026 DATE AS OF CHANGE: 20201026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rodriguez Julio C. CENTRAL INDEX KEY: 0001585843 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38821 FILM NUMBER: 201261824 MAIL ADDRESS: STREET 1: 315 CHELSEY CT. CITY: ALPHARETTA STATE: GA ZIP: 30004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lordstown Motors Corp. CENTRAL INDEX KEY: 0001759546 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 832533239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 HALLOCK YOUNG ROAD CITY: LORDSTOWN STATE: OH ZIP: 44481 BUSINESS PHONE: 234-285-4001 MAIL ADDRESS: STREET 1: 2300 HALLOCK YOUNG ROAD CITY: LORDSTOWN STATE: OH ZIP: 44481 FORMER COMPANY: FORMER CONFORMED NAME: DiamondPeak Holdings Corp. DATE OF NAME CHANGE: 20181120 4 1 a4.xml 4 X0306 4 2020-10-23 0 0001759546 Lordstown Motors Corp. RIDE 0001585843 Rodriguez Julio C. C/O LORDSTOWN MOTORS CORP. 2300 HALLOCK YOUNG ROAD LORDSTOWN OH 44481 0 1 0 0 Chief Financial Officer Class A Common Stock 2020-10-23 4 A 0 28228 A 28228 D Class A Common Stock 2020-10-23 4 A 0 15152 A 43380 D Incentive Stock Options (Right to Buy) 1.79 2020-10-23 4 A 0 167645 A 2029-11-01 Class A Common Stock 167645 167645 D Non-Qualified Stock Options (Right to Buy) 1.79 2020-10-23 4 A 0 616444 A 2029-11-01 Class A Common Stock 616444 616444 D The shares were acquired pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. The shares were acquired due to the automatic conversion of convertible promissory notes issued by Legacy Lordstown pursuant to the Merger Agreement. The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 55,882 options are fully vested and exercisable. 55,882 options vest on November 21, 2020, and 55,881 options vest on November 21, 2021. The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021. /s/ Thomas V. Canepa, Attorney-in-Fact 2020-10-26