0000947871-20-000837.txt : 20201030 0000947871-20-000837.hdr.sgml : 20201030 20201030162858 ACCESSION NUMBER: 0000947871-20-000837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201030 FILED AS OF DATE: 20201030 DATE AS OF CHANGE: 20201030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Slattery Michael K CENTRAL INDEX KEY: 0001657823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37904 FILM NUMBER: 201277718 MAIL ADDRESS: STREET 1: 90 FORT WADE ROAD CITY: PONTE VEDRA STATE: FL ZIP: 32081 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Disposal Services, Inc. CENTRAL INDEX KEY: 0001585790 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 900875845 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 FORT WADE ROAD - SUITE 200 CITY: PONTE VEDRA STATE: FL ZIP: 32081 BUSINESS PHONE: 904-737-7900 MAIL ADDRESS: STREET 1: 90 FORT WADE ROAD - SUITE 200 CITY: PONTE VEDRA STATE: FL ZIP: 32081 FORMER COMPANY: FORMER CONFORMED NAME: ADS Waste Holdings, Inc. DATE OF NAME CHANGE: 20130904 4 1 ownership.xml X0306 4 2020-10-30 1 0001585790 Advanced Disposal Services, Inc. ADSW 0001657823 Slattery Michael K C/O ADVANCED DISPOSAL SERVICES, INC., 90 FORT WADE ROAD PONTE VEDRA FL 32081 0 1 0 0 Senior VP, Gen Coun, Secretary Common Stock 2020-10-30 4 A 0 13512 A 80806 D Common Stock 2020-10-30 4 D 0 80806 30.30 D 0 D Employee Stock Option (right to buy) 18.80 2020-10-30 4 D 0 5184 D 2025-03-04 Common Stock 5184 0 D Employee Stock Option (right to buy) 18.80 2020-10-30 4 D 0 37013 D 2025-03-04 Common Stock 37013 0 D Employee Stock Option (right to buy) 24.28 2020-10-30 4 D 0 12163 D 2026-06-24 Common Stock 12163 0 D Employee Stock Option (right to buy) 22.00 2020-10-30 4 D 0 24326 D 2027-02-27 Common Stock 24326 0 D Employee Stock Option (right to buy) 22.16 2020-10-30 4 D 0 22826 D 2028-02-26 Common Stock 22826 0 D Employee Stock Option (right to buy) 26.69 2020-10-30 4 D 0 20747 D 2029-02-25 Common Stock 20747 0 D Shares of Common Stock subject to performance share unit awards that were granted in each of 2018 and 2019 and were accelerated and deemed earned at target for each performance period pursuant to the Agreement and Plan of Merger, entered into on April 14, 2019, by and among the Issuer, Waste Management, Inc. and Everglades Merger Sub Inc. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on April 15, 2019), as amended by that certain Amendment No. 1, dated as of June 24, 2020 (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on June 24, 2020) (as amended by Amendment No. 1, the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30. Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option. /s/ Jeffrey Everett, Attorney-in-Fact for Michael K. Slattery 2020-10-30