0000947871-20-000835.txt : 20201030
0000947871-20-000835.hdr.sgml : 20201030
20201030162005
ACCESSION NUMBER: 0000947871-20-000835
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201030
FILED AS OF DATE: 20201030
DATE AS OF CHANGE: 20201030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burke Richard L. Jr.
CENTRAL INDEX KEY: 0001657563
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37904
FILM NUMBER: 201277630
MAIL ADDRESS:
STREET 1: 90 FORT WADE ROAD
CITY: PONTE VEDRA
STATE: FL
ZIP: 32081
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advanced Disposal Services, Inc.
CENTRAL INDEX KEY: 0001585790
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 900875845
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 90 FORT WADE ROAD - SUITE 200
CITY: PONTE VEDRA
STATE: FL
ZIP: 32081
BUSINESS PHONE: 904-737-7900
MAIL ADDRESS:
STREET 1: 90 FORT WADE ROAD - SUITE 200
CITY: PONTE VEDRA
STATE: FL
ZIP: 32081
FORMER COMPANY:
FORMER CONFORMED NAME: ADS Waste Holdings, Inc.
DATE OF NAME CHANGE: 20130904
4
1
ownership.xml
X0306
4
2020-10-30
1
0001585790
Advanced Disposal Services, Inc.
ADSW
0001657563
Burke Richard L. Jr.
C/O ADVANCED DISPOSAL SERVICES, INC.,
90 FORT WADE ROAD
PONTE VEDRA
FL
32081
1
1
0
0
Chief Exec. Officer & Director
Common Stock
2020-10-30
4
A
0
54262
A
323977
D
Common Stock
2020-10-30
4
D
0
323977
30.30
D
0
D
Employee Stock Option (right to buy)
17.70
2020-10-30
4
D
0
429203
D
2022-11-20
Common Stock
429203
0
D
Employee Stock Option (right to buy)
17.70
2020-10-30
4
D
0
978
D
2023-04-25
Common Stock
978
0
D
Employee Stock Option (right to buy)
24.28
2020-10-30
4
D
0
45980
D
2026-06-24
Common Stock
45980
0
D
Employee Stock Option (right to buy)
18.00
2020-10-30
4
D
0
169205
D
2026-10-12
Common Stock
169205
0
D
Employee Stock Option (right to buy)
22.00
2020-10-30
4
D
0
96153
D
2027-02-27
Common Stock
96153
0
D
Employee Stock Option (right to buy)
23.30
2020-10-30
4
D
0
118217
D
2027-03-15
Common Stock
118217
0
D
Employee Stock Option (right to buy)
22.16
2020-10-30
4
D
0
86956
D
2028-02-26
Common Stock
86956
0
D
Employee Stock Option (right to buy)
26.69
2020-10-30
4
D
0
88174
D
2029-02-25
Common Stock
88174
0
D
Shares of Common Stock subject to performance share unit awards that were granted in each of 2018 and 2019 and were accelerated and deemed earned at target for each performance period pursuant to the Agreement and Plan of Merger, entered into on April 14, 2019, by and among the Issuer, Waste Management, Inc. and Everglades Merger Sub Inc. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on April 15, 2019), as amended by that certain Amendment No. 1, dated as of June 24, 2020 (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on June 24, 2020) (as amended by Amendment No. 1, the "Merger Agreement").
Pursuant to the Merger Agreement, at the effective time of the merger: each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (a) the number of shares of Common Stock held by the Reporting Person at such time and (b) $30.30.
Pursuant to the Merger Agreement, at the effective time of the merger: (a) each unvested restricted share unit award and performance share unit award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares of Common Stock subject to such restricted share unit award or performance share unit award and (ii) $30.30; and (b) each outstanding stock option with an exercise price per share that is less than $30.30, whether or not vested, became fully vested and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the excess of $30.30 over the per-share exercise price of such stock option and (ii) the number of shares of Common Stock issuable upon exercise of such stock option.
/s/ Jeffrey Everett, Attorney-in-Fact for Richard L. Burke Jr.
2020-10-30