0001781345-23-000002.txt : 20230306
0001781345-23-000002.hdr.sgml : 20230306
20230306174107
ACCESSION NUMBER: 0001781345-23-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230302
FILED AS OF DATE: 20230306
DATE AS OF CHANGE: 20230306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Look Nicholas
CENTRAL INDEX KEY: 0001781345
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55617
FILM NUMBER: 23710176
MAIL ADDRESS:
STREET 1: 10 TERRACE ROAD
CITY: LADERA RANCH
STATE: CA
ZIP: 92694
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SmartStop Self Storage REIT, Inc.
CENTRAL INDEX KEY: 0001585389
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 461722812
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 TERRACE ROAD
CITY: LADERA RANCH
STATE: CA
ZIP: 92694
BUSINESS PHONE: 949 429 6600
MAIL ADDRESS:
STREET 1: 10 TERRACE ROAD
CITY: LADERA RANCH
STATE: CA
ZIP: 92694
FORMER COMPANY:
FORMER CONFORMED NAME: Strategic Storage Trust II, Inc.
DATE OF NAME CHANGE: 20130828
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2023-03-02
0
0001585389
SmartStop Self Storage REIT, Inc.
n/a
0001781345
Look Nicholas
10 TERRACE ROAD
LADERA RANCH
CA
92694
0
1
0
0
General Counsel and Secretary
Class A Common Stock
4690.43
D
Long-Term Incentive Plan Units
0
Class A Common Stock
28118.95
28118.95
D
Long-Term Incentive Plan Units
0
2023-03-02
4
A
0
2750.3
0
A
Class A Common Stock
2750.3
21553.63
D
Class A-1 Units
0
Class A Common Stock
49506
49506
D
Represents 4,690.43 shares of restricted stock previously reported as being owned by the Reporting Person.
Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
Represents 28,118.95 LTIP Units previously reported as being owned by the Reporting Person. The LTIP Units vest ratably over a four-year period commencing on December 31 of the year of grant, subject to the Reporting Person's continued employment or service through each vesting date.
Represents LTIP Units previously reported as being owned by the Reporting Person, which LTIP Units were subject to vesting based on the achievement of specified performance measures. The actual number of LTIP Units to be issued upon vesting could range from 0% to 100% of the number of LTIP Units reported based on the actual performance measure achieved. On March 2, 2023, the Compensation Committee of the Issuer's Board of Directors determined that a performance measure had been achieved such that 100% of the number of LTIP Units previously reported should vest. Accordingly, on March 2, 2023, 2,750.3 LTIP Units previously reported as being owned by the Reporting Person vested.
Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Class A-1 Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
Represents 49,506 Class A-1 Units previously reported as being owned by the Reporting Person.
/s/ Nicholas M. Look
2023-03-06