0001179706-19-000165.txt : 20191212 0001179706-19-000165.hdr.sgml : 20191212 20191212185648 ACCESSION NUMBER: 0001179706-19-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191210 FILED AS OF DATE: 20191212 DATE AS OF CHANGE: 20191212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karros Kirt P CENTRAL INDEX KEY: 0001584883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 191282974 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DR. SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-10 0001645590 Hewlett Packard Enterprise Co HPE 0001584883 Karros Kirt P C/O HEWLETT PACKARD ENTERPRISE COMPANY 6280 AMERICA CENTER DRIVE SAN JOSE CA 95002 0 1 0 0 SVP, Finance & Treasurer Common Stock 2019-12-10 4 M 0 14148 15.84 A 33023 D Common Stock 2019-12-10 4 F 0 4893 15.84 D 28130 D Common Stock 2019-12-11 4 S 0 18875 16.00 D 9255 D Common Stock 2019-12-12 4 S 0 9255 16.00 D 0 D Restricted Stock Units 2019-12-10 4 M 0 14148 D Common Stock 14148 28294 D Restricted Stock Units 2019-12-10 4 A 0 41035 A Common Stock 41035 41035 D The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/09/19. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 421 vested dividend equivalent rights and a de minimus adjustment of 0.6761 due to fractional rounding of the dividend equivalent rights. On 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which will vest on each of 12/10/20 and 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Derek Windham as Attorney-in-Fact for Kirt P. Karros 2019-12-12