0000015847-13-000011.txt : 20130621 0000015847-13-000011.hdr.sgml : 20130621 20130621115350 ACCESSION NUMBER: 0000015847-13-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130621 FILED AS OF DATE: 20130621 DATE AS OF CHANGE: 20130621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BUTLER NATIONAL CORP CENTRAL INDEX KEY: 0000015847 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 410834293 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 19920 W 161ST ST CITY: OLATHE STATE: KS ZIP: 66062 BUSINESS PHONE: 8167809595 MAIL ADDRESS: STREET 1: 19920 W 161ST ST CITY: OLATHE STATE: KS ZIP: 66062 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL CONNECTOR CORP DATE OF NAME CHANGE: 19701009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAGONER R WARREN CENTRAL INDEX KEY: 0001224591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01678 FILM NUMBER: 13926296 MAIL ADDRESS: STREET 1: 15733 SHANNAN LANE CITY: OLATHE STATE: KS ZIP: 66062 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-06-21 0 0000015847 BUTLER NATIONAL CORP buks 0001224591 WAGONER R WARREN 15733 SHANNAN LANE OLATHE KS 66062 1 1 0 0 Chairman of the Board BUTLER NATIONAL CORPORATION COMMON STOCK 2013-06-21 4 A 0 78947 0.19 A 374294 I By 401(K) BUTLER NATIONAL CORPORATION COMMON STOCK 70000 I By Spouse BUTLER NATIONAL CORPORATION COMMON STOCK 3572931 D Employee Stock Option (right to buy) 0.49 2015-12-31 Common Stock 130000 130000 D Employee Stock Option (right to buy) 0.49 2015-12-31 Common Stock 130000 130000 D Employee Stock Option (right to buy) 0.49 2015-12-31 Common Stock 130000 130000 D The option vests upon satisfaction, either simultaneously or separately, of both (a) the date being December 31, 2011 or later and (b) the close of the Company's common stock at a market price at or above $0.92 on any date between December 31, 2010 and December 31, 2015. The option vests upon satisfaction, either simultaneously or separately, of both (a) the date being December 31, 2012 or later and (b) the close of the Company's common stock at a market price at or above $1.41 on any date between December 31, 2010 and December 31, 2015. The option vests upon satisfaction, either simultaneously or separately, of both (a) the date being December 31, 2013 or later and (b) the close of the Company's common stock at a market price at or above $1.90 on any date between December 31, 2010 and December 31, 2015. /s/ R. Warren Wagoner 2013-06-21