0001420506-23-001475.txt : 20230811
0001420506-23-001475.hdr.sgml : 20230811
20230811104810
ACCESSION NUMBER: 0001420506-23-001475
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230811
DATE AS OF CHANGE: 20230811
EFFECTIVENESS DATE: 20230811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15952
FILM NUMBER: 231162083
BUSINESS ADDRESS:
STREET 1: 1555 POST ROAD EAST
STREET 2: SUITE 202
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 1555 POST ROAD EAST
STREET 2: SUITE 202
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER COMPANY:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0001584639
XXXXXXXX
06-30-2023
06-30-2023
false
Yakira Capital Management, Inc.
1555 Post Road East
Suite 202
Westport
CT
06880
13F HOLDINGS REPORT
028-15952
N
Nicholas Sabatini
CFO & CCO
(203) 341-0702
Nicholas Sabatini, CFO & CCO
Westport
CT
08-11-2023
0
365
377030473
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC. (6392)
A SPAC II ACQUISITION CORP
UNIT 10/15/2026
G0543H125
3458845
325000
SH
SOLE
325000
0
0
ABRDN GLOBAL DYNAMIC DIVIDEN
COM
00302M106
111170
11653
SH
SOLE
11653
0
0
ABRDN INCOME CREDIT STRATEGI
COM
003057106
566160
82772
SH
SOLE
82772
0
0
ABSOLUTE SOFTWARE CORP
COM
00386B109
435480
38000
SH
SOLE
38000
0
0
ACCRETION ACQUISITION CORP
*W EXP 03/01/202
00438Y115
10522
224827
SH
SOLE
224827
0
0
ACCRETION ACQUISITION CORP
RIGHT 03/01/2028
00438Y123
48811
449457
SH
SOLE
449457
0
0
ACE GLOBAL BUSINESS ACQU LTD
ORDINARY SHARES
G0083E102
1905700
170000
SH
SOLE
170000
0
0
ACE GLOBAL BUSINESS ACQU LTD
*W EXP 02/20/202
G0083E110
9537
170000
SH
SOLE
170000
0
0
ACRI CAPITAL ACQUISITION COR
COM CL A
00501A101
594585
54926
SH
SOLE
54926
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
345630
4100
SH
SOLE
4100
0
0
ADIT EDTECH ACQUISITION CORP
COMMON STOCK
007024102
4317086
408815
SH
SOLE
408815
0
0
ADIT EDTECH ACQUISITION CORP
*W EXP 99/99/999
007024110
9000
112500
SH
SOLE
112500
0
0
AEROJET ROCKETDYNE HLDGS INC
COM
007800105
4170778
76012
SH
SOLE
76012
0
0
AERWINS TECHNOLOGIES INC
*W EXP 02/03/202
00810J116
5203
138750
SH
SOLE
138750
0
0
AETHERIUM ACQUISITION CORP
*W EXP 12/21/202
00809J119
7219
353892
SH
SOLE
353892
0
0
AEVA TECHNOLOGIES INC
COM
00835Q103
25379
20303
SH
SOLE
20303
0
0
AEVA TECHNOLOGIES INC
*W EXP 03/12/202
00835Q111
6253
51595
SH
SOLE
51595
0
0
AFRICAN GOLD ACQUISITION COR
SHS CL A
G0112R108
1542677
146364
SH
SOLE
146364
0
0
AGILETHOUGHT INC
*W EXP 08/23/202
00857F118
5256
120000
SH
SOLE
120000
0
0
AIB ACQUISITION CORPORATION
CLASS A ORD
G0R45S109
601598
55498
SH
SOLE
55498
0
0
AIB ACQUISITION CORPORATION
RIGHT 10/31/2028
G0R45S117
48054
376600
SH
SOLE
376600
0
0
ALBERTSONS COS INC
COMMON STOCK
013091103
885892
40600
SH
SOLE
40600
0
0
ALCHEMY INVTS ACQUISITN CORP
UNIT 11/30/2027
G0232F117
512250
50000
SH
SOLE
50000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
247966
2975
SH
SOLE
2975
0
0
ALLIANCE ENTERTAINMENT HOLDI
*W EXP 02/11/202
01861F110
2350
50000
SH
SOLE
50000
0
0
ALPHA STAR ACQUISITION CORP
ORDINARY SHARES
G0230C108
7934234
739444
SH
SOLE
739444
0
0
ALPHA STAR ACQUISITION CORP
*W EXP 12/13/202
G0230C116
7468
739444
SH
SOLE
739444
0
0
ALPHA STAR ACQUISITION CORP
RIGHT 05/30/2023
G0230C132
55828
739444
SH
SOLE
739444
0
0
ALSET CAPITAL ACQUISITION CO
CLASS A COM
02115M109
3669750
350000
SH
SOLE
350000
0
0
ALSET CAPITAL ACQUISITION CO
*W EXP 01/31/202
02115M117
7000
174999
SH
SOLE
174999
0
0
ALSET CAPITAL ACQUISITION CO
RIGHT 01/31/2027
02115M125
110530
350000
SH
SOLE
350000
0
0
ALSP ORCHID ACQUISITION CORP
*W EXP 11/30/202
G0231L123
1735
54999
SH
SOLE
54999
0
0
ALTITUDE ACQUISITION CORP
*W EXP 11/30/202
02156Y111
1375
25000
SH
SOLE
25000
0
0
AMC ENTMT HLDGS INC
PUT
00165C954
440000
100000
SH
Put
SOLE
100000
0
0
AMERICAN ACQUISITION OPPT IN
*W EXP 05/28/202
02369M110
2669
94809
SH
SOLE
94809
0
0
ANDRETTI ACQUISITION CORP
UNIT 99/99/9999
G26735111
2662500
250000
SH
SOLE
250000
0
0
ANGHAMI INC
*W EXP 02/03/202
G0369L119
4619
133300
SH
SOLE
133300
0
0
AP ACQUISITION CORP
CL A ORD SHS
G04058106
1076000
100000
SH
SOLE
100000
0
0
AP ACQUISITION CORP
*W EXP 12/07/202
G04058114
2740
49999
SH
SOLE
49999
0
0
APEXIGEN INC
*W EXP 07/29/202
03759B110
2890
85000
SH
SOLE
85000
0
0
APOLLOMICS INC
*W EXP 04/01/202
G0411D115
29913
362364
SH
SOLE
362364
0
0
APPRECIATE HOLDINGS INC
*W EXP 11/29/202
03832J114
1802
60066
SH
SOLE
60066
0
0
ARCONIC CORPORATION
COM
03966V107
411162
13900
SH
SOLE
13900
0
0
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
1589317
53675
SH
SOLE
53675
0
0
ARLINGTON ASSET INVST CORP
CL A NEW
041356205
2276863
491763
SH
SOLE
491763
0
0
AROGO CAPITAL ACQUISITION CO
CLASS A COM
042644104
5801675
551490
SH
SOLE
551490
0
0
AROGO CAPITAL ACQUISITION CO
*W EXP 03/23/202
042644112
26749
581490
SH
SOLE
581490
0
0
ARROWROOT ACQUISITION CORP
*W EXP 03/02/202
04282M110
6406
27955
SH
SOLE
27955
0
0
AT&T INC
COM
00206R102
327900
20558
SH
SOLE
20558
0
0
ATLANTIC COASTAL ACQUISTN CO
*W EXP 03/02/202
048453112
565
24999
SH
SOLE
24999
0
0
ATLANTIC COASTAL AQSTN CORP
*W EXP 01/13/202
04845A116
1510
50000
SH
SOLE
50000
0
0
AURORA TECHNOLOGY ACQUISITIO
CLASS A ORD SHS
G06984119
2920500
275000
SH
SOLE
275000
0
0
AURORA TECHNOLOGY ACQUISITIO
*W EXP 01/27/202
G06984127
4583
325000
SH
SOLE
325000
0
0
AURORA TECHNOLOGY ACQUISITIO
RIGHT 01/27/2027
G06984135
41714
325000
SH
SOLE
325000
0
0
BANNIX ACQUISITION CORP
COM
066644105
2095000
200000
SH
SOLE
200000
0
0
BANNIX ACQUISITION CORP
*W EXP 07/31/202
066644113
12000
300000
SH
SOLE
300000
0
0
BANNIX ACQUISITION CORP
RIGHT 07/31/2026
066644121
47400
300000
SH
SOLE
300000
0
0
BENEFICIENT
*W EXP 06/07/202
08178Q119
35625
749999
SH
SOLE
749999
0
0
BETTER WORLD ACQUISITION COR
*W EXP 11/15/202
08772B112
935
58450
SH
SOLE
58450
0
0
BIGBEAR AI HLDGS INC
*W EXP 12/08/202
08975B117
7870
35772
SH
SOLE
35772
0
0
BIOPLUS ACQUISITION CORP
*W EXP 12/02/202
G11217125
6967
49999
SH
SOLE
49999
0
0
BITE ACQUISITION CORP
COMMON STOCK
09175K105
5427775
525438
SH
SOLE
525438
0
0
BITE ACQUISITION CORP
*W EXP 02/12/203
09175K113
14000
175000
SH
SOLE
175000
0
0
BLACK MOUNTAIN ACQ CORP
*W EXP 10/15/202
09216A116
22522
429802
SH
SOLE
429802
0
0
BLUE WORLD ACQUISITION CORP
CLASS A ORD SHS
G1263E102
2175050
205000
SH
SOLE
205000
0
0
BLUE WORLD ACQUISITION CORP
RIGHT 08/29/2029
G1263E110
45305
205000
SH
SOLE
205000
0
0
BLUE WORLD ACQUISITION CORP
*W EXP 01/10/202
G1263E136
10280
102493
SH
SOLE
102493
0
0
BLUESCAPE OPPORTUNITIES ACQU
*W EXP 10/28/202
G1195N113
1350
25000
SH
SOLE
25000
0
0
BREEZE HOLDINGS ACQUISITN CO
*W EXP 05/25/202
106762115
32619
232995
SH
SOLE
232995
0
0
BREEZE HOLDINGS ACQUISITN CO
RIGHT 05/23/2022
106762123
27373
272096
SH
SOLE
272096
0
0
BRILLIANT ACQUISITION CORP
*W EXP 03/30/202
G1643W129
2864
150750
SH
SOLE
150750
0
0
BRILLIANT ACQUISITION CORP
RIGHT 99/99/9999
G1643W137
21105
150750
SH
SOLE
150750
0
0
BROAD CAPITAL ACQUISITION CO
COM
11125B102
6218226
580600
SH
SOLE
580600
0
0
BROAD CAPITAL ACQUISITION CO
RIGHT 01/10/2027
11125B110
63525
500000
SH
SOLE
500000
0
0
BROOGE ENERGY LTD
*W EXP 12/20/202
G1611B115
1440
73097
SH
SOLE
73097
0
0
BUKIT JALIL GBL ACQUISITION
UNIT 05/02/2029
G1676M139
1019000
100000
SH
SOLE
100000
0
0
BURTECH ACQUISITION CORP
*W EXP 12/18/202
123013112
16216
802750
SH
SOLE
802750
0
0
BYNORDIC ACQUISITION CORP
UNIT 07/01/2027
124420209
640687
59268
SH
SOLE
59268
0
0
C5 ACQUISITION CORPORATION
*W EXP 12/31/202
12530D113
3705
74999
SH
SOLE
74999
0
0
CACTUS ACQUISITION CORP 1 LT
*W EXP 08/17/202
G1745A124
1031
25000
SH
SOLE
25000
0
0
CANNA GLOBAL ACQUISITION COR
*W EXP 11/30/202
13767K119
18640
800000
SH
SOLE
800000
0
0
CARDIO DIAGNOSTICS HOLDGS IN
*W EXP 12/01/202
14159C111
7257
38499
SH
SOLE
38499
0
0
CBRE GBL REAL ESTATE INC FD
COM
12504G100
793820
151782
SH
SOLE
151782
0
0
CELULARITY INC
*W EXP 07/16/202
151190113
688
12013
SH
SOLE
12013
0
0
CEPTON INC
*W EXP 06/01/202
15673X119
6291
115434
SH
SOLE
115434
0
0
CETUS CAP ACQUISITION CORP
CLASS A COM
15719Y105
1033116
100400
SH
SOLE
100400
0
0
CETUS CAP ACQUISITION CORP
*W EXP 01/31/202
15719Y113
10040
100400
SH
SOLE
100400
0
0
CETUS CAP ACQUISITION CORP
RIGHT 03/31/2024
15719Y121
25100
100400
SH
SOLE
100400
0
0
CHAIN BRIDGE I
*W EXP 11/10/202
G2061X110
799
12499
SH
SOLE
12499
0
0
CHIMERIX INC
COM
16934W106
615151
508389
SH
SOLE
508389
0
0
CLIMATEROCK
CLASS A ORD
G2311X100
3070500
287500
SH
SOLE
287500
0
0
CLIMATEROCK
*W EXP 04/25/202
G2311X118
4672
143749
SH
SOLE
143749
0
0
CLIMATEROCK
RIGHT 10/31/2028
G2311X134
30188
287500
SH
SOLE
287500
0
0
CLOVER LEAF CAPITAL CORP
COM CL A
18915E105
116700
10000
SH
SOLE
10000
0
0
CLOVER LEAF CAPITAL CORP
RIGHT 05/31/2028
18915E121
56481
466782
SH
SOLE
466782
0
0
CODERE ONLINE LUXEMBOURG S A
*W EXP 11/23/202
L18268117
5728
56652
SH
SOLE
56652
0
0
COMERA LIFE SCIENCES HLDGS I
*W EXP 03/15/202
20037C116
4160
153500
SH
SOLE
153500
0
0
CONSILIUM ACQUISITN CORP I L
UNIT 01/12/2027
G2365L135
2129000
200000
SH
SOLE
200000
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924B302
341887
40798
SH
SOLE
40798
0
0
CORNERSTONE TOTAL RETURN FD
COM
21924U300
322248
40281
SH
SOLE
40281
0
0
CRESCERA CAP ACQUISITION COR
*W EXP 11/18/202
G26507114
1213
25000
SH
SOLE
25000
0
0
CRIXUS BH3 ACQUISITION CO
*W EXP 10/04/202
22677T110
832
39999
SH
SOLE
39999
0
0
CXAPP INC
*W EXP 03/14/202
23248B117
11521
21335
SH
SOLE
21335
0
0
D-WAVE QUANTUM INC
*W EXP 08/05/202
26740W117
3616
18932
SH
SOLE
18932
0
0
DATA KNIGHTS ACQUISITION COR
*W EXP 11/11/202
237699111
8988
420000
SH
SOLE
420000
0
0
DEEP MEDICINE ACQUISITION CO
RIGHT 10/22/2026
243733110
127499
749995
SH
SOLE
749995
0
0
DENALI CAPITAL ACQUISITN COR
UNIT 03/28/2027
G6256B122
1022675
95000
SH
SOLE
95000
0
0
DIGITAL HEALTH ACQUISITION C
*W EXP 11/02/202
253893119
14093
211600
SH
SOLE
211600
0
0
DIGITAL TRANSFORMATN OPT COR
*W EXP 03/31/202
25401K115
3890
24999
SH
SOLE
24999
0
0
DISTOKEN ACQUISITION CORP
*W EXP 11/30/202
G27740102
5603
150000
SH
SOLE
150000
0
0
DISTOKEN ACQUISITION CORP
ORDINARY SHARES
G27740110
1550250
150000
SH
SOLE
150000
0
0
DISTOKEN ACQUISITION CORP
RIGHT 99/99/9999
G27740136
30975
150000
SH
SOLE
150000
0
0
DP CAP ACQUISITION CORP I
*W EXP 11/08/202
G2R05B126
2280
50000
SH
SOLE
50000
0
0
DRILLING TOOLS INTL CORP
COM
26205E107
104822
24097
SH
SOLE
24097
0
0
DUET ACQUISITION CORP
CLASS A COM
26431Q106
3936930
373700
SH
SOLE
373700
0
0
DUET ACQUISITION CORP
*W EXP 07/19/202
26431Q114
9062
373700
SH
SOLE
373700
0
0
EAST RES ACQUISITION CO
*W EXP 07/01/202
274681113
17947
65499
SH
SOLE
65499
0
0
EDOC ACQUISITION CORP
CL A
G4000A102
292004
26378
SH
SOLE
26378
0
0
EDOC ACQUISITION CORP
*W EXP 11/30/202
G4000A110
5107
364797
SH
SOLE
364797
0
0
EDOC ACQUISITION CORP
RIGHT 11/30/2027
G4000A136
27552
176844
SH
SOLE
176844
0
0
EDTECHX HOLDINGS ACQU CORP I
*W EXP 06/15/202
28139A110
2733
93923
SH
SOLE
93923
0
0
EF HUTTON ACQUISITION CORP I
*W EXP 11/18/202
28201D117
39600
990000
SH
SOLE
990000
0
0
EF HUTTON ACQUISITION CORP I
RIGHT 11/18/2027
28201D125
125447
983900
SH
SOLE
983900
0
0
EMBRACE CHANGE ACQUISITN COR
UNIT 03/17/2027
G3034H133
2521550
235000
SH
SOLE
235000
0
0
ENERGEM CORP
CLASS A ORD SHS
G30449105
1520400
140000
SH
SOLE
140000
0
0
ENERGEM CORP
*W EXP 11/15/202
G30449121
9870
150000
SH
SOLE
150000
0
0
ESGEN ACQUISITION CORP
SHS CL A
G3R95N103
818250
75000
SH
SOLE
75000
0
0
ESH ACQUISITION CORP
UNIT 06/13/2028
296424203
2535000
250000
SH
SOLE
250000
0
0
EUDA HEALTH HOLDINGS LTD
ORD SHS
G3142E105
19758
25998
SH
SOLE
25998
0
0
EUDA HEALTH HOLDINGS LTD
*W EXP 09/24/202
G3142E121
11589
108813
SH
SOLE
108813
0
0
EURONAV NV
SHS
B38564108
1346102
88443
SH
SOLE
88443
0
0
EVE HLDG INC
*W EXP 05/09/202
29970N112
69280
78718
SH
SOLE
78718
0
0
EVERGREEN CORPORATION
CLASS A ORD SHS
G3312W109
3794000
350000
SH
SOLE
350000
0
0
EVERGREEN CORPORATION
*W EXP 02/08/202
G3312W117
12255
325500
SH
SOLE
325500
0
0
FAT PROJECTS ACQUISITION COR
*W EXP 08/31/202
G3400W110
12588
265000
SH
SOLE
265000
0
0
FEUTUNE LIGHT ACQUISITION CO
CL A COM
31561T102
3224468
306800
SH
SOLE
306800
0
0
FEUTUNE LIGHT ACQUISITION CO
*W EXP 06/01/202
31561T110
8437
306800
SH
SOLE
306800
0
0
FEUTUNE LIGHT ACQUISITION CO
RIGHT 06/01/2029
31561T128
32214
306800
SH
SOLE
306800
0
0
FG MERGER CORP
COMMON STOCK
30324Y101
222655
21035
SH
SOLE
21035
0
0
FG MERGER CORP
*W EXP 06/17/202
30324Y119
844
15775
SH
SOLE
15775
0
0
FINNOVATE ACQUISITION CORP
*W EXP 09/30/202
G3R34K111
7229
206250
SH
SOLE
206250
0
0
FINTECH ECOSYSTEM DEVE
CLASS A COM
318136108
351996
33333
SH
SOLE
33333
0
0
FINTECH ECOSYSTEM DEVE
*W EXP 04/01/202
318136116
5929
224999
SH
SOLE
224999
0
0
FINTECH ECOSYSTEM DEVE
RIGHT 04/01/2026
318136124
53325
450000
SH
SOLE
450000
0
0
FIRST HORIZON CORPORATION
COM
320517105
1807708
160400
SH
SOLE
160400
0
0
FIRST TR DYNAMIC EUROPE EQUI
COM SHS
33740D107
3163246
241377
SH
SOLE
241377
0
0
FIRSTHAND TECHNOLOGY VALUE F
COM
33766Y100
62575
99309
SH
SOLE
99309
0
0
FLAME ACQUISITION CORP
*W EXP 02/26/202
33850F116
4714
15089
SH
SOLE
15089
0
0
FOCUS FINL PARTNERS INC
COM CL A
34417P100
3614158
68828
SH
SOLE
68828
0
0
FORGEROCK INC
CL A
34631B101
1123066
54677
SH
SOLE
54677
0
0
FORTUNE RISE ACQUISITION COR
CL A
34969G102
5917730
547938
SH
SOLE
547938
0
0
FORTUNE RISE ACQUISITION COR
*W EXP 12/06/202
34969G110
15343
273979
SH
SOLE
273979
0
0
FOUR LEAF ACQUISITION CORP
UNIT 03/15/2028
35088F206
223669
21486
SH
SOLE
21486
0
0
FRANKLIN LTD DURATION INCOME
COM
35472T101
1848580
299123
SH
SOLE
299123
0
0
FUTURETECH II ACQUISITION CO
UNIT 12/23/2022
36119D202
2152000
200000
SH
SOLE
200000
0
0
GALATA ACQUISITION CORP
*W EXP 99/99/999
G3R23A116
1150
20000
SH
SOLE
20000
0
0
GARDINER HEALTHCARE ACQTS CO
COMMON STOCK
365506104
333306
31092
SH
SOLE
31092
0
0
GARDINER HEALTHCARE ACQTS CO
*W EXP 07/30/202
365506112
30221
419739
SH
SOLE
419739
0
0
GDEV INC
*W EXP 08/26/202
G6529J118
6060
50500
SH
SOLE
50500
0
0
GENESIS GRWT TECH ACQUSTN CO
*W EXP 99/99/999
G3R23D128
46407
356980
SH
SOLE
356980
0
0
GENESIS UNICORN CAPITAL CORP
CLASS A COM
37187C100
3231000
300000
SH
SOLE
300000
0
0
GENESIS UNICORN CAPITAL CORP
*W EXP 06/30/202
37187C118
22875
300000
SH
SOLE
300000
0
0
GLOBAL STAR ACQUISITION INC
*W EXP 07/15/202
37962G110
4518
130000
SH
SOLE
130000
0
0
GLOBAL STAR ACQUISITION INC
RIGHT 06/21/2024
37962G128
16705
130000
SH
SOLE
130000
0
0
GLOBAL SYSTEMS DYNAMICS INC
CLASS A COM
37653T108
1432022
132964
SH
SOLE
132964
0
0
GLOBAL SYSTEMS DYNAMICS INC
*W EXP 04/01/202
37653T116
9977
249431
SH
SOLE
249431
0
0
GLOBALINK INVT INC
COM
37892F109
3172500
300000
SH
SOLE
300000
0
0
GLOBALINK INVT INC
RIGHT 12/06/2026
37892F117
30870
300000
SH
SOLE
300000
0
0
GLOBALINK INVT INC
*W EXP 12/03/202
37892F125
6000
300000
SH
SOLE
300000
0
0
GLORY STAR NEW MED GP HLDG L
SHS
G39973105
12348
25200
SH
SOLE
25200
0
0
GLORY STAR NEW MED GP HLDG L
*W EXP 02/13/202
G39973113
3162
372000
SH
SOLE
372000
0
0
GOAL ACQUISITIONS CORP
COM
38021H107
5190000
500000
SH
SOLE
500000
0
0
GOAL ACQUISITIONS CORP
*W EXP 02/11/202
38021H115
7087
295302
SH
SOLE
295302
0
0
GOLDEN ARROW MERGER CORP
*W EXP 07/31/202
380799114
850
28333
SH
SOLE
28333
0
0
GOLDEN FALCON ACQUISITION CO
*W EXP 11/04/202
38102H117
2210
16999
SH
SOLE
16999
0
0
GOLDEN STAR ACQUISITION CORP
UNIT 05/01/2028
G4023C127
1431389
137500
SH
SOLE
137500
0
0
GOLDENSTONE ACQUISITION LTD
UNIT 07/15/2026
38136Y201
2426738
225000
SH
SOLE
225000
0
0
GOLDMAN SACHS MLP ENERGY REN
COM
38148G206
15138779
964868
SH
SOLE
964868
0
0
GORILLA TECHNOLOGY GROUP INC
*W EXP 07/13/202
G4000K118
22223
164614
SH
SOLE
164614
0
0
GREENHILL & CO INC
COM
395259104
1161716
79298
SH
SOLE
79298
0
0
GSR II METEORA ACQUISITN COR
*W EXP 02/24/202
36263W121
16875
125000
SH
SOLE
125000
0
0
HHG CAPITAL CORPORATION
*W EXP 02/25/202
G4R23P129
1575
125000
SH
SOLE
125000
0
0
HHG CAPITAL CORPORATION
RIGHT 02/25/2026
G4R23P145
15713
125000
SH
SOLE
125000
0
0
HIGH INCOME SECS FD
SHS BEN INT
42968F108
759696
117237
SH
SOLE
117237
0
0
HNR ACQUISITION CORP
COM
40472A102
2918249
274788
SH
SOLE
274788
0
0
HNR ACQUISITION CORP
*W EXP 02/04/202
40472A128
21375
225000
SH
SOLE
225000
0
0
HORIZON SPACE ACQUSTN I CORP
UNIT 03/02/2029
G4619M133
2632500
250000
SH
SOLE
250000
0
0
HORIZON THERAPEUTICS PUB L
SHS
G46188101
14077388
136873
SH
SOLE
136873
0
0
HUB CYBER SECURITY LTD
*W EXP 02/27/202
M6000J127
2486
62302
SH
SOLE
62302
0
0
IAC INC
COM NEW
44891N208
4026296
64113
SH
SOLE
64113
0
0
INCEPTION GROWTH ACQUSTN LTD
*W EXP 10/15/202
45333D112
16280
395140
SH
SOLE
395140
0
0
INCEPTION GROWTH ACQUSTN LTD
RIGHT 12/08/2026
45333D120
133498
785282
SH
SOLE
785282
0
0
INDUSTRIAL TECH ACQSTNS II I
*W EXP 03/31/202
45635R116
3000
50000
SH
SOLE
50000
0
0
INNOVATIVE INTL ACQUSITIN CO
*W EXP 07/01/202
G4809M125
3113
50000
SH
SOLE
50000
0
0
INTEGRATED RAIL AND RES ACQ
CL A COM
45827R106
5355000
500000
SH
SOLE
500000
0
0
INTEGRATED RAIL AND RES ACQ
*W EXP 99/99/999
45827R114
55366
161323
SH
SOLE
161323
0
0
INTERPRIVATE III FINANCIAL P
COM CL A
46064R106
215597
18380
SH
SOLE
18380
0
0
INTERPRIVATE III FINANCIAL P
*W EXP 99/99/999
46064R114
636
12999
SH
SOLE
12999
0
0
INTEVAC INC
COM
461148108
83411
22243
SH
SOLE
22243
0
0
INTL GNRL INSURANCE HLDNGS L
*W EXP 03/17/202
G4809J114
41132
67264
SH
SOLE
67264
0
0
IROBOT CORP
COM
462726100
233807
5167
SH
SOLE
5167
0
0
JUNIPER II CORP
*W EXP 99/99/999
48203N111
389
12499
SH
SOLE
12499
0
0
KAIROUS ACQUISITION CORP LTD
*W EXP 09/15/202
G52131128
3161
224999
SH
SOLE
224999
0
0
KAIROUS ACQUISITION CORP LTD
RIGHT 09/15/2026
G52131136
27653
450000
SH
SOLE
450000
0
0
KAYNE ANDERSON NEXTGEN ENRGY
COM
48661E108
644339
90752
SH
SOLE
90752
0
0
KEYARCH ACQUISITION CORP
*W EXP 01/24/202
G5260A112
4320
150004
SH
SOLE
150004
0
0
KEYARCH ACQUISITION CORP
RIGHT 01/24/2027
G5260A120
42541
300010
SH
SOLE
300010
0
0
KKR INCOME OPPORTUNITIES FD
COM
48249T106
502887
43315
SH
SOLE
43315
0
0
KOHLS CORP
COM
500255104
550895
23900
SH
SOLE
23900
0
0
LAKELAND BANCORP INC
COM
511637100
1257026
93878
SH
SOLE
93878
0
0
LAKESHORE ACQUISITION II COR
ORDINARY SHARES
G5352N105
3635322
343600
SH
SOLE
343600
0
0
LAKESHORE ACQUISITION II COR
RIGHT 11/18/2026
G5352N113
55647
270000
SH
SOLE
270000
0
0
LAKESHORE ACQUISITION II COR
*W EXP 11/18/202
G5352N121
5259
175000
SH
SOLE
175000
0
0
LAMF GLOBAL VENTURES CORP I
*W EXP 11/05/202
G5338L124
4500
50000
SH
SOLE
50000
0
0
LEAFLY HOLDINGS INC
*W EXP 02/04/202
52178J113
670
22053
SH
SOLE
22053
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
346153
20531
SH
SOLE
20531
0
0
LIBERTY RES ACQUISITION CORP
CLASS A COM
53118A105
3798336
350400
SH
SOLE
350400
0
0
LIBERTY RES ACQUISITION CORP
*W EXP 10/31/202
53118A113
28766
525400
SH
SOLE
525400
0
0
LIFE STORAGE INC
COM
53223X107
18103435
136157
SH
SOLE
136157
0
0
LIGHTNING EMOTORS INC
*W EXP 05/18/202
53228T119
1390
45736
SH
SOLE
45736
0
0
LION GROUP HOLDING LTD
*W EXP 06/16/202
53620U110
535
44558
SH
SOLE
44558
0
0
LIVEWIRE GROUP INC
*W EXP 09/26/202
53838J113
22523
36622
SH
SOLE
36622
0
0
LOEWS CORP
COM
540424108
2229600
37548
SH
SOLE
37548
0
0
LONGEVERON INC
COM
54303L104
287300
85000
SH
SOLE
85000
0
0
M3 BRIGADE ACQUISITION II CO
*W EXP 03/09/202
553800111
940
33333
SH
SOLE
33333
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
1103466
98700
SH
SOLE
98700
0
0
MALVERN BANCORP INC
COM
561409103
393750
25000
SH
SOLE
25000
0
0
MAQUIA CAPITAL ACQUISITION C
*W EXP 05/05/202
56564V119
12475
249999
SH
SOLE
249999
0
0
MARS ACQUISITION CORP
UNIT 02/09/2028
G5870E132
1614000
150000
SH
SOLE
150000
0
0
MERRIMACK PHARMACEUTICALS IN
COM NEW
590328209
788651
64118
SH
SOLE
64118
0
0
METAL SKY STAR ACQUISITION C
RIGHT 03/30/2024
G6053N113
36000
200000
SH
SOLE
200000
0
0
METAL SKY STAR ACQUISITION C
*W EXP 03/31/202
G6053N121
2950
200000
SH
SOLE
200000
0
0
MICROCLOUD HOLOGRAM INC
*W EXP 01/31/202
G55032125
31244
263000
SH
SOLE
263000
0
0
MINORITY EQUALITY OPPORTUNIT
*W EXP 08/26/202
60436Q118
0
650000
SH
SOLE
650000
0
0
MOBIV ACQUISITION CORP
CLASS A COM
60742N106
2379375
225000
SH
SOLE
225000
0
0
MOBIV ACQUISITION CORP
*W EXP 07/31/202
60742N114
8179
225000
SH
SOLE
225000
0
0
MONEYLION INC
*W EXP 09/22/202
60938K114
1036
47100
SH
SOLE
47100
0
0
MONTEREY CAP ACQUISITION COR
CLASS A COM
61244M109
8275722
790800
SH
SOLE
790800
0
0
MONTEREY CAP ACQUISITION COR
*W EXP 01/01/202
61244M117
19770
790800
SH
SOLE
790800
0
0
MONTEREY CAP ACQUISITION COR
RIGHT 05/10/2027
61244M125
86988
790800
SH
SOLE
790800
0
0
MOOLEC SCIENCE SA
*W EXP 12/30/202
L64875112
8188
102474
SH
SOLE
102474
0
0
MORINGA ACQUISITION CORP
CL A SHS
G6S23K108
2369250
225000
SH
SOLE
225000
0
0
MORINGA ACQUISITION CORP
*W EXP 02/22/202
G6S23K124
6510
75000
SH
SOLE
75000
0
0
MOUNTAIN & CO I ACQUISITN CO
CLASS A ORD
G6301J104
3822000
350000
SH
SOLE
350000
0
0
MOUNTAIN CREST ACQUSITN CRP
COM
62403K108
2433748
231565
SH
SOLE
231565
0
0
MOUNTAIN CREST ACQUSITN CRP
RIGHT 06/29/2026
62403K116
48629
231565
SH
SOLE
231565
0
0
MURPHY CANYON ACQUISITION CO
*W EXP 01/25/202
626642110
5938
125000
SH
SOLE
125000
0
0
NATIONAL INSTRS CORP
COM
636518102
7390193
128749
SH
SOLE
128749
0
0
NEUBERGER BERMAN HIGH YIELD
COM
64128C106
782525
104476
SH
SOLE
104476
0
0
NEUBERGER BERMAN REAL ESTATE
COM
64190A103
174496
57400
SH
SOLE
57400
0
0
NEWBURY STREET ACQUISITN COR
UNIT 04/30/2028
65101L203
474565
45500
SH
SOLE
45500
0
0
NEWCOURT ACQUISITION CORP
*W EXP 01/22/202
G6448C129
1320
100000
SH
SOLE
100000
0
0
NORTHVIEW ACQUISITION CORP
COM
66718N103
712222
68025
SH
SOLE
68025
0
0
NORTHVIEW ACQUISITION CORP
*W EXP 08/02/202
66718N111
14208
495899
SH
SOLE
495899
0
0
NORTHVIEW ACQUISITION CORP
RIGHT 99/99/9999
66718N129
121465
899740
SH
SOLE
899740
0
0
NOVA VISION ACQUISITION CORP
COM
G6759A100
3799250
350000
SH
SOLE
350000
0
0
NOVA VISION ACQUISITION CORP
*W EXP 12/31/202
G6759A118
3815
350000
SH
SOLE
350000
0
0
NOVA VISION ACQUISITION CORP
RIGHT 12/23/2023
G6759A134
59487
346260
SH
SOLE
346260
0
0
NRX PHARMACEUTICALS INC
*W EXP 05/24/202
629444118
4282
17129
SH
SOLE
17129
0
0
NUBIA BRAND INTERNATIONAL CO
CLASS A COM
67022R103
798248
75200
SH
SOLE
75200
0
0
NUBIA BRAND INTERNATIONAL CO
*W EXP 11/16/202
67022R111
3472
37600
SH
SOLE
37600
0
0
NUBURU INC
*W EXP 01/31/202
67021W111
1015
30399
SH
SOLE
30399
0
0
NUVASIVE INC
COM
670704105
3803988
91464
SH
SOLE
91464
0
0
NUVEEN FLOATING RATE INCOME
COM SHS
6706EN100
89138
11428
SH
SOLE
11428
0
0
OAK WOODS ACQUISITION CORP
UNIT 03/23/2028
67190B203
1257600
120000
SH
SOLE
120000
0
0
OCEAN BIOMEDICAL INC
*W EXP 02/14/202
67644C112
35275
165999
SH
SOLE
165999
0
0
OCEANTECH ACQUISITIONS I COR
*W EXP 99/99/999
675507115
13000
325000
SH
SOLE
325000
0
0
OMNILIT ACQUISITION CORP
*W EXP 11/08/202
68218C116
11600
208078
SH
SOLE
208078
0
0
OPPFI INC
*W EXP 07/20/202
68386H111
2765
39493
SH
SOLE
39493
0
0
OTONOMO TECHNOLOGIES LTD
*W EXP 08/13/202
M7571L111
1694
84700
SH
SOLE
84700
0
0
OXBRIDGE ACQUISITION CORP
*W EXP 08/04/202
G6855L117
17941
397805
SH
SOLE
397805
0
0
OXUS ACQUISITION CORP
UNIT 99/99/9999
G6859L113
185359
17147
SH
SOLE
17147
0
0
OXUS ACQUISITION CORP
*W EXP 99/99/999
G6859L121
13287
231481
SH
SOLE
231481
0
0
PAPAYA GRWT OPPORTUNITY CORP
CLASS A COM
69882P102
265000
25000
SH
SOLE
25000
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
221000
100000
SH
SOLE
100000
0
0
PARTNERS BANCORP
COM
70213Q108
87446
14127
SH
SOLE
14127
0
0
PDC ENERGY INC
COM
69327R101
6176873
86827
SH
SOLE
86827
0
0
PHOENIX BIOTECH ACQUISITION
CLASS A COM
71902K105
1178323
108103
SH
SOLE
108103
0
0
PHOENIX BIOTECH ACQUISITION
*W EXP 09/01/202
71902K113
3272
49999
SH
SOLE
49999
0
0
PHP VENTURES ACQUISITION COR
CLASS A COM
69291C106
3537600
330000
SH
SOLE
330000
0
0
PHP VENTURES ACQUISITION COR
*W EXP 08/16/202
69291C114
4892
164999
SH
SOLE
164999
0
0
PHP VENTURES ACQUISITION COR
RIGHT 01/01/2023
69291C122
67452
330000
SH
SOLE
330000
0
0
PLUTONIAN ACQUISITION CORP
UNIT 10/26/2027
72942P203
1548600
145000
SH
SOLE
145000
0
0
PONO CAP THREE INC
UNIT 01/11/2028
G71704129
411377
39291
SH
SOLE
39291
0
0
PONO CAP TWO INC
*W EXP 07/31/202
73245B115
13388
225000
SH
SOLE
225000
0
0
PRIME IMPACT ACQUISITION I
SHS CL A
G61074103
195254
18300
SH
SOLE
18300
0
0
PRIME NO ACQUISITION I CORP
COM CL A
74168P107
1345542
127600
SH
SOLE
127600
0
0
PRIME NO ACQUISITION I CORP
*W EXP 07/31/202
74168P115
3110
63800
SH
SOLE
63800
0
0
PRIME NO ACQUISITION I CORP
RIGHT 07/31/2027
74168P123
35198
127600
SH
SOLE
127600
0
0
PROCAPS GROUP SA
*W EXP 09/29/202
L7756P110
7098
37379
SH
SOLE
37379
0
0
RADIUS GLOBAL INFRASTRCTRE I
COM CL A
750481103
2785406
186940
SH
SOLE
186940
0
0
RELATIVITY ACQUISITION CORP
*W EXP 12/15/202
75944B114
14130
300000
SH
SOLE
300000
0
0
REVELATION BIOSCIENCES INC
*W EXP 01/10/202
76135L119
4395
246884
SH
SOLE
246884
0
0
RF ACQUISITION CORP
CLASS A COM
74954L104
2773225
265000
SH
SOLE
265000
0
0
RF ACQUISITION CORP
*W EXP 05/01/202
74954L112
5100
300000
SH
SOLE
300000
0
0
RF ACQUISITION CORP
RIGHT 05/01/2028
74954L120
33000
300000
SH
SOLE
300000
0
0
RIVERNORTH CAP AND INCM FD I
COM
76882B108
492391
31932
SH
SOLE
31932
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
298029
34898
SH
SOLE
34898
0
0
ROSECLIFF ACQUISITION CORP I
*W EXP 02/11/202
77732R111
1300
21666
SH
SOLE
21666
0
0
ROTH CH ACQUISITION V CO
*W EXP 12/10/202
77867R118
3000
37500
SH
SOLE
37500
0
0
SAB BIOTHERAPEUTICS INC
*W EXP 10/22/202
78397T111
11326
108485
SH
SOLE
108485
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
1922159
1164945
SH
SOLE
1164945
0
0
SAGALIAM ACQUISITION CORP
COM CL A
78661R106
1148728
102565
SH
SOLE
102565
0
0
SAGALIAM ACQUISITION CORP
RIGHT 05/31/2028
78661R114
103468
608633
SH
SOLE
608633
0
0
SALISBURY BANCORP INC
COM
795226109
1434619
60558
SH
SOLE
60558
0
0
SCYNEXIS INC
COM NEW
811292200
252013
85428
SH
SOLE
85428
0
0
SEAGEN INC
COM
81181C104
5619832
29200
SH
SOLE
29200
0
0
SEASTAR MEDICAL HOLDING CORP
*W EXP 10/28/202
81256L112
7306
200157
SH
SOLE
200157
0
0
SELINA HOSPITALITY PLC
*W EXP 10/27/202
G8059B119
883
20686
SH
SOLE
20686
0
0
SEMPER PARATUS ACQUISITION C
*W EXP 11/04/202
G8028L131
2705
65500
SH
SOLE
65500
0
0
SERITAGE GROWTH PPTYS
CL A
81752R100
7088528
794678
SH
SOLE
794678
0
0
SHAPEWAYS HOLDINGS INC
*W EXP 09/29/202
81947T110
2261
223884
SH
SOLE
223884
0
0
SHF HOLDINGS INC
*W EXP 09/28/202
824430110
3465
172399
SH
SOLE
172399
0
0
SIGILON THERAPEUTICS INC
COM NEW
82657L206
894682
39746
SH
SOLE
39746
0
0
SIGNA SPORTS UNITED NV
*W EXP 12/14/202
N80029114
1294
21933
SH
SOLE
21933
0
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
718600
10000
SH
SOLE
10000
0
0
SIZZLE ACQUISITION CORP
COMMON STOCK
83014E109
267248
25000
SH
SOLE
25000
0
0
SIZZLE ACQUISITION CORP
*W EXP 11/02/202
83014E117
1875
12499
SH
SOLE
12499
0
0
SMX SEC MATTERS PLC
*W EXP 03/07/202
G8267K117
1836
89999
SH
SOLE
89999
0
0
SOUTHLAND HLDGS INC
*W EXP 09/01/202
84445C118
76478
72836
SH
SOLE
72836
0
0
SPORTSMAP TECH ACQUISITIN CO
*W EXP 09/01/202
84921J116
5617
149998
SH
SOLE
149998
0
0
STONEBRIDGE ACQUISITION CORP
CLASS A ORD SHS
G85094103
1006034
92722
SH
SOLE
92722
0
0
STONEBRIDGE ACQUISITION CORP
*W EXP 03/31/202
G85094129
1301
43500
SH
SOLE
43500
0
0
SUNCAR TECHNOLOGY GROUP INC
*W EXP 05/17/202
G85727116
32635
93215
SH
SOLE
93215
0
0
SURFACE ONCOLOGY INC
COM
86877M209
683400
785879
SH
SOLE
785879
0
0
SYNEOS HEALTH INC
CL A
87166B102
4774715
113306
SH
SOLE
113306
0
0
TASTEMAKER ACQUISITION CORP
*W EXP 01/07/202
876545112
856
42601
SH
SOLE
42601
0
0
TECHNOLOGY & TELECOM ACQ COR
*W EXP 04/15/202
G87119114
7323
350363
SH
SOLE
350363
0
0
TEGNA INC
COM
87901J105
3692667
227381
SH
SOLE
227381
0
0
TEMPO AUTOMATION HOLDINGS IN
*W EXP 09/30/202
88024M116
1232
42621
SH
SOLE
42621
0
0
TENX KEANE ACQUISITION
UNIT 06/30/2028
G8708L138
2423610
225000
SH
SOLE
225000
0
0
TG VENTURE ACQUISITION CORP
*W EXP 08/15/202
87251T117
2255
100000
SH
SOLE
100000
0
0
THE NECESSITY RETAIL REIT IN
COM CLASS A
02607T109
160962
23811
SH
SOLE
23811
0
0
THERAVANCE BIOPHARMA INC
COM
G8807B106
174894
16898
SH
SOLE
16898
0
0
TLG ACQUISITION ONE CORP
COM CL A
87257M108
5303934
501554
SH
SOLE
501554
0
0
TLGY ACQUISITION CORPORATION
CLASS A ORD SHS
G8656T109
4411600
410000
SH
SOLE
410000
0
0
TLGY ACQUISITION CORPORATION
*W EXP 11/09/202
G8656T125
30750
204999
SH
SOLE
204999
0
0
TMT ACQUISITION CORP
UNIT 03/27/2028
G89229101
1835750
175000
SH
SOLE
175000
0
0
TOWER SEMICONDUCTOR LTD
SHS NEW
M87915274
2714985
72361
SH
SOLE
72361
0
0
TRADEUP ACQUISITION CORP
COM
89268A107
109950
10143
SH
SOLE
10143
0
0
TRADEUP ACQUISITION CORP
*W EXP 07/19/202
89268A115
3500
66785
SH
SOLE
66785
0
0
TRAILBLAZER MERGER CORP I
CL A
89278D109
2845558
279250
SH
SOLE
279250
0
0
TRAILBLAZER MERGER CORP I
RIGHT 04/21/2028
89278D125
39654
279250
SH
SOLE
279250
0
0
TRISTAR ACQUISITION I CORP
CL A ORD SHS
G9074V106
1046500
100000
SH
SOLE
100000
0
0
TRISTAR ACQUISITION I CORP
*W EXP 99/99/999
G9074V114
1350
50000
SH
SOLE
50000
0
0
TRITON INTL LTD
CL A
G9078F107
6753135
81109
SH
SOLE
81109
0
0
TURTLE BEACH CORP
COM NEW
900450206
685789
58866
SH
SOLE
58866
0
0
TWELVE SEAS INVESTMENT CO II
*W EXP 03/02/202
90118T114
4340
66666
SH
SOLE
66666
0
0
UNIVAR SOLUTIONS INC
COM
91336L107
7138324
199172
SH
SOLE
199172
0
0
UPHEALTH INC
*W EXP 06/08/202
91532B119
3821
192013
SH
SOLE
192013
0
0
URSTADT BIDDLE PPTYS INC
CL A
917286205
3791466
178338
SH
SOLE
178338
0
0
VAHANNA TECH EDGE ACQSTN I C
CLASS A ORD
G9320Z109
2662500
250000
SH
SOLE
250000
0
0
VAHANNA TECH EDGE ACQSTN I C
*W EXP 11/30/202
G9320Z117
4831
124999
SH
SOLE
124999
0
0
VALENS SEMICONDUCTOR LTD
*W EXP 09/30/202
M9607U107
3425
20923
SH
SOLE
20923
0
0
VERDE CLEAN FUELS INC
*W EXP 02/15/202
923372114
101231
374929
SH
SOLE
374929
0
0
VICARIOUS SURGICAL INC
*W EXP 09/17/202
92561V117
12960
58910
SH
SOLE
58910
0
0
VIMEO INC
COMMON STOCK
92719V100
71082
17253
SH
SOLE
17253
0
0
VIRTUS TOTAL RETURN FD INC
COM
92835W107
11742790
1931380
SH
SOLE
1931380
0
0
VISION SENSING ACQUISITION C
*W EXP 10/21/202
92838J111
9379
268354
SH
SOLE
268354
0
0
VMWARE INC
CL A COM
928563402
5663110
39412
SH
SOLE
39412
0
0
WARNER BROS DISCOVERY INC
COM SER A
934423104
180651
14406
SH
SOLE
14406
0
0
WELSBACH TECH METALS ACQU CO
COM
950415109
4143750
390000
SH
SOLE
390000
0
0
WELSBACH TECH METALS ACQU CO
RIGHT 12/22/2026
950415117
23660
350000
SH
SOLE
350000
0
0
WESTERN ACQSTN VENTURES CORP
*W EXP 09/01/202
95758L115
24360
400000
SH
SOLE
400000
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
2810457
11934
SH
SOLE
11934
0
0