Managing Principal

0001420506-20-000556.txt : 20200514 0001420506-20-000556.hdr.sgml : 20200514 20200514083556 ACCESSION NUMBER: 0001420506-20-000556 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 20875425 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001584639 XXXXXXXX 03-31-2020 03-31-2020 false Yakira Capital Management, Inc.

991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880

13F HOLDINGS REPORT 028-15952 N Bruce M. Kallins Managing Principal (203) 341-0606 Bruce M. Kallins, Managing Principal WESTPORT CT 05-14-2020 0 151 287968 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC. BROOGE HLDGS LTD *W EXP 12/20/202 G9145A115 216 270000 SH SOLE 270000 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 206 39815 SH SOLE 39815 0 0 ACT II GLOBAL ACQUISITION CO *W EXP 04/30/202 G0080J120 33 50000 SH SOLE 50000 0 0 ACT II GLOBAL ACQUISITION CO CL A SHS G0080J104 987 100000 SH SOLE 100000 0 0 ADVANCED DISP SVCS INC DEL COM 00790X101 10301 314060 SH SOLE 314060 0 0 AECOM COM 00766T100 1167 39100 SH SOLE 39100 0 0 AKAZOO SA SHS L0164E108 81 28861 SH SOLE 28861 0 0 AKAZOO SA *W EXP 09/11/202 L0164E116 56 180000 SH SOLE 180000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 968 4975 SH SOLE 4975 0 0 ALLEGRO MERGER CORP COM 01749N103 2066 200000 SH SOLE 200000 0 0 ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 10 200000 SH SOLE 200000 0 0 ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 18 200000 SH SOLE 200000 0 0 ALLERGAN PLC SHS G0177J108 30066 169766 SH SOLE 169766 0 0 ALLIED ESPORTS ENTMT INC COM 019170109 62 39600 SH SOLE 39600 0 0 ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 245 57327 SH SOLE 57327 0 0 ALTA EQUIPMENT GROUP INC *W EXP 02/14/202 02128L114 41 50250 SH SOLE 50250 0 0 ALUSSA ENERGY ACQUISITION CO UNIT 10/31/2026 G0232J127 1358 137200 SH SOLE 137200 0 0 AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 1049 100000 SH SOLE 100000 0 0 AMPLITUDE HLTHCRE AQUSTIN CO UNIT 12/01/2026 03212A204 833 83333 SH SOLE 83333 0 0 ANIXTER INTL INC COM 035290105 3576 40700 SH SOLE 40700 0 0 AXALTA COATING SYS LTD COM G0750C108 747 43270 SH SOLE 43270 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 5 82500 SH SOLE 82500 0 0 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 21 165000 SH SOLE 165000 0 0 BIG ROCK PARTNERS ACQUISI CO COM 089482103 177 16410 SH SOLE 16410 0 0 BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 G1117K106 35 251200 SH SOLE 251200 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 341 89720 SH SOLE 89720 0 0 BROADMARK RLTY CAP INC *W EXP 11/15/202 11135B118 75 341868 SH SOLE 341868 0 0 BROOGE HLDGS LTD SHS G1611B107 162 13195 SH SOLE 13195 0 0 BROOKDALE SR LIVING INC COM 112463104 366 117400 SH SOLE 117400 0 0 CAESARS ENTMT CORP COM 127686103 6860 1014831 SH SOLE 1014831 0 0 CAROLINA FINL CORP NEW COM 143873107 4261 164707 SH SOLE 164707 0 0 CENTERSTATE BK CORP COM 15201P109 345 20000 SH SOLE 20000 0 0 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 823 263022 SH SOLE 263022 0 0 CHURCHILL CAP CORP III UNIT 03/01/2027 17144C203 1500 150000 SH SOLE 150000 0 0 COHEN & STEERS QUALITY INCOM COM 19247L106 6360 703535 SH SOLE 703535 0 0 CONCRETE PUMPING HLDGS INC COM 206704108 220 76822 SH SOLE 76822 0 0 CONDOR HOSPITALITY TR INC COM NEW 20676Y403 1421 345749 SH SOLE 345749 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 9131 1124500 SH SOLE 1124500 0 0 CORNERSTONE TOTAL RETURN FD COM 21924U300 5608 704531 SH SOLE 704531 0 0 CRAFT BREW ALLIANCE INC COM 224122101 1275 85601 SH SOLE 85601 0 0 CUSHING RENAISSANCE FD COM 231647108 664 109805 SH SOLE 109805 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 5220 223863 SH SOLE 223863 0 0 DISCOVERY INC COM SER C 25470F302 2203 125587 SH SOLE 125587 0 0 DUPONT DE NEMOURS INC COM 26614N102 1923 56400 SH SOLE 56400 0 0 EL PASO ELEC CO COM NEW 283677854 9100 133908 SH SOLE 133908 0 0 FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 1637 160000 SH SOLE 160000 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 334 89909 SH SOLE 89909 0 0 FORUM MERGER II CORP CL A 34986F103 617 60000 SH SOLE 60000 0 0 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 32 120000 SH SOLE 120000 0 0 FRANKLIN LTD DURATION INCOME COM 35472T101 987 125713 SH SOLE 125713 0 0 FRONT YD RESIDENTIAL CORP COM 35904G107 411 34405 SH SOLE 34405 0 0 GABELLI DIVID & INCOME TR COM 36242H104 636 42950 SH SOLE 42950 0 0 GALILEO ACQUISITION CORP UNIT 99/99/9999 G3770A128 4145 423000 SH SOLE 423000 0 0 GIGCAPITAL2 INC UNIT 02/28/2026 375036209 4204 411315 SH SOLE 411315 0 0 GLRY STR NW MDIA GRUP HLDG L SHS G39973105 153 37200 SH SOLE 37200 0 0 GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 30 372000 SH SOLE 372000 0 0 GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 32 200000 SH SOLE 200000 0 0 GORDON POINTE ACQUISITION CO COM CLASS A 382788107 2135 200000 SH SOLE 200000 0 0 GRAF INDL CORP UNIT 12/31/2025 384278206 2508 240000 SH SOLE 240000 0 0 GREENROSE ACQUISITION CORP UNIT 02/28/2024 395392202 208 21415 SH SOLE 21415 0 0 GRID DYNAMICS HLDGS INC COM CL A 39813G109 248 31060 SH SOLE 31060 0 0 GRID DYNAMICS HLDGS INC *W EXP 03/05/202 39813G117 87 45530 SH SOLE 45530 0 0 GX ACQUISITION CORP UNIT 05/24/2026 36251A206 1889 187000 SH SOLE 187000 0 0 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 505 50000 SH SOLE 50000 0 0 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 206 24196 SH SOLE 24196 0 0 HL ACQUISITIONS CORP SHS G4603R106 1537 144000 SH SOLE 144000 0 0 HL ACQUISITIONS CORP *W EXP 06/21/202 G4603R122 7 144000 SH SOLE 144000 0 0 HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 12 144000 SH SOLE 144000 0 0 IAC INTERACTIVECORP COM 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ACQUISITION CORP COM 52539T107 2422 222000 SH SOLE 222000 0 0 LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 2693 250000 SH SOLE 250000 0 0 LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 1511 150000 SH SOLE 150000 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 2997 190746 SH SOLE 190746 0 0 LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 1176 120000 SH SOLE 120000 0 0 LOEWS CORP COM 540424108 1337 38398 SH SOLE 38398 0 0 LOGMEIN INC COM 54142L109 1924 23107 SH SOLE 23107 0 0 LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 542 50000 SH SOLE 50000 0 0 MEDLEY MGMT INC CL A COM 58503T106 13 18508 SH SOLE 18508 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 7607 62700 SH SOLE 62700 0 0 MERIDA MERGER CORP I COM 58953M106 3149 325000 SH SOLE 325000 0 0 MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 81 162499 SH SOLE 162499 0 0 MERRIMACK PHARMACEUTICALS IN COM NEW 590328209 144 66934 SH SOLE 66934 0 0 MGM RESORTS INTERNATIONAL COM 552953101 177 15000 SH SOLE 15000 0 0 MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 120 400000 SH SOLE 400000 0 0 MONOCLE ACQUISITION CORP COM 609754106 4020 400000 SH SOLE 400000 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 354 27638 SH SOLE 27638 0 0 MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 53 150000 SH SOLE 150000 0 0 NETFIN ACQUISITION CORP UNIT 08/01/2024 G6455A123 5035 500000 SH SOLE 500000 0 0 NEW PROVIDENCE ACQUISITION UNIT 09/01/2024 64822P205 926 90100 SH SOLE 90100 0 0 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 3000 363218 SH SOLE 363218 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 188 15000 SH SOLE 15000 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 251 24886 SH SOLE 24886 0 0 NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 118 10148 SH SOLE 10148 0 0 OCCIDENTAL PETE CORP COM 674599105 637 54999 SH SOLE 54999 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 6 120730 SH SOLE 120730 0 0 ORGANOGENESIS HLDGS INC COM 68621F102 46 14250 SH SOLE 14250 0 0 PACIFIC PREMIER BANCORP COM 69478X105 912 48425 SH SOLE 48425 0 0 PB BANCORP INC COM 70454T100 184 12339 SH SOLE 12339 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 264 54334 SH SOLE 54334 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 15 300000 SH SOLE 300000 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 84 600000 SH SOLE 600000 0 0 PIVOTAL INVT CORP II UNIT 06/01/2025 72582K209 996 100000 SH SOLE 100000 0 0 PROFICIENT ALPHA ACQUSTN COR *W EXP 04/30/202 74317H113 14 275000 SH SOLE 275000 0 0 PROFICIENT ALPHA ACQUSTN COR RIGHT 04/30/2026 74317H121 55 275000 SH SOLE 275000 0 0 PROFICIENT ALPHA ACQUSTN COR COM 74317H105 2772 275000 SH SOLE 275000 0 0 PROGENICS PHARMACEUTICALS IN COM 743187106 3137 825438 SH SOLE 825438 0 0 PROPTECH ACQUISITION CORP UNIT 10/01/2026 74349F200 1491 150000 SH SOLE 150000 0 0 PURE ACQUISITION CORP CL A 74621Q106 7273 699998 SH SOLE 699998 0 0 REALNETWORKS INC COM NEW 75605L708 19 26522 SH SOLE 26522 0 0 RIVERNORTH / DOUBLELINE STRA COM 76882G107 211 16501 SH SOLE 16501 0 0 RIVERNORTH MARKETPLACE LENDI COM 76882B108 418 25839 SH SOLE 25839 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 5294 953901 SH SOLE 953901 0 0 SB ONE BANCORP COM 78413T103 451 26513 SH SOLE 26513 0 0 SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 2261 213333 SH SOLE 213333 0 0 SOFTWARE ACQUISITION GROUP I UNIT 10/01/2026 83406B200 1522 150000 SH SOLE 150000 0 0 STABLE RD ACQUISITION CORP UNIT 05/15/2026 85236Q208 1005 100000 SH SOLE 100000 0 0 STARS GROUP INC COM 85570W100 1393 68196 SH SOLE 68196 0 0 STEEL CONNECT INC COM 858098106 41 54804 SH SOLE 54804 0 0 STEWART INFORMATION SVCS COR COM 860372101 328 12280 SH SOLE 12280 0 0 SUTTER ROCK CAP CORP COM 86944Q100 400 68322 SH SOLE 68322 0 0 TALLGRASS ENERGY LP CLASS A SHS 874696107 4237 257408 SH SOLE 257408 0 0 TECH DATA CORP COM 878237106 1086 8297 SH SOLE 8297 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 327 18383 SH SOLE 18383 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 187 12500 SH SOLE 12500 0 0 TENNECO INC CL A VTG COM 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