Managing Principal

0001420506-20-000199.txt : 20200213 0001420506-20-000199.hdr.sgml : 20200213 20200213083434 ACCESSION NUMBER: 0001420506-20-000199 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 20607136 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001584639 XXXXXXXX 12-31-2019 12-31-2019 false Yakira Capital Management, Inc.

991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880

13F HOLDINGS REPORT 028-15952 N Bruce M. Kallins Managing Principal (203) 341-0606 Bruce M. Kallins, Managing Principal WESTPORT CT 02-13-2020 0 149 341177 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC. 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41 50250 SH SOLE 50250 0 0 BANCORP NEW JERSEY INC NEW COM 059915108 1576 81665 SH SOLE 81665 0 0 BIG ROCK PARTNERS ACQUISI CO COM 089482103 1749 165000 SH SOLE 165000 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 15 82500 SH SOLE 82500 0 0 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 46 165000 SH SOLE 165000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 514 8000 SH Put SOLE 8000 0 0 BRISTOL MYERS SQUIBB CO COM 110122157 412 136820 SH SOLE 136820 0 0 BROADMARK RLTY CAP INC *W EXP 11/15/202 11135B118 130 341868 SH SOLE 341868 0 0 BROOKDALE SR LIVING INC COM 112463104 930 127900 SH SOLE 127900 0 0 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 1069 76640 SH SOLE 76640 0 0 CAESARS ENTMT CORP COM 127686103 21896 1610000 SH SOLE 1610000 0 0 CHASERG TECHNLGY ACQUISITN C CLASS A 16166A103 988 91060 SH SOLE 91060 0 0 CHASERG TECHNLGY ACQUISITN C *W EXP 04/10/202 16166A111 100 45530 SH SOLE 45530 0 0 CLOUGH GLOBAL DIVND AND INC COM 18913Y103 226 20609 SH SOLE 20609 0 0 CONCRETE PUMPING HLDGS INC COM 206704108 439 80246 SH SOLE 80246 0 0 CONDOR HOSPITALITY TR INC COM NEW 20676Y403 3042 275500 SH SOLE 275500 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 13463 1200989 SH SOLE 1200989 0 0 CORNERSTONE TOTAL RTRN FD IN COM 21924U300 8269 752417 SH SOLE 752417 0 0 CUSHING RENAISSANCE FD COM 231647108 1334 98505 SH SOLE 98505 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 4509 193263 SH SOLE 193263 0 0 DISCOVERY INC COM SER C 25470F302 8379 274803 SH SOLE 274803 0 0 DUPONT DE NEMOURS INC COM 26614N102 4905 76400 SH SOLE 76400 0 0 EL PASO ELEC CO COM NEW 283677854 10920 160848 SH SOLE 160848 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 594 20157 SH SOLE 20157 0 0 ENTEGRA FINL CORP COM 29363J108 1206 39976 SH SOLE 39976 0 0 FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 1728 160000 SH SOLE 160000 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 581 90343 SH SOLE 90343 0 0 FORUM MERGER II CORP UNIT 09/30/2025 34986F202 1288 120000 SH SOLE 120000 0 0 FRANKLIN LTD DURATION INC TR COM 35472T101 937 97720 SH SOLE 97720 0 0 GABELLI DIVD & INCOME TR COM 36242H104 998 45450 SH SOLE 45450 0 0 GX ACQUISITION CORP UNIT 05/24/2026 36251A206 1945 187000 SH SOLE 187000 0 0 GIGCAPITAL2 INC UNIT 02/28/2026 375036209 4298 411315 SH SOLE 411315 0 0 GORDON POINTE ACQUISITION CO COM CLASS A 382788107 2118 200000 SH SOLE 200000 0 0 GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 72 200000 SH SOLE 200000 0 0 GRAF INDL CORP UNIT 12/31/2025 384278206 2556 240000 SH SOLE 240000 0 0 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 528 50000 SH SOLE 50000 0 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 1157 59989 SH SOLE 59989 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 214 13567 SH SOLE 13567 0 0 HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 483 38896 SH SOLE 38896 0 0 IAC INTERACTIVECORP COM 44919P508 8557 34350 SH SOLE 34350 0 0 INSURANCE ACQUISITION CORP CL A 457867307 798 75000 SH SOLE 75000 0 0 JUNIPER INDL HLDGS INC UNIT 11/13/2026 48205G205 2053 201000 SH SOLE 201000 0 0 KBL MERGER CORP IV COM 48242A104 2673 250000 SH SOLE 250000 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 32 400000 SH SOLE 400000 0 0 KBL MERGER CORP IV RIGHT 04/09/2020 48242A120 64 400000 SH SOLE 400000 0 0 KALEYRA INC COM 483379103 9589 1128081 SH SOLE 1128081 0 0 KALEYRA INC *W EXP 12/12/202 483379111 269 238474 SH SOLE 238474 0 0 LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 2734 250000 SH SOLE 250000 0 0 LEGACY ACQUISITION CORP COM CL A 524643103 3081 300000 SH SOLE 300000 0 0 LEISURE ACQUISITION CORP COM 52539T107 2313 222000 SH SOLE 222000 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 115 111000 SH SOLE 111000 0 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 125 19160 SH SOLE 19160 0 0 LOEWS CORP COM 540424108 2016 38398 SH SOLE 38398 0 0 MEDLEY MGMT INC CL A COM 58503T106 55 18508 SH SOLE 18508 0 0 MERIDA MERGER CORP I COM 58953M106 3166 325000 SH SOLE 325000 0 0 MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 81 162499 SH SOLE 162499 0 0 MERRIMACK PHARMACEUTICALS IN COM NEW 590328209 211 66934 SH SOLE 66934 0 0 MONOCLE ACQUISITION CORP COM 609754106 4072 400000 SH SOLE 400000 0 0 MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 300 400000 SH SOLE 400000 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 1253 62977 SH SOLE 62977 0 0 MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 1601 150000 SH SOLE 150000 0 0 NII HLDGS INC COM PAR 62913F508 10968 5054152 SH SOLE 5054152 0 0 NEW PROVIDENCE ACQUISITIN CO UNIT 09/01/2024 64822P205 925 90100 SH SOLE 90100 0 0 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 6433 363218 SH SOLE 363218 0 0 OCCIDENTAL PETE CORP COM 674599105 2473 59999 SH SOLE 59999 0 0 OPES ACQUISITION CORP COM 68373P100 1271 120730 SH SOLE 120730 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 22 120730 SH SOLE 120730 0 0 ORGANOGENESIS HLDGS INC COM 68621F102 69 14250 SH SOLE 14250 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 662 54334 SH SOLE 54334 0 0 PENSARE ACQUISITION CORP *W EXP 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SOLE 31232 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 9322 848972 SH SOLE 848972 0 0 SANOFI RIGHT 12/31/2020 80105N113 133 155177 SH SOLE 155177 0 0 SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 2249 213333 SH SOLE 213333 0 0 SOFTWARE ACQUISITION GROUP I UNIT 10/01/2026 83406B200 1524 150000 SH SOLE 150000 0 0 SPIRIT MTA REIT COM SHS BEN IN 84861U105 844 1099330 SH SOLE 1099330 0 0 STABLE RD ACQUISITION CORP UNIT 05/15/2026 85236Q208 1029 100000 SH SOLE 100000 0 0 STARS GROUP INC COM 85570W100 365 14000 SH SOLE 14000 0 0 STEEL CONNECT INC COM 858098106 80 54804 SH SOLE 54804 0 0 STEWART INFORMATION SVCS COR COM 860372101 1131 27722 SH SOLE 27722 0 0 TALLGRASS ENERGY LP CLASS A SHS 874696107 2641 119374 SH SOLE 119374 0 0 TIBERIUS ACQUISITION CORP COM 88633A107 2095 200000 SH SOLE 200000 0 0 TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 228 200000 SH SOLE 200000 0 0 TIFFANY & CO NEW COM 886547108 414 3100 SH SOLE 3100 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 1392 126997 SH SOLE 126997 0 0 TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 1641 160000 SH SOLE 160000 0 0 TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 2392 225000 SH SOLE 225000 0 0 TUSCAN HLDGS CORP II UNIT 04/01/2026 90070A202 2494 247080 SH SOLE 247080 0 0 WABCO HLDGS INC COM 92927K102 11793 87036 SH SOLE 87036 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 1766 5347 SH SOLE 5347 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 572 51890 SH SOLE 51890 0 0 ZAYO GROUP HLDGS INC COM 98919V105 13459 388439 SH SOLE 388439 0 0 ACT II GLOBAL ACQUISITION CO CL A SHS G0080J104 1012 100000 SH SOLE 100000 0 0 ACT II GLOBAL ACQUISITION CO *W EXP 04/30/202 G0080J120 50 50000 SH SOLE 50000 0 0 AIRCASTLE LTD COM G0129K104 320 10000 SH SOLE 10000 0 0 ALLERGAN PLC SHS G0177J108 18418 96345 SH SOLE 96345 0 0 ALUSSA ENERGY ACQUISITION CO UNIT 10/31/2026 G0232J127 1383 137200 SH SOLE 137200 0 0 AXALTA COATING SYS LTD COM G0750C108 1462 48095 SH SOLE 48095 0 0 BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 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