0001420506-18-000906.txt : 20181113 0001420506-18-000906.hdr.sgml : 20181113 20181113100719 ACCESSION NUMBER: 0001420506-18-000906 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 181175864 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001584639 XXXXXXXX 09-30-2018 09-30-2018 false Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880
13F HOLDINGS REPORT 028-15952 N
Bruce M. Kallins Managing Principal (203) 341-0606 Bruce M. Kallins, Managing Principal WESTPORT CT 11-13-2018 0 139 527081 false
INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC. A H BELO CORP COM CL A 001282102 165 35942 SH SOLE 35942 0 0 AT&T INC COM 00206R102 7516 223829 SH SOLE 223829 0 0 AV HOMES INC COM 00234P102 1713 79853 SH SOLE 79853 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 776 113153 SH SOLE 113153 0 0 AETNA INC NEW COM 00817Y108 19228 94788 SH SOLE 94788 0 0 ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 2054 200000 SH SOLE 200000 0 0 ALTABA INC COM 021346101 25858 379600 SH SOLE 379600 0 0 ALTRA INDL MOTION CORP COM 02208R106 2065 50000 SH Put SOLE 50000 0 0 ANCHOR BANCORP WA COM 032838104 4729 167113 SH SOLE 167113 0 0 ANDEAVOR COM 03349M105 18721 121962 SH SOLE 121962 0 0 ASSERTIO THERAPEUTICS INC COM 04545L107 59 10100 SH SOLE 10100 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 1738 160000 SH SOLE 160000 0 0 BIG ROCK PARTNERS ACQUISI CO COM 089482103 1650 165000 SH SOLE 165000 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 34 82500 SH SOLE 82500 0 0 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 77 165000 SH SOLE 165000 0 0 BLACK RIDGE ACQUISITION CORP COM 09216T107 3889 396000 SH SOLE 396000 0 0 BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 174 396000 SH SOLE 396000 0 0 BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 150 396000 SH SOLE 396000 0 0 BROOKDALE SR LIVING INC COM 112463104 1356 137900 SH SOLE 137900 0 0 CA INC COM 12673P105 3974 90000 SH SOLE 90000 0 0 COASTWAY BANCORP INC COM 190632109 236 8364 SH SOLE 8364 0 0 CONNECTICUT WTR SVC INC COM 207797101 697 10045 SH SOLE 10045 0 0 CONVERGEONE HLDGS INC COM CL A 212481105 218 23400 SH SOLE 23400 0 0 CONVERGYS CORP COM 212485106 3184 134100 SH SOLE 134100 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 22844 1631718 SH SOLE 1631718 0 0 CORNERSTONE TOTAL RTRN FD IN COM 21924U300 13791 993591 SH SOLE 993591 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 3160 32539 SH SOLE 32539 0 0 DEUTSCHE MULTI-MKT INCOME TR SHS 25160E102 891 99258 SH SOLE 99258 0 0 DEUTSCHE STRATEGIC INCOME TR SHS 25160F109 364 28984 SH SOLE 28984 0 0 DISCOVERY INC COM SER C 25470F302 6749 228153 SH SOLE 228153 0 0 DRAPER OAKWOOD TECHNOLOGY COM CL A 26146L103 1836 180000 SH SOLE 180000 0 0 DRAPER OAKWOOD TECHNOLOGY *W EXP 09/19/202 26146L111 53 90000 SH SOLE 90000 0 0 DRAPER OAKWOOD TECHNOLOGY RIGHT 09/19/2018 26146L129 92 180000 SH SOLE 180000 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 4652 32644 SH SOLE 32644 0 0 ENERGY XXI GULF COAST INC COM 29276K101 229 27419 SH SOLE 27419 0 0 ENVISION HEALTHCARE CORP COM 29414D100 3430 75000 SH SOLE 75000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 5675 59732 SH SOLE 59732 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 820 48421 SH SOLE 48421 0 0 FOREST CITY RLTY TR INC COM CL A 345605109 5389 214772 SH SOLE 214772 0 0 FORTIVE CORP COM 34959J108 21643 257048 SH SOLE 257048 0 0 FORTIVE CORP COM 34959J108 19366 230000 SH Put SOLE 230000 0 0 FORUM MERGER II CORP UNIT 09/30/2025 34986F202 1213 120000 SH SOLE 120000 0 0 FRANKLIN LTD DURATION INCM T RIGHT 10/18/2018 353793110 2 25200 SH SOLE 25200 0 0 GIGCAPITAL INC UNIT 03/06/2025 37518N205 5961 555000 SH SOLE 555000 0 0 GORDON POINTE ACQUISITION CO UNIT 01/18/2023 382788206 2105 200000 SH SOLE 200000 0 0 GRAMERCY PPTY TR COM NEW 385002308 10075 367175 SH SOLE 367175 0 0 HAYMAKER ACQUISITION CORP COM CLASS A 420870107 976 100000 SH SOLE 100000 0 0 HAYMAKER ACQUISITION CORP *W EXP 10/27/202 420870115 63 50000 SH SOLE 50000 0 0 HECLA MNG CO COM 422704106 102 36412 SH SOLE 36412 0 0 IAC INTERACTIVECORP COM 44919P508 12900 59523 SH SOLE 59523 0 0 INDUSTREA ACQUISITION CORP CL A 45579J104 5100 500000 SH SOLE 500000 0 0 INDUSTREA ACQUISITION CORP *W EXP 08/01/202 45579J112 426 426220 SH SOLE 426220 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 945 20100 SH SOLE 20100 0 0 INTERNATIONAL MNY EXPRESS IN *W EXP 01/19/202 46005L119 95 40600 SH SOLE 40600 0 0 KBL MERGER CORP IV COM 48242A104 4040 400000 SH SOLE 400000 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 104 400000 SH SOLE 400000 0 0 KBL MERGER CORP IV RIGHT 03/22/2019 48242A120 184 400000 SH SOLE 400000 0 0 KLX INC COM 482539103 6547 104287 SH SOLE 104287 0 0 KMG CHEMICALS INC COM 482564101 1813 24000 SH SOLE 24000 0 0 KAPSTONE PAPER & PACKAGING C COM 48562P103 5012 147800 SH SOLE 147800 0 0 LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 2538 250000 SH SOLE 250000 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 7388 213576 SH SOLE 213576 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 38 1100 SH Put SOLE 1100 0 0 LAZYDAYS HLDGS INC COM 52110H100 194 25758 SH SOLE 25758 0 0 LEISURE ACQUISITION CORP COM 52539T107 2151 222000 SH SOLE 222000 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 130 111000 SH SOLE 111000 0 0 LIFEPOINT HEALTH INC COM 53219L109 5174 80346 SH SOLE 80346 0 0 LOEWS CORP COM 540424108 2180 43398 SH SOLE 43398 0 0 LUNA INNOVATIONS COM 550351100 63 19516 SH SOLE 19516 0 0 MEDLEY MGMT INC CL A COM 58503T106 97 18508 SH SOLE 18508 0 0 MERRIMACK PHARMACEUTICALS IN COM NEW 590328209 357 66934 SH SOLE 66934 0 0 MODERN MEDIA ACQUISITION COM 60765P103 3636 360000 SH SOLE 360000 0 0 MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 104 180000 SH SOLE 180000 0 0 MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 141 324000 SH SOLE 324000 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 2027 86422 SH SOLE 86422 0 0 MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 1544 150000 SH SOLE 150000 0 0 NEVSUN RES LTD COM 64156L101 7539 1700000 SH SOLE 1700000 0 0 NEW YORK REIT INC COM NEW 64976L208 3823 210725 SH SOLE 210725 0 0 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 1174 52403 SH SOLE 52403 0 0 NOVELION THERAPEUTICS INC COM NEW 67001K202 108 36428 SH SOLE 36428 0 0 NXSTAGE MEDICAL INC COM 67072V103 1721 61721 SH SOLE 61721 0 0 NUVEEN BUILD AMER BD FD COM 67074C103 516 25788 SH SOLE 25788 0 0 OFS CAP CORP COM 67103B100 292 24572 SH SOLE 24572 0 0 OPES ACQUISITION CORP UNIT 03/07/2023 68373P209 1227 120730 SH SOLE 120730 0 0 PHH CORP COM NEW 693320202 2273 206822 SH SOLE 206822 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 714 54334 SH SOLE 54334 0 0 PENSARE ACQUISITION CORP COM 70957E105 5976 600000 SH SOLE 600000 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 156 300000 SH SOLE 300000 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 270 600000 SH SOLE 600000 0 0 PINNACLE FOODS INC DEL COM 72348P104 12833 198013 SH SOLE 198013 0 0 PINNACLE ENTMT INC NEW COM 72348Y105 15547 461474 SH SOLE 461474 0 0 PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 7263 700000 SH SOLE 700000 0 0 QIWI PLC SPON ADR REP B 74735M108 527 40000 SH SOLE 40000 0 0 REALNETWORKS INC COM NEW 75605L708 78 26522 SH SOLE 26522 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 28550 931189 SH SOLE 931189 0 0 RITE AID CORP COM 767754104 561 438046 SH SOLE 438046 0 0 ROCKWELL COLLINS INC COM 774341101 39574 281726 SH SOLE 281726 0 0 ROYCE VALUE TR INC COM 780910105 4939 302095 SH SOLE 302095 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 5931 634299 SH SOLE 634299 0 0 SANOFI RIGHT 12/31/2020 80105N113 82 155177 SH SOLE 155177 0 0 SPARTON CORP COM 847235108 680 47126 SH SOLE 47126 0 0 STEEL CONNECT INC COM 858098106 117 54804 SH SOLE 54804 0 0 STEWART INFORMATION SVCS COR COM 860372101 2577 57247 SH SOLE 57247 0 0 TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 2045 200000 SH SOLE 200000 0 0 TIVO CORP COM 88870P106 174 14000 SH SOLE 14000 0 0 TORTOISE MLP FD INC COM 89148B101 3551 220811 SH SOLE 220811 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 10 10400 SH SOLE 10400 0 0 TRIBUNE MEDIA CO CL A 896047503 4471 116333 SH SOLE 116333 0 0 TRINITY MERGER CORP UNIT 05/11/2025 89653L205 3817 371868 SH SOLE 371868 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 8270 178500 SH SOLE 178500 0 0 U S G CORP COM NEW 903293405 6425 148343 SH SOLE 148343 0 0 XCERRA CORP COM 98400J108 878 61516 SH SOLE 61516 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 3135 75000 SH SOLE 75000 0 0 AVISTA HEALTHCARE PUB ACQ CO *W EXP 10/07/202 G0726L117 30 150000 SH SOLE 150000 0 0 AVISTA HEALTHCARE PUB ACQ CO CL A G0726L125 1520 150000 SH SOLE 150000 0 0 AXALTA COATING SYS LTD COM G0750C108 324 11100 SH SOLE 11100 0 0 BISON CAP ACQUISITION CORP ORD SHS G1142P104 1021 100000 SH SOLE 100000 0 0 BISON CAP ACQUISITION CORP *W EXP 06/20/202 G1142P112 25 50000 SH SOLE 50000 0 0 BISON CAP ACQUISITION CORP RIGHT 03/20/2019 G1142P138 53 100000 SH SOLE 100000 0 0 CM SEVEN STAR ACQUISITION CO SHS G2345N102 4032 400000 SH SOLE 400000 0 0 CM SEVEN STAR ACQUISITION CO *W EXP 08/21/202 G2345N110 85 175000 SH SOLE 175000 0 0 CM SEVEN STAR ACQUISITION CO RIGHT 08/21/2022 G2345N136 184 350000 SH SOLE 350000 0 0 CONSTELLATION ALPHA CAP CORP SHS G2379F108 1518 150000 SH SOLE 150000 0 0 CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 33 150000 SH SOLE 150000 0 0 CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 60 150000 SH SOLE 150000 0 0 ESTRE AMBIENTAL INC *W EXP 12/21/202 G3206V118 44 124450 SH SOLE 124450 0 0 FGL HOLDINGS-CW21 Equity WRT *W EXP 11/30/202 G3402M110 532 270000 SH SOLE 270000 0 0 HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 1476 144000 SH SOLE 144000 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 845 29200 SH SOLE 29200 0 0 LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 512 50000 SH SOLE 50000 0 0 THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 1457 150000 SH SOLE 150000 0 0 THUNDER BRIDGE ACQUISITION L UNIT 01/01/2025 G8857R118 4064 400000 SH SOLE 400000 0 0 TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 3767 372000 SH SOLE 372000 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 1091 52370 SH SOLE 52370 0 0 TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 2784 270000 SH SOLE 270000 0 0 UNION ACQUISITION CORP UNIT 99/99/9999 G9366W119 2625 251200 SH SOLE 251200 0 0 ORBOTECH LTD ORD M75253100 7089 119260 SH SOLE 119260 0 0 NXP SEMICONDUCTORS N V COM N6596X109 17362 203061 SH SOLE 203061 0 0 WRIGHT MED GROUP N V RIGHT 03/01/2019 N96617126 54 38308 SH SOLE 38308 0 0