0001104659-24-003058.txt : 20240110
0001104659-24-003058.hdr.sgml : 20240110
20240110184205
ACCESSION NUMBER: 0001104659-24-003058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240109
FILED AS OF DATE: 20240110
DATE AS OF CHANGE: 20240110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41254
FILM NUMBER: 24527608
BUSINESS ADDRESS:
STREET 1: 1555 POST ROAD EAST
STREET 2: SUITE 202
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 1555 POST ROAD EAST
STREET 2: SUITE 202
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER NAME:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HWH International Inc.
CENTRAL INDEX KEY: 0001897245
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 873296100
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 4800 MONTGOMERY LANE, SUITE 210
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 301-971-3955
MAIL ADDRESS:
STREET 1: 4800 MONTGOMERY LANE, SUITE 210
CITY: BETHESDA
STATE: MD
ZIP: 20814
FORMER COMPANY:
FORMER CONFORMED NAME: Alset Capital Acquisition Corp.
DATE OF NAME CHANGE: 20211203
4
1
tm242610-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-01-09
1
0001897245
HWH International Inc.
ACAX
0001584639
Yakira Capital Management, Inc.
1555 POST ROAD EAST, SUITE 202
WESTPORT
CT
06880
0
0
0
1
Former 10% Owner
0
Class A Common Stock
2024-01-09
4
J
0
279308
10.66
D
0
I
See Footnote
The Class A Common Stock were disposed of as a result of Yakira Capital Management, Inc., a Delaware corporation (the "Reporting Person"), exercising its right to redeem such shares upon consummation of the business combination.
Reporting Person serves as investment advisors to each of (i) Yakira Partners, L.P., a Delaware limited partnership ("Yakira Partners"), (ii) Yakira Enhanced Offshore Fund Ltd., a Cayman Islands exempted company ("Yakira Offshore") and (iii) MAP 136 Segregated Portfolio, a Cayman Islands exempted company ("MAP 136") and has sole voting and investment discretion with respects to the securities reported herein which are held by Yakira Partners, Yakira Offshore and MAP 136. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
The Reporting Person ceased to be a 10% owner effective January 9, 2024. As a result, the Reporting Person is no longer subject to Section 16 in connection with its transactions in the equity securities of the Issuer and therefore will no longer report any such transactions on Form 4 or Form 5.
/s/ Nicholas Sabatini, CFO & CCO
2024-01-10