0001584087-21-000002.txt : 20210212
0001584087-21-000002.hdr.sgml : 20210212
20210212171636
ACCESSION NUMBER: 0001584087-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
EFFECTIVENESS DATE: 20210212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 1492 Capital Management LLC
CENTRAL INDEX KEY: 0001584087
IRS NUMBER: 263390509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15880
FILM NUMBER: 21629673
BUSINESS ADDRESS:
STREET 1: 309 N WATER ST
STREET 2: SUITE 210
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4142761492
MAIL ADDRESS:
STREET 1: 309 N WATER ST
STREET 2: SUITE 210
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001584087
XXXXXXXX
12-31-2020
12-31-2020
1492 Capital Management LLC
309 N WATER ST
SUITE 210
MILWAUKEE
WI
53202
13F HOLDINGS REPORT
028-15880
N
Nancy Frohna
CCO
4142249175
Nancy E Frohna
Milwaukee
WI
02-12-2021
0
101
173533
false
INFORMATION TABLE
2
1492CM_13F_4Q20.xml
1492CM FORM 13F 4Q20
ACCEL ENTERTAINMENT INC
COM CL A1
00436Q106
1590
157471
SH
SOLE
157471
0
0
AMERIS BANCORP
COM
03076K108
2582
67831
SH
SOLE
67831
0
0
AMMO INC
COM
00175J107
248
75000
SH
SOLE
75000
0
0
ANI PHARMACEUTICALS
COM
00182C103
683
23533
SH
SOLE
23533
0
0
ATLANTIC UN BANKSHARES CORP
COM
04911A107
1298
39394
SH
SOLE
39394
0
0
AVIENT CORPORATION
COM
05368V106
1233
30621
SH
SOLE
30621
0
0
BG STAFFING INC
COM
05544A109
172
12864
SH
SOLE
12864
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
3322
790863
SH
SOLE
790863
0
0
BLOOMIN BRANDS INC
COM
094235108
195
10063
SH
SOLE
10063
0
0
BMC STK HLDGS INC
COM
05591B109
2463
45877
SH
SOLE
45877
0
0
BOINGO WIRELESS INC
COM
09739C102
2628
206573
SH
SOLE
206573
0
0
BOOT BARN HLDGS INC
COM
099406100
1005
23177
SH
SOLE
23177
0
0
BUCKLE INC
COM
118440106
3769
129064
SH
SOLE
129064
0
0
BUNGE LIMITED
COM
G16962105
259
3952
SH
SOLE
3952
0
0
BUNGE LIMITED
COM
G16962905
472
7200
SH
Call
SOLE
7200
0
0
CAESARS ENTERTAINMEN
COM
12769G100
3460
46547
SH
SOLE
46547
0
0
CHARLES RIV LABS INTL INC
COM
159864107
1506
6028
SH
SOLE
6028
0
0
CIRRUS LOGIC INC
COM
172755100
681
8281
SH
SOLE
8281
0
0
CITY OFFICE REIT INC
COM
178587101
129
13243
SH
SOLE
13243
0
0
CLARUS CORP NEW
COM
18270P109
244
15825
SH
SOLE
15825
0
0
CODEXIS INC
COM
192005106
1189
54471
SH
SOLE
54471
0
0
COEUR MNG INC
COM NEW
192108504
177
17146
SH
SOLE
17146
0
0
COHU INC
COM
192576106
309
8092
SH
SOLE
8092
0
0
COPA HOLDINGS SA
CL A
P31076105
4599
59550
SH
SOLE
59550
0
0
COVENANT LOGISTICS GROUP INC
CL A
22284P105
1050
70924
SH
SOLE
70924
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
533
3480
SH
SOLE
3480
0
0
DARLING INGREDIENTS INC
COM
237266101
4002
69380
SH
SOLE
69380
0
0
DIGITAL TURBINE INC
COM NEW
25400W102
4574
80863
SH
SOLE
80863
0
0
DIREXION SHS ETF TR
DAILY SM CP BEAR
25460E125
554
80657
SH
SOLE
80657
0
0
DRAFTKINGS INC
COM CL A
26142R104
3921
84207
SH
SOLE
84207
0
0
DYNATRACE INC
COM NEW
268150109
3891
89920
SH
SOLE
89920
0
0
EAGLE MATLS INC
COM
26969P108
868
8563
SH
SOLE
8563
0
0
EDITAS MEDICINE INC
COM
28106W103
206
2933
SH
SOLE
2933
0
0
EHEALTH INC
COM
28238P109
1209
17124
SH
SOLE
17124
0
0
EMERALD HOLDING INC
COM
29103W104
610
112617
SH
SOLE
112617
0
0
FALCON MINERALS CORP
CL A COM
30607B109
85
27062
SH
SOLE
27062
0
0
FATHOM HOLDINGS INC
COM
31189V109
4246
117815
SH
SOLE
117815
0
0
FB FINL CORP
COM
30257X104
1255
36142
SH
SOLE
36142
0
0
FERROGLOBE PLC
SHS
G33856108
445
271201
SH
SOLE
271201
0
0
G III APPAREL GROUP LTD
COM
36237H101
1847
77791
SH
SOLE
77791
0
0
GAMIDA CELL LTD
SHS
M47364100
84
10000
SH
SOLE
10000
0
0
GLOBAL MED REIT INC
COM NEW
37954A204
227
17349
SH
SOLE
17349
0
0
HORIZON THERAPEUTICS PUB L
SHS
G46188101
10018
136954
SH
SOLE
136954
0
0
HUDBAY MINERALS INC
COM
443628102
175
24966
SH
SOLE
24966
0
0
INSPERITY INC
COM
45778Q107
211
2596
SH
SOLE
2596
0
0
ISHARES TR
CORE US AGGBD ET
464287226
335
2833
SH
SOLE
2833
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
1373
9063
SH
SOLE
9063
0
0
ISHARES TR
RUSSELL 2000 ETF
464287955
1176
6000
SH
Put
SOLE
6000
0
0
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
1496
15127
SH
SOLE
15127
0
0
KALEYRA INC
COM
483379103
1107
112252
SH
SOLE
112252
0
0
KNIGHT-SWIFT TRANSN HLDGS IN
CL A
499049104
1053
25182
SH
SOLE
25182
0
0
KORN FERRY
COM NEW
500643200
1785
41031
SH
SOLE
41031
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
410
14963
SH
SOLE
14963
0
0
LIVENT CORP
COM
53814L108
5717
303429
SH
SOLE
303429
0
0
LOVESAC COMPANY
COM
54738L109
5801
134627
SH
SOLE
134627
0
0
LUMENTUM HLDGS INC
COM
55024U109
4197
44267
SH
SOLE
44267
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
1322
97772
SH
SOLE
97772
0
0
MANNKIND CORP
COM NEW
56400P706
148
47208
SH
SOLE
47208
0
0
MARCUS CORP DEL
COM
566330106
172
12788
SH
SOLE
12788
0
0
MAXLINEAR INC
COM
57776J100
1040
27234
SH
SOLE
27234
0
0
MEGALITH FINL ACQUISITION CO
CL A COM
58518F109
2827
201327
SH
SOLE
201327
0
0
NEOGENOMICS INC
COM NEW
64049M209
4871
90465
SH
SOLE
90465
0
0
OSHKOSH CORP
COM
688239201
1552
18036
SH
SOLE
18036
0
0
PAYCOM SOFTWARE INC
COM
70432V102
765
1691
SH
SOLE
1691
0
0
PCTEL INC
COM
69325Q105
156
23711
SH
SOLE
23711
0
0
PELOTON INTERACTIVE INC
COM
70614W950
349
2300
SH
Put
SOLE
2300
0
0
PENN NATL GAMING INC
COM
707569109
3953
45771
SH
SOLE
45771
0
0
PENN VA CORP
COM
70788V102
128
12626
SH
SOLE
12626
0
0
PILGRIMS PRIDE CORP
COM
72147K108
1019
51948
SH
SOLE
51948
0
0
PILGRIMS PRIDE CORP
COM
72147K958
196
10000
SH
Put
SOLE
10000
0
0
QUANEX BUILDING PROD
COM
747619104
1611
72649
SH
SOLE
72649
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
1124
15867
SH
SOLE
15867
0
0
RINGCENTRAL INC
CL A
76680R206
9766
25770
SH
SOLE
25770
0
0
ROTH CH ACQUISITION
*W EXP 01/28/202
778675116
702
159604
SH
SOLE
159604
0
0
ROTH CH ACQUISITION
COM
778675108
3431
212825
SH
SOLE
212825
0
0
ROTH CH ACQUISITION II UNT
UNIT 12/11/2025
778673202
3300
317278
SH
SOLE
317278
0
0
RUSH STREET INTERACTIVE INC
COM
782011100
1605
74116
SH
SOLE
74116
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
1048
35586
SH
SOLE
35586
0
0
SEELOS THERAPEUTICS INC
COM
81577F109
237
150000
SH
SOLE
150000
0
0
SEMTECH CORP
COM
816850101
2172
30135
SH
SOLE
30135
0
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
268
5565
SH
SOLE
5565
0
0
SKECHERS U S A INC
CL A
830566105
2502
69617
SH
SOLE
69617
0
0
SM ENERGY CO
COM
78454L100
831
135715
SH
SOLE
135715
0
0
SONIC AUTOMOTIVE INC
CL A
83545G102
1167
30265
SH
SOLE
30265
0
0
SYNEOS HEALTH INC
CL A
87166B102
1596
23421
SH
SOLE
23421
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
271
8373
SH
SOLE
8373
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
966
10094
SH
SOLE
10094
0
0
TILLYS INC
CL A
886885102
1848
226480
SH
SOLE
226480
0
0
TRISTATE CAP HLDGS INC
COM
89678F100
3562
204713
SH
SOLE
204713
0
0
TRITERRAS INC
SHS CL A
G9103H102
448
40631
SH
SOLE
40631
0
0
TYME TECHNOLOGIES INC
COM
90238J103
207
169927
SH
SOLE
169927
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
768
3341
SH
SOLE
3341
0
0
UPLAND SOFTWARE INC
COM
91544A109
6024
131266
SH
SOLE
131266
0
0
VELODYNE LIDAR INC
COM
92259F101
593
25838
SH
SOLE
25838
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
173
14863
SH
SOLE
14863
0
0
VONAGE HLDGS CORP
COM
92886T201
3758
291638
SH
SOLE
291638
0
0
WINTRUST FINL CORP
COM
97650W108
247
4037
SH
SOLE
4037
0
0
WNS HLDGS LTD
SPON ADR
92932M101
1642
22789
SH
SOLE
22789
0
0
WORLD FUEL SVCS CORP
COM
981475106
3618
116108
SH
SOLE
116108
0
0
YRC WORLDWIDE INC
COM PAR $.01
984249607
646
145758
SH
SOLE
145758
0
0
ZIONS BANCORPORATION N A
COM
989701107
230
5296
SH
SOLE
5296
0
0