Chief Compliance Officer

0001583751-24-000003.txt : 20240507 0001583751-24-000003.hdr.sgml : 20240507 20240507153239 ACCESSION NUMBER: 0001583751-24-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240507 DATE AS OF CHANGE: 20240507 EFFECTIVENESS DATE: 20240507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCI Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001583751 ORGANIZATION NAME: IRS NUMBER: 861002710 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15613 FILM NUMBER: 24921449 BUSINESS ADDRESS: STREET 1: 4011 E SUNRISE DR CITY: TUCSON STATE: AZ ZIP: 85718 BUSINESS PHONE: 520-733-1477 MAIL ADDRESS: STREET 1: 4011 E SUNRISE DR CITY: TUCSON STATE: AZ ZIP: 85718 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001583751 XXXXXXXX 03-31-2024 03-31-2024 false TCI Wealth Advisors, Inc.

4011 E Sunrise Dr Tucson AZ 85718

13F HOLDINGS REPORT 028-15613 000107373 801-37083 N Simone Gehner Chief Compliance Officer 520-733-1477 /s/ Simone Gehner Tucson AZ 05-07-2024 0 217 1014681757 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1299513 12251 SH SOLE 0 0 12251 ABBOTT LABS COM 002824100 2174203 19129 SH SOLE 0 0 19129 ABBVIE INC COM 00287Y109 2982634 16379 SH SOLE 0 0 16379 ACCELERATE DIAGNOSTICS INC COM NEW 00430H201 58094 58680 SH SOLE 0 0 58680 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 221138 638 SH SOLE 0 0 638 ADOBE INC COM 00724F101 350697 695 SH SOLE 0 0 695 ADVANCED MICRO DEVICES INC COM 007903107 758021 4200 SH SOLE 0 0 4200 ALPHABET INC CAP STK CL A 02079K305 2800356 18554 SH SOLE 0 0 18554 ALPHABET INC CAP STK CL C 02079K107 3722301 24447 SH SOLE 0 0 24447 ALTRIA GROUP INC COM 02209S103 318372 7299 SH SOLE 0 0 7299 AMAZON COM INC COM 023135106 7925866 43940 SH SOLE 0 0 43940 AMERICAN CENTY ETF TR AVANTIS RESPONSI 025072315 221408 4513 SH SOLE 0 0 4513 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 8440897 132427 SH SOLE 0 0 132427 AMERICAN CENTY ETF TR US SML CP VALU 025072877 69918806 746119 SH SOLE 0 0 746119 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 39505361 599838 SH SOLE 0 0 599838 AMERICAN CENTY ETF TR AVANTIS RESPONSI 025072299 427186 7504 SH SOLE 0 0 7504 AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 16539848 285367 SH SOLE 0 0 285367 AMERICAN CENTY ETF TR AVANTIS RESPON U 025072281 317882 5175 SH SOLE 0 0 5175 AMERICAN ELEC PWR CO INC COM 025537101 212754 2471 SH SOLE 0 0 2471 AMERICAN EXPRESS CO COM 025816109 1055799 4637 SH SOLE 0 0 4637 AMGEN INC COM 031162100 1102858 3879 SH SOLE 0 0 3879 ANALOG DEVICES INC COM 032654105 202142 1022 SH SOLE 0 0 1022 AON PLC SHS CL A G0403H108 225261 675 SH SOLE 0 0 675 APPLE INC COM 037833100 22182020 129356 SH SOLE 0 0 129356 APPLIED MATLS INC COM 038222105 361934 1755 SH SOLE 0 0 1755 APTARGROUP INC COM 038336103 393108 2732 SH SOLE 0 0 2732 AT&T INC COM 00206R102 869978 49431 SH SOLE 0 0 49431 BANK AMERICA CORP COM 060505104 773990 20411 SH SOLE 0 0 20411 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8508839 20234 SH SOLE 0 0 20234 BLACKROCK INC COM 09247X101 225110 270 SH SOLE 0 0 270 BLACKSTONE INC COM 09260D107 439304 3344 SH SOLE 0 0 3344 BOEING CO COM 097023105 361316 1872 SH SOLE 0 0 1872 BOOKING HOLDINGS INC COM 09857L108 351905 97 SH SOLE 0 0 97 BRISTOL-MYERS SQUIBB CO COM 110122108 373201 6882 SH SOLE 0 0 6882 BROADCOM INC COM 11135F101 666293 503 SH SOLE 0 0 503 CALAVO GROWERS INC COM 128246105 310082 11150 SH SOLE 0 0 11150 CATERPILLAR INC COM 149123101 6293512 17175 SH SOLE 0 0 17175 CEMEX SAB DE CV SPON ADR NEW 151290889 100174 11118 SH SOLE 0 0 11118 CENCORA INC COM 03073E105 329981 1358 SH SOLE 0 0 1358 CHEVRON CORP NEW COM 166764100 4502723 28545 SH SOLE 0 0 28545 CHUBB LIMITED COM H1467J104 268977 1038 SH SOLE 0 0 1038 CINTAS CORP COM 172908105 460311 670 SH SOLE 0 0 670 CISCO SYS INC COM 17275R102 539163 10803 SH SOLE 0 0 10803 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 47190 28600 SH SOLE 0 0 28600 CLOROX CO DEL COM 189054109 3238430 21151 SH SOLE 0 0 21151 COCA COLA CO COM 191216100 287749 4703 SH SOLE 0 0 4703 COMCAST CORP NEW CL A 20030N101 488468 11268 SH SOLE 0 0 11268 CONOCOPHILLIPS COM 20825C104 207212 1628 SH SOLE 0 0 1628 COPART INC COM 217204106 205790 3553 SH SOLE 0 0 3553 COSTCO WHSL CORP NEW COM 22160K105 4296664 5865 SH SOLE 0 0 5865 CSW INDUSTRIALS INC COM 126402106 202226 862 SH SOLE 0 0 862 CVS HEALTH CORP COM 126650100 1264283 15851 SH SOLE 0 0 15851 D R HORTON INC COM 23331A109 235307 1430 SH SOLE 0 0 1430 DANAHER CORPORATION COM 235851102 1955558 7831 SH SOLE 0 0 7831 DEERE & CO COM 244199105 615700 1499 SH SOLE 0 0 1499 DIMENSIONAL ETF TRUST INTERNATIONAL 25434V690 375017 11138 SH SOLE 0 0 11138 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 28575049 524987 SH SOLE 0 0 524987 DIMENSIONAL ETF TRUST INTL HIGH PROFIT 25434V765 11139127 413479 SH SOLE 0 0 413479 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 19255732 756908 SH SOLE 0 0 756908 DIMENSIONAL ETF TRUST GLOBAL REAL EST 25434V658 18494767 724433 SH SOLE 0 0 724433 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 53083272 1661448 SH SOLE 0 0 1661448 DIMENSIONAL ETF TRUST WORLD EQUITY ETF 25434V617 332977 5631 SH SOLE 0 0 5631 DIMENSIONAL ETF TRUST US REAL ESTATE E 25434V823 259781 11613 SH SOLE 0 0 11613 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 11097857 448942 SH SOLE 0 0 448942 DIMENSIONAL ETF TRUST GLOBAL CORE PLUS 25434V583 21707980 406669 SH SOLE 0 0 406669 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 134526631 2157950 SH SOLE 0 0 2157950 DIMENSIONAL ETF TRUST US HIGH PROFITAB 25434V831 11210236 354642 SH SOLE 0 0 354642 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 86732040 2120588 SH SOLE 0 0 2120588 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 129738318 2276910 SH SOLE 0 0 2276910 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 3379139 111818 SH SOLE 0 0 111818 DIMENSIONAL ETF TRUST INTL CORE EQUITY 25434V799 257253 9617 SH SOLE 0 0 9617 DIMENSIONAL ETF TRUST US LARGE CAP VAL 25434V666 1616971 53917 SH SOLE 0 0 53917 DIMENSIONAL ETF TRUST US SUSTAINABILTY 25434V716 827699 24054 SH SOLE 0 0 24054 DIMENSIONAL ETF TRUST US SMALL CAP VAL 25434V815 461554 15334 SH SOLE 0 0 15334 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 44326579 1206165 SH SOLE 0 0 1206165 DIMENSIONAL ETF TRUST INTL SMALL CAP E 25434V773 18524067 739189 SH SOLE 0 0 739189 DIMENSIONAL ETF TRUST EMERGING MARKETS 25434V682 247683 7692 SH SOLE 0 0 7692 DISNEY WALT CO COM 254687106 676724 5531 SH SOLE 0 0 5531 DNP SELECT INCOME FD INC COM 23325P104 103161 11374 SH SOLE 0 0 11374 DOMINION ENERGY INC COM 25746U109 677691 13777 SH SOLE 0 0 13777 DTE ENERGY CO COM 233331107 260118 2320 SH SOLE 0 0 2320 ELEVANCE HEALTH INC COM 036752103 247863 478 SH SOLE 0 0 478 ELI LILLY & CO COM 532457108 6336485 8145 SH SOLE 0 0 8145 EXXON MOBIL CORP COM 30231G102 6687916 57535 SH SOLE 0 0 57535 FEDEX CORP COM 31428X106 546740 1887 SH SOLE 0 0 1887 FORD MTR CO DEL COM 345370860 161933 12194 SH SOLE 0 0 12194 FORTIVE CORP COM 34959J108 289888 3370 SH SOLE 0 0 3370 GENERAL ELECTRIC CO COM NEW 369604301 870230 4958 SH SOLE 0 0 4958 GOLDMAN SACHS GROUP INC COM 38141G104 579754 1388 SH SOLE 0 0 1388 GRAINGER W W INC COM 384802104 661245 650 SH SOLE 0 0 650 HF SINCLAIR CORP COM 403949100 281325 4660 SH SOLE 0 0 4660 HOME DEPOT INC COM 437076102 2902305 7566 SH SOLE 0 0 7566 HONEYWELL INTL INC COM 438516106 3258139 15874 SH SOLE 0 0 15874 ILLINOIS TOOL WKS INC COM 452308109 1391828 5187 SH SOLE 0 0 5187 INTEL CORP COM 458140100 1033292 23394 SH SOLE 0 0 23394 INTERNATIONAL BUSINESS MACHS COM 459200101 1296567 6790 SH SOLE 0 0 6790 INTUIT COM 461202103 477100 734 SH SOLE 0 0 734 INTUITIVE SURGICAL INC COM NEW 46120E602 425830 1067 SH SOLE 0 0 1067 INVESCO QQQ TR UNIT SER 1 46090E103 1621035 3651 SH SOLE 0 0 3651 ISHARES TR MSCI USA QLT FCT 46432F339 4236286 25776 SH SOLE 0 0 25776 ISHARES TR MSCI EAFE ETF 464287465 1275280 15969 SH SOLE 0 0 15969 ISHARES TR CORE US AGGBD ET 464287226 23383624 238755 SH SOLE 0 0 238755 ISHARES TR CORE S&P SCP ETF 464287804 321654 2910 SH SOLE 0 0 2910 ISHARES TR TRS FLT RT BD 46434V860 1658831 32725 SH SOLE 0 0 32725 ISHARES TR CORE S&P500 ETF 464287200 7009203 13332 SH SOLE 0 0 13332 ISHARES TR RUS 1000 GRW ETF 464287614 818695 2429 SH SOLE 0 0 2429 ISHARES TR SELECT DIVID ETF 464287168 1302006 10570 SH SOLE 0 0 10570 ISHARES TR PFD AND INCM SEC 464288687 320592 9947 SH SOLE 0 0 9947 ISHARES TR INTL SEL DIV ETF 464288448 278858 9945 SH SOLE 0 0 9945 ISHARES TR RUSSELL 2000 ETF 464287655 313558 1491 SH SOLE 0 0 1491 ISHARES TR RUS MID CAP ETF 464287499 446266 5307 SH SOLE 0 0 5307 ISHARES TR RUS 1000 VAL ETF 464287598 1304369 7283 SH SOLE 0 0 7283 ISHARES TR US INFRASTRUC 46435U713 449470 10366 SH SOLE 0 0 10366 ISHARES TR MSCI USA MIN VOL 46429B697 519785 6219 SH SOLE 0 0 6219 ISHARES TR ESG AWARE MSCI 46435U663 249232 6189 SH SOLE 0 0 6189 ISHARES TR MSCI USA MMENTM 46432F396 241909 1291 SH SOLE 0 0 1291 ISHARES U S ETF TR BLACKROCK SH DUR 46431W507 1054514 20898 SH SOLE 0 0 20898 JOHNSON & JOHNSON COM 478160104 6088359 38488 SH SOLE 0 0 38488 JPMORGAN CHASE & CO COM 46625H100 3253839 16245 SH SOLE 0 0 16245 KIMBERLY-CLARK CORP COM 494368103 2597456 20081 SH SOLE 0 0 20081 LAM RESEARCH CORP COM 512807108 229291 236 SH SOLE 0 0 236 LENNOX INTL INC COM 526107107 397362 813 SH SOLE 0 0 813 LOCKHEED MARTIN CORP COM 539830109 880629 1936 SH SOLE 0 0 1936 LOWES COS INC COM 548661107 432023 1696 SH SOLE 0 0 1696 MARATHON PETE CORP COM 56585A102 834528 4142 SH SOLE 0 0 4142 MASTERCARD INCORPORATED CL A 57636Q104 1439919 2990 SH SOLE 0 0 2990 MCDONALDS CORP COM 580135101 5450065 19330 SH SOLE 0 0 19330 MCKESSON CORP COM 58155Q103 822153 1531 SH SOLE 0 0 1531 MEDTRONIC PLC SHS G5960L103 504367 5787 SH SOLE 0 0 5787 MERCK & CO INC COM 58933Y105 1232902 9344 SH SOLE 0 0 9344 META PLATFORMS INC CL A 30303M102 1854433 3819 SH SOLE 0 0 3819 MICROSOFT CORP COM 594918104 14196285 33743 SH SOLE 0 0 33743 MISTER CAR WASH INC COM 60646V105 342806 44233 SH SOLE 0 0 44233 MONDELEZ INTL INC CL A 609207105 302567 4322 SH SOLE 0 0 4322 NETFLIX INC COM 64110L106 281194 463 SH SOLE 0 0 463 NEXTERA ENERGY INC COM 65339F101 329648 5158 SH SOLE 0 0 5158 NORFOLK SOUTHN CORP COM 655844108 239247 939 SH SOLE 0 0 939 NUCOR CORP COM 670346105 422715 2136 SH SOLE 0 0 2136 NVIDIA CORPORATION COM 67066G104 3777951 4181 SH SOLE 0 0 4181 OCCIDENTAL PETE CORP COM 674599105 392717 6043 SH SOLE 0 0 6043 ONEOK INC NEW COM 682680103 274022 3418 SH SOLE 0 0 3418 ORACLE CORP COM 68389X105 527311 4198 SH SOLE 0 0 4198 OREILLY AUTOMOTIVE INC COM 67103H107 202070 179 SH SOLE 0 0 179 PEPSICO INC COM 713448108 2115383 12087 SH SOLE 0 0 12087 PFIZER INC COM 717081103 383632 13825 SH SOLE 0 0 13825 PHILIP MORRIS INTL INC COM 718172109 456479 4982 SH SOLE 0 0 4982 PHILLIPS 66 COM 718546104 326354 1998 SH SOLE 0 0 1998 PINNACLE WEST CAP CORP COM 723484101 598812 8013 SH SOLE 0 0 8013 PPG INDS INC COM 693506107 563227 3887 SH SOLE 0 0 3887 PRICE T ROWE GROUP INC COM 74144T108 330526 2711 SH SOLE 0 0 2711 PROCTER AND GAMBLE CO COM 742718109 2467552 15208 SH SOLE 0 0 15208 QUALCOMM INC COM 747525103 1002202 5920 SH SOLE 0 0 5920 RING ENERGY INC COM 76680V108 25577 13049 SH SOLE 0 0 13049 RTX CORPORATION COM 75513E101 729475 7479 SH SOLE 0 0 7479 SALESFORCE INC COM 79466L302 453578 1506 SH SOLE 0 0 1506 SCHWAB CHARLES CORP COM 808513105 780240 10786 SH SOLE 0 0 10786 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 588144 6343 SH SOLE 0 0 6343 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 422207 6803 SH SOLE 0 0 6803 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 301490 6123 SH SOLE 0 0 6123 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 666288 17076 SH SOLE 0 0 17076 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 255575 3170 SH SOLE 0 0 3170 SERVICENOW INC COM 81762P102 808144 1060 SH SOLE 0 0 1060 SM ENERGY CO COM 78454L100 1939066 38898 SH SOLE 0 0 38898 SOUTHERN CO COM 842587107 322257 4492 SH SOLE 0 0 4492 SPDR GOLD TR GOLD SHS 78463V107 313723 1525 SH SOLE 0 0 1525 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 290047 8930 SH SOLE 0 0 8930 SPDR S&P 500 ETF TR TR UNIT 78462F103 5113694 9776 SH SOLE 0 0 9776 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 705516 1268 SH SOLE 0 0 1268 STARBUCKS CORP COM 855244109 418298 4577 SH SOLE 0 0 4577 STRYKER CORPORATION COM 863667101 321726 899 SH SOLE 0 0 899 SYSCO CORP COM 871829107 269356 3318 SH SOLE 0 0 3318 TEGNA INC COM 87901J105 149400 10000 SH SOLE 0 0 10000 TESLA INC COM 88160R101 1043154 5934 SH SOLE 0 0 5934 TEXAS INSTRS INC COM 882508104 968140 5557 SH SOLE 0 0 5557 THE CIGNA GROUP COM 125523100 331593 913 SH SOLE 0 0 913 THE REAL BROKERAGE INC COM NEW 75585H206 48726 15617 SH SOLE 0 0 15617 THERMO FISHER SCIENTIFIC INC COM 883556102 574236 988 SH SOLE 0 0 988 TJX COS INC NEW COM 872540109 427384 4214 SH SOLE 0 0 4214 TRACTOR SUPPLY CO COM 892356106 218537 835 SH SOLE 0 0 835 TRAVELERS COMPANIES INC COM 89417E109 535076 2325 SH SOLE 0 0 2325 UNION PAC CORP COM 907818108 1444776 5875 SH SOLE 0 0 5875 UNITED RENTALS INC COM 911363109 291329 404 SH SOLE 0 0 404 UNITEDHEALTH GROUP INC COM 91324P102 901839 1823 SH SOLE 0 0 1823 UPSTART HLDGS INC COM 91680M107 1074821 39971 SH SOLE 0 0 39971 US BANCORP DEL COM NEW 902973304 219668 4914 SH SOLE 0 0 4914 VALERO ENERGY CORP COM 91913Y100 398732 2336 SH SOLE 0 0 2336 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 846280 11038 SH SOLE 0 0 11038 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1539026 21190 SH SOLE 0 0 21190 VANGUARD INDEX FDS GROWTH ETF 922908736 768378 2232 SH SOLE 0 0 2232 VANGUARD INDEX FDS SM CP VAL ETF 922908611 563185 2935 SH SOLE 0 0 2935 VANGUARD INDEX FDS VALUE ETF 922908744 714630 4388 SH SOLE 0 0 4388 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2898875 6031 SH SOLE 0 0 6031 VANGUARD INDEX FDS TOTAL STK MKT 922908769 13928692 53593 SH SOLE 0 0 53593 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1670977 19322 SH SOLE 0 0 19322 VANGUARD INDEX FDS SMALL CP ETF 922908751 1732073 7577 SH SOLE 0 0 7577 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1413174 5420 SH SOLE 0 0 5420 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 414163 9915 SH SOLE 0 0 9915 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 594536 10137 SH SOLE 0 0 10137 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 485783 4396 SH SOLE 0 0 4396 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 766165 6557 SH SOLE 0 0 6557 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 369988 7312 SH SOLE 0 0 7312 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 715740 3920 SH SOLE 0 0 3920 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 331970 6617 SH SOLE 0 0 6617 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 369398 3053 SH SOLE 0 0 3053 VANGUARD WORLD FD INF TECH ETF 92204A702 262045 500 SH SOLE 0 0 500 VANGUARD WORLD FD ENERGY ETF 92204A306 1936912 14707 SH SOLE 0 0 14707 VERALTO CORP COM SHS 92338C103 224488 2532 SH SOLE 0 0 2532 VERIZON COMMUNICATIONS INC COM 92343V104 1030832 24567 SH SOLE 0 0 24567 VISA INC COM CL A 92826C839 1482473 5312 SH SOLE 0 0 5312 WALMART INC COM 931142103 1104225 18352 SH SOLE 0 0 18352 WASTE MGMT INC DEL COM 94106L109 202493 950 SH SOLE 0 0 950 WELLS FARGO CO NEW COM 949746101 245848 4242 SH SOLE 0 0 4242 WISDOMTREE TR INTL SMCAP DIV 97717W760 244277 3746 SH SOLE 0 0 3746 WOODWARD INC COM 980745103 2917184 18928 SH SOLE 0 0 18928 XCEL ENERGY INC COM 98389B100 225965 4204 SH SOLE 0 0 4204 ZIONS BANCORPORATION N A COM 989701107 645749 14879 SH SOLE 0 0 14879 ZSCALER INC COM 98980G102 855470 4441 SH SOLE 0 0 4441