0001583751-13-000004.txt : 20131018
0001583751-13-000004.hdr.sgml : 20131018
20131018124919
ACCESSION NUMBER: 0001583751-13-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20131018
DATE AS OF CHANGE: 20131018
EFFECTIVENESS DATE: 20131018
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TCI Wealth Advisors, Inc.
CENTRAL INDEX KEY: 0001583751
IRS NUMBER: 861002710
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15613
FILM NUMBER: 131158930
BUSINESS ADDRESS:
STREET 1: 4011 E SUNRISE DR
CITY: TUCSON
STATE: AZ
ZIP: 85718
BUSINESS PHONE: 520-733-1477
MAIL ADDRESS:
STREET 1: 4011 E SUNRISE DR
CITY: TUCSON
STATE: AZ
ZIP: 85718
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001583751
XXXXXXXX
03-31-2013
03-31-2013
TCI Wealth Advisors, Inc.
4011 E SUNRISE DR
TUCSON
AZ
85718
13F HOLDINGS REPORT
028-15613
N
Catherine A. Nichols
chief compliance officer
520-733-1477
Catherine A. Nichols
Tucson
AZ
10-09-2013
0
734
91096
false
INFORMATION TABLE
2
tci13f1q2013.xml
A F L A C Inc
COM
001055102
7
143
SH
SOLE
0
0
143
Abercrombie & Fitch Cl A
CL A
002896207
2
40
SH
SOLE
0
0
40
Abraxas Petroleum Corp
COM
003830106
2
1000
SH
SOLE
0
0
1000
Adams Express Co
COM
006212104
5
454
SH
SOLE
0
0
454
Air Pdts & Chemicals Inc
COM
009158106
23
260
SH
SOLE
0
0
260
Alcoa
COM
013817101
2
255
SH
SOLE
0
0
255
Alcatel Lucent Adr
SPONSORED ADR
013904305
1
388
SH
SOLE
0
0
388
Alleghany Corp
COM
017175100
3
7
SH
SOLE
0
0
7
Allergan Inc
COM
018490102
8
75
SH
SOLE
0
0
75
Alliant Energy Corp
COM
018802108
5
100
SH
SOLE
0
0
100
Alliant Techsystems Inc
COM
018804104
2
32
SH
SOLE
0
0
32
Allianz SE Adr
SP ADR 1/10 SH
018805101
31
2252
SH
SOLE
0
0
2252
Allied Nevada Gold Corp
COM
019344100
1
31
SH
SOLE
0
0
31
Allstate Corp
COM
020002101
11
229
SH
SOLE
0
0
229
Almaden Minerals Ltd
COM
020283107
3
1500
SH
SOLE
0
0
1500
Altera Corporation
COM
021441100
5
151
SH
SOLE
0
0
151
Amazon Com Inc
COM
023135106
486
1823
SH
SOLE
0
0
1823
American Cap Strategies
COM
024937104
1
52
SH
SOLE
0
0
52
Amer Electric Power Co
COM
025537101
6
121
SH
SOLE
0
0
121
American Express Company
COM
025816109
270
3995
SH
SOLE
0
0
3995
American Water Works Co
COM
030420103
42
1018
SH
SOLE
0
0
1018
Amgen Incorporated
COM
031162100
176
1716
SH
SOLE
0
0
1716
Amphenol Corp Cl A
CL A
032095101
1
19
SH
SOLE
0
0
19
Anadarko Petroleum Corp
COM
032511107
24
271
SH
SOLE
0
0
271
Anixter Intl Inc
COM
035290105
280
4000
SH
SOLE
0
0
4000
Annaly Capital Mgmt REIT
COM
035710409
44
2753
SH
SOLE
0
0
2753
Apollo Group Inc Cl A
CLA
037604105
30
1700
SH
SOLE
0
0
1700
Apple Inc
COM
037833100
912
2060
SH
SOLE
0
0
2060
Applied Materials Inc
COM
038222105
1
86
SH
SOLE
0
0
86
Aptargroup Inc
COM
038336103
156
2728
SH
SOLE
0
0
2728
Archer Daniels Midland
COM
039483102
12
366
SH
SOLE
0
0
366
Arrow Electronics Inc
COM
042735100
6
137
SH
SOLE
0
0
137
Astrazeneca Plc Adr
SPONSORED ADR
046353108
22
443
SH
SOLE
0
0
443
Atmos Energy Corp
COM
049560105
3
73
SH
SOLE
0
0
73
Auto Data Processing
COM
053015103
247
3798
SH
SOLE
0
0
3798
Avery Dennison Corp
COM
053611109
4
88
SH
SOLE
0
0
88
Avon Products Inc
COM
054303102
1
41
SH
SOLE
0
0
41
A X A Sponsored Adr
SPONSORED ADR
054536107
3
186
SH
SOLE
0
0
186
BP Amoco Plc Adr
SPONSORED ADR
055622104
184
4347
SH
SOLE
0
0
4347
Baidu Inc Adr
SPON ADR REP A
056752108
3
31
SH
SOLE
0
0
31
Baker Hughes
COM
057224107
94
2016
SH
SOLE
0
0
2016
Ball Corporation
COM
058498106
20
411
SH
SOLE
0
0
411
Bankamerica Corp
COM - 10/98 NATIONSBANK B
060505104
99
8137
SH
SOLE
0
0
8137
Bank of New York Mellon
COM
064058100
2
74
SH
SOLE
0
0
74
Bank Of Nova Scotia
COM
064149107
65
1120
SH
SOLE
0
0
1120
Bard C R Incorporated
COM
067383109
66
655
SH
SOLE
0
0
655
Barnes Group Inc
COM
067806109
175
6044
SH
SOLE
0
0
6044
Baxter International Inc
COM
071813109
225
3092
SH
SOLE
0
0
3092
BEAM Inc
COM
073730103
40
622
SH
SOLE
0
0
622
Progressive Corp Ohio
COM
74331503
1
19
SH
SOLE
0
0
19
Becton Dickinson & Co
COM
075887109
2
23
SH
SOLE
0
0
23
Bed Bath & Beyond
COM
075896100
77
1200
SH
SOLE
0
0
1200
Bemis Co Inc
COM
081437105
3
63
SH
SOLE
0
0
63
Berkshire Hathaway Cl B
CLB
084670702
2070
19866
SH
SOLE
0
0
19866
Best Buy Inc
COM
086516101
3
143
SH
SOLE
0
0
143
BHP Billiton Ltd Adr
SPONSORED ADR
088606108
3
50
SH
SOLE
0
0
50
Boeing Co
COM
097023105
55
637
SH
SOLE
0
0
637
Bolt Technology Corp
COM
097698104
17
1000
SH
SOLE
0
0
1000
Booz Allen Hamilton
CL A
099502106
1
47
SH
SOLE
0
0
47
Borg Warner Inc
COM
099724106
3
45
SH
SOLE
0
0
45
Boston Properties Inc
COM
101121101
1
5
SH
SOLE
0
0
5
Breitburn Energy Ptnr Lp
COM UT LTD PTN
106776107
10
500
SH
SOLE
0
0
500
Bristol-Myers Squibb Co
COM
110122108
338
8218
SH
SOLE
0
0
8218
Brookdale Senior Living
COM
112463104
30
1076
SH
SOLE
0
0
1076
Brown Forman Cl A Vtg
CLA
115637100
206
2799
SH
SOLE
0
0
2799
Brown Forman Corp Cl B
CLB
115637209
737
10329
SH
SOLE
0
0
10329
C B L & Assoc Properties
COM
124830100
1
41
SH
SOLE
0
0
41
C B S Inc.
CLB
124857202
3
69
SH
SOLE
0
0
69
Cigna Corp
COM
125509109
23
366
SH
SOLE
0
0
366
CSX Corp
COM
126408103
8
344
SH
SOLE
0
0
344
CVS Caremark Corp
COM - merged w/ CMX 3/27/
126650100
1412
25672
SH
SOLE
0
0
25672
Calavo Growers Inc
COM
128246105
604
21000
SH
SOLE
0
0
21000
Calpine Corporation
COM NEW
131347304
2
96
SH
SOLE
0
0
96
Campbell Soup Company
COM
134429109
2
46
SH
SOLE
0
0
46
Canadian Natl Ry Co
COM
136375102
3
30
SH
SOLE
0
0
30
Carnival Corp
PAIRED CTF
143658300
3
77
SH
SOLE
0
0
77
Carpenter Technology Cp
COM
144285103
1
24
SH
SOLE
0
0
24
Castle Brands Inc
COM
148435100
3
10000
SH
SOLE
0
0
10000
Caterpillar Inc
COM
149123101
1852
21295
SH
SOLE
0
0
21295
Celanese Corp
COM SER A
150870103
3
69
SH
SOLE
0
0
69
Celgene Corp
COM
151020104
24
209
SH
SOLE
0
0
209
Central Vly Cmnty Bancp
COM
155685100
77
8927
SH
SOLE
0
0
8927
CenturyLink Inc
COM - Purchased EQ 7/1/09
156700106
38
1075
SH
SOLE
0
0
1075
Chesapeake Energy Corp
COM
165167107
4
200
SH
SOLE
0
0
200
Chevron Corp
COM - Was Chevrontexaco C
166764100
4593
38658
SH
SOLE
0
0
38658
Chipotle Mexican Grill
COM
169656105
3
10
SH
SOLE
0
0
10
Cimarex Energy Co
COM
171798101
2
33
SH
SOLE
0
0
33
Cincinnati Financial Cp
COM
172062101
1
23
SH
SOLE
0
0
23
Cintas Corp
COM
172908105
23
519
SH
SOLE
0
0
519
Citigroup Inc
COM
172967101
40
909
SH
SOLE
0
0
909
Citrix Systems Inc
COM
177376100
1
10
SH
SOLE
0
0
10
City National Corp
COM
178566105
1
14
SH
SOLE
0
0
14
ClearBridge Energy MLP Fund
COM
184692101
40
1500
SH
SOLE
0
0
1500
Clorox Co
COM
189054109
27
300
SH
SOLE
0
0
300
Coach Inc
COM
189754104
8
156
SH
SOLE
0
0
156
Coca Cola Company
COM
191216100
313
7742
SH
SOLE
0
0
7742
Coca Cola Enterprises
COM
191219104
2
65
SH
SOLE
0
0
65
Cognizant Tech Sol Cl A
CL A
192446102
10
134
SH
SOLE
0
0
134
Colfax Corporation
COM
194014106
1
17
SH
SOLE
0
0
17
Colgate-Palmolive Co
COM
194162103
30
249
SH
SOLE
0
0
249
Comerica Incorporated
COM
200340107
22
606
SH
SOLE
0
0
606
Commercial Metals Co
COM
201723103
3
164
SH
SOLE
0
0
164
Commercial Net Lease
COM
202218103
2
49
SH
SOLE
0
0
49
Commvault Systems Inc
COM
204166102
2
30
SH
SOLE
0
0
30
Compuware
COM
205638109
1
58
SH
SOLE
0
0
58
Conagra Incorporated
COM
205887102
192
5349
SH
SOLE
0
0
5349
Consol Edison Inc
COM
209115104
35
577
SH
SOLE
0
0
577
Consumer Portfolio Svcs
COM
210502100
3
243
SH
SOLE
0
0
243
Corning Inc
COM
219350105
7
537
SH
SOLE
0
0
537
Crane Company
COM
224399105
2
33
SH
SOLE
0
0
33
Cummins Inc
COM
231021106
47
404
SH
SOLE
0
0
404
Cypress Semiconductor
COM
232806109
1
84
SH
SOLE
0
0
84
D S T Systems Inc
COM
233326107
2
26
SH
SOLE
0
0
26
DTE Energy Co
COM - Was Detroit Edison
233331107
71
1038
SH
SOLE
0
0
1038
Danaher Corp Del
COM
235851102
20
325
SH
SOLE
0
0
325
Deere & Co
COM
244199105
115
1337
SH
SOLE
0
0
1337
Delta Air Lines Inc
COM NEW
247361702
1
63
SH
SOLE
0
0
63
Denbury Res Inc New
COM
247916208
2
97
SH
SOLE
0
0
97
De Luxe Corp
COM
248019101
41
1000
SH
SOLE
0
0
1000
DDR Corp
COM
251591103
6
365
SH
SOLE
0
0
365
Disney Walt Company Del
COM DISNEY
254687106
106
1863
SH
SOLE
0
0
1863
Discover Financial Services
COM (DFS used to be Dept
254709108
10
225
SH
SOLE
0
0
225
Dollar General Corp New
COM
256677105
5
93
SH
SOLE
0
0
93
Donnelley R R & Sons Co
COM
257867101
1
84
SH
SOLE
0
0
84
Dow Chemical Company
COM
260543103
4
114
SH
SOLE
0
0
114
Dupont E I De Nenour & Co
COM
263534109
329
6688
SH
SOLE
0
0
6688
E M C Corp Mass
COM
268648102
35
1461
SH
SOLE
0
0
1461
E-Trade Financial Cp New
COM NEW
269246401
1
82
SH
SOLE
0
0
82
Eastrn Amer Nat Dep Unit
SPERS RCT UNIT
276217106
8
400
SH
SOLE
0
0
400
Ebay Inc
COM
278642103
12
221
SH
SOLE
0
0
221
Echostar Corp
CL A
278768106
31
797
SH
SOLE
0
0
797
Ecolab Inc
ECL
278865100
7
85
SH
SOLE
0
0
85
Edison International
COM
281020107
43
856
SH
SOLE
0
0
856
Eldorado Gold Corp New
COM
284902103
2
200
SH
SOLE
0
0
200
Electronic Arts Inc
COM
285512109
2
95
SH
SOLE
0
0
95
Emerson Electric
COM
291011104
75
1336
SH
SOLE
0
0
1336
Enterprise Prd Prtnrs Lp
COM - Merged w/ TPP 10/27
293792107
24
400
SH
SOLE
0
0
400
Fairchild Semiconductor
COM
303726103
1
40
SH
SOLE
0
0
40
Family Dollar Stores Inc
COM
307000109
4
70
SH
SOLE
0
0
70
Female Health Company
COM
314462102
49
6787
SH
SOLE
0
0
6787
F5 Networks Inc
COM
315616102
4
50
SH
SOLE
0
0
50
First Horizon Natl Corp
COM
320517105
1
55
SH
SOLE
0
0
55
Fiserv Inc
COM
337738108
4
44
SH
SOLE
0
0
44
Firstenergy Corp
COM
337932107
3
75
SH
SOLE
0
0
75
Fluor Corporation
COM
343412102
104
1562
SH
SOLE
0
0
1562
Foot Locker Inc
COM
344849104
1
31
SH
SOLE
0
0
31
Ford Motor Company
COM PAR $0.01
345370860
91
6898
SH
SOLE
0
0
6898
Forest City Ent Cl A
CL A
345550107
98
2700
SH
SOLE
0
0
2700
Forest Laboratories Inc
COM
345838106
12
312
SH
SOLE
0
0
312
Ft Dearborn Inc Sec Inc
COM
347200107
10
625
SH
SOLE
0
0
625
Franklin Resources Inc
COM
354613101
3
18
SH
SOLE
0
0
18
Gatx Corp
COM
361448103
2
44
SH
SOLE
0
0
44
Gannett Co Inc
COM
364730101
233
10666
SH
SOLE
0
0
10666
Gap Inc
COM
364760108
1
23
SH
SOLE
0
0
23
Gartner Inc
COM
366651107
5
100
SH
SOLE
0
0
100
Gartner Group Inc Cl B
COM - New Symbol is IT
366651107
14
600
SH
SOLE
0
0
600
General Dynamics Corp
COM
369550108
10
145
SH
SOLE
0
0
145
General Electric Company
COM
369604103
1633
71949
SH
SOLE
0
0
71949
General Growth Pptys
COM
370021107
3
133
SH
SOLE
0
0
133
General Mills Inc
COM
370334104
190
3859
SH
SOLE
0
0
3859
Genesis Energy Lp
UNIT LTD PARTN
371927104
29
600
SH
SOLE
0
0
600
Genmark Diagnostics Inc
COM
372309104
78
6028
SH
SOLE
0
0
6028
Gerdau Sa Spons Adr
SPONSORED ADR
373737105
2
200
SH
SOLE
0
0
200
Giant Interactive Adr
ADR
374511103
15
2250
SH
SOLE
0
0
2250
Gilead Sciences Inc
COM
375558103
55
1131
SH
SOLE
0
0
1131
Gold Standard Ventures
COM
380738104
1
1000
SH
SOLE
0
0
1000
Goldcorp Inc New
COM
380956409
3
100
SH
SOLE
0
0
100
Grainger W W Inc
COM
384802104
135
600
SH
SOLE
0
0
600
Granite Construction Inc
COM
387328107
10
300
SH
SOLE
0
0
300
Halliburton Co Hldg Co
COM
406216101
5
115
SH
SOLE
0
0
115
Hanover Insurance Group
COM
410867105
4
84
SH
SOLE
0
0
84
Harley Davidson Inc
COM Symbol was HDI
412822108
23
427
SH
SOLE
0
0
427
Harman Intl Inds Inc
COM
413086109
3
57
SH
SOLE
0
0
57
Harsco Corporation
COM
415864107
1
44
SH
SOLE
0
0
44
Hasbro Inc
COM
418056107
1
23
SH
SOLE
0
0
23
Heinz
COM
423074103
178
2464
SH
SOLE
0
0
2464
Helmerich & Payne Inc
COM
423452101
6
100
SH
SOLE
0
0
100
Hershey Foods Corp
COM
427866108
35
400
SH
SOLE
0
0
400
Hewlett-Packard Company
COM - HWP MERGED WITH COM
428236103
54
2246
SH
SOLE
0
0
2246
Hi-Crush Partners Lp
COM UNIT LTD
428337109
56
3000
SH
SOLE
0
0
3000
Hill-Rom Holdings Inc
COM
431475102
3
95
SH
SOLE
0
0
95
Hillshire Brands Co
COM
432589109
2
68
SH
SOLE
0
0
68
Hollyfrontier Corp
COM
436106108
276
5366
SH
SOLE
0
0
5366
Home Depot Inc
COM
437076102
334
4783
SH
SOLE
0
0
4783
Home Properties Inc
COM
437306103
2
24
SH
SOLE
0
0
24
Honeywell Incorporated
COM
438516106
1171
15537
SH
SOLE
0
0
15537
Hormel Foods Corp
COM
440452100
33
800
SH
SOLE
0
0
800
Hospira
COM
441060100
42
1281
SH
SOLE
0
0
1281
Hubbell Inc Class B
CL B
443510201
50
511
SH
SOLE
0
0
511
Humana Inc
COM
444859102
2
22
SH
SOLE
0
0
22
Huntington Ingalls Ind
COM
446413106
3
51
SH
SOLE
0
0
51
Huntsman Corporation
COM
447011107
3
154
SH
SOLE
0
0
154
Illinois Tool Works Inc
COM
452308109
529
8686
SH
SOLE
0
0
8686
Illumina Inc
COM
452327109
19
343
SH
SOLE
0
0
343
Imperial Oil Ltd
COM NEW
453038408
720
17630
SH
SOLE
0
0
17630
Ingredion Inc
COM
457187102
2
34
SH
SOLE
0
0
34
Intel Corp
COM
458140100
141
6441
SH
SOLE
0
0
6441
Intl Business Machines
COM
459200101
1700
7972
SH
SOLE
0
0
7972
Intl Game Technology
COM
459902102
3
155
SH
SOLE
0
0
155
International Paper Co
COM
460146103
1
20
SH
SOLE
0
0
20
Interpublic Group of Cos
COM
460690100
1
54
SH
SOLE
0
0
54
Intuit Inc
COM
461202103
5
75
SH
SOLE
0
0
75
iShares Msci Brazil Indx
MSCI BRAZIL
464286400
4
65
SH
SOLE
0
0
65
iShares Msci Cda Idx Fd
MSCI CDA INDEX
464286509
8
284
SH
SOLE
0
0
284
iShares Msci Singapore
MSCI SINGAPORE
464286673
17
1218
SH
SOLE
0
0
1218
iShares Msci Grmny Idx
MSCI GERMAN
464286806
11
440
SH
SOLE
0
0
440
iShares Msci Jpn Idx Fd
MSCI JAPAN
464286848
10
890
SH
SOLE
0
0
890
iShares Trust Dow Jones
DJ SEL DIV INX
464287168
2518
39714
SH
SOLE
0
0
39714
iShares Barclays Tips Bd
BARCLYS TIPS BD
464287176
22
729
SH
SOLE
0
0
729
iShares FTSE China 25 Idx
FTSE XNHUA IDX
464287184
12
322
SH
SOLE
0
0
322
iShares S&P 500 Index Fund
S&P 500 IDX
464287200
6158
39132
SH
SOLE
0
0
39132
iShares Barclays Aggrgt Bd Fd
BARCLY USAGG B
464287226
76
683
SH
SOLE
0
0
683
iShares Msci Emrg Mkt
MSCI - EMERG MKT
464287234
389
9094
SH
SOLE
0
0
9094
iShares Inv Grd Bond
GS CORP BD FD
464287242
69
576
SH
SOLE
0
0
576
iShares Tr S&P Global
S&P GBL ENER
464287341
11
280
SH
SOLE
0
0
280
iShares S&P NA Natural Resc
GS NAT RES IDX
464287374
19
467
SH
SOLE
0
0
467
iShares Tr S&P Latn Amer
S&P LTN AM 40
464287390
9
200
SH
SOLE
0
0
200
iShares Tr S&P 500 Barra
S&P 500 VALUE
464287408
18
242
SH
SOLE
0
0
242
iShares Tr Lehman Bd Fd
1-3 YR TRS BD
464287457
653
7736
SH
SOLE
0
0
7736
iShares MSCI EAFE Index Fund
MSI EAFE IDX
464287465
5198
88130
SH
SOLE
0
0
88130
Ishares Tr S&P Midcap
RUSSELL MDCAP
464287507
2
16
SH
SOLE
0
0
16
iShares Tr Cohen & Steer
COHEN & ST RLTY
464287564
11
132
SH
SOLE
0
0
132
iShares Tr Russell - V
RUSSELL 1000 VALUE
464287598
168
2069
SH
SOLE
0
0
2069
iShares Tr Russell G
RUSSELL 1000
464287614
93
1307
SH
SOLE
0
0
1307
iShares Tr Russ 2000 Value
RUSL 2000 VALU
464287630
354
4226
SH
SOLE
0
0
4226
iShares Russell 2000
RUSSEL 2000
464287655
176
1865
SH
SOLE
0
0
1865
iShares Tr Russell - G
RUSL 3000 VALU
464287663
25
229
SH
SOLE
0
0
229
iShares Tr S&P Smallcap
S&P SML CAP 600
464287804
38
431
SH
SOLE
0
0
431
iShares S&P Smallcap
S&P SMLCP GROW
464287879
65
722
SH
SOLE
0
0
722
iShares Trust S&P Global
S&P GLBIDX ETF
464288224
3
475
SH
SOLE
0
0
475
iShares Msci Eafe Small Cap In
MSCI SM CAP
464288273
115
2616
SH
SOLE
0
0
2616
iShares High Yield Corp
HIGH YLD CORP
464288513
66
700
SH
SOLE
0
0
700
iShares Barclay Bond Cr
BARCLYS CR BD
464288620
25
225
SH
SOLE
0
0
225
iShares Tr Barclays Bond
BARCLYS 1-3YR CR
464288646
10
91
SH
SOLE
0
0
91
iShares S&P US Pfd Fund
US PFD STK IDX
464288687
1056
26059
SH
SOLE
0
0
26059
Ishares S&P Global Utils
S&P GL UTIL
464288711
2
48
SH
SOLE
0
0
48
iShares Msci Eafe Value Index
MSCI VAL IDX
464288877
1
18
SH
SOLE
0
0
18
Itc Holdings Corp
COM
465685105
2
19
SH
SOLE
0
0
19
Johnson & Johnson
COM
478160104
1908
23403
SH
SOLE
0
0
23403
Johnson Controls Inc
COM
478366107
7
194
SH
SOLE
0
0
194
Joy Global Inc
COM
481165108
1
10
SH
SOLE
0
0
10
K L A Tencor Corp
COM
482480100
3
65
SH
SOLE
0
0
65
Kansas City Southern
COM NEW
485170302
6
50
SH
SOLE
0
0
50
Kellogg Company
COM
487836108
27
426
SH
SOLE
0
0
426
Kennametal Inc Cap Stock
COM
489170100
2
41
SH
SOLE
0
0
41
Kimberly-Clark Corp
COM
494368103
2517
25693
SH
SOLE
0
0
25693
Kinder Morgan Energy Lp
UT LTD PARTNER
494550106
126
1406
SH
SOLE
0
0
1406
Kinross Gold Corp New
COM NO PAR
496902404
21
2600
SH
SOLE
0
0
2600
Kirby Corporation
COM
497266106
1
16
SH
SOLE
0
0
16
Kohls Corp
COM
500255104
2
45
SH
SOLE
0
0
45
Kroger Company
COM
501044101
3
80
SH
SOLE
0
0
80
Lkq Corp
COM
501889208
2
84
SH
SOLE
0
0
84
L T C Properties Inc
COM
502175102
15
368
SH
SOLE
0
0
368
Lam Research Corporation
COM
512807108
2
50
SH
SOLE
0
0
50
Laredo Pete Hldgs Inc
COM
516806106
5
300
SH
SOLE
0
0
300
Las Vegas Sands Corp
COM
517834107
1
21
SH
SOLE
0
0
21
Lauder Estee Co Inc Cl A
CL A
518439104
5
77
SH
SOLE
0
0
77
Leggett & Platt Inc
COM
524660107
3
89
SH
SOLE
0
0
89
Leucadia National Corp
COM
527288104
55
2000
SH
SOLE
0
0
2000
Liberty Property TRUST
SH BEN INT
531172104
2
39
SH
SOLE
0
0
39
Lilly Eli & Company
COM
532457108
233
4102
SH
SOLE
0
0
4102
Lincoln Elec Hldgs Inc
COM
533900106
1
19
SH
SOLE
0
0
19
Lincoln National Corp
COM
534187109
7
200
SH
SOLE
0
0
200
Linear Technology Corp
COM
535678106
4
101
SH
SOLE
0
0
101
Linn Energy
UNIT LTD LIAB
536020100
24
638
SH
SOLE
0
0
638
Lloyds Tsb Group Adr
SPONSORED ADR
539439109
1
261
SH
SOLE
0
0
261
Lockheed Martin Corp
COM
539830109
3
34
SH
SOLE
0
0
34
Lorillard Inc
COM
544147101
5
129
SH
SOLE
0
0
129
Lowes Companies Inc.
COM
548661107
10
274
SH
SOLE
0
0
274
M D U Resources Group
COM
552690109
50
2000
SH
SOLE
0
0
2000
Mfs Charter Income
SH BEN INT
552727109
15
1487
SH
SOLE
0
0
1487
Macerich Company
COM
554382101
4
62
SH
SOLE
0
0
62
Magellan Midstream Ptnrs
COM UNIT RP LP
559080106
12
220
SH
SOLE
0
0
220
Marathon Oil Corp
COM
565849106
53
1572
SH
SOLE
0
0
1572
Markel Corporation
COM
570535104
7
15
SH
SOLE
0
0
15
Marriot International Cl A
CL A
571903202
3
63
SH
SOLE
0
0
63
Matador Resources Co
COM
576485205
10
1080
SH
SOLE
0
0
1080
Mcclatchy Co Hldg Cl A
CL A
579489105
1
362
SH
SOLE
0
0
362
Mc Donalds Corp
COM
580135101
319
3201
SH
SOLE
0
0
3201
McGraw Hill
COM
580645109
2
46
SH
SOLE
0
0
46
Medtronic Inc
COM
585055106
509
10842
SH
SOLE
0
0
10842
Metabolix Inc
COM
591018809
15
8000
SH
SOLE
0
0
8000
Metropcs Comm Inc
COM
591708102
1
109
SH
SOLE
0
0
109
Microsoft Corp
COM
594918104
769
26888
SH
SOLE
0
0
26888
Molex Incorporated
COM
608554101
1
41
SH
SOLE
0
0
41
Mondelez Intl Inc Cl A
CL A
609207105
155
5060
SH
SOLE
0
0
5060
Moodys Corp
COM
615369105
1
25
SH
SOLE
0
0
25
Morgan Stanley
COM
617446448
7
332
SH
SOLE
0
0
332
Motorola Solutions Inc
COM NEW
620076307
6
93
SH
SOLE
0
0
93
Mylan Labs Inc
COM
628530107
3
116
SH
SOLE
0
0
116
Nyse Euronext N V
COM
629491101
2
49
SH
SOLE
0
0
49
National Fuel Gas Co
COM
636180101
1
24
SH
SOLE
0
0
24
National Oilwell Varco Inc
COM
637071101
1
20
SH
SOLE
0
0
20
Neenah Paper Inc
COM
640079109
37
1214
SH
SOLE
0
0
1214
New York Cmnty Bancorp
COM
649445103
78
5437
SH
SOLE
0
0
5437
Newell Rubbermaid
COM - The Newell Co mrgd
651229106
1
36
SH
SOLE
0
0
36
Newfield Exploration Co
COM
651290108
45
2000
SH
SOLE
0
0
2000
Newmont Mining Corp
COM
651639106
111
2652
SH
SOLE
0
0
2652
Nike Inc Class B
CL B
654106103
8
136
SH
SOLE
0
0
136
Nokia Corp Spon Adr
SPONSORED ADR
654902204
3
945
SH
SOLE
0
0
945
Noble Energy Inc
COM
655044105
7
59
SH
SOLE
0
0
59
Norfolk Southern Corp
COM
655844108
223
2892
SH
SOLE
0
0
2892
Northeast Utilities
COM
664397106
15
352
SH
SOLE
0
0
352
Northern Trust Corp
COM
665859104
1
9
SH
SOLE
0
0
9
Northrop Grumman Corp
COM
666807102
2
33
SH
SOLE
0
0
33
Nucor Corp
COM
670346105
92
2000
SH
SOLE
0
0
2000
Nuveen Muni High Incm Fd
COM
670682103
24
1735
SH
SOLE
0
0
1735
Oge Energy Corp
COM
670837103
4
53
SH
SOLE
0
0
53
O M Group Inc
COM
670872100
1
30
SH
SOLE
0
0
30
Nuveen Mun Value Fd Inc
COM
670928100
23
2250
SH
SOLE
0
0
2250
Oasis Petroleum Inc
COM
674215108
10
250
SH
SOLE
0
0
250
Occidental Pete Corp
COM
674599105
17
212
SH
SOLE
0
0
212
Oiltanking Ptnrs Lp
UNIT LTD
678049107
26
500
SH
SOLE
0
0
500
Old Republic Intl Corp
COM
680223104
1
96
SH
SOLE
0
0
96
Omnicom Group Inc
COM
681919106
6
100
SH
SOLE
0
0
100
On Semiconductor Corp
COM
682189105
2
199
SH
SOLE
0
0
199
Owens Corning Inc
COM
690742101
1
19
SH
SOLE
0
0
19
P N C Bankd Corp
COM
693475105
26
393
SH
SOLE
0
0
393
P P G Industries Inc
COM
693506107
165
1230
SH
SOLE
0
0
1230
Paccar Inc
COM
693718108
4
71
SH
SOLE
0
0
71
Pall Corp
COM
696429307
2
36
SH
SOLE
0
0
36
Parker-Hannifin Corp
COM
701094104
1
13
SH
SOLE
0
0
13
Patterson Uti Energy Inc
COM
703481101
2
101
SH
SOLE
0
0
101
Paychex Inc
COM
704326107
48
1360
SH
SOLE
0
0
1360
Peabody Energy Corp
COM
704549104
1
38
SH
SOLE
0
0
38
Penney J C Co Inc
COM
708160106
6
429
SH
SOLE
0
0
429
Pepco Holdings, Inc.
COM
713291102
3
128
SH
SOLE
0
0
128
Pepsico Incorporated
COM
713448108
883
11167
SH
SOLE
0
0
11167
Perkinelmer Inc
COM
714046109
3
78
SH
SOLE
0
0
78
Perrigo Co
COM
714290103
4
36
SH
SOLE
0
0
36
Petsmart
COM
716768106
50
807
SH
SOLE
0
0
807
Pfizer Incorporated
COM - Acquired WYE 10/15/
717081103
551
19075
SH
SOLE
0
0
19075
Philip Morris Intl Inc
COM
718172109
768
8279
SH
SOLE
0
0
8279
Phillips 66
COM
718546104
215
3074
SH
SOLE
0
0
3074
Piedmont Office Rlty Tr
COM CL A
720190206
3
147
SH
SOLE
0
0
147
Pinnacle West Capital Cp
COM
723484101
92
1587
SH
SOLE
0
0
1587
Pioneer Natural Res Co
COM
723787107
2
18
SH
SOLE
0
0
18
Plains All Amern Ppln Lp
UNIT LTD PARTN
726503105
11
200
SH
SOLE
0
0
200
Plum Creek Timber Co
COM
729251108
43
829
SH
SOLE
0
0
829
Plumas Bancorp Quincy Ca
COM
729273102
29
5479
SH
SOLE
0
0
5479
Polo Ralph Lauren Cl A
CL A
731572103
7
39
SH
SOLE
0
0
39
Post Holdings Inc
COM
737446104
10
222
SH
SOLE
0
0
222
Post Properties Inc.
COM
737464107
1
24
SH
SOLE
0
0
24
Precision Castparts Corp
COM
740189105
1
7
SH
SOLE
0
0
7
Priceline.Com Inc New
COM NEW
741503403
4
6
SH
SOLE
0
0
6
Proctor & Gamble Co
COM
742718109
1042
13520
SH
SOLE
0
0
13520
Prudential Financial Inc
COM
744320102
23
382
SH
SOLE
0
0
382
Public Svc Enterprise Grp
COM
744573106
3
79
SH
SOLE
0
0
79
Pulte Corp
COM
745867101
6
304
SH
SOLE
0
0
304
Qualcomm Inc
COM
747525103
539
8053
SH
SOLE
0
0
8053
Raymond James Finl Inc
COM
754730109
1
17
SH
SOLE
0
0
17
Rayonier Inc
COM
754907103
165
2772
SH
SOLE
0
0
2772
Raytheon Company
COM
755111507
31
536
SH
SOLE
0
0
536
Redwood Trust Inc
COM
758075402
6
248
SH
SOLE
0
0
248
Regal-Beloit Corporation
COM
758750103
1
12
SH
SOLE
0
0
12
Reinsurance Gp Amer New
COM NEW
759351604
1
12
SH
SOLE
0
0
12
Reliance Stl & Aluminum
COM
759509102
4
57
SH
SOLE
0
0
57
Republic Services Inc
COM
760759100
8
241
SH
SOLE
0
0
241
Research In Motion Ltd
COM
760975102
18
1255
SH
SOLE
0
0
1255
Revenueshares Etf Trust
LARGECAP FD
761396100
5
172
SH
SOLE
0
0
172
Reynolds American Inc
COM
761713106
4
83
SH
SOLE
0
0
83
Rite Aid Corporation
COM
767754101
5
2500
SH
SOLE
0
0
2500
Robert Half Intl
COM
770323103
1
20
SH
SOLE
0
0
20
Rockwell Intl Corp New
COM
773903109
5
59
SH
SOLE
0
0
59
Rockwell Collins Inc
COM
774341101
69
1087
SH
SOLE
0
0
1087
Royal Dutch Shell A Adrf
SPONS ADR A
780259206
141
2166
SH
SOLE
0
0
2166
Royal Gold Inc
COM
780287108
22
306
SH
SOLE
0
0
306
Ruths Chris Steak House
COM
783332109
1
50
SH
SOLE
0
0
50
Ryder System
COM
783549108
1
14
SH
SOLE
0
0
14
S E I Investments Co
COM
784117103
3
89
SH
SOLE
0
0
89
S P X Corp
COM
784635104
1
8
SH
SOLE
0
0
8
St Jude Medical Inc
COM
790849103
18
452
SH
SOLE
0
0
452
San Juan Basin Royal Tr
UNIT BEN INT
798241105
2
150
SH
SOLE
0
0
150
Schein Henry Inc
COM
806407102
93
1000
SH
SOLE
0
0
1000
Schlumberger Ltd
COM
806857108
319
4255
SH
SOLE
0
0
4255
Charles Schwab Corp
COM
808513105
153
8642
SH
SOLE
0
0
8642
Schw US Brd Mkt Etf
US BRD MKT ETF
808524102
39
1021
SH
SOLE
0
0
1021
Schw US Scap Etf
US SML CAP ETF
808524607
4
104
SH
SOLE
0
0
104
Scotts Miracle Gro Co
CL A
810186106
2
43
SH
SOLE
0
0
43
Sempra Energy
COM
816851109
108
1355
SH
SOLE
0
0
1355
Sequenom Inc New
COM NEW
817337405
17
4060
SH
SOLE
0
0
4060
Service Corp Internat
COM
817565104
1
44
SH
SOLE
0
0
44
Silicon Laboratories Inc
COM
826919102
1
35
SH
SOLE
0
0
35
Silver Wheaton Corp
COM
828336107
19
600
SH
SOLE
0
0
600
Simon Property Group
COM
828806109
7
44
SH
SOLE
0
0
44
J M Smucker Co New
COM NEW
832696405
1
8
SH
SOLE
0
0
8
Sonoco Products Co
COM
835495102
1
28
SH
SOLE
0
0
28
Southern Co
COM
842587107
55
1167
SH
SOLE
0
0
1167
Southwest Airlines Co
COM
844741108
8
620
SH
SOLE
0
0
620
Southwest Gas Corp Com
COM
844895102
5
100
SH
SOLE
0
0
100
Southwestern Energy Co
COM
845467109
1
28
SH
SOLE
0
0
28
Spectra Energy Corp
COM
847560109
17
549
SH
SOLE
0
0
549
Sprint Nextel Corp
COM SER 1
852061100
4
634
SH
SOLE
0
0
634
Stancorp Finl Group Inc
COM
852891100
49
1134
SH
SOLE
0
0
1134
Stanley Black & Decker Inc
COM
854502101
86
1056
SH
SOLE
0
0
1056
Staples Inc
COM
855030102
1
70
SH
SOLE
0
0
70
Starbucks Corp
COM
855244109
123
2153
SH
SOLE
0
0
2153
State Street Boston Corp
COM
857477103
5
82
SH
SOLE
0
0
82
Stryker Corp
COM
863667101
65
1000
SH
SOLE
0
0
1000
Sun Life Financial Svcsf
COM
866796105
14
500
SH
SOLE
0
0
500
Suntrust Banks Inc
COM
867914103
6
220
SH
SOLE
0
0
220
Superior Energy Services
COM
868157108
1
43
SH
SOLE
0
0
43
SYmantec Corp
COM
871503108
3
105
SH
SOLE
0
0
105
Synopsys Inc
COM
871607107
2
62
SH
SOLE
0
0
62
Sysco Corporation
COM
871829107
177
5028
SH
SOLE
0
0
5028
TCF Financial
COM
872275102
1
67
SH
SOLE
0
0
67
Teco Energy Incorporated
COM
872375100
4
236
SH
SOLE
0
0
236
T J X Cos Inc
COM
872540109
4
94
SH
SOLE
0
0
94
Tanger Fctry Outlet Ctrs
COM
875465106
2
46
SH
SOLE
0
0
46
Telecom Argentina Adr
SPON ADR REP B
879273209
4
261
SH
SOLE
0
0
261
Telephone & Data Sys Inc
COM
879433100
1
55
SH
SOLE
0
0
55
Teradyne Incorporated
COM
880770102
3
167
SH
SOLE
0
0
167
Terex Corp
COM
880779103
3
88
SH
SOLE
0
0
88
Tesoro Corporation
COM
881609101
4
61
SH
SOLE
0
0
61
Teva Pharm Inds Ltd Adrf
ADR
881624209
70
1751
SH
SOLE
0
0
1751
Texas Instruments Inc
COM
882491103
28
790
SH
SOLE
0
0
790
Thermo Electron Corp
COM
883556102
98
1284
SH
SOLE
0
0
1284
Thompson Creek Metals
COM
884768102
6
1980
SH
SOLE
0
0
1980
Thor Industries Inc
COM
885160101
1
13
SH
SOLE
0
0
13
Tidewater Inc
COM
886423102
2
41
SH
SOLE
0
0
41
Tiffany & Co
COM
886547108
3
49
SH
SOLE
0
0
49
Time Warner Incorporates
COM NEW
887317303
30
516
SH
SOLE
0
0
516
Timken Company
COM
887389104
2
27
SH
SOLE
0
0
27
Torchmark Corp
COM
891027104
2
36
SH
SOLE
0
0
36
Tree.Com Inc
COM
894675107
1
62
SH
SOLE
0
0
62
Tripadvisor Inc
COM
896945201
2
39
SH
SOLE
0
0
39
Tyson Foods Inc Cl A
CL A
902494103
4
150
SH
SOLE
0
0
150
UGI Corp
COM
902681105
1
34
SH
SOLE
0
0
34
United Illuminating Co
COM
902748102
23
583
SH
SOLE
0
0
583
US Bancorp
COM - Spin off of PJC on
902973304
192
5658
SH
SOLE
0
0
5658
U R S Corp New
COM
903236107
1
10
SH
SOLE
0
0
10
Union Pacific Corp
COM
907818108
200
1408
SH
SOLE
0
0
1408
Unit Corporation
COM
909218109
1
16
SH
SOLE
0
0
16
UAL Corp
COM
910047109
5
159
SH
SOLE
0
0
159
United Natural Foods Inc
COM
911163103
69
1400
SH
SOLE
0
0
1400
United Parcel Service B
CL B
911312106
57
661
SH
SOLE
0
0
661
United Rentals Inc
COM
911363109
16
294
SH
SOLE
0
0
294
United States Cellular Corp
COM
911684108
1
22
SH
SOLE
0
0
22
Usx - US Steel
COM
912909108
1
53
SH
SOLE
0
0
53
United Technologies Corp
COM
913017109
175
1875
SH
SOLE
0
0
1875
Unitil Corporation
COM
913259107
70
2500
SH
SOLE
0
0
2500
V F Corporation
COM
918204108
3
18
SH
SOLE
0
0
18
Valspar Corporation
COM
920355104
2
27
SH
SOLE
0
0
27
Vanguard Div Apprciation
DIV APP ETF
921908844
62
947
SH
SOLE
0
0
947
Vanguard Bond Index Fund
INTERMED TERM
921937819
171
1939
SH
SOLE
0
0
1939
Vanguard Bond Index Fund
SHORT TRM BOND
921937827
763
9421
SH
SOLE
0
0
9421
Vanguard Bond Index Fund
TOTAL BND MRKT
921937835
4
46
SH
SOLE
0
0
46
Vanguard Ftse Etf
FTSE SMCAP ETF
922042718
852
9026
SH
SOLE
0
0
9026
Vanguard Intl Eqty Index
ALLWRLD EX US
922042775
65
1392
SH
SOLE
0
0
1392
Vanguard Emerging Market
EMR MKT ETF
922042858
125
2909
SH
SOLE
0
0
2909
Vanguard European
EUROPEAN ETF
922042874
37
749
SH
SOLE
0
0
749
Vanguard Reit Index Fund
REIT ETF
922908553
84
1194
SH
SOLE
0
0
1194
Vanguard Index Funds
SM CP V VIPERS
922908611
425
5176
SH
SOLE
0
0
5176
Vanguard Index Funds
LG CAP VIPERS
922908637
27
375
SH
SOLE
0
0
375
Vanguard Index Funds
GROWTH VIPERS
922908736
25
313
SH
SOLE
0
0
313
Vanguard Index Funds
VALUE VIPERS
922908744
177
2708
SH
SOLE
0
0
2708
Vanguard Index Funds
SMALL CP ETF
922908751
27
291
SH
SOLE
0
0
291
Vanguard Total Stock Mkt
STK MRK ETF
922908769
3787
46775
SH
SOLE
0
0
46775
Waddell & Reed Finl Cl A
CL A
930059100
1
29
SH
SOLE
0
0
29
Wal-Mart Stores Inc
COM
931142103
119
1591
SH
SOLE
0
0
1591
Walgreen Company
COM
931422109
817
17130
SH
SOLE
0
0
17130
Washington Federal Inc
COM
938824109
4
225
SH
SOLE
0
0
225
Webster Financial Corp
COM
947890109
2
67
SH
SOLE
0
0
67
Weingarten Rlty Invs Sbi
SH BEN INT
948741103
1
41
SH
SOLE
0
0
41
Wells Fargo & Company
COM
949746101
428
11560
SH
SOLE
0
0
11560
Western Alliance Bancorp
COM
957638109
71
5125
SH
SOLE
0
0
5125
Western Union Company
COM
959802109
1
46
SH
SOLE
0
0
46
Westport Innovation Newf
COM NEW
960908309
3
100
SH
SOLE
0
0
100
Weyerhaeuser Co
COM
962166104
3
83
SH
SOLE
0
0
83
Whirlpool Corp
COM
963320106
2
16
SH
SOLE
0
0
16
Whiting Petroleum Corp
COM
966387102
2
32
SH
SOLE
0
0
32
Whole Foods Market Inc
COM
966837106
9
98
SH
SOLE
0
0
98
Williams Companies
COM
969457100
40
1081
SH
SOLE
0
0
1081
Wisconsin Energy Corp
COM
976657106
54
1266
SH
SOLE
0
0
1266
Wynn Resorts
COM
983134107
3
27
SH
SOLE
0
0
27
Xilinx Inc
COM
983919101
2
46
SH
SOLE
0
0
46
Yahoo! Inc
COM
984332106
7
285
SH
SOLE
0
0
285
Yum Brands Inc.
COM
988498101
175
2428
SH
SOLE
0
0
2428
Zions Bancorporation
COM
989701107
681
27264
SH
SOLE
0
0
27264
Verisign Inc
COM
92343E102
8
160
SH
SOLE
0
0
160
Target Corporation
COM
87612E106
197
2883
SH
SOLE
0
0
2883
Edwards Lifesciences Cp
COM
28176E108
36
435
SH
SOLE
0
0
435
N C R Corp New
COM
62886E108
5
172
SH
SOLE
0
0
172
Dr Pepper Snapple Group
COM
26138E109
5
111
SH
SOLE
0
0
111
Total Fina Elf S A Adr
SPONSORED ADR
89151E109
12
250
SH
SOLE
0
0
250
Travelers Companies, Inc.
COM
89417E109
18
213
SH
SOLE
0
0
213
Adt Corp
COM
00101J106
3
61
SH
SOLE
0
0
61
AOL INC
COM
00184X105
2
39
SH
SOLE
0
0
39
AT & T
COM
00206R102
1826
49777
SH
SOLE
0
0
49777
Abbvie Inc
COM
00287Y109
662
16240
SH
SOLE
0
0
16240
Accelerate Diagnostics
COM
00430H102
337
5135
SH
SOLE
0
0
5135
Accretive Health Inc
COM
00438V103
10
1000
SH
SOLE
0
0
1000
Actuant Corp Cl A New
CL A NEW
00508X203
4
145
SH
SOLE
0
0
145
Adobe Systems Inc
COM
00724F101
42
969
SH
SOLE
0
0
969
Aecom Technology Corp
COM
00766T100
1
29
SH
SOLE
0
0
29
Aetna Life & Casualty Co
COM
00817Y108
53
1042
SH
SOLE
0
0
1042
Agilent Technologies
COM - Spin off 6/5/00 fro
00846U101
1
15
SH
SOLE
0
0
15
Air Lease Corp Cl A
CL A
00912X302
5
174
SH
SOLE
0
0
174
Alliance Res Partners Lp
UT LTD PART
01877R108
25
400
SH
SOLE
0
0
400
Alto Palermo Sa Adr
SPONSORED ADR
02151P107
2
100
SH
SOLE
0
0
100
Altria Group
COM - Was Phillip Morris
02209S103
671
19512
SH
SOLE
0
0
19512
America Movil Sa L Adr
SPONSORED ADR L SHS
02364w105
19
900
SH
SOLE
0
0
900
American Capital Agency
COM
02503X105
2
46
SH
SOLE
0
0
46
Ameriprise Financial Inc.
COM
03076C106
18
240
SH
SOLE
0
0
240
Ampio Pharmaceuticals
COM
03209T109
7
1525
SH
SOLE
0
0
1525
Aqua America Inc
COM
03836W103
2
57
SH
SOLE
0
0
57
Assurant Inc
COM
04621X108
2
36
SH
SOLE
0
0
36
B G C Partners Class A
CL A
05541T101
12
2900
SH
SOLE
0
0
2900
Bally Technologies Inc
COM
05874B107
11
209
SH
SOLE
0
0
209
iPath DJ-UBS Commodity Inx
DJUBS CMDT ETN36
06738C778
74
1828
SH
SOLE
0
0
1828
Biogen Idec Inc
COM
09062X103
16
82
SH
SOLE
0
0
82
Biomed Realty TRUST Inc
COM
09063H107
108
5000
SH
SOLE
0
0
5000
Broadridge Financial Solutions
COM
11133T103
3
113
SH
SOLE
0
0
113
C B Richard Ellis Group
PUT
12497T101
5
205
SH
SOLE
0
0
205
CME Group Inc
COM
12572Q105
10
160
SH
SOLE
0
0
160
CA Inc.
COM - Was Computer Assoc
12673P105
2
90
SH
SOLE
0
0
90
Cameron Intl Corp
COM
13342B105
5
74
SH
SOLE
0
0
74
Capital One Financial Cp
COM
14040H105
39
707
SH
SOLE
0
0
707
Centerpoint Energy Inc
COM
15189T107
4
151
SH
SOLE
0
0
151
Cheniere Energy Inc New
COM NEW
16411R208
1
33
SH
SOLE
0
0
33
Chimera Investment Corp
COM
16934Q109
6
1966
SH
SOLE
0
0
1966
Cisco Systems Inc
COM
17275R102
285
13661
SH
SOLE
0
0
13661
Guggenheim Exch Trd Fd
ZACKS YLD HOG
18383M506
30
1250
SH
SOLE
0
0
1250
Comcast Corp New Cl A
CLA
20030N101
82
1946
SH
SOLE
0
0
1946
Comcast Corp Spl Cl A
CL A SPL
20030N200
3
67
SH
SOLE
0
0
67
Conocophillips
COM
20825C104
274
4561
SH
SOLE
0
0
4561
Costco Companies Inc
COM
22160K105
144
1359
SH
SOLE
0
0
1359
DNP Select Income Fund
COM - 4/26/02 NAME CHANGE
23325P104
10
1000
SH
SOLE
0
0
1000
D R Horton Co
COM
23331A109
2
100
SH
SOLE
0
0
100
Dell Inc
COM - Name change 07/22/0
24702R101
3
186
SH
SOLE
0
0
186
Devon Energy Corp New
COM
25179M103
23
412
SH
SOLE
0
0
412
Discovery Holding Ser A
CLA COM
25468Y107
8
104
SH
SOLE
0
0
104
Echostar Commun Cp Cl A
CL A
25470M109
5
133
SH
SOLE
0
0
133
Dominion Resources Va
COM
25746U109
143
2456
SH
SOLE
0
0
2456
Ensco International Inc
COM
26874Q100
1
9
SH
SOLE
0
0
9
E O G Resources Inc
COM
26875P101
3
24
SH
SOLE
0
0
24
Endeavour Silver Corp
COM
29258Y103
10
1579
SH
SOLE
0
0
1579
Energen Corp
COM
29265N108
24
463
SH
SOLE
0
0
463
Energizer Holding Inc
COM
29266R108
101
1009
SH
SOLE
0
0
1009
Energy Transfer Partners
UNIT LTD PARTN
29273R109
86
1700
SH
SOLE
0
0
1700
Entergy Corp New
COM
29364G103
20
309
SH
SOLE
0
0
309
Equity Lifestyle Pptys
COM
29472R108
2
22
SH
SOLE
0
0
22
Equity Residl Ppty TRUST
SH BEN INT
29476L107
25
459
SH
SOLE
0
0
459
Currency Shares Euro Tr
EURO SHS - Name change fr
29871P109
153
1200
SH
SOLE
0
0
1200
Everbank Financial Corp
COM
29977G102
2
151
SH
SOLE
0
0
151
Exelon Corporation
COM
30161N101
54
1564
SH
SOLE
0
0
1564
Exelis Inc
COM
30162A108
2
162
SH
SOLE
0
0
162
Exxon Mobil Corporation
COM
30231G102
7090
78683
SH
SOLE
0
0
78683
FMC Technologies Inc
COM
30249U101
6
104
SH
SOLE
0
0
104
Facebook
CL A
30303M102
22
866
SH
SOLE
0
0
866
Fed Ex Corporation
COM
31428X106
379
3855
SH
SOLE
0
0
3855
Fidelity Natl Info Svcs
COM
31620M106
3
77
SH
SOLE
0
0
77
First Citizens Bksh Cl A
CL A
31946M103
1
5
SH
SOLE
0
0
5
First Majestic Silver Corp
COM
32076V103
3
169
SH
SOLE
0
0
169
First Niagara Finl New
COM
33582V108
1
81
SH
SOLE
0
0
81
Freeport McMoran CpGld B
CLB
35671D857
60
1802
SH
SOLE
0
0
1802
General Motors
COM
37045V100
19
674
SH
SOLE
0
0
674
General Motors Cl A 16wt
*W EXP 07/10/201
37045V118
10
544
SH
SOLE
0
0
544
Genomic Health
COM
37244C101
5
160
SH
SOLE
0
0
160
Glaxosmithkline Plc Adrf
SPONSORED ADR
37733W105
23
500
SH
SOLE
0
0
500
Global X Gold Explr Etf
GLB X GLD EXPL
37950E739
1
136
SH
SOLE
0
0
136
Gold Resource Corp
COM
38068T105
7
500
SH
SOLE
0
0
500
Goldman Sachs Group Inc
COM
38141G104
14
98
SH
SOLE
0
0
98
Google Inc Class A
CL A
38259P508
239
301
SH
SOLE
0
0
301
Hancock John Tax Advn Fd
COM
41013V100
8
4060
SH
SOLE
0
0
4060
Hatteras Financial Corp
COM
41902R103
11
400
SH
SOLE
0
0
400
Helix Energy Sol Gp Inc
COM
42330P107
10
432
SH
SOLE
0
0
432
Hertz Global Hldgs Inc
COM
42805T105
1
46
SH
SOLE
0
0
46
Hess Corporation
COM
42809H107
3
39
SH
SOLE
0
0
39
Hospitality Pptys TRUST
COM SH BEN INT
44106M102
19
710
SH
SOLE
0
0
710
Host Hotels & Resorts
COM
44107P104
1
63
SH
SOLE
0
0
63
Horizon /Cms Healthcare
COM
44267D107
2
18
SH
SOLE
0
0
18
Idex Corp
COM
45167R104
1
21
SH
SOLE
0
0
21
Imation Corp
COM
45245A107
1
160
SH
SOLE
0
0
160
Intrcontinentalexchange
COM
45865V100
5
31
SH
SOLE
0
0
31
Intuitive Surgical New
COM NEW
46120E602
4
8
SH
SOLE
0
0
8
Morgan J P & Co Inc
COM
46625H100
296
6234
SH
SOLE
0
0
6234
Janus Capital Group Inc
COM
47102X105
1
146
SH
SOLE
0
0
146
Jones Lang Lasalle Inc
COM
48020Q107
1
6
SH
SOLE
0
0
6
The Jones Group Inc
COM
48020T101
1
79
SH
SOLE
0
0
79
KBR Inc
COM
48242W106
2
62
SH
SOLE
0
0
62
Kohlberg Kravis Roberts & Co
COM UNITS
48248M102
45
2322
SH
SOLE
0
0
2322
Kadant Inc
COM
48282T104
2
69
SH
SOLE
0
0
69
Kimco Realty Corp
COM
49446R109
2
87
SH
SOLE
0
0
87
Kinder Morgan Inc
COM
49456B101
6
156
SH
SOLE
0
0
156
Kraft Foods Group
COM
50076Q106
86
1673
SH
SOLE
0
0
1673
Lab Cp Of Amer Hldg New
COM NEW
50540R409
2
20
SH
SOLE
0
0
20
Leapfrog Enterprises Inc
CL A
52186N106
2
258
SH
SOLE
0
0
258
Linkedin Corp
COM CL A
53578A108
3
17
SH
SOLE
0
0
17
Lumber Liquidators Hldgs
COM
55003T107
3
36
SH
SOLE
0
0
36
M & T Bank Corporation
COM
55261F104
1
13
SH
SOLE
0
0
13
Mfa Financial Inc
COM
55272X102
4
399
SH
SOLE
0
0
399
Macys Inc
COM
55616P104
4
102
SH
SOLE
0
0
102
Manulife Financial Corpf
COM
56501R106
4
245
SH
SOLE
0
0
245
Marathon Pete Corp
COM
56585A102
31
349
SH
SOLE
0
0
349
Market Vectors Etf Trust
GOLD MINER ETF
57060U100
19
500
SH
SOLE
0
0
500
Market Vectors Etf
HG YLD MUN ETF
57060U878
11
320
SH
SOLE
0
0
320
Mastercard Inc
CL A
57636Q104
7
13
SH
SOLE
0
0
13
McKesson Corporation
COM - Name change on 8/17
58155Q103
60
560
SH
SOLE
0
0
560
Medgenics Inc New
COM NEW
58436Q203
5
1000
SH
SOLE
0
0
1000
Mednax Inc
COM
58502B106
2
25
SH
SOLE
0
0
25
Meritage Homes Corp
COM
59001A102
3
55
SH
SOLE
0
0
55
Metlife Inc
COM
59156R108
6
167
SH
SOLE
0
0
167
MFS Hgh Incm Muni
SH BEN INT
59318D104
3
500
SH
SOLE
0
0
500
Molson Coors Brewing CL B
CL B
60871R209
5
92
SH
SOLE
0
0
92
Monsanto Co New Del
COM
61166W101
13
121
SH
SOLE
0
0
121
NiSource Inc Holding Co
COM Was Nipsco Industries
65473P105
121
4140
SH
SOLE
0
0
4140
North Valley Bancorp New
COM NEW
66304M204
26
1455
SH
SOLE
0
0
1455
Nvidia Corp
COM
67066G104
24
1872
SH
SOLE
0
0
1872
Nuveen Divd Adv Muni Fd
COM
67066V101
16
1072
SH
SOLE
0
0
1072
Nuveen Az Div Ad Muni Fd
COM SH BEN INT
67069L100
29
1955
SH
SOLE
0
0
1955
Nuveen Div Adv Mun Fd
COM SH BEN INT
67070X101
8
561
SH
SOLE
0
0
561
N V Energy Inc
COM
67073Y106
169
8458
SH
SOLE
0
0
8458
Nuveen Bab Term Fund
COM
67074C103
11
542
SH
SOLE
0
0
542
Nuveen Enhanced Muni Fd
COM
67074M101
19
1123
SH
SOLE
0
0
1123
Oneok Partners Lp
UNIT LTD PARTN
68268N103
14
248
SH
SOLE
0
0
248
Oracle Corporation
COM
68389X105
79
2431
SH
SOLE
0
0
2431
Pacific Gas & Electric
COM
69331C108
46
1042
SH
SOLE
0
0
1042
Ppl Corporation
COM
69351T106
4
133
SH
SOLE
0
0
133
Pacer Intl Inc Tenn
COM
69373H106
51
10209
SH
SOLE
0
0
10209
Panera Bread Co Cl A
CL A
69840W108
10
58
SH
SOLE
0
0
58
Paramount Gold And Silvr
COM
69924P102
3
1500
SH
SOLE
0
0
1500
Peregrine Semiconductor
COM
71366R703
40
4000
SH
SOLE
0
0
4000
Pimco Corp Income Fund
COM
72200U100
10
500
SH
SOLE
0
0
500
Pimco Income Oppty Fund
COM
72202B100
21
676
SH
SOLE
0
0
676
Potash Corp Sask Inc
COM
73755L107
59
1500
SH
SOLE
0
0
1500
PowerShares Capital Mgmt UIT
UNIT SER 1 - Combined w/
73935A104
65
941
SH
SOLE
0
0
941
Powershs Db Commdty Indx
UNIT BEN INT
73935S105
190
6960
SH
SOLE
0
0
6960
Powershs Exch Trad Fd Tr
WNDRHLL CLN EN
73935X500
24
5608
SH
SOLE
0
0
5608
Powershs Exch Trad Fd Tr
DYN BLDG CNSTR
73935X666
11
527
SH
SOLE
0
0
527
Powershs Db Multi Sector
DB AGRICULT FD
73936B408
23
875
SH
SOLE
0
0
875
Powershs Db Base Metals
DB BASE METALS
73936B705
19
1100
SH
SOLE
0
0
1100
Powershs Db US Dollar Tr
DOLL INDX BEAR
73936D206
50
1920
SH
SOLE
0
0
1920
Powershares Exch Trad Fd
BUILD AMER ETF
73937B407
67
2222
SH
SOLE
0
0
2222
Powershares Etf Fd Tr II
S&P SMCP C DIS
73937B506
4
105
SH
SOLE
0
0
105
Powershares Etf Fd Tr II
S&P SMCP FIN P
73937B803
7
202
SH
SOLE
0
0
202
Powershares Etf Fd Tr II
S&P SMCP HC PO
73937B886
6
146
SH
SOLE
0
0
146
Praxair Inc
COM
74005P104
36
322
SH
SOLE
0
0
322
Pretium Resources
COM
74139C102
1
83
SH
SOLE
0
0
83
Rowe T Price Group Inc
COM
74144T108
181
2424
SH
SOLE
0
0
2424
Principal Financial Grp
COM
74251V102
24
707
SH
SOLE
0
0
707
Proassurance Corporation
COM
74267C106
1
30
SH
SOLE
0
0
30
Proshs Ultra Russell
PSHS ULTRUSS2000
74347R842
17
300
SH
SOLE
0
0
300
Public Storage Inc
COM
74460D109
12
77
SH
SOLE
0
0
77
Qep Resources Inc
COM
74733V100
2
52
SH
SOLE
0
0
52
Range Resources Corp
COM
75281A109
4
43
SH
SOLE
0
0
43
Regionals Financial Corp NEW
COM
7591EP100
3
419
SH
SOLE
0
0
419
Rydex S&P Equal Weight ETF
S&P 500 EQ TRD
78355W106
12
200
SH
SOLE
0
0
200
Rydex S&P 500 Pure Value Etf
S&P PUR VAL
78355W304
2
57
SH
SOLE
0
0
57
S B A Communications Cp
COM
78388J106
3
42
SH
SOLE
0
0
42
S L M Corporation
COM N/C From SLM Holding
78442P106
4
179
SH
SOLE
0
0
179
S P D R Trust Unit SR
UNIT SER 1
78462F103
1520
9700
SH
SOLE
0
0
9700
Spdr Dow Jones Intl
DJWS INTL REAL
78463X863
34
800
SH
SOLE
0
0
800
Spdr Barclays Capital
BRCLYS YLD ETF
78464A417
6
138
SH
SOLE
0
0
138
Spdr Nuveen Barclays Cap
NUVN BR SHT MUNI
78464A425
10
400
SH
SOLE
0
0
400
Spdr Barclays Cap Etf
BARC CAP EF
78464A474
150
4880
SH
SOLE
0
0
4880
Spdr S&P Pharmaceuticals
S&P PHARMAC
78464A722
13
203
SH
SOLE
0
0
203
Spdr S&P Dividend Etf
S&P DIVID ETF
78464A763
760
11524
SH
SOLE
0
0
11524
Spdr Kbw Bank Etf
KBW BK ETF
78464A797
49
1810
SH
SOLE
0
0
1810
Salesforce Com
COM
79466L302
6
32
SH
SOLE
0
0
32
Sandridge Energy Inc
COM
80007P307
3
600
SH
SOLE
0
0
600
Sandstorm Gold Ltd New
COM NEW
80013R206
13
1400
SH
SOLE
0
0
1400
Sanofi Aventis Adr
SPONSORED ADR
80105N105
59
1150
SH
SOLE
0
0
1150
Sanofi-Aventis
RIGHT 12/31/2020
80105N113
1
337
SH
SOLE
0
0
337
Scana Corporation New
COM
80589M102
28
550
SH
SOLE
0
0
550
Scientific Games Cp Cl A
CL A
80874P109
2
200
SH
SOLE
0
0
200
Sealed Air Corp
COM
81211K100
2
80
SH
SOLE
0
0
80
Sector SPDR Tr Int-Con
SBI HEALTHCARE
81369Y209
5
116
SH
SOLE
0
0
116
Sector Spdr Engy Select
SBI INT - ENERGY
81369Y506
268
3378
SH
SOLE
0
0
3378
Sector Spdr Fincl Select
SBI INT - FINCL
81369Y605
3
150
SH
SOLE
0
0
150
Sector Spdr Tech Select
SBI INT - TECH
81369Y803
15
480
SH
SOLE
0
0
480
Sector Spdr Util Select
SBI - INT UTILS
81369Y886
78
2000
SH
SOLE
0
0
2000
Shire PLC
SPONSORED ADR
82481R106
2
25
SH
SOLE
0
0
25
Silver Standard Res Incf
COM
82823L106
7
625
SH
SOLE
0
0
625
Silvercorp Metals Inc.
COM
82835P103
1
213
SH
SOLE
0
0
213
Sirius XM Radio
COM
82967N108
21
6740
SH
SOLE
0
0
6740
Solazyme Inc
COM
83415T101
2
225
SH
SOLE
0
0
225
Southern Copper Corp
COM
84265V105
1
36
SH
SOLE
0
0
36
Spectrum Pharms Inc
COM
84763A108
2
300
SH
SOLE
0
0
300
Starz Liberty Cap Corp A
LIBRTY CAP COM A
85571Q102
6
256
SH
SOLE
0
0
256
Ameritrade Hldg Cp Cl A
COM
87236Y108
3
168
SH
SOLE
0
0
168
Taser Intl Inc
COM
87651B104
6
700
SH
SOLE
0
0
700
Tesla Motors Inc
COM
88160R101
2
49
SH
SOLE
0
0
49
3M Company
COM - Name change 4/02 fr
88579Y101
1630
15331
SH
SOLE
0
0
15331
Tibco Software Inc
COM
88632Q103
13
650
SH
SOLE
0
0
650
Tim Hortons Inc
COM
88706M103
37
673
SH
SOLE
0
0
673
Treehouse Foods Inc
COM
89469A104
1
8
SH
SOLE
0
0
8
Two Harbors Investment
COM
90187B101
13
1000
SH
SOLE
0
0
1000
Ubs E-Tracs Shs Etn
2X LEV LNG LKD
90267B765
12
426
SH
SOLE
0
0
426
U S Airways Group Inc
COM
90341W108
17
1000
SH
SOLE
0
0
1000
United Healthcare Corp
CL B
91324P102
22
379
SH
SOLE
0
0
379
Universal Ins Hldgs Inc
COM
91359V107
1
300
SH
SOLE
0
0
300
Unum Group
COM
91529Y106
5
193
SH
SOLE
0
0
193
Valeant Pharma Intl
COM
91911X104
15
195
SH
SOLE
0
0
195
Valero Energy Corp New
COM
91913Y100
6
136
SH
SOLE
0
0
136
Ventas Inc REIT
COM
92276F100
9
123
SH
SOLE
0
0
123
Verizon Communications
COM
92343V104
1912
24247
SH
SOLE
0
0
24247
Viasat Inc
COM
92552V100
10
200
SH
SOLE
0
0
200
Virgin Media Inc
COM
92769L101
4
83
SH
SOLE
0
0
83
Virnetx Holding Corp
COM
92823T108
1
67
SH
SOLE
0
0
67
Visa Inc Cl A
COM CL A
92826C839
19
114
SH
SOLE
0
0
114
Wabco Holdings Inc
COM
92927K102
4
62
SH
SOLE
0
0
62
W P Carey & Co L L C
COM
92936U109
13
200
SH
SOLE
0
0
200
Waste Management Inc Del
COM
94106L109
6
165
SH
SOLE
0
0
165
Wellpoint Inc
COM
94973V107
22
333
SH
SOLE
0
0
333
Wesco International Inc
COM
95082P105
2
26
SH
SOLE
0
0
26
Westar Energy Inc
COM
95709T100
170
5109
SH
SOLE
0
0
5109
Williams Partners Lp
COM UNIT L P
96950F104
26
500
SH
SOLE
0
0
500
Windstream Corp
COM - Was VCG (Valor Comm
97381W104
4
500
SH
SOLE
0
0
500
Wisdomtree Intl Div
INTL DV TOP100
97717W786
307
7295
SH
SOLE
0
0
7295
Wyndham Intl Inc Cl A
COM
98310W108
7
109
SH
SOLE
0
0
109
Xcel Energy Inc
COM
98389B100
2
80
SH
SOLE
0
0
80
Xylem Inc
COM
98419M100
2
76
SH
SOLE
0
0
76
Yamana Gold Inc
COM
98462Y100
8
500
SH
SOLE
0
0
500
Zimmer Holdings Inc
COM
98956P102
35
460
SH
SOLE
0
0
460
Zix Corporation
COM
98974P100
5
1500
SH
SOLE
0
0
1500
Arch Cap Group Ltd New
ORD
G0450A105
1
10
SH
SOLE
0
0
10
Assured Guaranty Ltd
COM
G0585R106
1
23
SH
SOLE
0
0
23
Cons Water Co Inc Ord
ORD
G23773107
15
1538
SH
SOLE
0
0
1538
Covidien Ltd
SHS
G2554F105
14
211
SH
SOLE
0
0
211
Endurance Specalty Hldgf
SHS
G30397106
1
10
SH
SOLE
0
0
10
Garmin Ltd
ORD
G37260109
2
52
SH
SOLE
0
0
52
Invesco Ltd
SHS
G491BT108
2
61
SH
SOLE
0
0
61
Marvell Tech Group Ltd
ORD
G5876H105
1
46
SH
SOLE
0
0
46
Michael Kors Hldgs
SHS
G60754101
3
56
SH
SOLE
0
0
56
Seadrill Ltd
SHS
G7945E105
9
250
SH
SOLE
0
0
250
Signet Jewelers Ltd
SHS
G81276100
5
72
SH
SOLE
0
0
72
Uti Worldwide Inc
ORD
G87210103
1
95
SH
SOLE
0
0
95
Ace Limited
SHS
H0023R105
7
79
SH
SOLE
0
0
79
Transocean Ltd
REG SHS
H8816H100
16
316
SH
SOLE
0
0
316
Pacific Drilling Sa
REG SHS
L7257P106
8
750
SH
SOLE
0
0
750
Lyondellbasell Inds
SHS - A -
N53745100
5
79
SH
SOLE
0
0
79
Qiagen N V
REG SHS
N72482107
1
56
SH
SOLE
0
0
56
Golar Lng Partners Lp
COM UNIT LPI
Y2745C102
8
250
SH
SOLE
0
0
250