0001415889-24-024039.txt : 20240927 0001415889-24-024039.hdr.sgml : 20240927 20240927161406 ACCESSION NUMBER: 0001415889-24-024039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240925 FILED AS OF DATE: 20240927 DATE AS OF CHANGE: 20240927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Ric CENTRAL INDEX KEY: 0001866450 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40531 FILM NUMBER: 241335031 MAIL ADDRESS: STREET 1: C/O SENTINELONE STREET 2: 444 CASTRO SREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SentinelOne, Inc. CENTRAL INDEX KEY: 0001583708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 990385461 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 444 CASTRO STREET STREET 2: SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 855-868-3733 MAIL ADDRESS: STREET 1: 444 CASTRO STREET STREET 2: SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FORMER COMPANY: FORMER CONFORMED NAME: Sentinel Labs, Inc. DATE OF NAME CHANGE: 20210405 FORMER COMPANY: FORMER CONFORMED NAME: SentinelOne, Inc. DATE OF NAME CHANGE: 20210402 FORMER COMPANY: FORMER CONFORMED NAME: Sentinel Labs, Inc. DATE OF NAME CHANGE: 20130805 4 1 form4-09272024_080902.xml X0508 4 2024-09-25 0001583708 SentinelOne, Inc. S 0001866450 Smith Ric C/O SENTINELONE, INC. 444 CASTRO STREET, SUITE 400 MOUNTAIN VIEW CA 94041 false true false false CPO and CTO 1 Class A Common Stock 2024-09-25 4 C 0 14583 9.74 A 600230 D Class A Common Stock 2024-09-25 4 S 0 14583 24.20 D 585647 D Stock Option (right to buy) 9.74 2024-09-25 4 M 0 14583 0 D 2031-03-23 Class B Common Stock 14583 72917 D Class B Common Stock 2024-09-25 4 M 0 14583 0 A Class A Common Stock 14583 14583 D Class B Common Stock 2024-09-25 4 C 0 14583 0 D Class A Common Stock 14583 0 D Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock. Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. This transaction represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 5, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.89 to $24.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 25% of the award vests on February 24, 2022, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten (the "Founder"), including, without limitation, any indirect holdings, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) held as of the date of the IPO, (continued from footnote 5) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the Founder is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the Founder is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the Founder's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. /s/ Keenan Conder, Attorney-in-Fact 2024-09-27