0001603978-20-000107.txt : 20200811 0001603978-20-000107.hdr.sgml : 20200811 20200811172641 ACCESSION NUMBER: 0001603978-20-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200811 FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sterling Rick L. CENTRAL INDEX KEY: 0001583123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36426 FILM NUMBER: 201093464 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AquaBounty Technologies, Inc. CENTRAL INDEX KEY: 0001603978 STANDARD INDUSTRIAL CLASSIFICATION: FISHING, HUNTING & TRAPPING [0900] IRS NUMBER: 043156167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO CLOCK TOWER PLACE STREET 2: SUITE 395 CITY: MAYNARD STATE: MA ZIP: 01754 BUSINESS PHONE: 978-648-6000 MAIL ADDRESS: STREET 1: TWO CLOCK TOWER PLACE STREET 2: SUITE 395 CITY: MAYNARD STATE: MA ZIP: 01754 4 1 wf-form4_159718118704291.xml FORM 4 X0306 4 2020-08-11 0 0001603978 AquaBounty Technologies, Inc. AQB 0001583123 Sterling Rick L. C/O AQUABOUNTY TECHNOLOGIES, INC. TWO MILL AND MAIN PLACE, SUITE 395 MAYNARD MA 01754 1 0 0 0 Common Stock 2020-08-11 4 P 0 1200 2.50 A 1295 D Options to Purchase Common Stock 2.32 2021-05-14 2030-05-14 Common Stock 2000.0 2000 D Options to purchase common stock were granted on 5/14/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant. /s/ David A. Frank, Name: David A. Frank, attorney-in-fact 2020-08-11