The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADAMIS PHARMACEUTICALS CORP | COM NEW | 00547W208 | 2,077 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
| APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 8,976 | 598,000 | SH | SOLE | 598,000 | 0 | 0 | ||
| COASTAL CONTACTS INC | COM NEW | 19044R207 | 4,992 | 595,000 | SH | SOLE | 595,000 | 0 | 0 | ||
| CUI GLOBAL INC | COM NEW | 126576206 | 8,780 | 1,389,300 | SH | SOLE | 1,389,300 | 0 | 0 | ||
| EGAIN CORP | COM NEW | 28225C806 | 4,679 | 456,900 | SH | SOLE | 456,900 | 0 | 0 | ||
| EMERALD OIL INC | COM NEW | 29101U209 | 10,073 | 1,315,000 | SH | SOLE | 1,315,000 | 0 | 0 | ||
| GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 3,718 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| ICAD INC | COM NEW | 44934S206 | 1,166 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| IMPERVA INC | COM | 45321L100 | 13,096 | 272,100 | SH | SOLE | 272,100 | 0 | 0 | ||
| INCONTACT INC | COM | 45336E109 | 5,716 | 731,900 | SH | SOLE | 731,900 | 0 | 0 | ||
| INFOBLOX INC | COM | 45672H104 | 7,278 | 220,400 | SH | SOLE | 220,400 | 0 | 0 | ||
| ISHARES | RUSSELL 2000 ETF | 464287655 | 443 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
| KOFAX LTD | COM USD | G5307C105 | 1,674 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
| LIGAND PHARMACEUTICALS INC | COM NEW | 53220K504 | 10,520 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| MIMEDX GROUP INC | COM | 602496101 | 655 | 74,900 | SH | SOLE | 74,900 | 0 | 0 | ||
| MITEK SYS INC | COM NEW | 606710200 | 1,549 | 260,800 | SH | SOLE | 260,800 | 0 | 0 | ||
| NEOGENOMICS INC | COM NEW | 64049M209 | 13,720 | 3,790,000 | SH | SOLE | 3,790,000 | 0 | 0 | ||
| NOVADAQ TECHNOLOGIES INC | COM | 66987G102 | 9,183 | 556,900 | SH | SOLE | 556,900 | 0 | 0 | ||
| OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 969 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| POWER SOLUTIONS INTL INC | COM NEW | 73933G202 | 6,759 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
| POWERSECURE INTL INC | COM | 73936N105 | 3,434 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 188 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
| PROOFPOINT INC | COM | 743424103 | 5,805 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
| REGIONAL MGMT CORP | COM | 75902K106 | 1,072 | 31,600 | SH | SOLE | 31,600 | 0 | 0 | ||
| REPLIGEN CORP | COM | 759916109 | 3,328 | 244,000 | SH | SOLE | 244,000 | 0 | 0 | ||
| ROCKWELL MED INC | COM | 774374102 | 3,877 | 371,400 | SH | SOLE | 371,400 | 0 | 0 | ||
| SYNERGY RES CORP | COM | 87164P103 | 2,697 | 291,200 | SH | SOLE | 291,200 | 0 | 0 | ||
| TEARLAB CORP | COM | 878193101 | 5,604 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| TEXTURA CORP | COM | 883211104 | 6,380 | 213,100 | SH | SOLE | 213,100 | 0 | 0 | ||
| VENAXIS INC | COM | 92262A107 | 1,926 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
| VERACYTE INC | COM | 92337F107 | 5,981 | 412,500 | SH | SOLE | 412,500 | 0 | 0 | ||
| WAGEWORKS INC | COM | 930427109 | 5,944 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| WESTPORT INNOVATIONS INC | COM NEW | 960908309 | 360 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
| WILLIAMS CLAYTON ENERGY INC | COM | 969490101 | 1,434 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||