0001583092-21-000007.txt : 20211116 0001583092-21-000007.hdr.sgml : 20211116 20211115175219 ACCESSION NUMBER: 0001583092-21-000007 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211116 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Main Management LLC CENTRAL INDEX KEY: 0001583092 IRS NUMBER: 731636097 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15578 FILM NUMBER: 211413028 BUSINESS ADDRESS: STREET 1: 601 CALIFORNIA STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-217-5800 MAIL ADDRESS: STREET 1: 601 CALIFORNIA STREET STREET 2: SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001583092 XXXXXXXX 09-30-2021 09-30-2021 true 1 RESTATEMENT Main Management LLC

601 CALIFORNIA STREET SUITE 200 SAN FRANCISCO CA 94108

13F HOLDINGS REPORT 028-15578 N HAFEEZ ESMAIL 4152175805 HAFEEZ ESMAIL SAN FRANCISCO CA 11-15-2021 0 134 929625 false INFORMATION TABLE 2 13F.xml ALL WORLD EX-US COM 464288240 1077 19440 SH SOLE 1077 0 0 AGGREGATE BOND COM 464287226 4301 37454 SH SOLE 4301 0 0 FINTECH COM 00214Q708 316 6397 SH SOLE 316 0 0 GENOMICS COM 00214Q302 293 3918 SH SOLE 293 0 0 CHINA A-SHARES COM 233051879 676 17728 SH SOLE 676 0 0 SENIOR LOAN PORTFOLIO COM 46138G508 12788 578391 SH SOLE 12788 0 0 AGGREGATE BONDS COM 921937835 406 4750 SH SOLE 406 0 0 ROBOTICS & AI COM 37954Y715 290 7922 SH SOLE 290 0 0 Invesco BulletShares 2021 Corp Bd ETF COM 46138J700 105 5000 SH SOLE 105 0 0 Invesco BulletShares 2022 Corp Bd ETF COM 46138J882 108 5000 SH SOLE 108 0 0 Invesco BulletShares 2023 Corp Bd ETF COM 46138J866 108 5000 SH SOLE 108 0 0 Invesco BulletShares 2024 Corp Bd ETF COM 46138J841 111 5000 SH SOLE 111 0 0 Invesco BulletShares 2025 Corp Bd ETF COM 46138J825 111 5000 SH SOLE 111 0 0 Invesco BulletShares 2026 Corp Bd ETF COM 46138J791 107 5000 SH SOLE 107 0 0 SHORT TERM BOND COM 921937827 206 2517 SH SOLE 206 0 0 MAIN BUYWRITE I COM 66538H708 57147 4631033 SH SOLE 57147 0 0 China COM 617468103 52 2500 SH SOLE 52 0 0 iShares JP Morgan EM Corporate Bond ETF COM 464286251 65 1250 SH SOLE 65 0 0 CLOUD COMPUTING COM 37954Y442 221 7553 SH SOLE 221 0 0 CA MUNICIPAL BONDS COM 464288356 187 3012 SH SOLE 187 0 0 CANNABIS COM 032108854 110 5680 SH SOLE 110 0 0 China Technology COM 46138E800 7 100 SH SOLE 7 0 0 JAPAN SMALLCAP COM 97717W836 165 2152 SH SOLE 165 0 0 DOW JONES INDUSTRIAL AVG COM 78467X109 9878 29200 SH SOLE 9878 0 0 LARGE-CAP BLEND ESG COM 464288570 2037 24482 SH SOLE 2037 0 0 Dow Jones Dividend COM 464287168 57 500 SH SOLE 57 0 0 JAPAN COM 97717W851 4 66 SH SOLE 4 0 0 EMERGING MARKETS COM 464287234 28246 560665 SH SOLE 28246 0 0 DEVELOPED MARKETS COM 464287465 604 7744 SH SOLE 604 0 0 EMERGING INTL DEBT COM 464288281 3163 28735 SH SOLE 3163 0 0 EMERGING MARKET DEBT COM 92189H300 5751 191892 SH SOLE 5751 0 0 EMERGING MARKET INTERNET & E-COMMERCE COM 301505889 209 4216 SH SOLE 209 0 0 Emerging Mkts ex China COM 46434G764 261 4300 SH SOLE 261 0 0 DEVELOPED INTL ESG COM 46435G516 874 11145 SH SOLE 874 0 0 EMERGING INTL ESG COM 46434G863 655 15808 SH SOLE 655 0 0 SMALL CAP ESG COM 46435U663 409 10473 SH SOLE 409 0 0 VIDEO GAMING & eSPORTS COM 92189F114 191 2944 SH SOLE 191 0 0 ETHERIUM TRUST COM 389638107 405 14243 SH SOLE 405 0 0 EUROPE FINANCIALS COM 464289180 2262 115301 SH SOLE 2262 0 0 CANADA COM 464286509 2987 82276 SH SOLE 2987 0 0 GERMANY COM 464286806 4033 122507 SH SOLE 4033 0 0 JAPAN COM 46434G822 6038 85953 SH SOLE 6038 0 0 SPAIN COM 464286764 2549 94496 SH SOLE 2549 0 0 TAIWAN COM 46434G772 3183 51334 SH SOLE 3183 0 0 UNITED KINGDOM COM 46435G334 20483 635118 SH SOLE 20483 0 0 MEXICO COM 464286822 579 12000 SH SOLE 579 0 0 SOUTH KOREA COM 464286772 3555 44077 SH SOLE 3555 0 0 BRAZIL COM 464286400 1047 32592 SH SOLE 1047 0 0 FRONTIER MARKETS COM 464286145 4 104 SH SOLE 4 0 0 INDUSTRIALS COM 33734X150 1720 30000 SH SOLE 1720 0 0 Goldman Sachs Access Treasury 0-1 Yr ETF COM 381430529 58 582 SH SOLE 58 0 0 GOLD MINERS COM 92189F106 1432 48600 SH SOLE 1432 0 0 SHORT TERM BONDS COM 46090A887 190 3763 SH SOLE 190 0 0 China COM 78463X400 84 756 SH SOLE 84 0 0 CYBER SECURITY COM 26924G201 258 4250 SH SOLE 258 0 0 iShares ESG Advanced Hi Yld Corp Bd ETF COM 46435G441 273 5210 SH SOLE 273 0 0 BROKER DEALERS COM 464288794 3612 34600 SH SOLE 3612 0 0 iShares Gold Trust COM 464285204 18 550 SH SOLE 18 0 0 BIOTECHNOLOGY COM 464287556 10172 62916 SH SOLE 10172 0 0 DEVELOPED MARKETS COM 46432F842 15884 213928 SH SOLE 15884 0 0 EMERGING MARKETS COM 46434G103 8443 136704 SH SOLE 8443 0 0 Ishares Tr Sh Tr Crport Etf COM 464288646 5248 96049 SH SOLE 5248 0 0 SOFTWARE COM 464287515 6933 17370 SH SOLE 6933 0 0 MIDCAP COM 464287507 254 965 SH SOLE 254 0 0 INDIA COM 46429B598 1200 24639 SH SOLE 1200 0 0 HOME CONSTRUCTION COM 464288752 16290 246148 SH SOLE 16290 0 0 S&P 500 VALUE COM 464287200 1718 3987 SH SOLE 1718 0 0 LARGE-CAP GROWTH COM 464287614 251 915 SH SOLE 251 0 0 SMALL-CAP BLEND COM 464287655 44718 204423 SH SOLE 44718 0 0 iShares Russell Mid-Cap COM 464287499 16 200 SH SOLE 16 0 0 SHORT TERM BONDS COM 46641Q837 2062 40664 SH SOLE 2062 0 0 CHINA A-SHARES COM 500767405 10 220 SH SOLE 10 0 0 FINANCIALS COM 78464A797 1616 30551 SH SOLE 1616 0 0 NEW ECONOMIES COM 78468R648 251 4115 SH SOLE 251 0 0 REGIONAL BANKS COM 78464A698 499 7365 SH SOLE 499 0 0 STAR MRKT 50 IDX ETF COM 500767694 2589 111772 SH SOLE 2589 0 0 CHINA HEALTH CARE COM 500767835 5963 159476 SH SOLE 5963 0 0 CHINA INTERNET COM 500767306 338 7136 SH SOLE 338 0 0 MORTGAGE BACKED SECURITIES COM 464288588 8235 76155 SH SOLE 8235 0 0 SHORT TERM BONDS COM 72201R833 2136 20953 SH SOLE 2136 0 0 iShares National Muni Bond ETF COM 464288414 85 735 SH SOLE 85 0 0 Nuveen Ca Dividend Adv M COM 67066Y105 574 36601 SH SOLE 574 0 0 Nuveen AMT-Free Quality Muni Inc COM 670657105 501 33000 SH SOLE 501 0 0 SHORT TERM BONDS COM 46431W507 381 7595 SH SOLE 381 0 0 OIL SERVICES COM 92189H607 7664 38900 SH SOLE 7664 0 0 ONLINE RETAIL COM 74347B169 199 3029 SH SOLE 199 0 0 PET CARE COM 74348A145 303 3902 SH SOLE 303 0 0 S&P 500 BUY-WRITE COM 46137V399 1661 72229 SH SOLE 1661 0 0 PREFERRED STOCK COM 464288687 8861 228312 SH SOLE 8861 0 0 SMALL CAP TECH COM 46138E115 22874 163817 SH SOLE 22874 0 0 CA MUNICIPAL BONDS COM 46138E206 205 7400 SH SOLE 205 0 0 NASDAQ COM 46090E103 78252 218605 SH SOLE 78252 0 0 iShares Mortgage Real Estate ETF COM 46435G342 119 3300 SH SOLE 119 0 0 S&P 500 EQUAL WEIGHT COM 46137V357 27086 180790 SH SOLE 27086 0 0 US BROAD MARKET COM 808524102 329 3170 SH SOLE 329 0 0 US LARGE-CAP VALUE COM 808524409 20563 304728 SH SOLE 20563 0 0 US SECTOR ROTATION COM 66538H591 5392 132485 SH SOLE 5392 0 0 HIGH YIELD CORPORATE BOND COM 46434V407 10057 220055 SH SOLE 10057 0 0 INVESTMENT GRADE CORPORATE BOND COM 46434V100 3032 58677 SH SOLE 3032 0 0 SILVER COM 46428Q109 41 2000 SH SOLE 41 0 0 SEMICONDUCTORS COM 92189F676 11758 45880 SH SOLE 11758 0 0 LARGE CAP CORE COM 78462F103 121785 283788 SH SOLE 121785 0 0 Ultra S&P500 Proshares COM 74347R107 36 300 SH SOLE 36 0 0 ESG 1-5 YEAR CORPORATE COM 46435G243 754 29016 SH SOLE 754 0 0 SOLAR COM 46138G706 828 10361 SH SOLE 828 0 0 TIPS BONDS COM 464287176 4 30 SH SOLE 4 0 0 THEMATIC INNOVATION COM 66538H278 30794 1408453 SH SOLE 30794 0 0 SHORT-TERM CORPORATE BONDS COM 92206C409 193 2345 SH SOLE 193 0 0 ENERGY COM 92204A306 21404 289630 SH SOLE 21404 0 0 DEVELOPED MARKETS COM 921943858 33 654 SH SOLE 33 0 0 ALL WORLD EX-US COM 922042775 19505 319966 SH SOLE 19505 0 0 FINANCIALS COM 92204A405 3070 33138 SH SOLE 3070 0 0 Vanguard Intmdt-Term Trs ETF COM 92206C706 182 2700 SH SOLE 182 0 0 Invesco Muni Invst. Grade Trust COM 46131M106 100 7300 SH SOLE 100 0 0 INFORMATION TECHNOLOGY COM 92204A702 902 2247 SH SOLE 902 0 0 HEALTH CARE COM 92204A504 19919 80591 SH SOLE 19919 0 0 LARGE-CAP VALUE COM 46432F388 26831 266442 SH SOLE 26831 0 0 MID-CAP VALUE COM 922908512 5 38 SH SOLE 5 0 0 LARGE CAP COM 922908363 384 973 SH SOLE 384 0 0 GLOBAL EQUITY COM 922042742 374 3671 SH SOLE 374 0 0 US TOTAL MARKET COM 922908769 187 844 SH SOLE 187 0 0 EMERGING MARKETS COM 922042858 2195 43890 SH SOLE 2195 0 0 ALL WORLD EX-US COM 921909768 5074 80207 SH SOLE 5074 0 0 US HIGH DIVDEND YIELD COM 921946406 277 2683 SH SOLE 277 0 0 BIOTECHNOLOGY COM 78464A870 8083 64297 SH SOLE 8083 0 0 HOMEBUILDERS COM 78464A888 15429 215011 SH SOLE 15429 0 0 MATERIALS COM 81369Y100 18 225 SH SOLE 18 0 0 FINANCIALS COM 81369Y605 48158 1283181 SH SOLE 48158 0 0 INDUSTRIALS COM 81369Y704 5012 51231 SH SOLE 5012 0 0 TECHNOLOGY COM 81369Y803 30983 207491 SH SOLE 30983 0 0 HEALTH CARE COM 81369Y209 26462 207874 SH SOLE 26462 0 0 CONSUMER DISCRETIONARY COM 81369Y407 19671 109618 SH SOLE 19671 0 0 METAL MINERS COM 78464A755 83 2000 SH SOLE 83 0 0 OIL & GAS E&P COM 78468R556 61 632 SH SOLE 61 0 0