The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 6,404 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 2,637 | 70,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 1,347 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 1,451 | 58,525 | SH | SOLE | 58,525 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 2,104 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ALIMERA SCIENCES INC | COM | 016259103 | 1,315 | 974,318 | SH | SOLE | 974,318 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 923 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 4,524 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 2,277 | 151,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 4,890 | 216,255 | SH | SOLE | 216,255 | 0 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 18,125 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 34,920 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
AXOVANT SCIENCES LTD | COM | G0750W104 | 140 | 20,300 | SH | Call | SOLE | 0 | 0 | 0 | |
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 5,221 | 996,300 | SH | SOLE | 996,300 | 0 | 0 | ||
CAS MED SYS INC | COM PAR | 124769209 | 4,686 | 5,093,276 | SH | SOLE | 5,093,276 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 1,935 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 | 10,672 | 1,721,299 | SH | SOLE | 1,721,299 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 6,592 | 80,000 | SH | Call | SOLE | 0 | 0 | 0 | |
COMBIMATRIX CORPORATION | COM PAR | 20009T501 | 839 | 111,912 | SH | SOLE | 111,912 | 0 | 0 | ||
COMBIMATRIX CORPORATION | *W EXP 03/18/202 | 20009T147 | 1,411 | 564,200 | SH | SOLE | 564,200 | 0 | 0 | ||
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 8,148 | 192,000 | SH | SOLE | 192,000 | 0 | 0 | ||
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 382 | 9,000 | SH | Call | SOLE | 0 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 8,488 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
EDGE THERAPEUTICS INC | COM | 279870109 | 13,449 | 1,253,394 | SH | SOLE | 1,253,394 | 0 | 0 | ||
EVERTEC INC | COM | 30040P103 | 1,090 | 68,800 | SH | Put | SOLE | 68,800 | 0 | 0 | |
EVOLENT HEALTH INC | CL A | 30050B101 | 8,010 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
EVOLENT HEALTH INC | CL A | 30050B101 | 1,477 | 83,000 | SH | Call | SOLE | 0 | 0 | 0 | |
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 2,773 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
GLAUKOS CORP | COM | 377322102 | 990 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
GOGO INC | COM | 38046C109 | 1,594 | 135,000 | SH | Put | SOLE | 135,000 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 94,193 | 6,737,706 | SH | SOLE | 6,737,706 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 9,332 | 667,500 | SH | Call | SOLE | 0 | 0 | 0 | |
INTEC PHARMA LTD JERUSALEM | SHS | M53644106 | 24,382 | 2,724,283 | SH | SOLE | 2,724,283 | 0 | 0 | ||
INVITAE CORP | COM | 46185L103 | 4,947 | 528,000 | SH | SOLE | 528,000 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 26,597 | 3,431,809 | SH | SOLE | 3,431,809 | 0 | 0 | ||
IRIDEX CORP | COM | 462684101 | 18,740 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 68,904 | 465,000 | SH | Put | SOLE | 465,000 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 4,404 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 5,850 | 45,000 | SH | Put | SOLE | 45,000 | 0 | 0 | |
KADMON HLDGS INC | COM | 48283N106 | 11,167 | 3,333,333 | SH | SOLE | 3,333,333 | 0 | 0 | ||
LANNET INC | COM | 516012101 | 2,352 | 127,500 | SH | Put | SOLE | 127,500 | 0 | 0 | |
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 492 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
MANNKIND CORP | COM NEW | 56400P706 | 760 | 350,000 | SH | Put | SOLE | 350,000 | 0 | 0 | |
MIMEDX GROUP INC | COM | 602496101 | 832 | 70,000 | SH | Put | SOLE | 70,000 | 0 | 0 | |
NABRIVA THERAPEUTICS PLC | SHS | G63637105 | 3,276 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
NIGHTSTAR THERAPEUTICS PLC | ADR | 65413A101 | 1,920 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ONCOBIOLOGICS INC | COM | 68235M105 | 40 | 29,082 | SH | SOLE | 29,082 | 0 | 0 | ||
ONCOBIOLOGICS INC | *W EXP 02/18/201 | 68235M113 | 12 | 96,833 | SH | SOLE | 96,833 | 0 | 0 | ||
ONCOBIOLOGICS INC | *W EXP 05/18/201 | 68235M121 | 5 | 96,833 | SH | SOLE | 96,833 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 57 | 17,500 | SH | Call | SOLE | 0 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 1,081 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
QUOTIENT LTD | SHS | G73268107 | 2,806 | 569,145 | SH | SOLE | 569,145 | 0 | 0 | ||
RA PHARMACEUTICALS INC | COM | 74933V108 | 1,044 | 71,500 | SH | SOLE | 71,500 | 0 | 0 | ||
ROCKWELL MED INC | COM | 774374102 | 2,140 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
SEATTLE GENETICS INC | COM | 812578102 | 2,176 | 40,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SEATTLE GENETICS INC | COM | 812578102 | 3,809 | 70,000 | SH | Put | SOLE | 70,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 48,479 | 560,000 | SH | Put | SOLE | 560,000 | 0 | 0 | |
TELADOC INC | COM | 87918A105 | 995 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
TOCAGEN INC | COM | 888846102 | 3,129 | 251,112 | SH | SOLE | 251,112 | 0 | 0 | ||
VERACYTE INC | COM | 92337F107 | 28,898 | 3,295,111 | SH | SOLE | 3,295,111 | 0 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 7,672 | 1,331,983 | SH | SOLE | 1,331,983 | 0 | 0 | ||
VIVEVE MED INC | COM NEW | 92852W204 | 4,335 | 827,340 | SH | SOLE | 827,340 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 8,763 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 5,608 | 160,000 | SH | Put | SOLE | 160,000 | 0 | 0 |