0001582732-19-000005.txt : 20190411 0001582732-19-000005.hdr.sgml : 20190411 20190411122107 ACCESSION NUMBER: 0001582732-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190411 DATE AS OF CHANGE: 20190411 EFFECTIVENESS DATE: 20190411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Investment Advisors, LLC CENTRAL INDEX KEY: 0001582732 IRS NUMBER: 273464003 STATE OF INCORPORATION: WY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15763 FILM NUMBER: 19743290 BUSINESS ADDRESS: STREET 1: 10 GLENLAKE PARKWAY STREET 2: NORTH TOWER SUITE 1000 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 404-531-0018 MAIL ADDRESS: STREET 1: 10 GLENLAKE PARKWAY STREET 2: NORTH TOWER SUITE 1000 CITY: ATLANTA STATE: GA ZIP: 30328 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001582732 XXXXXXXX 03-31-2019 03-31-2019 Capital Investment Advisors, LLC
10 GLENLAKE PARKWAY NORTH TOWER SUITE 1000 ATLANTA GA 30328
13F HOLDINGS REPORT 028-15763 N
Holly Evans Mallory Compliance Director 404-531-0018 Holly Evans Mallory Atlanta GA 04-11-2019 0 494 1715427 false
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Spon Adr SPONSORED ADR 66987V109 647 6728 SH SOLE 6728 0 0 Nuveen Div Adv Mun Fd 3 Nation COM SH BEN INT 67070X101 2139 141917 SH SOLE 141917 0 0 Nuveen Divd Adv Muni Fd COM 67066V101 2804 206621 SH SOLE 206621 0 0 Nuveen Floating Rate COM SHS 6706EN100 3021 315042 SH SOLE 315042 0 0 Nuveen Fltg Rate Incm Fd COM 67072T108 5433 564149 SH SOLE 564149 0 0 Nuveen Ga Div Ad Muni Fd COM 67072B107 1310 109879 SH SOLE 109879 0 0 Nuveen Insd Div Advan Fd COM 67071L106 3103 205370 SH SOLE 205370 0 0 Nuveen Insd Tax Free Adv COM 670657105 2852 213485 SH SOLE 213485 0 0 Nuveen Multi Strategic Income COM 67073B106 1139 119507 SH SOLE 119507 0 0 Nuveen Mun Value Fd Inc COM 670928100 397 39692 SH SOLE 39692 0 0 Nuveen Muni High Incm Fd COM 670682103 281 20787 SH SOLE 20787 0 0 Nuveen Pfd & Conv Income Fd COM SHS 67073D102 108 13960 SH SOLE 13960 0 0 Nuveen Qual Pfd Inc Fd COM 67072C105 141 15704 SH SOLE 15704 0 0 Nuveen Real Asset Incm & COM 67074Y105 493 30748 SH SOLE 30748 0 0 Nuveen Select Tax Free SH BEN INT 67062F100 219 14952 SH SOLE 14952 0 0 Nuveen Select Tax Free SH BEN INT 67063C106 243 17455 SH SOLE 17455 0 0 Nuveen Select Tax Free SH BEN INT 67063X100 401 27224 SH SOLE 27224 0 0 Nuveen Senior Income Fd COM 67067Y104 327 56310 SH SOLE 56310 0 0 Nuveen Short Duration Cdt Opps COM 67074X107 168 10835 SH SOLE 10835 0 0 Nvidia Corp COM 67066G104 311 1735 SH SOLE 1735 0 0 Oaktree Capital Gp Llc UNIT CL A 674001201 315 6335 SH SOLE 6335 0 0 Occidental Pete Corp COM 674599105 2050 30967 SH SOLE 30967 0 0 Office Pptys Income Tr Com Shs COM SHS BEN INT 67623C109 1468 53106 SH SOLE 53106 0 0 Omnicom COM 681919106 5797 79428 SH SOLE 79428 0 0 Oneok Inc New COM 682680103 337 4828 SH SOLE 4828 0 0 Oracle Corporation COM 68389X105 4131 76921 SH SOLE 76921 0 0 Oxford Industries Inc COM 691497309 229 3048 SH SOLE 3048 0 0 Paychex Inc COM 704326107 1316 16410 SH SOLE 16410 0 0 Paypal Holdings Inco COM 70450Y103 685 6601 SH SOLE 6601 0 0 Pembina Pipeline Corporation C COM 706327103 2068 56252 SH SOLE 56252 0 0 Pengrowth Energy Corp Com Npv COM 70706P104 16 37915 SH SOLE 37915 0 0 Peoples United Finl Inc COM 712704105 167 10128 SH SOLE 10128 0 0 Pepsico Incorporated COM 713448108 3765 30720 SH SOLE 30720 0 0 Permian Basin Royalty Tr UNIT BEN INT 714236106 299 39820 SH SOLE 39820 0 0 Pfizer Incorporated COM 717081103 17442 410691 SH SOLE 410691 0 0 PGIM Short Duration High Yield COM 74433A109 1321 94774 SH SOLE 94774 0 0 PGIM Short Duration High Yield COM 74442F107 2250 158674 SH SOLE 158674 0 0 Philip Morris Intl Inc Com COM 718172109 6537 73956 SH SOLE 73956 0 0 Phillips 66 Com COM 718546104 381 4001 SH SOLE 4001 0 0 Pimco Muni Income Fd II COM 72200W106 287 20205 SH SOLE 20205 0 0 Pinnacle West Capital Cp COM 723484101 263 2751 SH SOLE 2751 0 0 Pioneer Floating Rate COM 72369J102 4837 465089 SH SOLE 465089 0 0 Pioneer High Income Fund COM 72369H106 2575 287714 SH SOLE 287714 0 0 Pioneer Muni High Incm COM 723762100 957 88904 SH SOLE 88904 0 0 Pioneer Municipal High Income COM SHS 723763108 2504 209709 SH SOLE 209709 0 0 Plains All Amern Ppln Lp UNIT LTD PARTN 726503105 990 40391 SH SOLE 40391 0 0 Polaris Industries Inc COM 731068102 267 3168 SH SOLE 3168 0 0 Powershs Exch Trad Fd Tr FINL PFD PTFL 73935X229 872 47781 SH SOLE 47781 0 0 Principal Financial Grp COM 74251V102 390 7765 SH SOLE 7765 0 0 Procter & Gamble Co COM 742718109 15577 149709 SH SOLE 149709 0 0 Prologis COM 74340W103 258 3592 SH SOLE 3592 0 0 Proshares Ultra Nasdaq PSHS ULT NASB 74347R214 510 9190 SH SOLE 9190 0 0 Proshares Ultrapro Etf ULTRPRO DOW30 74347X823 780 8085 SH SOLE 8085 0 0 Proshs Ultrapro Qqq ULTRAPRO QQQ 74347X831 902 15917 SH SOLE 15917 0 0 Prospect Capital COM 74348T102 74 11408 SH SOLE 11408 0 0 Prudential Financial Inc COM 744320102 231 2514 SH SOLE 2514 0 0 Pub Svc Ent Group Inc COM 744573106 397 6690 SH SOLE 6690 0 0 Public Storage Inc COM 74460D109 2001 9189 SH SOLE 9189 0 0 Putnam Managed Muni Incm COM 746823103 957 127944 SH SOLE 127944 0 0 Putnam Muni Oppty TRUST SH BEN INT 746922103 2397 195548 SH SOLE 195548 0 0 Putnam Premier Inc Tr SH BEN INT 746853100 354 68762 SH SOLE 68762 0 0 Qualcomm Inc COM 747525103 12554 220121 SH SOLE 220121 0 0 Quest Diagnostic Inc COM 74834L100 632 7024 SH SOLE 7024 0 0 Raytheon Company COM NEW 755111507 1337 7341 SH SOLE 7341 0 0 Real Estate Select Sctr RL EST SEL SEC 81369Y860 456 12598 SH SOLE 12598 0 0 Realty Income Corp COM 756109104 276 3749 SH SOLE 3749 0 0 Regency Centers Corp COM 758849103 7730 114535 SH SOLE 114535 0 0 Retail Pptys Amer Inc Cl A CL A 76131V202 146 12000 SH SOLE 12000 0 0 RMR Real Estate Fund COM 76970B101 187 9992 SH SOLE 9992 0 0 Rockwell Intl Corp New COM 773903109 324 1849 SH SOLE 1849 0 0 Royal Dutch Shell A Adrf SPONS ADR A 780259206 1022 16324 SH SOLE 16324 0 0 S P D R TRUST Unit SR TR UNIT 78462F103 4282 15160 SH SOLE 15160 0 0 Sabine Royalty Trust UNIT BEN INT 785688102 967 20840 SH SOLE 20840 0 0 San Juan Basin Royalty Tr UNIT BEN INT 789241105 164 30499 SH SOLE 30499 0 0 Sch US Agg Bnd Etf US AGGREGATE B 808524839 258 4978 SH SOLE 4978 0 0 Sch US Div Equity Etf US DIVIDEND EQ 808524797 1497 28640 SH SOLE 28640 0 0 Sch US Mid-Cap Etf US MID-CAP ETF 808524508 334 6037 SH SOLE 6037 0 0 Sch US Reit Etf US REIT ETF 808524847 213 4789 SH SOLE 4789 0 0 Sch US Tips Etf US TIPS ETF 808524870 598 10864 SH SOLE 10864 0 0 Schlumberger Ltd COM 806857108 629 14429 SH SOLE 14429 0 0 Schw US Lcap Gro Etf US LCAP GR ETF 808524300 274 3453 SH SOLE 3453 0 0 Schw US Scap Etf US SML CAP ETF 808524607 218 3113 SH SOLE 3113 0 0 Sector Spdr Consumer Fd SBI CONS DISCR 81369Y407 5079 44607 SH SOLE 44607 0 0 Sector Spdr Engy Select SBI INT-ENERGY 81369Y506 22879 346017 SH SOLE 346017 0 0 Sector Spdr Fincl Select SBI INT-FINL 81369Y605 43233 1681545 SH SOLE 1681545 0 0 Sector Spdr Materials Fd SBI MATERIALS 81369Y100 333 5993 SH SOLE 5993 0 0 Sector Spdr Tech Select TECHNOLOGY 81369Y803 47737 645093 SH SOLE 645093 0 0 Sector Spdr Tr Con Stpls SBI CONS STPLS 81369Y308 3025 53919 SH SOLE 53919 0 0 Sector Spdr Tr Healthcare SBI HEALTHCARE 81369Y209 6425 70032 SH SOLE 70032 0 0 Sector Spdr Tr Shs Ben Int In SBI INT-INDS 81369Y704 10330 137682 SH SOLE 137682 0 0 Sector Spdr Util Select SBI INT-UTILS 81369Y886 8950 153860 SH SOLE 153860 0 0 Select Sector Spdr Tr Communic COMMUNICATION 81369Y852 616 13177 SH SOLE 13177 0 0 Senior Housing Pptys Tr SH BEN INT 81721M109 1931 163953 SH SOLE 163953 0 0 Simon Ppty Group New COM 828806109 6852 37604 SH SOLE 37604 0 0 Southern Company COM 842587107 22216 429878 SH SOLE 429878 0 0 SPDR Barclays High Yield Bond BRC HGH YLD BD 78464A417 577 16046 SH SOLE 16046 0 0 Spdr Barclays Investment BLOMBERG SRT TR 78468R200 21776 709331 SH SOLE 709331 0 0 SPDR DJ Wilshire Total Market RUSSELL 3000 ETF 78464A805 234 6662 SH SOLE 6662 0 0 SPDR Gold Trust GOLD SHS 78463V107 1303 10681 SH SOLE 10681 0 0 Spdr Lehman Intermediate BRCLYS INTER ETF 78464A672 1072 17747 SH SOLE 17747 0 0 Spdr S&P Aerospace AEROSPACE DEF 78464A631 200 2184 SH SOLE 2184 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 109026 1096732 SH SOLE 1096732 0 0 SPDR S&P Oil & Gas Equip Svcs OILGAS EQUIP 78464A748 282 24395 SH SOLE 24395 0 0 Spdr Short Maturity HY SHT TRM HGH YLD 78468R408 2741 100570 SH SOLE 100570 0 0 Spider Euro 50 Index EURO STOXX 50 78463X202 2430 66426 SH SOLE 66426 0 0 Spyglass Resources Corpf COM UNIT LP 852193101 0 10792 SH SOLE 10792 0 0 Starbucks Corp COM 855244109 664 8938 SH SOLE 8938 0 0 Streettracks Index Shs S&P CHINA ETF 78463X400 259 2580 SH SOLE 2580 0 0 Streettracks Index Shs MSCI ACWI EXUS 78463X848 5526 152619 SH SOLE 152619 0 0 Suntrust Banks Inc COM 867914103 1363 23004 SH SOLE 23004 0 0 Sysco Corporation COM 871829107 1265 18956 SH SOLE 18956 0 0 Target Corporation COM 87612E106 6564 81787 SH SOLE 81787 0 0 Tekla Healthcare Opportunit Fd SHS 879105104 210 11900 SH SOLE 11900 0 0 Texas Instruments Inc COM 882508104 211 1989 SH SOLE 1989 0 0 The Charles Schwab Corp COM 808513105 239 5592 SH SOLE 5592 0 0 Thermo Fisher COM 883556102 203 740 SH SOLE 740 0 0 Total Systems Services COM 891906109 1400 14735 SH SOLE 14735 0 0 U S Bancorp Del New COM NEW 902973304 274 5695 SH SOLE 5695 0 0 UBS Alerian MLP Infrastructure ALERIAN INFRST 902641646 7647 336576 SH SOLE 336576 0 0 Union Pacific Corp COM 907818108 1674 10010 SH SOLE 10010 0 0 United Parcel Service B CL B 911312106 6671 59698 SH SOLE 59698 0 0 United Technology COM 913017109 4112 31905 SH SOLE 31905 0 0 Unitedhealth Group Inc COM 91324P102 1250 5056 SH SOLE 5056 0 0 Valero Energy Corp New COM 91913Y100 8166 96268 SH SOLE 96268 0 0 Van Kampen Dynamic Fund COM 46132R104 859 79135 SH SOLE 79135 0 0 Vaneck Vectors Etf Tr Fallen A FALLEN ANGEL HG 92189F437 531 18484 SH SOLE 18484 0 0 Vanguard Bond Index Fund LONG TERM BOND 921937793 553 6006 SH SOLE 6006 0 0 Vanguard Bond Index Fund INTERMED TERM 921937819 2032 24214 SH SOLE 24214 0 0 Vanguard Corp Bond Etf SHRT TRM CORP BD 92206C409 52137 653676 SH SOLE 653676 0 0 Vanguard Div Apprciation DIV APPF ETF 921908844 4770 43510 SH SOLE 43510 0 0 Vanguard Extended Mkt EXTEND MKT ETF 922908652 202 1745 SH SOLE 1745 0 0 Vanguard Ftse Etf FTSE SMCAP ETF 922042718 320 3071 SH SOLE 3071 0 0 Vanguard Index Fds Vanguard G GROWTH ETF 922908736 530 3386 SH SOLE 3386 0 0 Vanguard Index Fds Vanguard V VALUE ETF 922908744 342 3175 SH SOLE 3175 0 0 Vanguard Index Funds LARGE CAP ETF 922908637 726 5591 SH SOLE 5591 0 0 Vanguard Internatnl Hgh INTL HIGH ETF 921946794 26344 432861 SH SOLE 432861 0 0 Vanguard Intl Eq Indx Fd FTSE EMR MKT ETF 922042858 20201 475308 SH SOLE 475308 0 0 Vanguard Intl Eqty Index ALLWRLD EX US 922042775 463 9239 SH SOLE 9239 0 0 Vanguard Meg Cap 300etf MEGA CAP INDEX 921910873 5018 51363 SH SOLE 51363 0 0 Vanguard Msci Eafe Etf FTSE DEV MKT ETF 921943858 656 16051 SH SOLE 16051 0 0 Vanguard REIT ETF REIT ETF 922908553 21559 248062 SH SOLE 248062 0 0 Vanguard S&P 500 Etf S&P 500 ETF SHS 922908363 1074 4136 SH SOLE 4136 0 0 Vanguard Short Term Bond Index SHORT TRM BOND 921937827 9728 122227 SH SOLE 122227 0 0 Vanguard Small Cap SMALL CAP ETF 922908751 528 3453 SH SOLE 3453 0 0 Vanguard Total Bond Mkt Index TOTAL BND MKT 921937835 975 12014 SH SOLE 12014 0 0 Vanguard Total Stock Mkt TOTAL STK MKT 922908769 793 5482 SH SOLE 5482 0 0 Verizon COM 92343V104 16275 275241 SH SOLE 275241 0 0 Visa Inc COM CL A 92826C839 3248 20795 SH SOLE 20795 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 290 60680 SH SOLE 60680 0 0 W P Carey Inc COM 92936U109 224 2855 SH SOLE 2855 0 0 Walgreens Boots Allianc COM 931427108 534 8442 SH SOLE 8442 0 0 Wal-Mart Stores Inc COM 931142103 2148 22026 SH SOLE 22026 0 0 Waste Management COM 94106L109 489 4706 SH SOLE 4706 0 0 Wells Fargo COM 949746101 4264 88244 SH SOLE 88244 0 0 Wells Fargo Adv Income Opptys COM SHS 94987B105 266 33714 SH SOLE 33714 0 0 Wells Fargo Adv Multi-Sec Inco COM SHS 94987D101 1167 96464 SH SOLE 96464 0 0 Wells Fargo Advantage Global D COM 94987C103 92 17500 SH SOLE 17500 0 0 Welltower Inc Com COM 95040Q104 2673 34447 SH SOLE 34447 0 0 Western Asset Em Mkts Income F COM 95766A101 219 16066 SH SOLE 16066 0 0 Western Asset Global Income Fu COM 95766B109 1920 204497 SH SOLE 204497 0 0 Western Asset High Income Fund COM 95766J102 1345 207578 SH SOLE 207578 0 0 Western Asset Muni Fd COM 95766N103 181 24499 SH SOLE 24499 0 0 Western Asset Premier Fd SHS BEN INT 957664105 435 33291 SH SOLE 33291 0 0 Westrn Asset High Yld Fd COM 95768B107 4753 321778 SH SOLE 321778 0 0 Whitestone Reit COM 966084204 126 10500 SH SOLE 10500 0 0 Williams Companies COM 969457100 1910 66512 SH SOLE 66512 0 0 Wisdomtree Jpn Hdgd Eqty JAPN HEDGE EQT 97717W851 1919 37922 SH SOLE 37922 0 0 Xcel Energy COM 98389B100 225 4009 SH SOLE 4009 0 0 Yum China Hldgs Inc Com COM 98850P109 255 5685 SH SOLE 5685 0 0 Yum! Brands COM 988498101 729 7309 SH SOLE 7309 0 0