0001582732-15-000006.txt : 20150727 0001582732-15-000006.hdr.sgml : 20150727 20150727153235 ACCESSION NUMBER: 0001582732-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150727 DATE AS OF CHANGE: 20150727 EFFECTIVENESS DATE: 20150727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Investment Advisors, LLC CENTRAL INDEX KEY: 0001582732 IRS NUMBER: 273464003 STATE OF INCORPORATION: WY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15763 FILM NUMBER: 151007027 BUSINESS ADDRESS: STREET 1: 200 SANDY SPRINGS PLACE STREET 2: SUITE 300 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 404-531-0018 MAIL ADDRESS: STREET 1: 200 SANDY SPRINGS PLACE STREET 2: SUITE 300 CITY: ATLANTA STATE: GA ZIP: 30328 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001582732 XXXXXXXX 06-30-2015 06-30-2015 Capital Investment Advisors, LLC

200 SANDY SPRINGS PLACE SUITE 300 ATLANTA GA 30328

13F HOLDINGS REPORT 028-15763 N Holly Mallory 404-531-0018 Holly Mallory Atlanta GA 07-27-2015 0 409 929167 false INFORMATION TABLE 2 aci_13f.xml 3M Company COM 88579Y101 1359 8809 SH SOLE 8809 0 0 A F L A C Inc COM 1055102 926 14895 SH SOLE 14895 0 0 A T & T Corp COM 00206R102 8543 240515 SH SOLE 240515 0 0 Abbott Labs COM 2824100 403 8213 SH SOLE 8213 0 0 AbbVie COM 0287Y109 609 9059 SH SOLE 9059 0 0 ADP COM 53015103 344 4284 SH SOLE 4284 0 0 Advent Claymore Conv Fd COM 00764C109 1071 65646 SH SOLE 65646 0 0 AGL Resources Inc COM 1204106 595 12785 SH SOLE 12785 0 0 Allergan Inc SHS G0177J108 1982 6532 SH SOLE 6532 0 0 Alliance Natl Muni Inc COM 01864U106 1317 99663 SH SOLE 99663 0 0 Alliance Wld Dlr Govt II COM 01879R106 4126 343282 SH SOLE 343282 0 0 AllianceBernstein Income Fund COM 01881E101 3354 450858 SH SOLE 450858 0 0 Allianzgi Conv & Income Fund COM 18828103 1283 157961 SH SOLE 157961 0 0 Allianzgi Conv & Income Fund I COM 18825109 600 80163 SH SOLE 80163 0 0 Allianzgi Nfj Div Int Fd COM 01883A107 890 58836 SH SOLE 58836 0 0 Allstate Corporation COM 20002101 395 6085 SH SOLE 6085 0 0 Altria Group COM 02209S103 5344 109267 SH SOLE 109267 0 0 Amazon Com Inc COM 23135106 1586 3653 SH SOLE 3653 0 0 Amer Electric Pwr Co Inc COM 25537101 813 15355 SH SOLE 15355 0 0 American Express Company COM 25816109 515 6630 SH SOLE 6630 0 0 Amerisourcebergen Corp COM 03073E105 359 3380 SH SOLE 3380 0 0 Amern Cap Ltd COM 02503Y103 314 23183 SH SOLE 23183 0 0 Amgen COM 31162100 614 3997 SH SOLE 3997 0 0 Anadarco Petroleum COM 32511107 253 3237 SH SOLE 3237 0 0 Annaly Capital Mgt. COM 35710409 1477 160759 SH SOLE 160759 0 0 Anworth Mtg Asset Corp COM 37347101 194 39375 SH SOLE 39375 0 0 Apollo Sr Floating Rate COM 37636107 194 10900 SH SOLE 10900 0 0 Apple Computer Inc COM 37833100 5813 46344 SH SOLE 46344 0 0 Ares Capital Corp COM 04010L103 416 25276 SH SOLE 25276 0 0 Avenue Income Credit Strategie COM 05358E106 2246 158068 SH SOLE 158068 0 0 B P Prudhoe Bay Rlty Tr UNIT BEN INT 55630107 7017 113710 SH SOLE 113710 0 0 Babson Global Short Duration COM 05617T100 299 14995 SH SOLE 14995 0 0 Bankamerica Corp New COM 60505104 5571 327293 SH SOLE 327293 0 0 BBT COM 54937107 1386 34387 SH SOLE 34387 0 0 Becton Dickinson & Co COM 75887109 364 2567 SH SOLE 2567 0 0 Berkshire Hathaway Cl B CL B NEW 84670702 1975 14511 SH SOLE 14511 0 0 Blackrock Core Bd TRUST SHS BEN INT 09249E101 340 26841 SH SOLE 26841 0 0 Blackrock Corp High Yield Fund COM 09255P107 12127 1123934 SH SOLE 1123934 0 0 Blackrock Debt Strategies COM 09255R103 1994 550914 SH SOLE 550914 0 0 Blackrock Ehncd Div Incm COM 09251A104 229 28682 SH SOLE 28682 0 0 Blackrock Floating Rate Income COM 09255X100 1539 113845 SH SOLE 113845 0 0 Blackrock Global Fltg Rt COM 91941104 622 47939 SH SOLE 47939 0 0 Blackrock Income Tr Inc COM 09247F100 342 54116 SH SOLE 54116 0 0 Blackrock Ltd Duration COM SHS 09249W101 3663 241791 SH SOLE 241791 0 0 Blackrock Multi-Sec Inc COM 09258A107 676 40793 SH SOLE 40793 0 0 Blackrock Mun Incm Tr II COM 09249N101 173 12304 SH SOLE 12304 0 0 Blackrock Mun Income Tr SH BEN INT 09248F109 1374 101983 SH SOLE 101983 0 0 Blackrock Muni Bond Tr COM 09249H104 205 13490 SH SOLE 13490 0 0 Blackrock Muni Incm Tr COM 92479104 396 29193 SH SOLE 29193 0 0 Blackrock Muni Inter Duration COM 09253X102 648 47655 SH SOLE 47655 0 0 Blackrock Muniassets Fund COM 09254J102 1157 85515 SH SOLE 85515 0 0 Blackrock Munienhanced Fund In COM 09253Y100 1324 119164 SH SOLE 119164 0 0 Blackrock Muniholdings Fl Insd COM 09254P108 1238 89398 SH SOLE 89398 0 0 Blackrock Muniholdings Fund COM 09253N104 496 31144 SH SOLE 31144 0 0 Blackrock Muniholdings Insd Fd COM 09254C107 430 33530 SH SOLE 33530 0 0 Blackrock Munivest Fund Inc COM 09253R105 145 15175 SH SOLE 15175 0 0 Blackrock Muniyield Insured Fu COM 09254E103 486 35313 SH SOLE 35313 0 0 Blackrock Muniyield Qlty II COM 09254G108 395 31313 SH SOLE 31313 0 0 Blkrck Munihldgs Ca Insd COM 09254L107 207 14800 SH SOLE 14800 0 0 Blkrck Muniyield Qlty Fd COM 09254F100 230 15405 SH SOLE 15405 0 0 Blkrock Cr Allo Income COM 92508100 3185 251374 SH SOLE 251374 0 0 Boeing Co COM 97023105 1284 9254 SH SOLE 9254 0 0 Bristol-Myers Squibb Co COM 110122108 2651 39833 SH SOLE 39833 0 0 Brookfield Total Return COM 11283U108 641 28638 SH SOLE 28638 0 0 Buckeye Pipeline Ptrs. UNIT LTD PARTN 118230101 296 4000 SH SOLE 4000 0 0 C S X Corp COM 126408103 209 6388 SH SOLE 6388 0 0 C V S Corp Del COM 126650100 836 7973 SH SOLE 7973 0 0 Cabot Oil & Gas COM 127097103 1724 54667 SH SOLE 54667 0 0 Calamos Cnv High Incm Fd COM SHS 12811P108 311 23370 SH SOLE 23370 0 0 Calamos Conv Opprtnty Fd SH BEN INT 128117108 131 10693 SH SOLE 10693 0 0 Calamos Strgc Tot Ret Fd COM SH BEN INT 128125101 112 10166 SH SOLE 10166 0 0 Capital One Financial Cp COM 14040H105 247 2806 SH SOLE 2806 0 0 Capital Product Partners L P C COM UNIT LP Y11082107 83 10600 SH SOLE 10600 0 0 Cardinal Health Inc COM 14149Y108 522 6243 SH SOLE 6243 0 0 Caterpillar Inc COM 149123101 1714 20210 SH SOLE 20210 0 0 CBRE Clarion Global Real Estat COM 12504G100 161 20193 SH SOLE 20193 0 0 Chesapeake Energy Pfd PFD CONV 165167842 3125 42133 SH SOLE 42133 0 0 ChevronTexaco COM 166764100 3953 40980 SH SOLE 40980 0 0 Chimera Investment Corp REIT COM 16934Q109 968 70613 SH SOLE 70613 0 0 China Petroleum & Chem SPON ADR H SHS 16941R108 315 3672 SH SOLE 3672 0 0 Cisco Systems Inc COM 17275R102 3633 132287 SH SOLE 132287 0 0 Citigroup Inc COM NEW 172967424 961 17401 SH SOLE 17401 0 0 Coca Cola Company COM 191216100 8174 208356 SH SOLE 208356 0 0 Cohen & Steers Preferred CEF COM 19248Y107 254 10532 SH SOLE 10532 0 0 Cohen & Steers Quality COM 19247L106 208 19472 SH SOLE 19472 0 0 Cohen & Steers Reit COM 19247X100 2200 125761 SH SOLE 125761 0 0 Colgate Palmolive COM 194162103 502 7682 SH SOLE 7682 0 0 Comcast Corp New Cl A CLA 20030N101 457 7606 SH SOLE 7606 0 0 Conagra Foods Inc COM 205887102 1895 43352 SH SOLE 43352 0 0 Concho Resources Inc COM 20605P101 288 2526 SH SOLE 2526 0 0 ConEd COM 209115104 1300 22465 SH SOLE 22465 0 0 Connectone Bancorp New COM 20786W107 455 21127 SH SOLE 21127 0 0 ConocoPhillips COM 20825C104 1863 30345 SH SOLE 30345 0 0 Costco Whsl Corp New COM 22160K105 224 1656 SH SOLE 1656 0 0 Cr Suisse Asset Mgmt Fd COM 224916106 267 83412 SH SOLE 83412 0 0 D T E Energy Company COM 233331107 475 6359 SH SOLE 6359 0 0 Darden Restaurants Inc COM 237194105 215 3019 SH SOLE 3019 0 0 Deere & Co COM 244199105 248 2555 SH SOLE 2555 0 0 Delaware Invts Div &Incm COM 245915103 117 11835 SH SOLE 11835 0 0 Deutsche High Income Oppty Fun COM 25158Y102 625 42836 SH SOLE 42836 0 0 Deutsche Multi Market Income SHS 25160E102 402 49553 SH SOLE 49553 0 0 Deutsche Muni Income Trust COM 25160C106 1826 144815 SH SOLE 144815 0 0 Deutsche Strategic Income Trus SHS 25160F109 510 45902 SH SOLE 45902 0 0 Devon Energy COM 25179M103 277 4658 SH SOLE 4658 0 0 Diamonds TRUST Series I UT SER 1 78467X109 316 1798 SH SOLE 1798 0 0 Disney Walt Hldg Co COM DISNEY 254687106 1518 13299 SH SOLE 13299 0 0 Diversified Real Asset Income COM SHS 25533B108 337 19194 SH SOLE 19194 0 0 Dividend & Income Fdinc Com COM NEW 25538A204 166 11760 SH SOLE 11760 0 0 Dominion Resources Va COM 25746U109 1992 29787 SH SOLE 29787 0 0 Dreyfus Hi Yeild SH BEN INT 26200S101 38 11500 SH SOLE 11500 0 0 Dreyfus Strat Muni Inc COM 261932107 1733 219371 SH SOLE 219371 0 0 Dreyfus Strategic Mun Bd COM 26202F107 318 41515 SH SOLE 41515 0 0 Du Pont E I De Nemour&Co COM 263534109 3051 47706 SH SOLE 47706 0 0 Duke Energy COM NEW 26441C204 3122 44207 SH SOLE 44207 0 0 Eaton Vance Enhanced Eqt COM 278274105 349 26591 SH SOLE 26591 0 0 Eaton Vance Fl Rt In Tr COM 278279104 895 64955 SH SOLE 64955 0 0 Eaton Vance Insured COM 27828H105 183 15065 SH SOLE 15065 0 0 Eaton Vance Ltd Duration COM 27828V104 2135 158519 SH SOLE 158519 0 0 Eaton Vance Sht Dur Incm COM 27828Q105 1030 74338 SH SOLE 74338 0 0 Eaton Vance SR Fl Rt Tr SH BEN INT 27826S103 686 49889 SH SOLE 49889 0 0 Eaton Vance Sr Income COM 27828X100 421 67829 SH SOLE 67829 0 0 Eaton Vance Tax Mgd Buy COM 278642103 364 23500 SH SOLE 23500 0 0 Ebay Inc COM 278642103 435 7220 SH SOLE 7220 0 0 ECA Marcellus Trust COM UNIT 26827L109 76 26495 SH SOLE 26495 0 0 EGShares Beyond BRICs EGSHR BYND BRC 268461639 3054 159957 SH SOLE 159957 0 0 Egshares Etf EGS EMKTCONS ETF 268461779 940 36053 SH SOLE 36053 0 0 EMC COM 268648102 386 14616 SH SOLE 14616 0 0 Enbridge Energy Partners COM 29250R106 326 9768 SH SOLE 9768 0 0 Energy Transfer Equity COM UT LTD PTN 29273V100 218 3405 SH SOLE 3405 0 0 Energy Transfer Partners UNIT LTD PARTN 29273R109 3633 69593 SH SOLE 69593 0 0 Ensco International Inc SHS CLASS A G3157S106 240 10756 SH SOLE 10756 0 0 Entergy COM 29364G103 1161 16467 SH SOLE 16467 0 0 Enterprise Products Pptns Lp COM 293792107 1463 48935 SH SOLE 48935 0 0 EV National Muni Opportunities COM SHS 27829L105 2498 123767 SH SOLE 123767 0 0 Express Scripts Inc COM 30219G108 486 5462 SH SOLE 5462 0 0 ExxonMobil COM 30231G102 4850 58296 SH SOLE 58296 0 0 F&C Claymore Pfd Sec Fd COM 338478100 349 18697 SH SOLE 18697 0 0 Facebook Inc. CL A 30303M102 332 3866 SH SOLE 3866 0 0 First Tr / Aberdeen Global Opp COM SHS 337319107 1075 98466 SH SOLE 98466 0 0 First Tr Exch Traded Fd AUTO INDEX FD 33734X309 1884 48166 SH SOLE 48166 0 0 First Tr High Income COM 33738E109 234 14950 SH SOLE 14950 0 0 First Tr Inter Duration Pfd & COM 33718W103 205 9535 SH SOLE 9535 0 0 First Tr Specia Lty Fin & Finl COM BEN INTR 33733G109 103 15900 SH SOLE 15900 0 0 First Tr Strtgc Hi Incm COM SHS 337353106 3406 257465 SH SOLE 257465 0 0 Firstenergy Corp COM 337932107 496 15226 SH SOLE 15226 0 0 Flaherty & Crumrine Clay COM 338479108 647 33192 SH SOLE 33192 0 0 Flexshares Exch Trd Fd IBOXX 3R TARGT 33939L506 2025 82404 SH SOLE 82404 0 0 Ford Motor Company COM PAR $0.01 345370860 180 12002 SH SOLE 12002 0 0 Franklin Templeton Ltd Durati COM 35472T101 446 38324 SH SOLE 38324 0 0 General Electric Company COM 369604103 4374 164632 SH SOLE 164632 0 0 General Mills Inc COM 370334104 238 4276 SH SOLE 4276 0 0 Genuine Parts Co COM 372460105 1405 15690 SH SOLE 15690 0 0 Gilead Sciences Inc COM 375558103 581 4965 SH SOLE 4965 0 0 Glaxosmithkline Plc Adrf SPONSORED ADR 37733W105 613 14728 SH SOLE 14728 0 0 Goldman Sachs COM 38141G104 2196 10519 SH SOLE 10519 0 0 Google Inc Cl A CL A 38259P508 1464 2710 SH SOLE 2710 0 0 Google Inc Class C CL C 38259P706 659 1267 SH SOLE 1267 0 0 Graco Incorporated COM 384109104 561 7897 SH SOLE 7897 0 0 Guggenheim Enhancd Eq COM 40167B100 114 13800 SH SOLE 13800 0 0 Halliburton Co Hldg Co COM 406216101 587 13638 SH SOLE 13638 0 0 Hancock John Pfd Eqty Fd SH BEN INT 41013W108 1389 71652 SH SOLE 71652 0 0 Hancock John Pfd Incm Fd COM 41013X106 222 11507 SH SOLE 11507 0 0 Hancock John Pfd Incme Fd III COM 41021P103 1621 97184 SH SOLE 97184 0 0 Health Care Rei PFD PER CON I 42217K601 215 3615 SH SOLE 3615 0 0 Health Care REIT COM 42217K106 2241 34152 SH SOLE 34152 0 0 Healthcare Realty COM 421946104 2116 90977 SH SOLE 90977 0 0 Hewlett-Packard Company COM 428236103 317 10550 SH SOLE 10550 0 0 High Income Oppty Fd Inc COM 95766K109 118 22824 SH SOLE 22824 0 0 Holly Energy Partners COM UT LTD PTN 435763107 2056 58497 SH SOLE 58497 0 0 Home Depot Inc COM 437076102 18611 167471 SH SOLE 167471 0 0 Honeywell Incorporated COM 438516106 629 6166 SH SOLE 6166 0 0 Hospitality Properties COM SH BEN INT 44106M102 207 7175 SH SOLE 7175 0 0 Hugoton Royalty Trust UNIT BEN INT 444717102 3413 975114 SH SOLE 975114 0 0 Intel Corp COM 458140100 6272 206212 SH SOLE 206212 0 0 Intl Business Machines COM 459200101 6196 38093 SH SOLE 38093 0 0 Invesco Ms Insured Mun Incm Tr COM 46132P108 582 40387 SH SOLE 40387 0 0 Invesco Ms Muni Incm Opptys Tr COM 46132X101 441 65971 SH SOLE 65971 0 0 Invesco MSDW Quality Muni COM 46133G107 560 47405 SH SOLE 47405 0 0 Invesco Van Kampen Advantage I SH BEN INT 46132E103 251 22880 SH SOLE 22880 0 0 Invesco Van Kampen Mun Opportn COM 46132C107 196 16069 SH SOLE 16069 0 0 Invesco Van Kampen Municipal T COM 46131J103 327 27169 SH SOLE 27169 0 0 Invesco Van Kampen Sr. Inc. Tr COM 46131H107 154 34626 SH SOLE 34626 0 0 iShares Dow Jones U.S. Index F DOW JONES US ETF 464287846 225 2154 SH SOLE 2154 0 0 iShares Dow Jones US Technolog U.S. TECH ETF 464287721 6518 62272 SH SOLE 62272 0 0 Ishares Fixed Incm Etf 10+ TR CR BD ETF 464289511 301 5275 SH SOLE 5275 0 0 Ishares Ftse Nareit Res RESID RL EST CAP 464288562 271 4829 SH SOLE 4829 0 0 Ishares High Yield Index IBOXX HI YD ETF 464288513 41167 463591 SH SOLE 463591 0 0 Ishares Investment Grade Corp IBOXX INV CP ETF 464287242 14632 126446 SH SOLE 126446 0 0 iShares JPMorgan USD Emer Mkt JP MOR EM MK ETF 464288281 1992 18124 SH SOLE 18124 0 0 Ishares Msci Acwi Ex US MSCI ACWI US ETF 464288240 330 7475 SH SOLE 7475 0 0 Ishares Msci Brazil Indx MSCI BRZ CAP ETF 464286400 406 12385 SH SOLE 12385 0 0 Ishares Msci Bric Idx Fd MSCI BRIC INDX 464286657 945 25267 SH SOLE 25267 0 0 Ishares Msci Emrg Mkt Fd MSCI EMG MKT ETF 464287234 3694 93223 SH SOLE 93223 0 0 Ishares Msci Jpn Idx Fdf MSCI JAPAN ETF 464286848 413 32224 SH SOLE 32224 0 0 Ishares Mtg Real Estate Capped MRG RL ES CP ETF 464288539 12301 1162661 SH SOLE 1162661 0 0 Ishares Russell Microcap MICRO-CAP ETF 464288869 2080 25508 SH SOLE 25508 0 0 iShares S&P National Munl Bnd NAT AMT FREE BD 464288414 2808 25948 SH SOLE 25948 0 0 Ishares S&P Smallcap SP SMCP600GR ETF 464287887 240 1831 SH SOLE 1831 0 0 iShares ShtTrm MUNI Ntnl AMTFr SHT NTLAMTFR ETF 464288158 365 3455 SH SOLE 3455 0 0 Ishares Tr Cohen & Steer COHEN&STEER REIT 464287564 2794 31175 SH SOLE 31175 0 0 Ishares Tr Dj US Consumr U.S. CNSM SV ETF 464287580 471 3291 SH SOLE 3291 0 0 Ishares Tr Dj US Energy U.S. ENERGY ETF 464287796 604 14248 SH SOLE 14248 0 0 Ishares Tr Dj US Finl U.S. FIN SVC ETF 464287770 225 2393 SH SOLE 2393 0 0 Ishares Tr Dj US Hlthcar US HLTHCARE ETF 464287762 6127 38604 SH SOLE 38604 0 0 Ishares Tr Dj US Telecom U.S. TELECOM ETF 464287713 1263 43126 SH SOLE 43126 0 0 Ishares Tr Dj US Utils U.S. UTILITS ETF 464287697 819 7900 SH SOLE 7900 0 0 Ishares Tr Dow Jonesselect Div SELECT DIVID ETF 464287168 23938 318537 SH SOLE 318537 0 0 Ishares Tr Lehman Bd Fd 1-3 YR CR BD ETF 464288646 1261 11968 SH SOLE 11968 0 0 Ishares Tr Lehman Bd Fd CORE US AGGBD ET 464287226 1667 15329 SH SOLE 15329 0 0 Ishares Tr Lehman Tips TIPS BOND ETF 464287176 3541 31605 SH SOLE 31605 0 0 Ishares Tr Msci Eafe Fd MSCI EAFE ETF 464287465 9925 156318 SH SOLE 156318 0 0 Ishares Tr Nasdaq Bio Fd NASDAQ BIOTEC ETF 464287556 7489 20296 SH SOLE 20296 0 0 Ishares Tr S&P Midcap 400 S&P MC 400VL ETF 464287705 295 2285 SH SOLE 2285 0 0 Ishares Tr S&P Smallcap 6 SP SMCP600VL ETF 464287879 314 2663 SH SOLE 2663 0 0 Ishares Tr S&P Midcap CORE S&P MCP ETF 464287507 37101 247370 SH SOLE 247370 0 0 Ishares Tr S&P Smallcap CORE S&P SCP ETF 464287804 29321 248733 SH SOLE 248733 0 0 Ishares TRUST Index Fund CHINA LG-CAP ETF 464287184 862 18708 SH SOLE 18708 0 0 Ishares TRUST S&P CORE S&P500 ETF 464287200 8129 39227 SH SOLE 39227 0 0 Ishares Us Pfd ETF U.S. PFD STK ETF 464288687 11073 282695 SH SOLE 282695 0 0 Ivy High Income Oppty Fd COM 465893105 1147 76795 SH SOLE 76795 0 0 J P Morgan Chase COM 46625H100 3778 55756 SH SOLE 55756 0 0 Johnson & Johnson COM 478160104 6803 69805 SH SOLE 69805 0 0 JP Morgan MLP ETN ALERIAN ML ETN 46625H365 6153 155385 SH SOLE 155385 0 0 Kimberly Clark COM 494368103 950 8963 SH SOLE 8963 0 0 Kinder Morgan Holdco Llc COM 49456B101 5248 136702 SH SOLE 136702 0 0 KKR Income Opportunities COM 48249T106 1918 121720 SH SOLE 121720 0 0 Kraft Foods Group Inc Com Npv COM 50076Q106 737 8660 SH SOLE 8660 0 0 Kroger Company COM 501044101 283 3904 SH SOLE 3904 0 0 Lab Cp Of Amer COM NEW 50540R409 291 2400 SH SOLE 2400 0 0 Legg Mason Global Income COM 52469B100 201 14150 SH SOLE 14150 0 0 Lilly Eli & Company COM 532457108 3283 39328 SH SOLE 39328 0 0 Lockheed Martin Corp COM 539830109 1526 8207 SH SOLE 8207 0 0 Lowes Companies Inc COM 548661107 347 5180 SH SOLE 5180 0 0 M F S Muni Inc TRUST SH BEN INT 552738106 160 24866 SH SOLE 24866 0 0 M S Emerging Mkts Debt COM 61744H105 107 11848 SH SOLE 11848 0 0 M S Emerging Mkts Debt COM 617477104 1071 123816 SH SOLE 123816 0 0 Macquarie/First Tr Global Inf COM 55607W100 253 16373 SH SOLE 16373 0 0 Magellan Midstream Ptnrs COM UNIT RP LP 559080106 463 6310 SH SOLE 6310 0 0 Managed High Income Port COM 95766L107 183 36977 SH SOLE 36977 0 0 Managed Muni Port Inc COM 95766M105 1273 94449 SH SOLE 94449 0 0 Marathon Pete Corp COM 56585A102 277 5300 SH SOLE 5300 0 0 Markwest Energy Partners L UNIT LTD PARTN 570759100 365 6471 SH SOLE 6471 0 0 Mc Donalds Corp COM 580135101 1826 19202 SH SOLE 19202 0 0 McKesson HBOC COM 58155Q103 582 2587 SH SOLE 2587 0 0 Medical Pptys Tr Inc COM 58463J304 131 10000 SH SOLE 10000 0 0 Medley Capital Corp COM 58503F106 134 15075 SH SOLE 15075 0 0 Medtronic COM 585055106 940 12680 SH SOLE 12680 0 0 Merck & Co Inc COM 58933Y105 2390 41983 SH SOLE 41983 0 0 MFS Intermarket Income Trust SH BEN INT 59318R103 335 39790 SH SOLE 39790 0 0 Mfs Multimarket Income Tr SH BEN INT 552737108 318 52355 SH SOLE 52355 0 0 Microchip COM 595017104 363 7664 SH SOLE 7664 0 0 Microsoft Corp COM 594918104 4040 91506 SH SOLE 91506 0 0 Mid Cap S P D R TRUST UTSER1 S&PDCRP 78467Y107 534 1955 SH SOLE 1955 0 0 Mondelez Intl CL A 609207105 906 22034 SH SOLE 22034 0 0 Monsanto Co New Del COM 61166W101 415 3895 SH SOLE 3895 0 0 Muniholdings Insd Fd Inc COM 09254A101 374 28860 SH SOLE 28860 0 0 Nasdaq 100 Tr Unit Ser 1 UNIT SER 1 73935A104 322 3004 SH SOLE 3004 0 0 Natural Resource Partners Lp COM UNIT L P 63900P103 535 141048 SH SOLE 141048 0 0 Neuberger Berman High Yield COM 64128C106 911 77368 SH SOLE 77368 0 0 Neuberger Berman Re Fund COM 64190A103 110 23150 SH SOLE 23150 0 0 New Residential Investment Cor COM 64828T102 2066 135533 SH SOLE 135533 0 0 Nexpoint Cr Strategies COM 65340G106 1094 149189 SH SOLE 149189 0 0 Nexpoint Residential Tr Inc Co COM 65341D102 617 45933 SH SOLE 45933 0 0 Nisource Inc COM 65473P105 424 9300 SH SOLE 9300 0 0 Norfolk Southern Corp COM 655844108 1540 17623 SH SOLE 17623 0 0 Novartis A G Spon Adr SPONSORED ADR 66987V109 407 4143 SH SOLE 4143 0 0 Nuveen Div Adv Mun Fd 3 Nation COM SH BEN INT 67070X101 857 64171 SH SOLE 64171 0 0 Nuveen Divd Adv Muni Fd COM 67066V101 1404 103403 SH SOLE 103403 0 0 Nuveen Divid Ad Mun Fd 2 COM 67070F100 621 46309 SH SOLE 46309 0 0 Nuveen Floating Rate COM SHS 6706EN100 113 10490 SH SOLE 10490 0 0 Nuveen Fltg Rate Incm Fd COM 67072T108 1212 112868 SH SOLE 112868 0 0 Nuveen Ga Div Ad Muni Fd COM 67072B107 1534 120034 SH SOLE 120034 0 0 Nuveen Insd Div Advan Fd COM 67071L106 826 60901 SH SOLE 60901 0 0 Nuveen Insd Muni Oppty COM 670984103 2045 150222 SH SOLE 150222 0 0 Nuveen Invt Qlty Mun Fd COM 67062E103 238 16409 SH SOLE 16409 0 0 Nuveen Multi Strategic Income COM 67073B106 2251 245733 SH SOLE 245733 0 0 Nuveen Mun Value Fd Inc COM 670928100 392 40690 SH SOLE 40690 0 0 Nuveen Muni Advtg Fund COM 67062H106 233 17927 SH SOLE 17927 0 0 Nuveen Muni Income Fund COM 67062J102 478 43288 SH SOLE 43288 0 0 Nuveen Muni Mkt Oppty Fd COM 67062W103 429 33255 SH SOLE 33255 0 0 Nuveen Performance Plus COM 67062P108 1000 71279 SH SOLE 71279 0 0 Nuveen Pfd & Conv Income Fd COM SHS 67073D102 93 10780 SH SOLE 10780 0 0 Nuveen Pfd & Income Term Fd Co COM 67075A106 495 22256 SH SOLE 22256 0 0 Nuveen Prem Inc Mun Fd COM 6706K4105 344 26292 SH SOLE 26292 0 0 Nuveen Prem Incm Mun Fd COM 67062T100 140 10665 SH SOLE 10665 0 0 Nuveen Prem Incm Mun II COM 67063W102 316 23824 SH SOLE 23824 0 0 Nuveen Qlty Incm Muni Fd COM 670977107 810 60724 SH SOLE 60724 0 0 Nuveen Qual Pfd Inc Fd COM 67072C105 1530 180680 SH SOLE 180680 0 0 Nuveen Qulty Pfd Incm Fd COM 67071S101 196 24725 SH SOLE 24725 0 0 Nuveen Select Tax Free SH BEN INT 67062F100 217 15965 SH SOLE 15965 0 0 Nuveen Select Tax Free SH BEN INT 67063C106 242 18715 SH SOLE 18715 0 0 Nuveen Select Tax Free SH BEN INT 67063X100 399 29080 SH SOLE 29080 0 0 Nuveen Senior Income Fd COM 67067Y104 334 52145 SH SOLE 52145 0 0 Oaktree Capital Gp Llc UNIT CL A 674001201 2886 54276 SH SOLE 54276 0 0 Omega Hlthcare Invs Inc COM 681936100 214 6242 SH SOLE 6242 0 0 Oracle Corporation COM 68389X105 3258 80846 SH SOLE 80846 0 0 Paychex Inc COM 704326107 287 6131 SH SOLE 6131 0 0 Peabody Energy Corp COM 704549104 53 24109 SH SOLE 24109 0 0 Pembina Pipeline Corporation C COM 706327103 2331 72177 SH SOLE 72177 0 0 Pengrowth Energy Tr A COM 70706P104 2588 1038048 SH SOLE 1038048 0 0 Penn West Energy Tr Unit COM 707887105 155 89464 SH SOLE 89464 0 0 Pepsico Incorporated COM 713448108 2576 27597 SH SOLE 27597 0 0 Permian Basin Royalty Tr UNIT BEN INT 714236106 1780 220829 SH SOLE 220829 0 0 Pfizer Incorporated COM 717081103 5937 177066 SH SOLE 177066 0 0 Philip Morris Intl Inc Com COM 718172109 4276 53339 SH SOLE 53339 0 0 Phillips 66 Com COM 718546104 399 4952 SH SOLE 4952 0 0 Pimco Corp Income Fund COM 72200U100 647 45540 SH SOLE 45540 0 0 Pimco Corporate Oppty Fd COM 72201B101 1707 117876 SH SOLE 117876 0 0 Pimco Dynamic Income Fd SHS 72201Y101 2143 73382 SH SOLE 73382 0 0 Pimco Income Oppty Fund COM 72202B100 1360 56206 SH SOLE 56206 0 0 Pimco Muni Incm Fd III COM 72201A103 149 14031 SH SOLE 14031 0 0 Pimco Muni Income Fd II COM 72200W106 578 50320 SH SOLE 50320 0 0 Pimco Municipal Incm Fd COM 72200R107 182 13223 SH SOLE 13223 0 0 Pioneer Floating Rate COM 72369J102 1065 93621 SH SOLE 93621 0 0 Pioneer High Income Fund COM 72369H106 141 12098 SH SOLE 12098 0 0 Pioneer Muni High Incm COM 723762100 747 59823 SH SOLE 59823 0 0 Pioneer Municipal High Income COM SHS 723763108 827 68255 SH SOLE 68255 0 0 Plains All Amern Ppln Lp UNIT LTD PARTN 726503105 226 5198 SH SOLE 5198 0 0 Plains Gp Hldgs Lp Npv A SHS A REP LTPN 72651A108 255 9885 SH SOLE 9885 0 0 Powershs Exch Trad Fd Tr FINL PFD PTFL 73935X229 5166 284327 SH SOLE 284327 0 0 Powershs Exch Trad Fd Tr AGG PFD PORT 73936T565 9861 678644 SH SOLE 678644 0 0 Procter & Gamble Co COM 742718109 5553 70976 SH SOLE 70976 0 0 Prospect Capital COM 74348T102 255 34598 SH SOLE 34598 0 0 Pru Glbl Sh Duration Hi Yld COM 74433A109 2246 148774 SH SOLE 148774 0 0 Prudential Short Duration High COM 74442F107 2451 158448 SH SOLE 158448 0 0 Pub Svc Ent Group Inc COM 744573106 267 6805 SH SOLE 6805 0 0 Putnam Managed Muni Incm COM 746823103 988 139770 SH SOLE 139770 0 0 Putnam Muni Oppty TRUST SH BEN INT 746922103 950 81801 SH SOLE 81801 0 0 Putnam Premier Inc Tr SH BEN INT 746853100 454 89011 SH SOLE 89011 0 0 Qualcomm Inc COM 747525103 445 7099 SH SOLE 7099 0 0 Quest Diagnostic Inc COM 74834L100 355 4900 SH SOLE 4900 0 0 Regions Financial Corp COM 7591EP100 148 14285 SH SOLE 14285 0 0 Reynolds American Inc COM 761713106 836 11196 SH SOLE 11196 0 0 Rockwell Intl Corp New COM 773903109 204 1636 SH SOLE 1636 0 0 S P D R TRUST Unit SR TR UNIT 78462F103 522 2535 SH SOLE 2535 0 0 Sabine Royalty Trust UNIT BEN INT 785688102 2965 78556 SH SOLE 78556 0 0 San Juan Basin Royalty Tr UNIT BEN INT 789241105 950 88413 SH SOLE 88413 0 0 Sandridge Permian Tr COM UNIT BEN INT 80007A102 237 31713 SH SOLE 31713 0 0 Sch US Div Equity Etf US DIVIDEND EQ 808524797 718 18740 SH SOLE 18740 0 0 Schlumberger Ltd COM 806857108 1219 14142 SH SOLE 14142 0 0 Sector Spdr Consumer Fd SBI CONS DISCR 81369Y407 6170 80669 SH SOLE 80669 0 0 Sector Spdr Engy Select SBI INT-ENERGY 81369Y506 4764 63379 SH SOLE 63379 0 0 Sector Spdr Fincl Select SBI INT-FINL 81369Y605 16625 681906 SH SOLE 681906 0 0 Sector Spdr Materials Fd SBI MATERIALS 81369Y100 622 12863 SH SOLE 12863 0 0 Sector Spdr Tech Select TECHNOLOGY 81369Y803 11701 282621 SH SOLE 282621 0 0 Sector Spdr Tr Con Stpls SBI CONS STPLS 81369Y308 4303 90409 SH SOLE 90409 0 0 Sector Spdr Tr Healthcare SBI HEALTHCARE 81369Y209 10212 137278 SH SOLE 137278 0 0 Sector Spdr Tr Shs Ben Int In SBI INT-INDS 81369Y704 2861 52914 SH SOLE 52914 0 0 Sector Spdr Util Select SBI INT-UTILS 81369Y886 10059 242625 SH SOLE 242625 0 0 Senior Housing Pptys Tr SH BEN INT 81721M109 251 14311 SH SOLE 14311 0 0 Southern Company COM 842587107 9670 230799 SH SOLE 230799 0 0 Southwest Air COM 844741108 209 6324 SH SOLE 6324 0 0 SPDR Barclays High Yield Bond BRC HGH YLD BD 78464A417 1544 40166 SH SOLE 40166 0 0 SPDR Gold Trust GOLD SHS 78463V107 789 7021 SH SOLE 7021 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 54790 718929 SH SOLE 718929 0 0 SPDR S&P Oil & Gas Equip Svcs OILGAS EQUIP 78464A748 1057 40551 SH SOLE 40551 0 0 Spdr Ser Tr Lehman Intl Treas BRCLYS INTL ETF 78464A516 202 3890 SH SOLE 3890 0 0 Spdr Short Maturity HY SHT TRM HGH YLD 78468R408 3313 114605 SH SOLE 114605 0 0 Spectra Energy Corp COM 847560109 639 19590 SH SOLE 19590 0 0 Spider Euro 50 Index EURO STOXX 50 78463X202 5913 157962 SH SOLE 157962 0 0 Starbucks Corp COM 855244109 280 5221 SH SOLE 5221 0 0 Streettracks Index Shs S&P CHINA ETF 78463X400 306 3445 SH SOLE 3445 0 0 Streettracks Index Shs MSCI ACWI EXUS 78463X848 5011 145574 SH SOLE 145574 0 0 Suntrust Banks Inc COM 867914103 744 17285 SH SOLE 17285 0 0 T C Pipelines UT COM LTD PRT 87233Q108 486 8534 SH SOLE 8534 0 0 Target Corporation COM 87612E106 370 4529 SH SOLE 4529 0 0 Teco Energy COM 872375100 623 35298 SH SOLE 35298 0 0 Templetn Emrg Mkts Incm COM 880192109 194 18133 SH SOLE 18133 0 0 Teva Pharmaceutical ADR 881624209 1093 18490 SH SOLE 18490 0 0 The Charles Schwab Corp COM 808513105 307 9395 SH SOLE 9395 0 0 UBS Alerian MLP Infrastructure ALERIAN INFRST 902641646 13294 378626 SH SOLE 378626 0 0 Union Pacific Corp COM 907818100 445 4663 SH SOLE 4663 0 0 United Parcel Service B CL B 911312106 997 10284 SH SOLE 10284 0 0 United Technology COM 913017109 3240 29211 SH SOLE 29211 0 0 Unitedhealth Group Inc COM 91324P102 760 6232 SH SOLE 6232 0 0 Valero Energy Corp New COM 91913Y100 1989 31771 SH SOLE 31771 0 0 Van Kampen Dynamic Fund COM 46132R104 1686 145222 SH SOLE 145222 0 0 Vanguard Bond Index Fund INTERMED TERM 921937819 8655 103193 SH SOLE 103193 0 0 Vanguard Div Apprciation DIV APPF ETF 921908844 1445 18392 SH SOLE 18392 0 0 Vanguard Intl Eq Indx Fd FTSE EMR MKT ETF 922042858 21245 519692 SH SOLE 519692 0 0 Vanguard REIT ETF REIT ETF 922908553 16598 222222 SH SOLE 222222 0 0 Vanguard Short Term Bond Index SHORT TRM BOND 921937827 12177 151848 SH SOLE 151848 0 0 Vanguard Small Cap SMALL CAP ETF 922908751 241 1981 SH SOLE 1981 0 0 Vanguard Total Bond Mkt Index TOTAL BND MKT 921937835 9672 119021 SH SOLE 119021 0 0 Vanguard Total Stock Mkt TOTAL STK MKT 922908769 305 2850 SH SOLE 2850 0 0 Verizon COM 92343V104 6865 147281 SH SOLE 147281 0 0 Visa Inc COM CL A 92826C839 659 9809 SH SOLE 9809 0 0 Vodafone Airtouch Adr SPNSR ADR NO PAR 92857W308 230 6317 SH SOLE 6317 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 325 61975 SH SOLE 61975 0 0 Walgreens Boots Allianc COM 931427108 358 4240 SH SOLE 4240 0 0 Wal-Mart Stores Inc COM 931142103 1423 20056 SH SOLE 20056 0 0 Waste Management COM 94106L109 269 5799 SH SOLE 5799 0 0 Wells Fargo COM 949746101 3013 53576 SH SOLE 53576 0 0 Wells Fargo Adv Income Opptys COM SHS 94987B105 491 59374 SH SOLE 59374 0 0 Wells Fargo Adv Multi-Sec Inco COM SHS 94987D101 2342 184957 SH SOLE 184957 0 0 Wells Fargo Advantage Global D COM 94987C103 122 17615 SH SOLE 17615 0 0 Western Asset Emerging Markets COM 95766A101 187 12480 SH SOLE 12480 0 0 Western Asset Global COM 95790C107 276 16092 SH SOLE 16092 0 0 Western Asset Global Income Fu COM 95766B109 3619 349979 SH SOLE 349979 0 0 Western Asset High Income Fund COM 95766J102 2172 288090 SH SOLE 288090 0 0 Western Asset Muni Fd COM 95766N103 528 73747 SH SOLE 73747 0 0 Western Asset Premier Fd SHS BEN INT 957664105 1799 134256 SH SOLE 134256 0 0 Williams Companies COM 969457100 3170 55227 SH SOLE 55227 0 0 Williams Partners COM UNIT L P 96950F104 493 10178 SH SOLE 10178 0 0 Wisdomtree Emerging Etf EM LCL DEBT FD 97717X867 1048 26973 SH SOLE 26973 0 0 Wisdomtree Jpn Hdgd Eqty JAPN HEDGE EQT 97717W851 5844 102173 SH SOLE 102173 0 0 Wisdomtree Tr Europe Hedged Eq EUROPE HEDGED EQ 97717X701 3642 59125 SH SOLE 59125 0 0 Wpx Energy COM 98212B103 171 13890 SH SOLE 13890 0 0 Yum! Brands COM 988498101 365 4050 SH SOLE 4050 0 0