0001582732-15-000003.txt : 20150428 0001582732-15-000003.hdr.sgml : 20150428 20150428113408 ACCESSION NUMBER: 0001582732-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150428 DATE AS OF CHANGE: 20150428 EFFECTIVENESS DATE: 20150428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Investment Advisors, LLC CENTRAL INDEX KEY: 0001582732 IRS NUMBER: 273464003 STATE OF INCORPORATION: WY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15763 FILM NUMBER: 15797333 BUSINESS ADDRESS: STREET 1: 200 SANDY SPRINGS PLACE STREET 2: SUITE 300 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 404-531-0018 MAIL ADDRESS: STREET 1: 200 SANDY SPRINGS PLACE STREET 2: SUITE 300 CITY: ATLANTA STATE: GA ZIP: 30328 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001582732 XXXXXXXX 03-31-2015 03-31-2015 true 1 RESTATEMENT Capital Investment Advisors, LLC

200 SANDY SPRINGS PLACE SUITE 300 ATLANTA GA 30328

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6242 SH SOLE 6242 0 0 Omega Hlthcare Invs Inc COM 681936100 253 82875 SH SOLE 82875 0 0 Oracle Corporation COM 68389X105 3576 26184 SH SOLE 26184 0 0 Peabody Energy Corp COM 704549104 129 73791 SH SOLE 73791 0 0 Pembina Pipeline Corporation C COM 706327103 2336 229729 SH SOLE 229729 0 0 Pengrowth Energy Tr A COM 70706P104 3344 97914 SH SOLE 97914 0 0 Penn West Energy Tr Unit COM 707887105 162 27228 SH SOLE 27228 0 0 Pepsico Incorporated COM 713448108 2604 229729 SH SOLE 229729 0 0 Permian Basin Royalty Tr UNIT BEN INT 714236106 1859 183707 SH SOLE 183707 0 0 Pfizer Incorporated COM 717081103 6391 53127 SH SOLE 53127 0 0 Philip Morris Intl Inc Com COM 718172109 4002 5134 SH SOLE 5134 0 0 Phillips 66 Com COM 718546104 404 49091 SH SOLE 49091 0 0 Pimco Corp Income Fund COM 72200U100 756 118741 SH SOLE 118741 0 0 Pimco Corporate Oppty Fd COM 72201B101 1873 63467 SH SOLE 63467 0 0 Pimco Dynamic Income Fd SHS 72201Y101 1841 56825 SH SOLE 56825 0 0 Pimco Income Oppty Fund COM 72202B100 1452 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156333 0 0 Pru Glbl Sh Duration Hi Yld COM 74433A109 2490 130530 SH SOLE 130530 0 0 Prudential Short Duration High COM 74442F107 2124 5560 SH SOLE 5560 0 0 Pub Svc Ent Group Inc COM 744573106 233 7500 SH SOLE 7500 0 0 Putnam Managed Muni Incm COM 746823103 1033 84111 SH SOLE 84111 0 0 Putnam Muni Oppty TRUST SH BEN INT 746922103 1031 90326 SH SOLE 90326 0 0 Putnam Premier Inc Tr SH BEN INT 746853100 476 6946 SH SOLE 6946 0 0 Qualcomm Inc COM 747525103 482 4900 SH SOLE 4900 0 0 Quest Diagnostic Inc COM 74834L100 377 1855 SH SOLE 1855 0 0 Raytheon Company COM NEW 755111507 203 12348 SH SOLE 12348 0 0 Regency Energy Part L P COM UNITS L P 75885Y107 282 14271 SH SOLE 14271 0 0 Regions Financial Corp COM 7591EP100 135 25000 SH SOLE 25000 0 0 Retail Pptys Amer Inc Cl A CL A 76131V202 245 11821 SH SOLE 11821 0 0 Reynolds American Inc COM 761713106 815 14000 SH SOLE 14000 0 0 S P D R TRUST Unit SR TR UNIT 78462F103 497 81489 SH SOLE 81489 0 0 Sabine Royalty Trust UNIT BEN INT 785688102 3206 250000 SH SOLE 250000 0 0 San Juan Basin Royalty Tr UNIT BEN INT 798241105 1091 33229 SH SOLE 33229 0 0 Sandridge Permian Tr COM UNIT BEN INT 80007A102 236 18000 SH SOLE 18000 0 0 Sch US Div Equity Etf US DIVIDEND EQ 808524797 709 14167 SH SOLE 14167 0 0 Schlumberger Ltd COM 806857108 1182 49521 SH SOLE 49521 0 0 Sector Spdr Consumer Fd SBI CONS DISCR 81369Y407 3731 67639 SH SOLE 67639 0 0 Sector Spdr Engy Select SBI INT-ENERGY 81369Y506 5247 647067 SH SOLE 647067 0 0 Sector Spdr Fincl Select SBI INT-FINL 81369Y605 15601 24317 SH SOLE 24317 0 0 Sector Spdr Materials Fd SBI MATERIALS 81369Y100 1186 257994 SH SOLE 257994 0 0 Sector Spdr Tech Select TECHNOLOGY 81369Y803 10691 91227 SH SOLE 91227 0 0 Sector Spdr Tr Con Stpls SBI CONS STPLS 81369Y308 4446 119353 SH SOLE 119353 0 0 Sector Spdr Tr Healthcare SBI HEALTHCARE 81369Y209 8653 59684 SH SOLE 59684 0 0 Sector Spdr Tr Shs Ben Int In SBI INT-INDS 81369Y704 3329 259092 SH SOLE 259092 0 0 Sector Spdr Util Select SBI INT-UTILS 81369Y886 11511 11111 SH SOLE 11111 0 0 Senior Housing Pptys Tr SH BEN INT 81721M109 247 30000 SH SOLE 30000 0 0 Southern Company COM 842587107 9738 39396 SH SOLE 39396 0 0 SPDR Barclays High Yield Bond BRC HGH YLD BD 78464A417 1545 16392 SH SOLE 16392 0 0 Spdr Dj Wilshire Intl DJ INTL RL ETF 78463X863 710 1613 SH SOLE 1613 0 0 SPDR DJ Wilshire Total Market RUSSELL 3000 ETF 78464A805 251 7366 SH SOLE 7366 0 0 SPDR Gold Trust GOLD SHS 78463V107 837 705701 SH SOLE 705701 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 55186 42474 SH SOLE 42474 0 0 SPDR S&P Oil & Gas Equip Svcs OILGAS EQUIP 78464A748 1068 3815 SH SOLE 3815 0 0 Spdr Ser Tr Lehman Intl Treas BRCLYS INTL ETF 78464A516 203 116485 SH SOLE 116485 0 0 Spdr Short Maturity HY SHT TRM HGH YLD 78468R408 3400 19724 SH SOLE 19724 0 0 Spectra Energy Corp COM 847560109 713 189364 SH SOLE 189364 0 0 Spider Euro 50 Index EURO STOXX 50 78463X202 7351 12324 SH SOLE 12324 0 0 Starbucks Corp COM 855244109 203 3520 SH SOLE 3520 0 0 Streettracks Index Shs MSCI ACWI EXUS 78463X848 4711 17548 SH SOLE 17548 0 0 Streettracks Index Shs S&P CHINA ETF 78463X400 298 135999 SH SOLE 135999 0 0 Suntrust Banks Inc COM 867914103 721 8809 SH SOLE 8809 0 0 T C Pipelines UT COM LTD PRT 87233Q108 574 36098 SH SOLE 36098 0 0 Teco Energy COM 872375100 700 18133 SH SOLE 18133 0 0 Templetn Emrg Mkts Incm COM 880192109 195 19586 SH SOLE 19586 0 0 Teva Pharmaceutical ADR 881624209 1220 9094 SH SOLE 9094 0 0 The Charles Schwab Corp COM 808513105 277 208167 SH SOLE 208167 0 0 UBS Alerian MLP Infrastructure ALERIAN INFRST 902641646 13666 4003 SH SOLE 4003 0 0 Union Pacific Corp COM 907818100 434 10183 SH SOLE 10183 0 0 United Parcel Service B CL B 911312106 987 31319 SH SOLE 31319 0 0 United Technology COM 913017109 3671 6654 SH SOLE 6654 0 0 Unitedhealth Group Inc COM 91324P102 787 36010 SH SOLE 36010 0 0 Valero Energy Corp New COM 91913Y100 2291 127518 SH SOLE 127518 0 0 Van Kampen Dynamic Fund COM 46132R104 1526 100218 SH SOLE 100218 0 0 Vanguard Bond Index Fund INTERMED TERM 921937819 8640 18297 SH SOLE 18297 0 0 Vanguard Div Apprciation DIV APPF ETF 921908844 1472 498141 SH SOLE 498141 0 0 Vanguard Intl Eq Indx Fd FTSE EMR MKT ETF 922042858 20359 216847 SH SOLE 216847 0 0 Vanguard REIT ETF REIT ETF 922908553 18282 158656 SH SOLE 158656 0 0 Vanguard Short Term Bond Index SHORT TRM BOND 921937827 12775 1924 SH SOLE 1924 0 0 Vanguard Small Cap SMALL CAP ETF 922908751 236 128823 SH SOLE 128823 0 0 Vanguard Total Bond Mkt Index TOTAL BND MKT 921937835 10740 2597 SH SOLE 2597 0 0 Vanguard Total Stock Mkt TOTAL STK MKT 922908769 279 12000 SH SOLE 12000 0 0 Verizon COM 92343V104 7160 7256 SH SOLE 7256 0 0 Visa Inc COM CL A 92826C839 475 6287 SH SOLE 6287 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 343 4231 SH SOLE 4231 0 0 Walgreens Boots Allianc COM 931427108 358 21042 SH SOLE 21042 0 0 Wal-Mart Stores Inc COM 931142103 1731 6074 SH SOLE 6074 0 0 Waste Management COM 94106L109 329 28647 SH SOLE 28647 0 0 Wells Fargo COM 949746101 2708 60239 SH SOLE 60239 0 0 Wells Fargo Adv Income Opptys COM SHS 94987B105 530 188883 SH SOLE 188883 0 0 Wells Fargo Adv Multi-Sec Inco COM SHS 94987D101 2522 17607 SH SOLE 17607 0 0 Wells Fargo Advantage Global D COM 94987C103 133 15210 SH SOLE 15210 0 0 Western Asset Emerging Markets COM 95766A101 240 16829 SH SOLE 16829 0 0 Western Asset Global COM 95790C107 298 360608 SH SOLE 360608 0 0 Western Asset Global Income Fu COM 95766B109 4006 294060 SH SOLE 294060 0 0 Western Asset High Income Fund COM 95766J102 2361 73747 SH SOLE 73747 0 0 Western Asset Muni Fd COM 95766N103 575 137159 SH SOLE 137159 0 0 Western Asset Premier Fd SHS BEN INT 957664105 1912 57146 SH SOLE 57146 0 0 Williams Companies COM 969457100 2891 12596 SH SOLE 12596 0 0 Williams Partners COM UNIT L P 96950F104 620 30902 SH SOLE 30902 0 0 Wisdomtree Emerging Etf EM LCL DEBT FD 97717X867 1228 75879 SH SOLE 75879 0 0 Wisdomtree Jpn Hdgd Eqty JAPN HEDGE EQT 97717W851 4182 23607 SH SOLE 23607 0 0 Wisdomtree Tr Europe Hedged Eq EUROPE HEDGED EQ 97717X701 1561 14498 SH SOLE 14498 0 0 Yum! Brands COM 988498101 322 20000 SH SOLE 20000 0 0