ARES CAPITAL CORP COM 04010L103 2597 175000 SH SOLE 175000 0 0 AVALANCHE BIOTECHNOLOGIES IN COM 05337G107 1216 235264 SH SOLE 235264 0 0 BARCLAYS BK PLC PUT 06742E951 2965 168300 SH Put DFND 168300 0 0 BARCLAYS BK PLC PUT 06742E951 2965 168300 SH Put SOLE 168300 0 0 BLACKROCK CAPITAL INVESTMENT COM 92533108 129 13671 SH SOLE 13671 0 0 COMCAST CORP-CLASS A CL A 20030N101 720 11835 SH SOLE 11835 0 0 COMMUNICATIONS SALES & LEASE IN COM 20341J104 3360 151000 SH SOLE 151000 0 0 COSTAR GROUP INC COM 22160N109 47809 254072 SH SOLE 254072 0 0 COTT CORP QUE COM 22163N106 12 839 SH SOLE 839 0 0 DEL TACO RESTAURANTS INC COM 245496104 3373 326478 SH SOLE 326478 0 0 DHI GROUP INC COM 23331S100 126 15605 SH SOLE 15605 0 0 EDITAS MEDICINE INC COM 28106W103 8118 235043 SH SOLE 235043 0 0 EDITAS MEDICINE INC COM 28106W103 440 12725 SH DFND 12725 0 0 FACEBOOK INC-A CL A 30303M102 703 6163 SH SOLE 6163 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 1960 100000 SH SOLE 100000 0 0 HILTON WORLDWIDE HOLDINGS INC COM 43300A104 11373 505000 SH SOLE 505000 0 0 ISHARES TR CALL 464287906 1643 6300 SH Call DFND 6300 0 0 ISHARES TR CALL 464287906 978 3750 SH Call SOLE 3750 0 0 KITE PHARMA INC COM 49803L109 108260 2358084 SH SOLE 2358084 0 0 LPL FINL HLDGS INC COM 50212V100 5125 206647 SH SOLE 206647 0 0 MIMEDX GROUP INC COM 602496101 8350 955365 SH SOLE 955365 0 0 NANTKWEST INC COM 63016Q102 36871 4485495 SH SOLE 4485495 0 0 NANTKWEST INC COM 63016Q102 82 10000 SH DFND 10000 0 0 NEW MTN FIN CORP COM 647551100 2266 179278 SH SOLE 179278 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 13450 2499936 SH SOLE 2499936 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 665 123597 SH DFND 123597 0 0 SPDR S&P 500 ETF TR PUT 78462F953 10975 53400 SH Put DFND 53400 0 0 SPDR S&P 500 ETF TR PUT 78462F953 10975 53400 SH Put SOLE 32400 0 0