0000797468-13-000101.txt : 20131028 0000797468-13-000101.hdr.sgml : 20131028 20131028163201 ACCESSION NUMBER: 0000797468-13-000101 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131021 FILED AS OF DATE: 20131028 DATE AS OF CHANGE: 20131028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLAINS GP HOLDINGS LP CENTRAL INDEX KEY: 0001581990 STANDARD INDUSTRIAL CLASSIFICATION: PIPE LINES (NO NATURAL GAS) [4610] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CLAY ST STREET 2: SUITE 1600 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-646-4100 MAIL ADDRESS: STREET 1: 333 CLAY ST STREET 2: SUITE 1600 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCCIDENTAL PETROLEUM INVESTMENT CORP CENTRAL INDEX KEY: 0001259248 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36132 FILM NUMBER: 131173429 MAIL ADDRESS: STREET 1: 10889 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Occidental Transportation Holding Corp CENTRAL INDEX KEY: 0001590160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36132 FILM NUMBER: 131173430 BUSINESS ADDRESS: STREET 1: 10889 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 208-8800 MAIL ADDRESS: STREET 1: 10889 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oxy Holding Co (Pipeline), Inc. CENTRAL INDEX KEY: 0001590092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36132 FILM NUMBER: 131173431 BUSINESS ADDRESS: STREET 1: 10889 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 208-8800 MAIL ADDRESS: STREET 1: 10889 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCCIDENTAL PETROLEUM CORP /DE/ CENTRAL INDEX KEY: 0000797468 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36132 FILM NUMBER: 131173432 BUSINESS ADDRESS: STREET 1: 10889 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 3102088800 MAIL ADDRESS: STREET 1: 10889 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90024 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2013-10-21 0 0001581990 PLAINS GP HOLDINGS LP PAGP 0001590092 Oxy Holding Co (Pipeline), Inc. 10889 WILSHIRE BOULEVARD LOS ANGELES CA 90024 0 0 0 1 See remarks 0001590160 Occidental Transportation Holding Corp 10889 WILSHIRE BOULEVARD LOS ANGELES CA 90024 0 0 0 1 See remarks 0001259248 OCCIDENTAL PETROLEUM INVESTMENT CORP 10889 WILSHIRE BOULEVARD LOS ANGELES CA 90024 0 0 0 1 See remarks 0000797468 OCCIDENTAL PETROLEUM CORP /DE/ 10889 WILSHIRE BOULEVARD LOS ANGELES CA 90024 0 0 0 1 See remarks See footnote Class A Shares 153212255 D Oxy Holding Company (Pipeline), Inc. ("OHC") owns directly 153,212,255 Class B shares representing limited partner interests of the Issuer (the "Class B Shares"), 153,212,255 units representing limited liability company interests of the Issuer's general partner (the "GP Units") and 153,212,255 Class A units representing limited partner interests ("AAP Class A Units") in Plains AAP, L.P. ("AAP"). The limited partnership agreement of AAP provides, among other things, that each limited partner of AAP, including OHC, will have the right, at any time and from time to time, to immediately exchange its AAP Class A Units, together with a like number of Class B Shares and GP Units, for Class A shares of the Issuer (the "Class A Shares") on a one-for-one basis or, at the election of AAP, the cash value thereof. Vicky Sutil is a director of the general partner of the Issuer. Based on the relationship of Ms. Sutil and the Reporting Persons, the Reporting Persons may be deemed directors by deputization of the Issuer. Oxy Holding Company (Pipeline), Inc. ("OHC"), Occidental Transportation Holding Corporation ("OTHC") and Occidental Petroleum Investment Co. ("OPIC") are wholly owned subsidiaries of Occidental Petroleum Corporation ("Occidental" and, together with OHC, OTHC, and OPIC, the "Reporting Persons"). The filing of this Statement shall not be construed as an admission that any Reporting Person is, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. /s/ LINDA S. PETERSON, Vice President and Secretary 2013-10-28 /s/ LINDA S. PETERSON, Vice President and Secretary 2013-10-28 /s/ LINDA S. PETERSON, Vice President and Secretary 2013-10-28 /s/ ROY PINECI, Vice President, Controller and Principcal Accounting Officer 2013-10-28