0001104659-17-006995.txt : 20170207 0001104659-17-006995.hdr.sgml : 20170207 20170207163034 ACCESSION NUMBER: 0001104659-17-006995 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170207 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: American Capital Senior Floating, Ltd. CENTRAL INDEX KEY: 0001581934 IRS NUMBER: 461996220 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-01025 FILM NUMBER: 17579438 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212-750-7300 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 8-K 1 a17-3864_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): February 7, 2017

 

 

American Capital Senior Floating, Ltd.

(Exact Name of Registrant as Specified in Charter)

 

Maryland

 

814-01025

 

46-1996220

(State or Other Jurisdiction
of Incorporation)

 

(Commission
File Number)

 

(IRS Employer
Identification No.)

 

245 Park Avenue, 44th Floor, New York, NY

 

10167

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code (301) 968-9310

 

 

Former Name or Former Address, if Changed Since Last Report

 

2000 Avenue of the Stars, 12th Floor, Los Angeles, CA

 

90067

(Address of Principal Executive Offices)

 

(Zip Code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 7.01 Regulation FD Disclosure.

 

On February 7, 2017, the registrant issued a press release, included herewith as Exhibit 99.1, announcing the declaration of regular monthly cash dividends for each of February, March and April 2017.

 

The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

 

Item 9.01  Financial Statements and Exhibits.

 

(d)           Exhibits:

 

Exhibit Number

 

Description

99.1

 

Press Release, dated February 7, 2017

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

AMERICAN CAPITAL SENIOR FLOATING, LTD.

 

 

 

Date: February 7, 2017

 

 

 

 

 

 

By:

/s/ Penni F. Roll

 

Name:

Penni F. Roll

 

Title:

Chief Financial Officer

 

3



 

Exhibit Index

 

Exhibit Number

 

Description

99.1

 

Press Release, dated February 7, 2017

 

4


EX-99.1 2 a17-3864_1ex99d1.htm EX-99.1

Exhibit 99.1

 

American Capital Senior Floating, Ltd. Announces Monthly Cash Distributions of $0.097 per Share for February, March and April of 2017

 

NEW YORK, NY—February 7, 2017— American Capital Senior Floating, Ltd. (NASDAQ: ACSF) (“ACSF” or the “Company”) announced today that its Board of Directors has declared monthly cash distributions of $0.097 per share of common stock for each of February, March and April of 2017.  The monthly cash distributions will be paid to common stockholders of record as set forth in the table below:

 

 

 

Distributions
to Stockholders
per Share

 

Record Date

 

Ex-Dividend Date

 

Payment Date

February 2017

 

$

0.097

 

February 17, 2017

 

February 15, 2017

 

March 2, 2017

March 2017

 

$

0.097

 

March 23, 2017

 

March 21, 2017

 

April 4, 2017

April 2017

 

$

0.097

 

April 20, 2017

 

April 18, 2017

 

May 2, 2017

 

For further information, please contact Investor Relations at 888-818-5298 or IR@ACSF.com.

 

About American Capital Senior Floating, Ltd.

 

American Capital Senior Floating, Ltd. (NASDAQ:ACSF) is a non-diversified closed-end investment management company that invests primarily in senior first lien and second lien floating rate loans to large-market U.S. based companies (“Senior Floating Rate Loans”) and in debt and equity tranches of collateralized loan obligations collateralized by Senior Floating Rate Loans. The Company has elected to be treated as a business development company under the Investment Company Act of 1940, as amended.  The Company is externally managed by Ivy Hill Asset Management, L.P. For further information, please refer to www.ACSF.com.

 

About Ivy Hill Asset Management L.P.

 

Ivy Hill Asset Management, L.P., a wholly owned portfolio company of Ares Capital Corporation (NASDAQ: ARCC), is an SEC-registered investment adviser, comprised of an experienced team of investment professionals focused on investing in and managing primarily middle market senior secured assets through structured investment vehicles and managed accounts. As of September 30, 2016, Ivy Hill had total assets under management of approximately $3.6 billion across approximately 20 vehicles.

 

Forward-Looking Statements

 

Statements included herein may constitute “forward-looking statements,” which relate to future events or our future performance or financial condition. These statements are not guarantees of future performance, condition or results and involve a number of risks and uncertainties. Actual results and conditions may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in our filings with the Securities and Exchange Commission (“SEC”). American Capital Senior Floating, Ltd. undertakes no duty to update any forward-looking statements made herein.

 

Media Relations:

 

Mendel Communications
Bill Mendel, 212-397-1030
bill@mendelcommunications.com
or

 

Investor Relations:

 

Carl Drake, 888-818-5298
cdrake@aresmgmt.com

or

Jana Markowicz, 888-818-5298
markowicz@aresmgmt.com

or

Veronica Mendiola, 212-808-1150

vmendiola@aresmgmt.com

 


GRAPHIC 3 g38641bai001.gif GRAPHIC begin 644 g38641bai001.gif M1TE&.#=AJP!$ '< "'^&E-O9G1W87)E.B!-:6-R;W-O9G0@3V9F:6-E "P M JP!$ (?_______?W[[7O]_?6O8S__^__]_?O[];_]];__][6Q:WOWK6U MI5*UI:7FQ3JUI8RUG!"U>XSOUL[F&6OF&2FU&6NU&2FU>ZW_YM[F&4KF&0BU M&4JU&0C6>V/FQ5+OYIR,:]Z,[UHZ:UHZ[UHZ[]XZ:]Z,*5J,K=XZ*5J,*=XZ MK5HZK=XZ*=[>I3&,K1F,*1F,[YR,:YR,[QDZ:QDZ[QDZ[YPZ:YR,*9PZK1DZ MK9PZ*9QCK5ICK9P0*1ECK1EC[]YC:]YC[UH0:UH0[UH0[]X0:]YC*5ICK=X0 M*5IC*=X0K5H0K=X0*=YC[YQC:YQC[QD0:QD0[QD0[YP0:YQC*9P0K1D0K9P0 M*9R,2EHZ"!EC"!F,SMZ,2MZ,SEHZ2EHZSEHZSMXZ2MZ,"%J,C-XZ"%J,"-XZ MC%HZC-XZ"-Z,"!F,SIR,2IR,SADZ2ADZSADZSIPZ2IR,")PZC!DZC)PZ")QC MC%ICC)P0"!ECC!ECSMYC2MYCSEH02EH0SEH0SMX02MYC"%ICC-X0"%IC"-X0 MC%H0C-X0"-YCSIQC2IQCSAD02AD0SAD0SIP02IQC")P0C!D0C)P0")RUI7.U M>Q#FQ6/FQ1"U>S'FI1"M>VOF[Q#F>Q"USA#.YM[FSGO.YHSF2FOF0N_F2BGF M0JVU0N^U0JVU2FOF$.^U2BGF$*VU$.^U$*WFV/O[UKFYC'FI8SOYH3FI>_FI:VUI>_F>S&USC&UQ:VMYHRU[Q#F MIU+FSIRUO8RMQ>;.YK6,:RG.K4IC2BGOQ;6,C&NM M[[6,C(RMQ5J$:TJU[S&,C$I:2@C.[UK.K6LZ*0A:*0BMG#%C:TJ,:VN,C"DZ M*2GOSN]C:REC2DJ$2BF,K6N,:PB,K4J,K8R,[^^,K:UC:VMC*2F,C*UC2FN, MC AC:PB,2@B,[\X(_P !"!Q(L*#!@P@3*ES(L*'#AQ C2IQ(L:+%BQ@S7AR0 M(('! A8+@-1(LJ1)C1P3&# 8 D2,+KF2)T," FS$)KCQ9T&5$ET!Y"BT8 M3!*#!T@;(*W7H"G2!Y(D=5,P@"9!D0*Q*AP),V="KRQ%SGPYM"Q&9I2,5?NP M0(" _ 4'%BPX(,Q8[ZT,5"0,VQ,KUW);@7,<*S7K(8&QW2W24:4I$F@!; S,'3CHTB;,EF(!V&PI<*?V@541)/^P M+:!<.FOX,S;H!'DR @/,NC4X0%P ?6._4//95=P94(TVX$A@ M%4OK-<== 56!-U!8VD5H&U8#""")9Q!^YZ% U44(XHCI@71;? TQA$PG;"&@8 $1/G2 CL$N&?=:!\0H(TV-VK_A\UKG71"@#6/?5"--91T MXHD -F&P*P$$>+* >YX4BLVOIACC0 'CJ. =@+" M=H U#!S5#2;42,+7IA1UZAL&>WYC #[,5&H<7@&F^I*)-RU0S6@>+%/-30)A M\($TP$@GP&:^="*9!]IT J$$OD[:"26R'=P) WI)@L ''LRCX #&C(/! )3\ M D$P!G2BC0 8-!).@N(M( #EDA2*0$"IKDONPY!HY9]E#YP0 /,2%"FF\E1 MU2%9 V##30(4:V..DP9+XTO-&!CC03&#(F"J) D8 PPOR7@"P/'"E")-$S2 ME< 'VEA2&@*POB1 .NP,_TH )K8A0(DV QOP@0,,'-!1-0SH##2GU1C3UEL2 M-# )PU(4!=>TFB3C;Z:ZKA 1]QX Q?+B6P "72+-"2F^8,*K/5!BSL@34* M$ #.7F1V;MMV-UNB@ '&, "4A1P9D !FQO0XG0!Z)5K !]&-_/A#\TGN%@(- M.#V5 '8Y]HLE^OID@,&>?(!-77D1X)%M"WBP-0 'Y 6. ,3H F^(8 MZ$B&.B@2Y MUG_HT@U.".0;W#".8SB3#6M4J34'!->M"-")%L *)!FBQ/P. " &A"UE#*B= M-/_,P2#9W 0#OD@'P6XB \(;X&_X%]+6L/#EP7099\I /0D(3UN-&Y0:@*A M0H0FC1$"#B3>"M]F?I&-Y=A&.]4@ !BULSK"@61NE*"$ZW34P0+6KP7F< <" M'." X4&P@(/\A?)P C*[ > #E:#&9(HT@!UU8B4)"%BJ"K" :?C0-HR3CI/$ MJ)#&^.*4QA! -PI8@ >LQ4V;\9PU6/D2"53C7^H!0-6D(Z?5;6TE&\.$@@3W M"[+IR /J,H $%!", 6" ,X."21,A,#QL>& :+_O- X(!#&(4(S8(:![_M)A! M"'F1BR,Q#2D+P@S'.(9+F# A !Y ,ZM,1X-6-, (E?_C9/9)'\[DL1PYM:P MT75-&]3 AA8[H0Q1KHX2P&B<)!+ 20)6YP"'L]M*>C4X!JS#?=5(1X\(((E7 M)9-N'4@4 CS1P6EE99T(F8_6'M.);J2)&<6@SV:DP0!R/*!* Y L:KA-/K- MBJ@*6&;N.L$-3M@2J0=0*@&PL:U;=8(O!1@-L; 1#(&X8ZE)!0 "N$'2++JD M&E"1RP*\=;+<$8 35,N= N3BI \"C1GCL(1>TY&-<*QC'=T(1SBHH5>]OH,< MEJ-075,3DS=.1%,-B8EL'D(EF#9D0^RP!#O&$5A\J",<\%#'.[:Q#7*@XQS? M*.!"KO.SUC:D2CCDRBA[\M)1_[H'AY:U"$<6H !FW.H!UG 6<)%B#7TTX!NI MO8EM?+)8(L7)(;,]#4,J.]OHYO8G[E *-")PW./J [G?<,I2)#">\61EL;ET MDE\D4B42O98Z8;PN1:Q1#H9Y8AR@&8DD:C6,4W;09^<5RYY8@YB-+ J"M$%( M.A6S!#7>HMA8K-=^QZ&LI8B,!?^0X" ML"%'=3JX(NW<3*TB8)OE(0 3N]F, RZAX3U-B$P?,$5+X(6!YPR'-9HT:020%(/2(,8#FB!AL?C MDP7X@A*>4*AV6.,O;*BD000V7WIFHMP%I.J?U0+JSXI(GH#E<\\7@<:AM=8. MN605,PO A <<@.C._,LG/!R&-FKFH8DI8#QRZHCBAI22/57J3B^QS&AVB+,F+4T/) /_E!J>]0PM ,JT32/L(99#J!$I)@CI-KM M2H;#N8D"CE.-:H'# S4;P (ZH:X""-47R%37 !!0TUM)@I<#K 0SO'/MGR!# M&GYV@#K(6RG,(& M@6"+JN&+:O3I8L?_$J(TK#$.22PC MBG>Z%N%VZX!I3$9QGC"')/"LC?U06\X-IP@TB %Q!F"B3W0"-^L(&:#A[*L3 M'O" MJ"4;/7D+XZ)DMDR.D$M'5[28 [PP/ .V".]5<(![M!. C;F(P#XP@'A M0( 6?;$,/0<](L$@I#1LQ!_,;$_6A'3 ^#[]$@7P%#80"LM-YAQ4N!+*&/Y; M%,&-L2X#$, !'I/9+PPY2.,]"1MRAR(U%"0 8[3 [G?'GI@=D(U*^TL"8H:DV-8@U+5*6 /T+IM64'F4O]^!#[@>J,0Z MGK>C4Z?^(07(NYBS81^_"R#VVH"X_^ _MQT K-D!YG#=I MT1P$ PQJ3@?JT M"+4;2U0?#@!TUZ=ZFV$WE.$6VT, M#'!V#-1&YJ5,.P(,I<%A[K G_J%'6;4C/I(A#<,-$#(WO_ 5V1'RV<\LN$? MP" (/%VZX ! " ;T=X"]@0T!!XW= 6%B<9E#$.T\!TV?!3(W(@/7(?,[$H MI)$ U0 ,#D,?)]W]<6U/ +9V<)_4 :3<0HR$)Z?(!?<=B?&%YT7%5 MYD )+".R3E+4%%"X5959& ,*8,PK #7-% M +=4#<40#MI "=/@BC^53A"T*!2U*,T1%AW!%>+!1(\V-L0#^1 6OFP#?E #OEP#OG0!NVP#>A #N> 6O"A:0R"(=BA M)I/E$O'C 2:G7-:1)"#"ANT6XM1X>F X; M!I(&X"_F ZU0E>$J7:UP1H=8B4K(1D%_P0EUE%9K64E/K%!UW(V> $Y*==1%?"(IPC!#&S$'X-&&5ZR M/=60#1"0#I: J(#H&)O8)+KD+64C;)AB@Y,65882# I@@VWZ3S#A)9P ,UQQ M .[@3)-$$TX"J@[P &GG$XEB&Y 7.[(I =@ +%EI$T)%&K+I'USR;#$C 4*I M'A+@#LK$)+A:(=820*HQH*WW&Y4B $H#>Y7! )KEH'&" 03P"X34"?EW)0,7 M1W&D1U$%#@1J%); -]-R "=Z%"*! H@9 _ )3P 7+B";XP#.;P >__YT"U M<0!F*H/+XWZJ!3OY)E1FR0!RQ'_8@"#6@"V?$54$ '"-HP"0+1914/# M4"OF4 [ 4(9+8BL=*Q4-H)4*T'1U(@';8[9"& ^9A2JC5+51MQD>4!HWD0#^ M,1P'1 F)XC)$ZR?: 'H>H.=(V<'8 [ H WPXC(>H"!2.D02: VP"1XZ6PE2 MF"W"Z &@03SH%QO>R#8%@'O@\"\"X E$2S_ D X-T!&'LVOQZ#91I#?F4')* MTT3 P T L&_JICISZ'0NEG?KX!8-"X'>IR'&2GXD0J_F, THFFYA@V9^8@S@ M<(K- RLW(8 ,8(,$-PT/4#O:X 'F(! 'D YQ_Z:&OK!_O;FI] -QF#!7P4 MB9DHQ",-"3*X'H"WNM0\G< DF' M!\!27!14!, .U7N#H6H@W71)-S$)TI .=)L7A\AIM&&NHFH;X^*^CA$[:R9U MTU%)W%L:656-(*P-#S H=!,[9C8X/PI0#L"HTYN Q'-*5,H9EL9P Z$ +2<9 M=@AK$ B!U) -1^@>!Y P^-,D*XM^W% -9=0D2V0@-J1\QC )HOI,3GP 54B2 M$!3"X$ U.LR-)-B(A__B3"9Y,, @ 6U21]2$ K0#2/,L*JX/4#X?9J5#6%+ILJB? G M"6Z2@!_P:)Y\(5&*.%E'"1 @Q0D@#=-0#%T*# 6\$@?0 E.KAK]@?0CA:)AG M0E@R$&Z"JFN6+3;8,M-@#MS@'QH&4$X,Q85+N]N2%]V;/S+*J&73";\P,'GB MHM\ BP)!<.;03P\$>%W22U"S3^Z &^R$&6J: W&J5,$>:@ZN%K391=C#G?_ M$3%[(C8YHS@85+,/M##:8 T0L"_]M8>0&^U$ALN%E3J,#FSW!:>#8&2$ [;L!\Q@#72HN)YE ,F,@SHV4Y!?D2'6%QXH$8DC<9\4@H MXD$3'0%LKQ=Z'4P 1B.< 90V"4&WF%&/#O(@XN&9 O M\?HD&, -=))5"R!B MRK0 Y%5C=#*KR^,1*U$G<07B=Y(GR:25W4!:I!4/VX#C.+X-;; -YW!:&;D? M)3(64(,=B]>$!-:/4V1$61&/Z@&/;I@=9;,53W*A"?9C^Y*I!,.I'$PA@H%) M,#&0.IHAYF R_ETVWJ*5-9F3#6 -S.#F2A'G/MD4_:H:D$4P_Y1+Z?0[ZV$5 M;?LDA%E^?DEJ>([GY=>$S&Z1X&VK7'BZ(+99(.!1#>7@ ".>/U^E,VJN7 1R MY;C)IYS&$0_$J?^T7(NW?LL%I-6AK42Z>.]SX=.5$CC47E1R@6WYDNGY(#CD GADVIBVI)(0,LHX'7*P VBL0^$