Operations Analyst

0001581655-20-000013.txt : 20201112 0001581655-20-000013.hdr.sgml : 20201112 20201112084146 ACCESSION NUMBER: 0001581655-20-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alpine Global Management, LLC CENTRAL INDEX KEY: 0001581655 IRS NUMBER: 461675291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15932 FILM NUMBER: 201303714 BUSINESS ADDRESS: STREET 1: 140 BROADWAY, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-961-3213 MAIL ADDRESS: STREET 1: 140 BROADWAY, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: Alpine Partners VI, LLC DATE OF NAME CHANGE: 20130716 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001581655 XXXXXXXX 09-30-2020 09-30-2020 Alpine Global Management, LLC

140 BROADWAY, 38TH FLOOR NEW YORK NY 10005

13F HOLDINGS REPORT 028-15932 N Alec Chapman Operations Analyst 646-517-8087 Alec Chapman New York NY 11-12-2020 0 227 481918 false INFORMATION TABLE 2 13F_Pos_2020_Q3.xml ALPINE GLOBAL MANAGEMENT LLC Q3 13F FILING CHANGE HEALTHCARE INC COM 15912K100 167 11542 SH SOLE 11542 0 0 CARVER BANCORP INC COM NEW 146875604 102 15784 SH SOLE 15784 0 0 CANADIAN IMP BK COMM COM 136069101 218 2919 SH SOLE 2919 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 114 11061 SH SOLE 11061 0 0 BOYD GAMING CORP COM 103304101 206 6726 SH SOLE 6726 0 0 BORGWARNER INC COM 099724106 1668 43047 SH SOLE 43047 0 0 BLACKROCK INC COM 09247X101 640 1135 SH SOLE 1135 0 0 BK OF AMERICA CORP COM 060505104 428 17754 SH SOLE 17754 0 0 AXON ENTERPRISE INC COM 05464C101 322 3554 SH SOLE 3554 0 0 AXOGEN INC COM 05463X106 148 12750 SH SOLE 12750 0 0 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 428 9940 SH SOLE 9940 0 0 ARBOR REALTY TRUST INC COM 038923108 157 13694 SH SOLE 13694 0 0 APPLE INC COM 037833100 1235 10666 SH SOLE 10666 0 0 APACHE CORP COM 037411105 97 10285 SH SOLE 10285 0 0 ANTERO MIDSTREAM CORP COM 03676B102 110 20459 SH SOLE 20459 0 0 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 155 10457 SH SOLE 10457 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 489 39759 SH SOLE 39759 0 0 ADT INC DEL COM 00090Q103 109 13283 SH SOLE 13283 0 0 COMCAST CORP NEW CL A 20030N101 239 5163 SH SOLE 5163 0 0 COMMSCOPE HLDG CO INC COM 20337X109 115 12754 SH SOLE 12754 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 798 5432 SH SOLE 5432 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 384 5987 SH SOLE 5987 0 0 CORMEDIX INC COM 21900C308 114 18839 SH SOLE 18839 0 0 COTY INC COM CL A 222070203 106 39076 SH SOLE 39076 0 0 CREDIT ACCEP CORP MICH COM 225310101 934 2758 SH SOLE 2758 0 0 DEVON ENERGY CORP NEW COM 25179M103 118 12501 SH SOLE 12501 0 0 DRAFTKINGS INC COM CL A 26142R104 10884 184971 SH SOLE 184971 0 0 LILLY ELI AND CO COM 532457108 489 3302 SH SOLE 3302 0 0 ENERGOUS CORP COM 29272C103 54 18157 SH SOLE 18157 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 271 26000 SH SOLE 26000 0 0 EXTRA SPACE STORAGE INC COM 30225T102 332 3104 SH SOLE 3104 0 0 EXXON MOBIL CORP COM 30231G102 797 23216 SH SOLE 23216 0 0 F N B CORP COM 302520101 114 16746 SH SOLE 16746 0 0 FACEBOOK INC CL A 30303M102 231 882 SH SOLE 882 0 0 FASTLY INC CL A 31188V100 1258 13425 SH SOLE 13425 0 0 FIESTA RESTAURANT GROUP INC COM 31660B101 180 19187 SH SOLE 19187 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1868 77627 SH SOLE 77627 0 0 FORTIVE CORP COM 34959J108 847 11110 SH SOLE 11110 0 0 GENERAL ELECTRIC CO COM 369604103 37378 5999623 SH SOLE 5999623 0 0 GENUINE PARTS CO COM 372460105 306 3218 SH SOLE 3218 0 0 GLOBAL MED REIT INC COM NEW 37954A204 166 12287 SH SOLE 12287 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 905 8582 SH SOLE 8582 0 0 HEICO CORP NEW COM 422806109 328 3133 SH SOLE 3133 0 0 IMMUNOMEDICS INC COM 452907108 9169 107831 SH SOLE 107831 0 0 INSTALLED BLDG PRODS INC COM 45780R101 274 2693 SH SOLE 2693 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 165 14818 SH SOLE 14818 0 0 BARCLAYS BANK PLC IPTH SR B S AND P 06746P621 1241 49836 SH SOLE 49836 0 0 ISHARES TR U.S. REAL ES ETF 464287739 448 5609 SH SOLE 5609 0 0 KENSINGTON CAP ACQUISITION C COM CL A 490073103 1805 107778 SH SOLE 107778 0 0 KRATON CORPORATION COM 50077C106 199 11188 SH SOLE 11188 0 0 KRONOS WORLDWIDE INC COM 50105F105 164 12747 SH SOLE 12747 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 16912 118372 SH SOLE 118372 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 3758 113282 SH SOLE 113282 0 0 LINCOLN NATL CORP IND COM 534187109 1684 53737 SH SOLE 53737 0 0 LIVONGO HEALTH INC COM 539183103 1427 10191 SH SOLE 10191 0 0 LULULEMON ATHLETICA INC COM 550021109 773 2348 SH SOLE 2348 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 244 17790 SH SOLE 17790 0 0 MARATHON OIL CORP COM 565849106 104 25367 SH SOLE 25367 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 309 4854 SH SOLE 4854 0 0 MCKESSON CORP COM 58155Q103 860 5772 SH SOLE 5772 0 0 MICROSOFT CORP COM 594918104 659 3133 SH SOLE 3133 0 0 MURPHY OIL CORP COM 626717102 111 12472 SH SOLE 12472 0 0 NATIONAL OILWELL VARCO INC COM 637071101 99 10886 SH SOLE 10886 0 0 NIO INC SPON ADS 62914V106 1112 52398 SH SOLE 52398 0 0 NOBLE ENERGY INC COM 655044105 966 113016 SH SOLE 113016 0 0 OCCIDENTAL PETE CORP COM 674599105 163 16246 SH SOLE 16246 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 174 57890 SH SOLE 57890 0 0 ORACLE CORP COM 68389X105 697 11683 SH SOLE 11683 0 0 PARSLEY ENERGY INC CL A 701877102 114 12129 SH SOLE 12129 0 0 PAYCOM SOFTWARE INC COM 70432V102 717 2303 SH SOLE 2303 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 4323 43566 SH SOLE 43566 0 0 PFIZER INC COM 717081103 2385 64974 SH SOLE 64974 0 0 RYDER SYS INC COM 783549108 207 4910 SH SOLE 4910 0 0 SABRE CORP COM 78573M104 122 18734 SH SOLE 18734 0 0 SIMON PPTY GROUP INC NEW COM 828806109 16175 250076 SH SOLE 250076 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 255 11378 SH SOLE 11378 0 0 SNOWFLAKE INC CL A 833445109 10919 43500 SH SOLE 43500 0 0 SPDR SER TR S AND P BIOTECH 78464A870 2935 26340 SH SOLE 26340 0 0 SPDR SER TR S AND P OILGAS EXP 78468R556 688 16359 SH SOLE 16359 0 0 SPDR SER TR S AND P REGL BKG 78464A698 4754 133238 SH SOLE 133238 0 0 SPI ENERGY CO LTD SHS NEW G8651P110 299 41526 SH SOLE 41526 0 0 SQUARE INC CL A 852234103 373 2296 SH SOLE 2296 0 0 STERLING BANCORP DEL COM 85917A100 111 10598 SH SOLE 10598 0 0 SUMO LOGIC INC COM 86646P103 339 15564 SH SOLE 15564 0 0 SURO CAPITAL CORP COM NEW 86887Q109 1183 109144 SH SOLE 109144 0 0 TEGNA INC COM 87901J105 291 24752 SH SOLE 24752 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 859 2769 SH SOLE 2769 0 0 TIFFANY AND CO NEW COM 886547108 29246 252444 SH SOLE 252444 0 0 UBER TECHNOLOGIES INC COM 90353T100 9247 253482 SH SOLE 253482 0 0 VARIAN MED SYS INC COM 92220P105 4299 24994 SH SOLE 24994 0 0 VELODYNE LIDAR INC *W EXP 09/29/202 92259F119 4234 865883 SH SOLE 865883 0 0 VEONEER INC COM 92336X109 198 13474 SH SOLE 13474 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 772 12977 SH SOLE 12977 0 0 VIASAT INC COM 92552V100 216 6288 SH SOLE 6288 0 0 WALMART INC COM 931142103 383 2734 SH SOLE 2734 0 0 WASTE MGMT INC DEL COM 94106L109 217 1919 SH SOLE 1919 0 0 WPX ENERGY INC COM 98212B103 124 25317 SH SOLE 25317 0 0 YUM CHINA HLDGS INC COM 98850P109 2031 38356 SH SOLE 38356 0 0 PERSHING SQUARE TONTINE HLDG *W EXP 07/24/202 71531R117 733 102211 SH SOLE 102211 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 17769 783137 SH SOLE 783137 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 1694 752739 SH SOLE 752739 0 0 SHOCKWAVE MED INC COM 82489T104 80804 1066016 SH SOLE 1066016 0 0 CELLULAR BIOMEDICINE GROUP I COM NEW 15117P102 459 25000 SH SOLE 25000 0 0 DIVIDEND AND INCOME FD INC COM NEW 25538A204 739 81210 SH SOLE 81210 0 0 FITBIT INC CL A 33812L102 1114 160000 SH SOLE 160000 0 0 GENWORTH FINL INC COM CL A 37247D106 2010 600000 SH SOLE 600000 0 0 GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 545 100000 SH SOLE 100000 0 0 GLOBALSTAR INC COM 378973408 490 1598530 SH SOLE 1598530 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 21428 316942 SH SOLE 316942 0 0 TAUBMAN CTRS INC COM 876664103 2321 69716 SH SOLE 69716 0 0 WATFORD HLDGS LTD SHS G94787101 450 19626 SH SOLE 19626 0 0 HOLICITY INC UNIT 08/05/2025 435063201 1449 140000 SH SOLE 140000 0 0 SOCIAL CAP HDOSPHIA HLDG CO SHS CL A G8250T109 17522 922691 SH SOLE 922691 0 0 SOCIAL CAP HEDSPIA HLDG CO I UNIT 99/99/9999 G8251K123 1379 100000 SH SOLE 100000 0 0 ABBOTT LABS COM 002824100 5442 50000 SH SOLE 50000 0 0 ARTELO BIOSCIENCES INC *W EXP 06/25/202 04301G128 1 14100 SH SOLE 14100 0 0 DIAMONDPEAK HLDGS COR COM CL A 25280H100 979 38000 SH SOLE 38000 0 0 WHITING PETE CORP NEW COM NEW 966387508 694 40157 SH SOLE 40157 0 0 AMBAC FINL GROUP INC *W EXP 04/30/202 023139116 1961 358450 SH SOLE 358450 0 0 AMBAC FINL GROUP INC COM NEW 023139884 2826 221313 SH SOLE 221313 0 0 ASSURED GUARANTY LTD COM G0585R106 1235 57500 SH SOLE 57500 0 0 AVIS BUDGET GROUP COM 053774105 395 15000 SH SOLE 15000 0 0 BAUSCH HEALTH COS INC COM 071734107 4662 300000 SH SOLE 300000 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 8903 42634 SH SOLE 42634 0 0 BLINK CHARGING CO *W EXP 01/31/202 09354A118 227 37407 SH SOLE 37407 0 0 89BIO INC COM 282559103 2682 104534 SH SOLE 104534 0 0 ASANA INC CL A 04342Y104 288 10000 SH SOLE 10000 0 0 PROPERTY SOLUTIONS ACQUISITI UNIT 03/30/2027 74348Q207 505 50000 SH SOLE 50000 0 0 REDBALL ACQUISITION CORP UNIT 99/99/9999 G7417R121 529 50000 SH SOLE 50000 0 0 TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 26 10000 SH SOLE 10000 0 0 ARCTURUS THERAPEUTICS HLDGS COM 03969T109 212 4940 SH SOLE 4940 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 624 20836 SH SOLE 20836 0 0 ISHARES TR EXPANDED TECH 464287515 230 738 SH SOLE 738 0 0 KARUNA THERAPEUTICS INC COM 48576A100 325 4208 SH SOLE 4208 0 0 NEPTUNE WELLNESS SOLUTIONS I COM 64079L105 115 54500 SH SOLE 54500 0 0 PAYLOCITY HLDG CORP COM 70438V106 681 4216 SH SOLE 4216 0 0 PMV PHARMACEUTICALS INC COM 69353Y103 415 11701 SH SOLE 11701 0 0 QEP RESOURCES INC COM 74733V100 15 16204 SH SOLE 16204 0 0 REGENERON PHARMACEUTICALS COM 75886F107 1291 2306 SH SOLE 2306 0 0 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 577 51800 SH SOLE 51800 0 0 SUNRUN INC COM 86771W105 2312 30000 SH SOLE 30000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 315 35000 SH SOLE 35000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 878 14780 SH SOLE 14780 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 8 11714 SH SOLE 11714 0 0 ALUSSA ENERGY ACQUISITION CO *W EXP 10/31/202 G0232J119 33 50000 SH SOLE 50000 0 0 APEX TECHNOLOGY ACQUISITION COM CL A 03768F102 2902 273790 SH SOLE 273790 0 0 APEX TECHNOLOGY ACQUISITION *W EXP 09/18/202 03768F110 98 50000 SH SOLE 50000 0 0 CC NEUBERGER PRINCIPAL HLDNG *W EXP 99/99/999 G1992Y122 207 114999 SH SOLE 114999 0 0 CC NEUBERGER PRIN HLDGS II UNIT 99/99/9999 G3166T129 620 60000 SH SOLE 60000 0 0 CHURCHILL CAPITAL CORP IV UNIT 99/99/9999 171439201 15030 1500000 SH SOLE 1500000 0 0 CLIMATE CHANGE CRISIS REAL I UNIT 99/99/9999 18716C209 1005 100000 SH SOLE 100000 0 0 COLLECTIVE GROWTH CORP COM CL A 19424L101 555 56300 SH SOLE 56300 0 0 COLLECTIVE GROWTH CORP *W EXP 04/30/202 19424L119 86 140650 SH SOLE 140650 0 0 DFP HEALTHCARE ACQUISITNS CO COM CL A 23343Q100 664 64081 SH SOLE 64081 0 0 DFP HEALTHCARE ACQUISITNS CO *W EXP 03/31/202 23343Q118 43 25025 SH SOLE 25025 0 0 DMY TECHNOLOGY GROUP INC *W EXP 02/21/202 233253111 75 25000 SH SOLE 25000 0 0 FINSERV ACQUISITION CORP *W EXP 12/31/202 318085115 89 96496 SH SOLE 96496 0 0 FORTRESS VALUE ACQUISITION C *W EXP 05/04/202 34962V114 309 93987 SH SOLE 93987 0 0 FTAC OLYMPUS ACQUISITION COR UNIT 08/24/2025 G37288118 6500 650000 SH SOLE 650000 0 0 LIVE OAK ACQUISITION CORP *W EXP 05/08/202 53804F111 196 200000 SH SOLE 200000 0 0 LONGVIEW ACQUISITION CORP *W EXP 05/27/202 543195119 162 166666 SH SOLE 166666 0 0 MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 26 49750 SH SOLE 49750 0 0 PROPTECH ACQUISITION CORP *W EXP 05/26/202 74349F119 167 101110 SH SOLE 101110 0 0 SCVX CORP *W EXP 01/24/202 G79448117 232 154835 SH SOLE 154835 0 0 SOFTWARE ACQUISITION GROUP I *W EXP 10/01/202 83406B119 23 25000 SH SOLE 25000 0 0 STABLE RD ACQUISITION CORP *W EXP 05/15/202 85236Q117 134 100000 SH SOLE 100000 0 0 SUSTAINABLE OPPORTNTS ACQ CO *W EXP 99/99/999 G8598Y117 264 146648 SH SOLE 146648 0 0 VAPOTHERM INC COM 922107107 435 15000 SH SOLE 15000 0 0 XERIS PHARMACEUTICALS INC COM 98422L107 3278 552856 SH SOLE 552856 0 0 AMPLITUDE HLTHCRE AQUSTIN CO *W EXP 12/01/202 03212A113 63 51000 SH SOLE 51000 0 0 ATLAS TECHNICAL CONSULTANTS *W EXP 11/26/202 049430119 51 98500 SH SOLE 98500 0 0 B RILEY PRIN MERGER CORP II *W EXP 05/06/202 05600U114 431 319228 SH SOLE 319228 0 0 B RILEY PRIN MERGER CORP II CL A 05600U106 9364 935457 SH SOLE 935457 0 0 CHP MERGER CORP *W EXP 11/22/202 12558Y114 26 20000 SH SOLE 20000 0 0 CHURCHILL CAPITAL CORP IV *W EXP 08/04/202 171439110 70 47000 SH SOLE 47000 0 0 CONYERS PK II ACQUISITION CO COM CL A 212896104 1524 150000 SH SOLE 150000 0 0 FG NEW AMER ACQUISITION CORP UNIT 08/31/2027 30259V205 2002 200000 SH SOLE 200000 0 0 FINTECH ACQUISITION CORP III COM CL A 31811A101 1031 100000 SH SOLE 100000 0 0 GORES HLDGS IV INC *W EXP 01/22/202 382865111 33 20000 SH SOLE 20000 0 0 GORES HLDGS IV INC COM CL A 382865103 2578 250000 SH SOLE 250000 0 0 GORES HLDGS IV INC UNIT 02/01/2023 382865202 1066 100000 SH SOLE 100000 0 0 GORES HLDGS V INC UNIT 99/99/9999 382864205 1032 99750 SH SOLE 99750 0 0 GORES METROPOULOS INC COM CL A 382872109 1050 91964 SH SOLE 91964 0 0 HEALTHCARE MERGER CORP COM CL A 42227L102 1015 100000 SH SOLE 100000 0 0 HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 557 50000 SH SOLE 50000 0 0 JUNIPER INDL HLDGS INC COM CL A 48205G106 1046 100000 SH SOLE 100000 0 0 JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 87 50000 SH SOLE 50000 0 0 LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 90 50000 SH SOLE 50000 0 0 NOVUS CAP CORP COM 67012U108 1806 153557 SH SOLE 153557 0 0 OAKTREE ACQUISITION CORP SHS CL A G67145105 1175 100000 SH SOLE 100000 0 0 OAKTREE ACQUISITION CORP *W EXP 99/99/999 G67145113 146 50000 SH SOLE 50000 0 0 OSPREY TECHNLGY AQUISTION CO *W EXP 10/30/202 68839R120 28 20000 SH SOLE 20000 0 0 RMG ACQUISITION CORP CL A 749641106 1069 100000 SH SOLE 100000 0 0 RMG ACQUISITION CORP *W EXP 02/21/202 749641114 71 33333 SH SOLE 33333 0 0 SCHULTZE SPL PURP ACQUSTN CO *W EXP 12/31/202 80821R117 38 73418 SH SOLE 73418 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 76 125000 SH SOLE 125000 0 0 SOCIAL CAP HDOSPHIA HLDG CO *W EXP 99/99/999 G8250T125 1665 300000 SH SOLE 300000 0 0 SWITCHBACK ENERGY ACQUISTN C COM CL A 87105M102 1560 100000 SH SOLE 100000 0 0 TRINE ACQUISITION CORP COM CL A 89628U108 1086 100570 SH SOLE 100570 0 0 BITAUTO HLDGS LTD SPONSORED ADS 091727107 318 20190 SH SOLE 20190 0 0 CANNAE HLDGS INC COM 13765N107 745 20000 SH SOLE 20000 0 0 CF FINANCE ACQUISITION CORP UNIT 08/01/2027 15725Q203 2005 200000 SH SOLE 200000 0 0 CHURCHILL CAPITAL CORP IV CL A 171439102 1467 150000 SH SOLE 150000 0 0 FUSION ACQUISITION CORP CL A 36118H105 1475 150000 SH SOLE 150000 0 0 GO ACQUISITION CORP UNIT 08/31/2027 362019200 2016 200000 SH SOLE 200000 0 0 HUDSON EXECUTIVE INVT CORP COM CL A 443761101 1228 125000 SH SOLE 125000 0 0 HUDSON LTD COM CL A G46408103 2470 325000 SH SOLE 325000 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 540 66331 SH SOLE 66331 0 0 LINX SA SPONSORED ADS 53619W101 769 125000 SH SOLE 125000 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 1312 25000 SH SOLE 25000 0 0 PFENEX INC COM 717071104 893 70000 SH SOLE 70000 0 0 VIRTUSA CORP COM 92827P102 983 20000 SH SOLE 20000 0 0 URBAN ONE INC CL D NON VTG 91705J204 35 30000 SH SOLE 30000 0 0 SUNDANCE ENERGY INC COM 86725N102 35 15000 SH SOLE 15000 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 337 30200 SH SOLE 30200 0 0 OXBRIDGE RE HLDGS LTD SHS G6856M106 26 15000 SH SOLE 15000 0 0 NOVAVAX INC COM NEW 670002401 217 2000 SH SOLE 2000 0 0 NANO X IMAGING LTD ORD SHS M70700105 517 22000 SH SOLE 22000 0 0 KANDI TECHNOLOGIES GROUP INC COM 483709101 124 20000 SH SOLE 20000 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 232 20000 SH SOLE 20000 0 0 GROUPON INC COM NEW 399473206 979 48000 SH SOLE 48000 0 0 GAMESTOP CORP NEW CL A 36467W109 102 10000 SH SOLE 10000 0 0 ELECTRAMECCANICA VEHS CORP COM NEW 284849205 109 43827 SH SOLE 43827 0 0 AMBOW ED HLDG LTD SPONSORED ADS 02322P200 78 15347 SH SOLE 15347 0 0 AETHLON MED INC COM 00808Y307 34 25000 SH SOLE 25000 0 0 ADIAL PHARMACEUTICALS INC COM 00688A106 85 37967 SH SOLE 37967 0 0 AMPCO-PITTSBURG CORP *W EXP 08/01/202 032037111 17 45700 SH SOLE 45700 0 0