X0306 4/A 2019-04-12 2019-04-16 0 0001514732 SAExploration Holdings, Inc. SAEX 0001581400 Beatty Brian A 4860 25TH ST SE CALGARY A0 T2B 3M2 ALBERTA, CANADA 1 1 0 0 Chief Operating Officer Common Stock 2019-04-12 4 M 0 78880 A 123191 D Common Stock 2019-04-12 4 F 0 37863 3.80 D 85328 D Common Stock 700 I Through dispositive and voting control of Seismic Management Holdings, Inc. Restricted Stock Unit 2019-04-12 4 M 0 78880 0.00 D Common Stock 78880 215835 D Restricted stock units ("RSUs") convert into shares of common stock on a one-for-one basis. These shares were inadvertently reported as directly owned by the Reporting Person in a prior filing. Seismic Management Holdings, Inc. is a corporation formed under the laws of the Province of Alberta, Canada, and is wholly owned by Seismic Managements, LLP, which is an Alaska limited liability partnership controlled by the Reporting Person. These RSUs were issued pursuant to the 2018 Amended and Restated Long-Term Incentive Plan as additional management incentive plan ("MIP") awards due under the terms of the employment agreement between the Company and the reporting person (the "True-Up MIP Awards"). These True-Up MIP Awards vest 50% on April 12, 2019 and 50% on January 29, 2021. These RSU's represent the 50% that vested on April 12, 2019. Brian A. Beatty 2019-05-15