Chief Investment Officer

0001581298-22-000001.txt : 20220114 0001581298-22-000001.hdr.sgml : 20220114 20220114143405 ACCESSION NUMBER: 0001581298-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220114 DATE AS OF CHANGE: 20220114 EFFECTIVENESS DATE: 20220114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carlson Capital Management CENTRAL INDEX KEY: 0001581298 IRS NUMBER: 411689533 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15611 FILM NUMBER: 22531566 BUSINESS ADDRESS: STREET 1: 11 BRIDGE SQ CITY: NORTHFIELD STATE: MN ZIP: 55057 BUSINESS PHONE: 507-645-8887 MAIL ADDRESS: STREET 1: 11 BRIDGE SQ CITY: NORTHFIELD STATE: MN ZIP: 55057 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001581298 XXXXXXXX 12-31-2021 12-31-2021 Carlson Capital Management

11 BRIDGE SQ NORTHFIELD MN 55057

13F HOLDINGS REPORT 028-15611 N Adam Hoffmann Chief Investment Officer 5076458887 Adam Hoffmann Northfield MN 01-14-2022 0 171 1152242 false INFORMATION TABLE 2 CCM12312021.xml 3M CO COM 88579Y101 17666 99453 SH SOLE 0 0 0 99453 ABBOTT LABS COM 002824100 3176 22570 SH SOLE 0 0 0 22570 ABBVIE INC COM 00287Y109 293 2161 SH SOLE 0 0 0 2161 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 17009 41029 SH SOLE 0 0 0 41029 ADOBE SYSTEMS INCORPORATED COM 00724F101 449 792 SH SOLE 0 0 0 792 AFLAC INC COM 001055102 201 3441 SH SOLE 0 0 0 3441 ALLIANT ENERGY CORP COM 018802108 393 6390 SH SOLE 0 0 0 6390 ALLSTATE CORP COM 020002101 289 2455 SH SOLE 0 0 0 2455 ALPHABET INC CAP STK CL A 02079K305 1388 479 SH SOLE 0 0 0 479 ALPHABET INC CAP STK CL C 02079K107 1285 444 SH SOLE 0 0 0 444 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 31 35000 PRN SOLE 0 0 0 35000 ALTRIA GROUP INC COM 02209S103 307 6470 SH SOLE 0 0 0 6470 AMAZON COM INC COM 023135106 2324 697 SH SOLE 0 0 0 697 AMERICAN CENTY ETF TR US SML CP VALU 025072877 21948 275246 SH SOLE 0 0 0 275246 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 14335 222079 SH SOLE 0 0 0 222079 AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 3362 53101 SH SOLE 0 0 0 53101 AMERICAN WTR WKS CO INC NEW COM 030420103 936 4955 SH SOLE 0 0 0 4955 APPLE INC COM 037833100 9002 50697 SH SOLE 0 0 0 50697 AT&T INC COM 00206R102 564 22943 SH SOLE 0 0 0 22943 BADGER METER INC COM 056525108 695 6522 SH SOLE 0 0 0 6522 BAXTER INTL INC COM 071813109 290 3380 SH SOLE 0 0 0 3380 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1957 6545 SH SOLE 0 0 0 6545 BK OF AMERICA CORP COM 060505104 434 9758 SH SOLE 0 0 0 9758 BOSTON SCIENTIFIC CORP COM 101137107 593 13956 SH SOLE 0 0 0 13956 BROADCOM INC COM 11135F101 583 876 SH SOLE 0 0 0 876 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 685 6368 SH SOLE 0 0 0 6368 CANADIAN NATL RY CO COM 136375102 208 1690 SH SOLE 0 0 0 1690 CERNER CORP COM 156782104 587 6318 SH SOLE 0 0 0 6318 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 13 15000 PRN SOLE 0 0 0 15000 CHEFS WHSE INC NOTE 1.875%12/0 163086AB7 32 30000 PRN SOLE 0 0 0 30000 CHEVRON CORP NEW COM 166764100 465 3966 SH SOLE 0 0 0 3966 CIGNA CORP NEW COM 125523100 517 2251 SH SOLE 0 0 0 2251 CISCO SYS INC COM 17275R102 557 8797 SH SOLE 0 0 0 8797 COASTAL FINL CORP WA COM NEW 19046P209 6044 119398 SH SOLE 0 0 0 119398 COCA COLA CO COM 191216100 808 13652 SH SOLE 0 0 0 13652 COLGATE PALMOLIVE CO COM 194162103 212 2479 SH SOLE 0 0 0 2479 COMCAST CORP NEW CL A 20030N101 238 4719 SH SOLE 0 0 0 4719 CONSTELLATION BRANDS INC CL A 21036P108 295 1176 SH SOLE 0 0 0 1176 COSTCO WHSL CORP NEW COM 22160K105 841 1481 SH SOLE 0 0 0 1481 CSG SYS INTL INC NOTE 4.250% 3/1 126349AF6 11 10000 PRN SOLE 0 0 0 10000 DANAHER CORPORATION COM 235851102 791 2405 SH SOLE 0 0 0 2405 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 2493 48220 SH SOLE 0 0 0 48220 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 2324 80229 SH SOLE 0 0 0 80229 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 26933 448958 SH SOLE 0 0 0 448958 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 35376 744446 SH SOLE 0 0 0 744446 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 23097 703758 SH SOLE 0 0 0 703758 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 277 10599 SH SOLE 0 0 0 10599 DISNEY WALT CO COM 254687106 302 1947 SH SOLE 0 0 0 1947 DOLLAR GEN CORP NEW COM 256677105 206 874 SH SOLE 0 0 0 874 ECOLAB INC COM 278865100 301 1283 SH SOLE 0 0 0 1283 ELECTROMED INC COM 285409108 159 12234 SH SOLE 0 0 0 12234 EMERSON ELEC CO COM 291011104 437 4697 SH SOLE 0 0 0 4697 EQUITY RESIDENTIAL SH BEN INT 29476L107 219 2418 SH SOLE 0 0 0 2418 ETF SER SOLUTIONS DISTILLATE US 26922A321 151427 3271973 SH SOLE 0 0 0 3271973 EXXON MOBIL CORP COM 30231G102 797 13024 SH SOLE 0 0 0 13024 FASTENAL CO COM 311900104 605 9447 SH SOLE 0 0 0 9447 FIDELITY NATL INFORMATION SV COM 31620M106 218 2002 SH SOLE 0 0 0 2002 FISERV INC COM 337738108 264 2541 SH SOLE 0 0 0 2541 FULLER H B CO COM 359694106 367 4526 SH SOLE 0 0 0 4526 GENERAL MLS INC COM 370334104 494 7332 SH SOLE 0 0 0 7332 GOLDMAN SACHS GROUP INC COM 38141G104 214 560 SH SOLE 0 0 0 560 GRACO INC COM 384109104 5455 67657 SH SOLE 0 0 0 67657 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 58 55000 PRN SOLE 0 0 0 55000 HEICO CORP NEW COM 422806109 289 2001 SH SOLE 0 0 0 2001 HOME DEPOT INC COM 437076102 713 1719 SH SOLE 0 0 0 1719 HONEYWELL INTL INC COM 438516106 1546 7413 SH SOLE 0 0 0 7413 HORMEL FOODS CORP COM 440452100 307 6282 SH SOLE 0 0 0 6282 HUNTINGTON BANCSHARES INC COM 446150104 2681 173870 SH SOLE 0 0 0 173870 INTEL CORP COM 458140100 439 8521 SH SOLE 0 0 0 8521 INTERNATIONAL BUSINESS MACHS COM 459200101 613 4589 SH SOLE 0 0 0 4589 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 335 1746 SH SOLE 0 0 0 1746 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 386 2249 SH SOLE 0 0 0 2249 INVESCO QQQ TR UNIT SER 1 46090E103 1970 4952 SH SOLE 0 0 0 4952 ISHARES INC CORE MSCI EMKT 46434G103 1645 27479 SH SOLE 0 0 0 27479 ISHARES TR CORE MSCI EAFE 46432F842 1218 16324 SH SOLE 0 0 0 16324 ISHARES TR MSCI USA MMENTM 46432F396 274 1507 SH SOLE 0 0 0 1507 ISHARES TR US HOME CONS ETF 464288752 230 2779 SH SOLE 0 0 0 2779 ISHARES TR EAFE VALUE ETF 464288877 10468 207731 SH SOLE 0 0 0 207731 ISHARES TR CORE S&P TTL STK 464287150 653 6100 SH SOLE 0 0 0 6100 ISHARES TR US TRSPRTION 464287192 619 2238 SH SOLE 0 0 0 2238 ISHARES TR S&P 100 ETF 464287101 254 1159 SH SOLE 0 0 0 1159 ISHARES TR CORE US AGGBD ET 464287226 229 2007 SH SOLE 0 0 0 2007 ISHARES TR CORE S&P500 ETF 464287200 987 2069 SH SOLE 0 0 0 2069 ISHARES TR RUS 1000 GRW ETF 464287614 462 1513 SH SOLE 0 0 0 1513 ISHARES TR RUSSELL 2000 ETF 464287655 456 2051 SH SOLE 0 0 0 2051 ISHARES TR RUS 2000 VAL ETF 464287630 2006 12078 SH SOLE 0 0 0 12078 ISHARES TR CORE S&P US GWT 464287671 225 1950 SH SOLE 0 0 0 1950 ISHARES TR RUS 2000 GRW ETF 464287648 1873 6392 SH SOLE 0 0 0 6392 ISHARES TR MSCI EAFE ETF 464287465 847 10769 SH SOLE 0 0 0 10769 ISHARES TR MSCI INTL QUALTY 46434V456 4656 118220 SH SOLE 0 0 0 118220 JOHNSON & JOHNSON COM 478160104 2779 16246 SH SOLE 0 0 0 16246 JPMORGAN CHASE & CO COM 46625H100 905 5712 SH SOLE 0 0 0 5712 KIMBERLY-CLARK CORP COM 494368103 472 3300 SH SOLE 0 0 0 3300 LAUDER ESTEE COS INC CL A 518439104 337 909 SH SOLE 0 0 0 909 LILLY ELI & CO COM 532457108 1111 4021 SH SOLE 0 0 0 4021 LOWES COS INC COM 548661107 303 1174 SH SOLE 0 0 0 1174 MAIN STR CAP CORP COM 56035L104 3056 68130 SH SOLE 0 0 0 68130 MARRIOTT INTL INC NEW CL A 571903202 274 1659 SH SOLE 0 0 0 1659 MCDONALDS CORP COM 580135101 309 1151 SH SOLE 0 0 0 1151 MCKESSON CORP COM 58155Q103 645 2596 SH SOLE 0 0 0 2596 MEDTRONIC PLC SHS G5960L103 381 3686 SH SOLE 0 0 0 3686 MERCK & CO INC COM 58933Y105 493 6432 SH SOLE 0 0 0 6432 META PLATFORMS INC CL A 30303M102 946 2812 SH SOLE 0 0 0 2812 MICROSOFT CORP COM 594918104 10383 30874 SH SOLE 0 0 0 30874 MORGAN STANLEY COM NEW 617446448 412 4196 SH SOLE 0 0 0 4196 NETFLIX INC COM 64110L106 333 552 SH SOLE 0 0 0 552 NEXTERA ENERGY INC COM 65339F101 1221 13073 SH SOLE 0 0 0 13073 NIKE INC CL B 654106103 529 3176 SH SOLE 0 0 0 3176 NOMAD FOODS LTD USD ORD SHS G6564A105 254 10000 SH SOLE 0 0 0 10000 NVIDIA CORPORATION COM 67066G104 525 1786 SH SOLE 0 0 0 1786 ORACLE CORP COM 68389X105 262 3008 SH SOLE 0 0 0 3008 PACER FDS TR PACER US SMALL 69374H857 1192 27868 SH SOLE 0 0 0 27868 PACER FDS TR DEVELOPED MRKT 69374H873 22431 718237 SH SOLE 0 0 0 718237 PACER FDS TR US CASH COWS 100 69374H881 41332 877730 SH SOLE 0 0 0 877730 PENTAIR PLC SHS G7S00T104 228 3128 SH SOLE 0 0 0 3128 PEPSICO INC COM 713448108 980 5641 SH SOLE 0 0 0 5641 PFIZER INC COM 717081103 1121 18986 SH SOLE 0 0 0 18986 PHILIP MORRIS INTL INC COM 718172109 328 3454 SH SOLE 0 0 0 3454 PROCTER AND GAMBLE CO COM 742718109 1275 7792 SH SOLE 0 0 0 7792 RAYTHEON TECHNOLOGIES CORP COM 75513E101 299 3479 SH SOLE 0 0 0 3479 S&P GLOBAL INC COM 78409V104 433 918 SH SOLE 0 0 0 918 SALESFORCE COM INC COM 79466L302 235 926 SH SOLE 0 0 0 926 SCHWAB CHARLES CORP COM 808513105 301 3578 SH SOLE 0 0 0 3578 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 450 4391 SH SOLE 0 0 0 4391 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 267 1632 SH SOLE 0 0 0 1632 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 2081 28421 SH SOLE 0 0 0 28421 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 259 8749 SH SOLE 0 0 0 8749 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 223 4389 SH SOLE 0 0 0 4389 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 841 7440 SH SOLE 0 0 0 7440 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1624 41772 SH SOLE 0 0 0 41772 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3715 32637 SH SOLE 0 0 0 32637 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 206 1461 SH SOLE 0 0 0 1461 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 254 699 SH SOLE 0 0 0 699 SPDR GOLD TR GOLD SHS 78463V107 2016 11793 SH SOLE 0 0 0 11793 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 9462 250511 SH SOLE 0 0 0 250511 SPDR S&P 500 ETF TR TR UNIT 78462F103 2893 6092 SH SOLE 0 0 0 6092 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 298 575 SH SOLE 0 0 0 575 SPDR SER TR S&P 600 SMCP VAL 78464A300 948 11190 SH SOLE 0 0 0 11190 SPDR SER TR S&P 600 SML CAP 78464A813 407 4093 SH SOLE 0 0 0 4093 STARBUCKS CORP COM 855244109 367 3136 SH SOLE 0 0 0 3136 SUMMIT HOTEL PPTYS NOTE 1.500% 2/1 866082AA8 42 40000 PRN SOLE 0 0 0 40000 TACTILE SYS TECHNOLOGY INC COM 87357P100 322 16927 SH SOLE 0 0 0 16927 TARGET CORP COM 87612E106 2125 9182 SH SOLE 0 0 0 9182 TESLA INC COM 88160R101 809 766 SH SOLE 0 0 0 766 TJX COS INC NEW COM 872540109 644 8478 SH SOLE 0 0 0 8478 TRAVELERS COMPANIES INC COM 89417E109 472 3018 SH SOLE 0 0 0 3018 UNION PAC CORP COM 907818108 684 2714 SH SOLE 0 0 0 2714 UNITEDHEALTH GROUP INC COM 91324P102 15157 30186 SH SOLE 0 0 0 30186 US BANCORP DEL COM NEW 902973304 979 17433 SH SOLE 0 0 0 17433 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 51952 642729 SH SOLE 0 0 0 642729 VANGUARD INDEX FDS LARGE CAP ETF 922908637 90584 409845 SH SOLE 0 0 0 409845 VANGUARD INDEX FDS VALUE ETF 922908744 25641 174297 SH SOLE 0 0 0 174297 VANGUARD INDEX FDS SM CP VAL ETF 922908611 20093 112346 SH SOLE 0 0 0 112346 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4268 36786 SH SOLE 0 0 0 36786 VANGUARD INDEX FDS GROWTH ETF 922908736 690 2151 SH SOLE 0 0 0 2151 VANGUARD INDEX FDS SMALL CP ETF 922908751 17387 76932 SH SOLE 0 0 0 76932 VANGUARD INDEX FDS TOTAL STK MKT 922908769 124906 517338 SH SOLE 0 0 0 517338 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 15525 313882 SH SOLE 0 0 0 313882 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 10024 74831 SH SOLE 0 0 0 74831 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 195933 2411187 SH SOLE 0 0 0 2411187 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 780 4544 SH SOLE 0 0 0 4544 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 36420 713281 SH SOLE 0 0 0 713281 VERIZON COMMUNICATIONS INC COM 92343V104 389 7477 SH SOLE 0 0 0 7477 VISA INC COM CL A 92826C839 475 2194 SH SOLE 0 0 0 2194 VYANT BIO INC COM 92942V109 16 11800 SH SOLE 0 0 0 11800 WALMART INC COM 931142103 760 5251 SH SOLE 0 0 0 5251 WEC ENERGY GROUP INC COM 92939U106 375 3860 SH SOLE 0 0 0 3860 WELLS FARGO CO NEW COM 949746101 1098 22888 SH SOLE 0 0 0 22888 WISDOMTREE TR INTL SMCAP DIV 97717W760 9793 132969 SH SOLE 0 0 0 132969 WISDOMTREE TR US LARGECAP DIVD 97717W307 232 3518 SH SOLE 0 0 0 3518 XCEL ENERGY INC COM 98389B100 1053 15554 SH SOLE 0 0 0 15554