Chief Investment Officer

0001581298-21-000004.txt : 20211012 0001581298-21-000004.hdr.sgml : 20211012 20211012100135 ACCESSION NUMBER: 0001581298-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211012 DATE AS OF CHANGE: 20211012 EFFECTIVENESS DATE: 20211012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carlson Capital Management CENTRAL INDEX KEY: 0001581298 IRS NUMBER: 411689533 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15611 FILM NUMBER: 211317399 BUSINESS ADDRESS: STREET 1: 11 BRIDGE SQ CITY: NORTHFIELD STATE: MN ZIP: 55057 BUSINESS PHONE: 507-645-8887 MAIL ADDRESS: STREET 1: 11 BRIDGE SQ CITY: NORTHFIELD STATE: MN ZIP: 55057 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001581298 XXXXXXXX 09-30-2021 09-30-2021 Carlson Capital Management

11 BRIDGE SQ NORTHFIELD MN 55057

13F HOLDINGS REPORT 028-15611 N Adam Hoffmann Chief Investment Officer 5076458887 Adam Hoffmann Northfield MN 10-12-2021 0 167 940466 false INFORMATION TABLE 2 CCM09302021.xml SPDR S&P 500 ETF TR TR UNIT 78462F103 2412 5621 SH SOLE 0 0 0 5621 PFIZER INC COM 717081103 767 17829 SH SOLE 0 0 0 17829 BOSTON SCIENTIFIC CORP COM 101137107 584 13467 SH SOLE 0 0 0 13467 SNAP INC CL A 83304A106 444 6010 SH SOLE 0 0 0 6010 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 351 11514 SH SOLE 0 0 0 11514 DANAHER CORPORATION COM 235851102 726 2385 SH SOLE 0 0 0 2385 ETF SER SOLUTIONS DISTILLATE INTNL 26922B501 354 14138 SH SOLE 0 0 0 14138 KIMBERLY-CLARK CORP COM 494368103 437 3301 SH SOLE 0 0 0 3301 DISNEY WALT CO COM 254687106 430 2539 SH SOLE 0 0 0 2539 CSG SYS INTL INC NOTE 4.250% 3/1 126349AF6 10 10000 PRN SOLE 0 0 0 10000 ABBOTT LABS COM 002824100 2662 22531 SH SOLE 0 0 0 22531 BK OF AMERICA CORP COM 060505104 375 8842 SH SOLE 0 0 0 8842 PACER FDS TR US CASH COWS 100 69374H881 2052 46950 SH SOLE 0 0 0 46950 ISHARES TR US TRSPRTION 464287192 542 2228 SH SOLE 0 0 0 2228 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 2274 48220 SH SOLE 0 0 0 48220 COSTCO WHSL CORP NEW COM 22160K105 644 1433 SH SOLE 0 0 0 1433 PEPSICO INC COM 713448108 857 5697 SH SOLE 0 0 0 5697 VYANT BIO INC COM 92942V109 27 11800 SH SOLE 0 0 0 11800 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 42842 848528 SH SOLE 0 0 0 848528 TACTILE SYS TECHNOLOGY INC COM 87357P100 752 16927 SH SOLE 0 0 0 16927 VANGUARD INDEX FDS LARGE CAP ETF 922908637 89836 447125 SH SOLE 0 0 0 447125 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 23243 709833 SH SOLE 0 0 0 709833 NEXTERA ENERGY INC COM 65339F101 975 12416 SH SOLE 0 0 0 12416 UNION PAC CORP COM 907818108 497 2538 SH SOLE 0 0 0 2538 COASTAL FINL CORP WA COM NEW 19046P209 3804 119398 SH SOLE 0 0 0 119398 TARGET CORP COM 87612E106 2024 8847 SH SOLE 0 0 0 8847 HUNTINGTON BANCSHARES INC COM 446150104 2687 173825 SH SOLE 0 0 0 173825 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 13163 41146 SH SOLE 0 0 0 41146 TRAVELERS COMPANIES INC COM 89417E109 427 2812 SH SOLE 0 0 0 2812 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 224 663 SH SOLE 0 0 0 663 APPLE INC COM 037833100 6770 47845 SH SOLE 0 0 0 47845 AT&T INC COM 00206R102 673 24909 SH SOLE 0 0 0 24909 AMAZON COM INC COM 023135106 2290 697 SH SOLE 0 0 0 697 XCEL ENERGY INC COM 98389B100 1042 16667 SH SOLE 0 0 0 16667 PHILIP MORRIS INTL INC COM 718172109 311 3282 SH SOLE 0 0 0 3282 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 41948 511934 SH SOLE 0 0 0 511934 PROCTER AND GAMBLE CO COM 742718109 1042 7457 SH SOLE 0 0 0 7457 BOEING CO COM 097023105 225 1023 SH SOLE 0 0 0 1023 SCHWAB CHARLES CORP COM 808513105 286 3930 SH SOLE 0 0 0 3930 AMERICAN CENTY ETF TR US SML CP VALU 025072877 12358 163445 SH SOLE 0 0 0 163445 VANGUARD INDEX FDS GROWTH ETF 922908736 627 2159 SH SOLE 0 0 0 2159 ORACLE CORP COM 68389X105 234 2687 SH SOLE 0 0 0 2687 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 455 4545 SH SOLE 0 0 0 4545 WISDOMTREE TR US LARGECAP DIVD 97717W307 210 1759 SH SOLE 0 0 0 1759 ISHARES TR RUS 2000 VAL ETF 464287630 1885 11763 SH SOLE 0 0 0 11763 NIKE INC CL B 654106103 453 3117 SH SOLE 0 0 0 3117 HORMEL FOODS CORP COM 440452100 345 8425 SH SOLE 0 0 0 8425 INTEL CORP COM 458140100 425 7969 SH SOLE 0 0 0 7969 US BANCORP DEL COM NEW 902973304 1011 17008 SH SOLE 0 0 0 17008 WALMART INC COM 931142103 725 5203 SH SOLE 0 0 0 5203 WILLIS TOWERS WATSON PLC LTD SHS G96629103 238 1022 SH SOLE 0 0 0 1022 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 58 55000 PRN SOLE 0 0 0 55000 SPDR SER TR S&P 600 SMCP VAL 78464A300 927 11314 SH SOLE 0 0 0 11314 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 10757 279500 SH SOLE 0 0 0 279500 JPMORGAN CHASE & CO COM 46625H100 909 5553 SH SOLE 0 0 0 5553 ISHARES TR RUS 2000 GRW ETF 464287648 2067 7040 SH SOLE 0 0 0 7040 GENERAL ELECTRIC CO COM NEW 369604301 210 2040 SH SOLE 0 0 0 2040 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 27865 484601 SH SOLE 0 0 0 484601 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 771 7424 SH SOLE 0 0 0 7424 CISCO SYS INC COM 17275R102 412 7578 SH SOLE 0 0 0 7578 EXXON MOBIL CORP COM 30231G102 907 15422 SH SOLE 0 0 0 15422 ABBVIE INC COM 00287Y109 231 2140 SH SOLE 0 0 0 2140 CHEFS WHSE INC NOTE 1.875%12/0 163086AB7 32 30000 PRN SOLE 0 0 0 30000 CHEVRON CORP NEW COM 166764100 366 3605 SH SOLE 0 0 0 3605 BROADCOM INC COM 11135F101 402 830 SH SOLE 0 0 0 830 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1489 5457 SH SOLE 0 0 0 5457 ISHARES INC CORE MSCI EMKT 46434G103 3002 48605 SH SOLE 0 0 0 48605 ISHARES TR S&P 100 ETF 464287101 229 1159 SH SOLE 0 0 0 1159 VANGUARD INDEX FDS VALUE ETF 922908744 25261 186610 SH SOLE 0 0 0 186610 VISA INC COM CL A 92826C839 406 1821 SH SOLE 0 0 0 1821 AEVA TECHNOLOGIES INC COM 00835Q103 128 16180 SH SOLE 0 0 0 16180 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3852 37847 SH SOLE 0 0 0 37847 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 249 1682 SH SOLE 0 0 0 1682 CONSTELLATION BRANDS INC CL A 21036P108 247 1174 SH SOLE 0 0 0 1174 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 554 6368 SH SOLE 0 0 0 6368 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1757 45388 SH SOLE 0 0 0 45388 PACER FDS TR DEVELOPED MRKT 69374H873 1371 44116 SH SOLE 0 0 0 44116 TJX COS INC NEW COM 872540109 543 8225 SH SOLE 0 0 0 8225 VANGUARD INDEX FDS SMALL CP ETF 922908751 20663 94495 SH SOLE 0 0 0 94495 LILLY ELI & CO COM 532457108 921 3987 SH SOLE 0 0 0 3987 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 8815 136437 SH SOLE 0 0 0 136437 ISHARES TR CORE S&P TTL STK 464287150 693 7045 SH SOLE 0 0 0 7045 FACEBOOK INC CL A 30303M102 879 2591 SH SOLE 0 0 0 2591 GRACO INC COM 384109104 1309 18710 SH SOLE 0 0 0 18710 SALESFORCE COM INC COM 79466L302 211 779 SH SOLE 0 0 0 779 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 240 500 SH SOLE 0 0 0 500 ALTRIA GROUP INC COM 02209S103 339 7451 SH SOLE 0 0 0 7451 VANGUARD INDEX FDS TOTAL STK MKT 922908769 166617 750324 SH SOLE 0 0 0 750324 PENTAIR PLC SHS G7S00T104 227 3128 SH SOLE 0 0 0 3128 HOME DEPOT INC COM 437076102 502 1529 SH SOLE 0 0 0 1529 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 14 15000 PRN SOLE 0 0 0 15000 ISHARES TR CORE US AGGBD ET 464287226 235 2049 SH SOLE 0 0 0 2049 MCKESSON CORP COM 58155Q103 524 2630 SH SOLE 0 0 0 2630 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 559 6377 SH SOLE 0 0 0 6377 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 319 1746 SH SOLE 0 0 0 1746 COCA COLA CO COM 191216100 691 13163 SH SOLE 0 0 0 13163 NETFLIX INC COM 64110L106 314 515 SH SOLE 0 0 0 515 WELLS FARGO CO NEW COM 949746101 1017 21919 SH SOLE 0 0 0 21919 INVESCO QQQ TR UNIT SER 1 46090E103 1362 3805 SH SOLE 0 0 0 3805 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 11500 86023 SH SOLE 0 0 0 86023 UNITEDHEALTH GROUP INC COM 91324P102 11808 30221 SH SOLE 0 0 0 30221 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 33134 746255 SH SOLE 0 0 0 746255 INTERNATIONAL BUSINESS MACHS COM 459200101 578 4159 SH SOLE 0 0 0 4159 ECOLAB INC COM 278865100 243 1164 SH SOLE 0 0 0 1164 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 356 2249 SH SOLE 0 0 0 2249 3M CO COM 88579Y101 17486 99681 SH SOLE 0 0 0 99681 MAIN STR CAP CORP COM 56035L104 2790 67880 SH SOLE 0 0 0 67880 VERIZON COMMUNICATIONS INC COM 92343V104 367 6801 SH SOLE 0 0 0 6801 NVIDIA CORPORATION COM 67066G104 318 1537 SH SOLE 0 0 0 1537 TESLA INC COM 88160R101 640 825 SH SOLE 0 0 0 825 FIDELITY NATL INFORMATION SV COM 31620M106 280 2297 SH SOLE 0 0 0 2297 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 188791 2290879 SH SOLE 0 0 0 2290879 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 310 785 SH SOLE 0 0 0 785 ALLSTATE CORP COM 020002101 318 2499 SH SOLE 0 0 0 2499 LAUDER ESTEE COS INC CL A 518439104 274 915 SH SOLE 0 0 0 915 STARBUCKS CORP COM 855244109 352 3193 SH SOLE 0 0 0 3193 MICROSOFT CORP COM 594918104 8509 30183 SH SOLE 0 0 0 30183 ISHARES TR RUSSELL 2000 ETF 464287655 558 2549 SH SOLE 0 0 0 2549 ISHARES TR CORE MSCI EAFE 46432F842 1139 15338 SH SOLE 0 0 0 15338 GENERAL MLS INC COM 370334104 438 7320 SH SOLE 0 0 0 7320 SPDR GOLD TR GOLD SHS 78463V107 1937 11793 SH SOLE 0 0 0 11793 ADOBE SYSTEMS INCORPORATED COM 00724F101 432 750 SH SOLE 0 0 0 750 RAYTHEON TECHNOLOGIES CORP COM 75513E101 245 2849 SH SOLE 0 0 0 2849 NOMAD FOODS LTD USD ORD SHS G6564A105 276 10000 SH SOLE 0 0 0 10000 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3488 33529 SH SOLE 0 0 0 33529 AMERICAN WTR WKS CO INC NEW COM 030420103 839 4962 SH SOLE 0 0 0 4962 MERCK & CO INC COM 58933Y105 354 4712 SH SOLE 0 0 0 4712 WEC ENERGY GROUP INC COM 92939U106 342 3874 SH SOLE 0 0 0 3874 ELECTROMED INC COM 285409108 132 12234 SH SOLE 0 0 0 12234 ISHARES TR RUS 1000 GRW ETF 464287614 435 1588 SH SOLE 0 0 0 1588 AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 1166 18069 SH SOLE 0 0 0 18069 MCDONALDS CORP COM 580135101 292 1213 SH SOLE 0 0 0 1213 HEICO CORP NEW COM 422806109 264 2001 SH SOLE 0 0 0 2001 MARRIOTT INTL INC NEW CL A 571903202 244 1650 SH SOLE 0 0 0 1650 CIGNA CORP NEW COM 125523100 451 2252 SH SOLE 0 0 0 2252 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 2132 80229 SH SOLE 0 0 0 80229 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 372 14374 SH SOLE 0 0 0 14374 FASTENAL CO COM 311900104 450 8712 SH SOLE 0 0 0 8712 ALPHABET INC CAP STK CL A 02079K305 1265 473 SH SOLE 0 0 0 473 GOLDMAN SACHS GROUP INC COM 38141G104 210 556 SH SOLE 0 0 0 556 WISDOMTREE TR INTL SMCAP DIV 97717W760 9941 133900 SH SOLE 0 0 0 133900 CERNER CORP COM 156782104 444 6303 SH SOLE 0 0 0 6303 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 271 5296 SH SOLE 0 0 0 5296 ETF SER SOLUTIONS DISTILLATE US 26922A321 9907 241878 SH SOLE 0 0 0 241878 ALPHABET INC CAP STK CL C 02079K107 1119 420 SH SOLE 0 0 0 420 SUMMIT HOTEL PPTYS INC NOTE 1.500% 2/1 866082AA8 42 40000 PRN SOLE 0 0 0 40000 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 259 3830 SH SOLE 0 0 0 3830 EMERSON ELEC CO COM 291011104 448 4755 SH SOLE 0 0 0 4755 ISHARES TR MSCI EAFE ETF 464287465 856 10969 SH SOLE 0 0 0 10969 ISHARES TR EAFE VALUE ETF 464288877 12024 236463 SH SOLE 0 0 0 236463 HONEYWELL INTL INC COM 438516106 1596 7519 SH SOLE 0 0 0 7519 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 17334 346620 SH SOLE 0 0 0 346620 FISERV INC COM 337738108 278 2566 SH SOLE 0 0 0 2566 BAXTER INTL INC COM 071813109 274 3411 SH SOLE 0 0 0 3411 MORGAN STANLEY COM NEW 617446448 401 4120 SH SOLE 0 0 0 4120 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 32 35000 PRN SOLE 0 0 0 35000 PACER FDS TR PACER US SMALL 69374H857 1092 25741 SH SOLE 0 0 0 25741 ISHARES TR MSCI USA MMENTM 46432F396 265 1507 SH SOLE 0 0 0 1507 ISHARES TR CORE S&P500 ETF 464287200 909 2109 SH SOLE 0 0 0 2109 MEDTRONIC PLC SHS G5960L103 489 3905 SH SOLE 0 0 0 3905 SPDR SER TR S&P 600 SML CAP 78464A813 388 4093 SH SOLE 0 0 0 4093 JOHNSON & JOHNSON COM 478160104 2532 15680 SH SOLE 0 0 0 15680 S&P GLOBAL INC COM 78409V104 406 956 SH SOLE 0 0 0 956 VANGUARD INDEX FDS SM CP VAL ETF 922908611 19338 114253 SH SOLE 0 0 0 114253 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1926 28542 SH SOLE 0 0 0 28542 BADGER METER INC COM 056525108 660 6522 SH SOLE 0 0 0 6522 FULLER H B CO COM 359694106 292 4526 SH SOLE 0 0 0 4526